Last 12 months
Inside the activity.
4 purchase rows · 4 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 2 | 0 |
| Dec 2025 | 1 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 4 |
| Jun 2026 | 1 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 27, 2016 Filed Dec 30, 2016 21:09 UTC |
Montesino IbelisSVP/Managing Dir North America
|
GrantStock Appreciation Rights · Derivative | 9,079 | $0.00 Strike: $79.58 | $0.00 |
DisclosureSEC source: 0001209191-16-157083 · doc4.xml · derivative · entry 1 Fleming Ibelis · CIK 0001513887 · SVP/Managing Dir North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,133 Underlying: Common Stock · 9,079 shares Expires 2023-12-19 F1 · derivative.exercise_date: On December 19, 2013, the reporting person was granted an award of 15,133 stock appreciation rights (SARs). The amount and timing of the vesting of these SARs were dependent upon Herbalife Ltd.'s achievement of certain performance criteria for each of fiscal 2013, 2014 and 2015. The performance criteria were met in 2015, resulting in the vesting of 9,079 SARs subject to this award on June 21, 2016. F1 · balance_after: On December 19, 2013, the reporting person was granted an award of 15,133 stock appreciation rights (SARs). The amount and timing of the vesting of these SARs were dependent upon Herbalife Ltd.'s achievement of certain performance criteria for each of fiscal 2013, 2014 and 2015. The performance criteria were met in 2015, resulting in the vesting of 9,079 SARs subject to this award on June 21, 2016. Read SEC document |
| April 27, 2016 Filed Dec 30, 2016 21:09 UTC |
GOUDIS RICHARDChief Operating Officer
|
GrantStock Appreciation Rights · Derivative | 32,796 | $0.00 Strike: $79.58 | $0.00 |
DisclosureSEC source: 0001209191-16-157082 · doc4.xml · derivative · entry 1 GOUDIS RICHARD · CIK 0001311175 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,661 Underlying: Common Stock · 32,796 shares Expires 2023-12-19 F1 · derivative.exercise_date: On December 19, 2013, the reporting person was granted an award of 54,661 stock appreciation rights (SARs). The amount and timing of the vesting of these SARs were dependent upon Herbalife Ltd.'s achievement of certain performance criteria for each of fiscal 2013, 2014 and 2015. The performance criteria were met in 2015, resulting in the vesting of 32,796 SARs subject to this award on June 21, 2016. F1 · balance_after: On December 19, 2013, the reporting person was granted an award of 54,661 stock appreciation rights (SARs). The amount and timing of the vesting of these SARs were dependent upon Herbalife Ltd.'s achievement of certain performance criteria for each of fiscal 2013, 2014 and 2015. The performance criteria were met in 2015, resulting in the vesting of 32,796 SARs subject to this award on June 21, 2016. Read SEC document |
| April 27, 2016 Filed Dec 30, 2016 21:14 UTC |
Chiu Shin-Shing BoscoPrincipal Accounting Officer
|
GrantStock Appreciation Rights · Derivative | 7,263 | $0.00 Strike: $79.58 | $0.00 |
DisclosureSEC source: 0001209191-16-157088 · doc4.xml · derivative · entry 1 Chiu Shin-Shing Bosco · CIK 0001504597 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,106 Underlying: Common Stock · 7,263 shares Expires 2023-12-19 F1 · derivative.exercise_date: On December 19, 2013, the reporting person was granted an award of 12,106 stock appreciation rights (SARs). The amount and timing of the vesting of these SARs were dependent upon Herbalife Ltd.'s achievement of certain performance criteria for each of fiscal 2013, 2014 and 2015. The performance criteria were met in 2015, resulting in the vesting of 7,263 SARs subject to this award on June 21, 2016. F1 · balance_after: On December 19, 2013, the reporting person was granted an award of 12,106 stock appreciation rights (SARs). The amount and timing of the vesting of these SARs were dependent upon Herbalife Ltd.'s achievement of certain performance criteria for each of fiscal 2013, 2014 and 2015. The performance criteria were met in 2015, resulting in the vesting of 7,263 SARs subject to this award on June 21, 2016. Read SEC document |
| April 27, 2016 Filed Dec 30, 2016 21:12 UTC |
JOHNSON MICHAELDirector · Chairman & CEO
|
GrantStock Appreciation Rights · Derivative | 90,798 | $0.00 Strike: $79.58 | $0.00 |
DisclosureSEC source: 0001209191-16-157087 · doc4.xml · derivative · entry 1 JOHNSON MICHAEL · CIK 0001311173 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,331 Underlying: Common Stock · 90,798 shares Expires 2023-12-19 F1 · derivative.exercise_date: On December 19, 2013, the reporting person was granted an award of 151,331 stock appreciation rights (SARs). The amount and timing of the vesting of these SARs were dependent upon Herbalife Ltd.'s achievement of certain performance criteria for each of fiscal 2013, 2014 and 2015. The performance criteria were met in 2015, resulting in the vesting of 90,798 SARs subject to this award on June 21, 2016. F1 · balance_after: On December 19, 2013, the reporting person was granted an award of 151,331 stock appreciation rights (SARs). The amount and timing of the vesting of these SARs were dependent upon Herbalife Ltd.'s achievement of certain performance criteria for each of fiscal 2013, 2014 and 2015. The performance criteria were met in 2015, resulting in the vesting of 90,798 SARs subject to this award on June 21, 2016. Read SEC document |
| April 27, 2016 Filed Dec 30, 2016 21:12 UTC |
Walsh DesPresident
|
GrantStock Appreciation Rights · Derivative | 32,796 | $0.00 Strike: $79.58 | $0.00 |
DisclosureSEC source: 0001209191-16-157086 · doc4.xml · derivative · entry 1 Walsh Des · CIK 0001373040 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,661 Underlying: Common Stock · 32,796 shares Expires 2023-12-19 F1 · derivative.exercise_date: On December 19, 2013, the reporting person was granted an award of 54,661 stock appreciation rights (SARs). The amount and timing of the vesting of these SARs were dependent upon Herbalife Ltd.'s achievement of certain performance criteria for each of fiscal 2013, 2014 and 2015. The performance criteria were met in 2015, resulting in the vesting of 32,796 SARs subject to this award on June 21, 2016. F1 · balance_after: On December 19, 2013, the reporting person was granted an award of 54,661 stock appreciation rights (SARs). The amount and timing of the vesting of these SARs were dependent upon Herbalife Ltd.'s achievement of certain performance criteria for each of fiscal 2013, 2014 and 2015. The performance criteria were met in 2015, resulting in the vesting of 32,796 SARs subject to this award on June 21, 2016. Read SEC document |
| April 27, 2016 Filed Dec 30, 2016 21:10 UTC |
DeSimone JohnChief Financial Officer
|
GrantStock Appreciation Rights · Derivative | 27,239 | $0.00 Strike: $79.58 | $0.00 |
DisclosureSEC source: 0001209191-16-157084 · doc4.xml · derivative · entry 1 DeSimone John · CIK 0001463405 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,399 Underlying: Common Stock · 27,239 shares Expires 2023-12-19 F1 · derivative.exercise_date: On December 19, 2013, the reporting person was granted an award of 45,399 stock appreciation rights (SARs). The amount and timing of the vesting of these SARs were dependent upon Herbalife Ltd.'s achievement of certain performance criteria for each of fiscal 2013, 2014 and 2015. The performance criteria were met in 2015, resulting in the vesting of 27,239 SARs subject to this award on June 21, 2016. F1 · balance_after: On December 19, 2013, the reporting person was granted an award of 45,399 stock appreciation rights (SARs). The amount and timing of the vesting of these SARs were dependent upon Herbalife Ltd.'s achievement of certain performance criteria for each of fiscal 2013, 2014 and 2015. The performance criteria were met in 2015, resulting in the vesting of 27,239 SARs subject to this award on June 21, 2016. Read SEC document |
| April 27, 2016 Filed Dec 30, 2016 21:08 UTC |
Fernandez Calero Miguel AngelEVP, The Americas & WWD Ops
|
GrantStock Appreciation Rights · Derivative | 9,079 | $0.00 Strike: $79.58 | $0.00 |
DisclosureSEC source: 0001209191-16-157081 · doc4.xml · derivative · entry 1 Fernandez Calero Miguel Angel · CIK 0001472194 · EVP, The Americas & WWD Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,133 Underlying: Common Stock · 9,079 shares Expires 2023-12-19 F1 · derivative.exercise_date: On December 19, 2013, the reporting person was granted an award of 15,133 stock appreciation rights (SARs). The amount and timing of the vesting of these SARs were dependent upon Herbalife Ltd.'s achievement of certain performance criteria for each of fiscal 2013, 2014 and 2015. The performance criteria were met in 2015, resulting in the vesting of 9,079 SARs subject to this award on June 21, 2016. F1 · balance_after: On December 19, 2013, the reporting person was granted an award of 15,133 stock appreciation rights (SARs). The amount and timing of the vesting of these SARs were dependent upon Herbalife Ltd.'s achievement of certain performance criteria for each of fiscal 2013, 2014 and 2015. The performance criteria were met in 2015, resulting in the vesting of 9,079 SARs subject to this award on June 21, 2016. Read SEC document |
| April 27, 2016 Filed Dec 30, 2016 21:08 UTC |
LEVY ROBERTEVP, WW Sales & Marketing
|
GrantStock Appreciation Rights · Derivative | 11,803 | $0.00 Strike: $79.58 | $0.00 |
DisclosureSEC source: 0001209191-16-157080 · doc4.xml · derivative · entry 1 LEVY ROBERT · CIK 0001311283 · EVP, WW Sales & Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,673 Underlying: Common Stock · 11,803 shares Expires 2023-12-19 F1 · derivative.exercise_date: On December 19, 2013, the reporting person was granted an award of 19,673 stock appreciation rights (SARs). The amount and timing of the vesting of these SARs were dependent upon Herbalife Ltd.'s achievement of certain performance criteria for each of fiscal 2013, 2014 and 2015. The performance criteria were met in 2015, resulting in the vesting of 11,803 SARs subject to this award on June 21, 2016. F1 · balance_after: On December 19, 2013, the reporting person was granted an award of 19,673 stock appreciation rights (SARs). The amount and timing of the vesting of these SARs were dependent upon Herbalife Ltd.'s achievement of certain performance criteria for each of fiscal 2013, 2014 and 2015. The performance criteria were met in 2015, resulting in the vesting of 11,803 SARs subject to this award on June 21, 2016. Read SEC document |
| April 27, 2016 Filed Dec 30, 2016 21:06 UTC |
Hienrich EdiSVP/Managing Director EMEA
|
GrantStock Appreciation Rights · Derivative | 9,079 | $0.00 Strike: $79.58 | $0.00 |
DisclosureSEC source: 0001209191-16-157077 · doc4.xml · derivative · entry 1 Hienrich Edi · CIK 0001472187 · SVP/Managing Director EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,133 Underlying: Common Stock · 9,079 shares Expires 2023-12-19 F1 · derivative.exercise_date: On December 19, 2013, the reporting person was granted an award of 15,133 stock appreciation rights (SARs). The amount and timing of the vesting of these SARs were dependent upon Herbalife Ltd.'s achievement of certain performance criteria for each of fiscal 2013, 2014 and 2015. The performance criteria were met in 2015, resulting in the vesting of 9,079 SARs subject to this award on June 21, 2016. F1 · balance_after: On December 19, 2013, the reporting person was granted an award of 15,133 stock appreciation rights (SARs). The amount and timing of the vesting of these SARs were dependent upon Herbalife Ltd.'s achievement of certain performance criteria for each of fiscal 2013, 2014 and 2015. The performance criteria were met in 2015, resulting in the vesting of 9,079 SARs subject to this award on June 21, 2016. Read SEC document |
| February 26, 2014 Filed Feb 28, 2014 21:51 UTC |
ICAHN CARL C10% owner
HIGH RIVER LIMITED PARTNERSHIP10% owner
ICAHN PARTNERS LP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
|
PurchaseCommon Shares, par value $0.001 per share ("Common Shares") | 33,515 | $66.40 | $2,225,396.00 |
DisclosureSEC source: 0001140361-14-010295 · doc1.xml · nonDerivative · entry 1 ICAHN CARL C · CIK 0000921669 · 10% owner HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · pleasee see all footnotes Disclosed balance after: 17,000,000 F1 · ownership.nature: High River Limited Partnership ("High River") directly beneficially owns 3,399,999 Shares, Icahn Partners LP ("Icahn Partners") directly beneficially owns 8,169,783 Shares and Icahn Partners Master Fund LP ("Icahn Master") directly beneficially owns 5,430,218 Shares. F2 · ownership.nature: Barberry Corp. ("Barberry"), is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master. F3 · ownership.nature: Each of Barberry and Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners and Icahn Master. Each of Hopper, Barberry and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which High River owns. Each of Hopper, Barberry and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F4 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F5 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. Read SEC document |
| May 03, 2013 Filed May 7, 2013 21:10 UTC |
ICAHN CARL C10% owner
HIGH RIVER LIMITED PARTNERSHIP10% owner
ICAHN PARTNERS LP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
ICAHN PARTNERS MASTER FUND II L.P.10% owner
ICAHN PARTNERS MASTER FUND III L.P.10% owner
|
PurchaseCommon Shares, par value $0.001 per share ("Common Shares") | 611,354 | $40.85 | $24,973,810.90 |
DisclosureSEC source: 0001140361-13-019222 · doc1.xml · nonDerivative · entry 1 ICAHN CARL C · CIK 0000921669 · 10% owner HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner ICAHN PARTNERS MASTER FUND II L.P. · CIK 0001414181 · 10% owner ICAHN PARTNERS MASTER FUND III L.P. · CIK 0001414179 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · pleasee see all footnotes Disclosed balance after: 16,966,485 F1 · ownership.nature: High River Limited Partnership ("High River") directly beneficially owns 3,393,296 Shares, Icahn Partners LP ("Icahn Partners") directly beneficially owns 5,119,296 Shares, Icahn Partners Master Fund LP ("Icahn Master") directly beneficially owns 5,403,406 Shares, Icahn Partners Master Fund II LP ("Icahn Master II") directly beneficially owns 2,118,195 Shares, and Icahn Partners Master Fund III LP ("Icahn Master III") directly beneficially owns 932,292 Shares. F2 · ownership.nature: Barberry Corp. ("Barberry"), is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of each of Icahn Master, Icahn Master II and Icahn Master III. F3 · ownership.nature: Each of Barberry and Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners, Icahn Master, Icahn Master II and Icahn Master III. Each of Hopper, Barberry and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which High River owns. Each of Hopper, Barberry and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F4 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F5 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which each of Icahn Master, Icahn Master II and Icahn Master III owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. Read SEC document |
| March 08, 2013 Filed Mar 12, 2013 21:24 UTC |
ICAHN CARL C10% owner
HIGH RIVER LIMITED PARTNERSHIP10% owner
ICAHN PARTNERS LP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
ICAHN PARTNERS MASTER FUND II L.P.10% owner
ICAHN PARTNERS MASTER FUND III L.P.10% owner
|
PurchaseCommon Shares, par value $0.001 per share ("Common Shares") | 322,716 | $41.45 | $13,376,578.20 |
DisclosureSEC source: 0001140361-13-012087 · doc1.xml · nonDerivative · entry 1 ICAHN CARL C · CIK 0000921669 · 10% owner HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner ICAHN PARTNERS MASTER FUND II L.P. · CIK 0001414181 · 10% owner ICAHN PARTNERS MASTER FUND III L.P. · CIK 0001414179 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · please see all footnotes Disclosed balance after: 16,355,131 F1 · ownership.nature: High River Limited Partnership ("High River") directly beneficially owns 3,271,025 Shares, Icahn Partners LP ("Icahn Partners") directly beneficially owns 4,970,494 Shares, Icahn Partners Master Fund LP ("Icahn Master") directly beneficially owns 5,149,786 Shares, Icahn Partners Master Fund II LP ("Icahn Master II") directly beneficially owns 2,057,903 Shares, and Icahn Partners Master Fund III LP ("Icahn Master III") directly beneficially owns 905,923 Shares. F2 · ownership.nature: Barberry Corp. ("Barberry"), is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of each of Icahn Master, Icahn Master II and Icahn Master III. F3 · ownership.nature: Each of Barberry and Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners, Icahn Master, Icahn Master II and Icahn Master III. Each of Hopper, Barberry and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which High River owns. Each of Hopper, Barberry and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F4 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F5 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which each of Icahn Master, Icahn Master II and Icahn Master III owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. Read SEC document |
| March 07, 2013 Filed Mar 7, 2013 22:05 UTC |
ICAHN CARL C10% owner
HIGH RIVER LIMITED PARTNERSHIP10% owner
ICAHN PARTNERS LP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
ICAHN PARTNERS MASTER FUND II L.P.10% owner
ICAHN PARTNERS MASTER FUND III L.P.10% owner
|
PurchaseCommon Shares | 1,500,100 | $41.08 | $61,624,108.00 |
DisclosureSEC source: 0001140361-13-011312 · doc1.xml · nonDerivative · entry 3 ICAHN CARL C · CIK 0000921669 · 10% owner HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner ICAHN PARTNERS MASTER FUND II L.P. · CIK 0001414181 · 10% owner ICAHN PARTNERS MASTER FUND III L.P. · CIK 0001414179 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · pleasee see all footnotes Disclosed balance after: 16,032,415 F1 · ownership.nature: High River Limited Partnership ("High River") directly beneficially owns 3,206,482 Shares, Icahn Partners LP ("Icahn Partners") directly beneficially owns 4,872,416 Shares, Icahn Partners Master Fund LP ("Icahn Master") directly beneficially owns 5,048,172 Shares, Icahn Partners Master Fund II LP ("Icahn Master II") directly beneficially owns 2,017,296 Shares, and Icahn Partners Master Fund III LP ("Icahn Master III") directly beneficially owns 888,049 Shares. F2 · ownership.nature: Barberry Corp. ("Barberry"), is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of each of Icahn Master, Icahn Master II and Icahn Master III. F3 · ownership.nature: Each of Barberry and Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners, Icahn Master, Icahn Master II and Icahn Master III. Each of Hopper, Barberry and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which High River owns. Each of Hopper, Barberry and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F4 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F5 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which each of Icahn Master, Icahn Master II and Icahn Master III owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. Read SEC document |
| March 06, 2013 Filed Mar 7, 2013 22:05 UTC |
ICAHN CARL C10% owner
HIGH RIVER LIMITED PARTNERSHIP10% owner
ICAHN PARTNERS LP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
ICAHN PARTNERS MASTER FUND II L.P.10% owner
ICAHN PARTNERS MASTER FUND III L.P.10% owner
|
PurchaseCommon Shares | 317,164 | $40.96 | $12,991,037.44 |
DisclosureSEC source: 0001140361-13-011312 · doc1.xml · nonDerivative · entry 2 ICAHN CARL C · CIK 0000921669 · 10% owner HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner ICAHN PARTNERS MASTER FUND II L.P. · CIK 0001414181 · 10% owner ICAHN PARTNERS MASTER FUND III L.P. · CIK 0001414179 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · please see all footnotes Disclosed balance after: 14,532,315 F1 · ownership.nature: High River Limited Partnership ("High River") directly beneficially owns 3,206,482 Shares, Icahn Partners LP ("Icahn Partners") directly beneficially owns 4,872,416 Shares, Icahn Partners Master Fund LP ("Icahn Master") directly beneficially owns 5,048,172 Shares, Icahn Partners Master Fund II LP ("Icahn Master II") directly beneficially owns 2,017,296 Shares, and Icahn Partners Master Fund III LP ("Icahn Master III") directly beneficially owns 888,049 Shares. F2 · ownership.nature: Barberry Corp. ("Barberry"), is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of each of Icahn Master, Icahn Master II and Icahn Master III. F3 · ownership.nature: Each of Barberry and Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners, Icahn Master, Icahn Master II and Icahn Master III. Each of Hopper, Barberry and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which High River owns. Each of Hopper, Barberry and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F4 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F5 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which each of Icahn Master, Icahn Master II and Icahn Master III owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. Read SEC document |
| March 05, 2013 Filed Mar 7, 2013 22:05 UTC |
ICAHN CARL C10% owner
HIGH RIVER LIMITED PARTNERSHIP10% owner
ICAHN PARTNERS LP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
ICAHN PARTNERS MASTER FUND II L.P.10% owner
ICAHN PARTNERS MASTER FUND III L.P.10% owner
|
PurchaseCommon Shares, par value $0.001 per share ("Common Shares") | 200,000 | $40.66 | $8,132,000.00 |
DisclosureSEC source: 0001140361-13-011312 · doc1.xml · nonDerivative · entry 1 ICAHN CARL C · CIK 0000921669 · 10% owner HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner ICAHN PARTNERS MASTER FUND II L.P. · CIK 0001414181 · 10% owner ICAHN PARTNERS MASTER FUND III L.P. · CIK 0001414179 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · pleasee see all footnotes Disclosed balance after: 14,215,151 F1 · ownership.nature: High River Limited Partnership ("High River") directly beneficially owns 3,206,482 Shares, Icahn Partners LP ("Icahn Partners") directly beneficially owns 4,872,416 Shares, Icahn Partners Master Fund LP ("Icahn Master") directly beneficially owns 5,048,172 Shares, Icahn Partners Master Fund II LP ("Icahn Master II") directly beneficially owns 2,017,296 Shares, and Icahn Partners Master Fund III LP ("Icahn Master III") directly beneficially owns 888,049 Shares. F2 · ownership.nature: Barberry Corp. ("Barberry"), is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of each of Icahn Master, Icahn Master II and Icahn Master III. F3 · ownership.nature: Each of Barberry and Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners, Icahn Master, Icahn Master II and Icahn Master III. Each of Hopper, Barberry and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which High River owns. Each of Hopper, Barberry and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F4 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F5 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which each of Icahn Master, Icahn Master II and Icahn Master III owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. Read SEC document |
| March 01, 2013 Filed Mar 2, 2013 00:07 UTC |
ICAHN CARL C10% owner
HIGH RIVER LIMITED PARTNERSHIP10% owner
ICAHN PARTNERS LP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
ICAHN PARTNERS MASTER FUND II L.P.10% owner
ICAHN PARTNERS MASTER FUND III L.P.10% owner
|
Other2015 Put Option · Derivative | 8,311,738 | $0.01 Strike: $26.00 | $83,117.38 |
DisclosureSEC source: 0001140361-13-010155 · doc1.xml · derivative · entry 6 ICAHN CARL C · CIK 0000921669 · 10% owner HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner ICAHN PARTNERS MASTER FUND II L.P. · CIK 0001414181 · 10% owner ICAHN PARTNERS MASTER FUND III L.P. · CIK 0001414179 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · please see all footnotes Disclosed balance after: 0 Underlying: Common Shares · 8,311,738 shares Expires 2015-01-28 F1 · derivative.exercise_date: High River Limited Partnership ("High River") directly beneficially owns 2,803,029 Shares, Icahn Partners LP ("Icahn Partners") directly beneficially owns 4,260,759 Shares, Icahn Partners Master Fund LP ("Icahn Master") directly beneficially owns 4,410,789 Shares, Icahn Partners Master Fund II LP ("Icahn Master II") directly beneficially owns 1,764,000 Shares, and Icahn Partners Master Fund III LP ("Icahn Master III") directly beneficially owns 776,574 Shares. F2 · derivative.exercise_date: Barberry Corp. ("Barberry"), is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of each of Icahn Master, Icahn Master II and Icahn Master III. F3 · derivative.exercise_date: Each of Barberry and Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners, Icahn Master, Icahn Master II and Icahn Master III. Each of Hopper, Barberry and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which High River owns. Each of Hopper, Barberry and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F4 · derivative.exercise_date: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F5 · derivative.exercise_date: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which each of Icahn Master, Icahn Master II and Icahn Master III owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F6 · derivative.exercise_date: High River directly beneficially owned 646,121 call options (the "$23.50 Call Options"), Icahn Partners directly beneficially owned 982,139 $23.50 Call Options, Icahn Master directly beneficially owned 1,016,722 $23.50 Call Options, Icahn Master II directly beneficially owned 406,618 $23.50 Call Options, and Icahn Master III directly beneficially owned 179,006 $23.50 Call Options. On February 28, 2013, each of High River, Icahn Partners, Icahn Master, Icahn Master II and Icahn Master III exercised all of their respective $23.50 Call Options in their entirety, and thereby acquired 646,121 Shares, 982,139 Shares, 1,016,722 Shares, 406,618 Shares and 179,006 Shares respectively. F7 · derivative.exercise_date: High River directly wrote 646,121 European-style $23.50 put options (the "$23.50 Put Options"), Icahn Partners directly wrote 982,139 $23.50 Put Options, Icahn Master directly wrote 1,016,722 $23.50 Put Options, Icahn Master II directly wrote 406,618 $23.50 Put Options, and Icahn Master III directly wrote 179,006 $23.50 Put Options. On February 28, 2013, upon exercise of the $23.50 Call Options, all of the $23.50 Put Options terminated. F8 · derivative.exercise_date: High River directly beneficially owned 1,662,347 call options (the "$26.00 Call Options"), Icahn Partners directly beneficially owned 2,527,247 $26.00 Call Options, Icahn Master directly beneficially owned 2,615,555 $26.00 Call Options, Icahn Master II directly beneficially owned 1,046,094 $26.00 Call Options, and Icahn Master III directly beneficially owned 460,495 $26.00 Call Options. On March 1, 2013, each of High River, Icahn Partners, Icahn Master, Icahn Master II and Icahn Master III exercised all of their respective $26.00 Call Options in their entirety, and thereby acquired 1,662,347 Shares, 2,527,247 Shares, 2,615,555 Shares, 1,046,094 Shares and 460,495 Shares respectively. F9 · derivative.exercise_date: High River directly wrote 1,662,347 European-style $26.00 put options (the "$26.00 Put Options"), Icahn Partners directly wrote 2,527,247 $26.00 Put Options, Icahn Master directly wrote 2,615,555 $26.00 Put Options, Icahn Master II directly wrote 1,046,094 $26.00 Put Options, and Icahn Master III directly wrote 460,495 $26.00 Put Options. On March 1, 2013, upon exercise of the $26.00 Call Options, all of the $26.00 Put Options terminated. F1 · ownership.nature: High River Limited Partnership ("High River") directly beneficially owns 2,803,029 Shares, Icahn Partners LP ("Icahn Partners") directly beneficially owns 4,260,759 Shares, Icahn Partners Master Fund LP ("Icahn Master") directly beneficially owns 4,410,789 Shares, Icahn Partners Master Fund II LP ("Icahn Master II") directly beneficially owns 1,764,000 Shares, and Icahn Partners Master Fund III LP ("Icahn Master III") directly beneficially owns 776,574 Shares. F2 · ownership.nature: Barberry Corp. ("Barberry"), is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of each of Icahn Master, Icahn Master II and Icahn Master III. F3 · ownership.nature: Each of Barberry and Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners, Icahn Master, Icahn Master II and Icahn Master III. Each of Hopper, Barberry and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which High River owns. Each of Hopper, Barberry and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F4 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F5 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which each of Icahn Master, Icahn Master II and Icahn Master III owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F6 · ownership.nature: High River directly beneficially owned 646,121 call options (the "$23.50 Call Options"), Icahn Partners directly beneficially owned 982,139 $23.50 Call Options, Icahn Master directly beneficially owned 1,016,722 $23.50 Call Options, Icahn Master II directly beneficially owned 406,618 $23.50 Call Options, and Icahn Master III directly beneficially owned 179,006 $23.50 Call Options. On February 28, 2013, each of High River, Icahn Partners, Icahn Master, Icahn Master II and Icahn Master III exercised all of their respective $23.50 Call Options in their entirety, and thereby acquired 646,121 Shares, 982,139 Shares, 1,016,722 Shares, 406,618 Shares and 179,006 Shares respectively. F7 · ownership.nature: High River directly wrote 646,121 European-style $23.50 put options (the "$23.50 Put Options"), Icahn Partners directly wrote 982,139 $23.50 Put Options, Icahn Master directly wrote 1,016,722 $23.50 Put Options, Icahn Master II directly wrote 406,618 $23.50 Put Options, and Icahn Master III directly wrote 179,006 $23.50 Put Options. On February 28, 2013, upon exercise of the $23.50 Call Options, all of the $23.50 Put Options terminated. F8 · ownership.nature: High River directly beneficially owned 1,662,347 call options (the "$26.00 Call Options"), Icahn Partners directly beneficially owned 2,527,247 $26.00 Call Options, Icahn Master directly beneficially owned 2,615,555 $26.00 Call Options, Icahn Master II directly beneficially owned 1,046,094 $26.00 Call Options, and Icahn Master III directly beneficially owned 460,495 $26.00 Call Options. On March 1, 2013, each of High River, Icahn Partners, Icahn Master, Icahn Master II and Icahn Master III exercised all of their respective $26.00 Call Options in their entirety, and thereby acquired 1,662,347 Shares, 2,527,247 Shares, 2,615,555 Shares, 1,046,094 Shares and 460,495 Shares respectively. F9 · ownership.nature: High River directly wrote 1,662,347 European-style $26.00 put options (the "$26.00 Put Options"), Icahn Partners directly wrote 2,527,247 $26.00 Put Options, Icahn Master directly wrote 2,615,555 $26.00 Put Options, Icahn Master II directly wrote 1,046,094 $26.00 Put Options, and Icahn Master III directly wrote 460,495 $26.00 Put Options. On March 1, 2013, upon exercise of the $26.00 Call Options, all of the $26.00 Put Options terminated. Read SEC document |
| March 01, 2013 Filed Mar 2, 2013 00:07 UTC |
ICAHN CARL C10% owner
HIGH RIVER LIMITED PARTNERSHIP10% owner
ICAHN PARTNERS LP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
ICAHN PARTNERS MASTER FUND II L.P.10% owner
ICAHN PARTNERS MASTER FUND III L.P.10% owner
|
Other2015 Call Option · Derivative | 8,311,738 | $10.27 Strike: $26.00 | $85,361,549.26 |
DisclosureSEC source: 0001140361-13-010155 · doc1.xml · derivative · entry 5 ICAHN CARL C · CIK 0000921669 · 10% owner HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner ICAHN PARTNERS MASTER FUND II L.P. · CIK 0001414181 · 10% owner ICAHN PARTNERS MASTER FUND III L.P. · CIK 0001414179 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · please see all footnotes Disclosed balance after: 0 Underlying: Common Shares · 8,311,738 shares Expires 2015-01-28 F1 · derivative.exercise_date: High River Limited Partnership ("High River") directly beneficially owns 2,803,029 Shares, Icahn Partners LP ("Icahn Partners") directly beneficially owns 4,260,759 Shares, Icahn Partners Master Fund LP ("Icahn Master") directly beneficially owns 4,410,789 Shares, Icahn Partners Master Fund II LP ("Icahn Master II") directly beneficially owns 1,764,000 Shares, and Icahn Partners Master Fund III LP ("Icahn Master III") directly beneficially owns 776,574 Shares. F2 · derivative.exercise_date: Barberry Corp. ("Barberry"), is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of each of Icahn Master, Icahn Master II and Icahn Master III. F3 · derivative.exercise_date: Each of Barberry and Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners, Icahn Master, Icahn Master II and Icahn Master III. Each of Hopper, Barberry and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which High River owns. Each of Hopper, Barberry and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F4 · derivative.exercise_date: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F5 · derivative.exercise_date: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which each of Icahn Master, Icahn Master II and Icahn Master III owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F6 · derivative.exercise_date: High River directly beneficially owned 646,121 call options (the "$23.50 Call Options"), Icahn Partners directly beneficially owned 982,139 $23.50 Call Options, Icahn Master directly beneficially owned 1,016,722 $23.50 Call Options, Icahn Master II directly beneficially owned 406,618 $23.50 Call Options, and Icahn Master III directly beneficially owned 179,006 $23.50 Call Options. On February 28, 2013, each of High River, Icahn Partners, Icahn Master, Icahn Master II and Icahn Master III exercised all of their respective $23.50 Call Options in their entirety, and thereby acquired 646,121 Shares, 982,139 Shares, 1,016,722 Shares, 406,618 Shares and 179,006 Shares respectively. F7 · derivative.exercise_date: High River directly wrote 646,121 European-style $23.50 put options (the "$23.50 Put Options"), Icahn Partners directly wrote 982,139 $23.50 Put Options, Icahn Master directly wrote 1,016,722 $23.50 Put Options, Icahn Master II directly wrote 406,618 $23.50 Put Options, and Icahn Master III directly wrote 179,006 $23.50 Put Options. On February 28, 2013, upon exercise of the $23.50 Call Options, all of the $23.50 Put Options terminated. F8 · derivative.exercise_date: High River directly beneficially owned 1,662,347 call options (the "$26.00 Call Options"), Icahn Partners directly beneficially owned 2,527,247 $26.00 Call Options, Icahn Master directly beneficially owned 2,615,555 $26.00 Call Options, Icahn Master II directly beneficially owned 1,046,094 $26.00 Call Options, and Icahn Master III directly beneficially owned 460,495 $26.00 Call Options. On March 1, 2013, each of High River, Icahn Partners, Icahn Master, Icahn Master II and Icahn Master III exercised all of their respective $26.00 Call Options in their entirety, and thereby acquired 1,662,347 Shares, 2,527,247 Shares, 2,615,555 Shares, 1,046,094 Shares and 460,495 Shares respectively. F9 · derivative.exercise_date: High River directly wrote 1,662,347 European-style $26.00 put options (the "$26.00 Put Options"), Icahn Partners directly wrote 2,527,247 $26.00 Put Options, Icahn Master directly wrote 2,615,555 $26.00 Put Options, Icahn Master II directly wrote 1,046,094 $26.00 Put Options, and Icahn Master III directly wrote 460,495 $26.00 Put Options. On March 1, 2013, upon exercise of the $26.00 Call Options, all of the $26.00 Put Options terminated. F1 · ownership.nature: High River Limited Partnership ("High River") directly beneficially owns 2,803,029 Shares, Icahn Partners LP ("Icahn Partners") directly beneficially owns 4,260,759 Shares, Icahn Partners Master Fund LP ("Icahn Master") directly beneficially owns 4,410,789 Shares, Icahn Partners Master Fund II LP ("Icahn Master II") directly beneficially owns 1,764,000 Shares, and Icahn Partners Master Fund III LP ("Icahn Master III") directly beneficially owns 776,574 Shares. F2 · ownership.nature: Barberry Corp. ("Barberry"), is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of each of Icahn Master, Icahn Master II and Icahn Master III. F3 · ownership.nature: Each of Barberry and Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners, Icahn Master, Icahn Master II and Icahn Master III. Each of Hopper, Barberry and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which High River owns. Each of Hopper, Barberry and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F4 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F5 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which each of Icahn Master, Icahn Master II and Icahn Master III owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F6 · ownership.nature: High River directly beneficially owned 646,121 call options (the "$23.50 Call Options"), Icahn Partners directly beneficially owned 982,139 $23.50 Call Options, Icahn Master directly beneficially owned 1,016,722 $23.50 Call Options, Icahn Master II directly beneficially owned 406,618 $23.50 Call Options, and Icahn Master III directly beneficially owned 179,006 $23.50 Call Options. On February 28, 2013, each of High River, Icahn Partners, Icahn Master, Icahn Master II and Icahn Master III exercised all of their respective $23.50 Call Options in their entirety, and thereby acquired 646,121 Shares, 982,139 Shares, 1,016,722 Shares, 406,618 Shares and 179,006 Shares respectively. F7 · ownership.nature: High River directly wrote 646,121 European-style $23.50 put options (the "$23.50 Put Options"), Icahn Partners directly wrote 982,139 $23.50 Put Options, Icahn Master directly wrote 1,016,722 $23.50 Put Options, Icahn Master II directly wrote 406,618 $23.50 Put Options, and Icahn Master III directly wrote 179,006 $23.50 Put Options. On February 28, 2013, upon exercise of the $23.50 Call Options, all of the $23.50 Put Options terminated. F8 · ownership.nature: High River directly beneficially owned 1,662,347 call options (the "$26.00 Call Options"), Icahn Partners directly beneficially owned 2,527,247 $26.00 Call Options, Icahn Master directly beneficially owned 2,615,555 $26.00 Call Options, Icahn Master II directly beneficially owned 1,046,094 $26.00 Call Options, and Icahn Master III directly beneficially owned 460,495 $26.00 Call Options. On March 1, 2013, each of High River, Icahn Partners, Icahn Master, Icahn Master II and Icahn Master III exercised all of their respective $26.00 Call Options in their entirety, and thereby acquired 1,662,347 Shares, 2,527,247 Shares, 2,615,555 Shares, 1,046,094 Shares and 460,495 Shares respectively. F9 · ownership.nature: High River directly wrote 1,662,347 European-style $26.00 put options (the "$26.00 Put Options"), Icahn Partners directly wrote 2,527,247 $26.00 Put Options, Icahn Master directly wrote 2,615,555 $26.00 Put Options, Icahn Master II directly wrote 1,046,094 $26.00 Put Options, and Icahn Master III directly wrote 460,495 $26.00 Put Options. On March 1, 2013, upon exercise of the $26.00 Call Options, all of the $26.00 Put Options terminated. Read SEC document |
| March 01, 2013 Filed Mar 2, 2013 00:07 UTC |
ICAHN CARL C10% owner
HIGH RIVER LIMITED PARTNERSHIP10% owner
ICAHN PARTNERS LP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
ICAHN PARTNERS MASTER FUND II L.P.10% owner
ICAHN PARTNERS MASTER FUND III L.P.10% owner
|
OtherCommon Shares | 8,311,738 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-13-010155 · doc1.xml · nonDerivative · entry 2 ICAHN CARL C · CIK 0000921669 · 10% owner HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner ICAHN PARTNERS MASTER FUND II L.P. · CIK 0001414181 · 10% owner ICAHN PARTNERS MASTER FUND III L.P. · CIK 0001414179 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · please see all footnotes Disclosed balance after: 14,015,151 F1 · price: High River Limited Partnership ("High River") directly beneficially owns 2,803,029 Shares, Icahn Partners LP ("Icahn Partners") directly beneficially owns 4,260,759 Shares, Icahn Partners Master Fund LP ("Icahn Master") directly beneficially owns 4,410,789 Shares, Icahn Partners Master Fund II LP ("Icahn Master II") directly beneficially owns 1,764,000 Shares, and Icahn Partners Master Fund III LP ("Icahn Master III") directly beneficially owns 776,574 Shares. F2 · price: Barberry Corp. ("Barberry"), is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of each of Icahn Master, Icahn Master II and Icahn Master III. F3 · price: Each of Barberry and Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners, Icahn Master, Icahn Master II and Icahn Master III. Each of Hopper, Barberry and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which High River owns. Each of Hopper, Barberry and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F4 · price: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F5 · price: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which each of Icahn Master, Icahn Master II and Icahn Master III owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F6 · price: High River directly beneficially owned 646,121 call options (the "$23.50 Call Options"), Icahn Partners directly beneficially owned 982,139 $23.50 Call Options, Icahn Master directly beneficially owned 1,016,722 $23.50 Call Options, Icahn Master II directly beneficially owned 406,618 $23.50 Call Options, and Icahn Master III directly beneficially owned 179,006 $23.50 Call Options. On February 28, 2013, each of High River, Icahn Partners, Icahn Master, Icahn Master II and Icahn Master III exercised all of their respective $23.50 Call Options in their entirety, and thereby acquired 646,121 Shares, 982,139 Shares, 1,016,722 Shares, 406,618 Shares and 179,006 Shares respectively. F7 · price: High River directly wrote 646,121 European-style $23.50 put options (the "$23.50 Put Options"), Icahn Partners directly wrote 982,139 $23.50 Put Options, Icahn Master directly wrote 1,016,722 $23.50 Put Options, Icahn Master II directly wrote 406,618 $23.50 Put Options, and Icahn Master III directly wrote 179,006 $23.50 Put Options. On February 28, 2013, upon exercise of the $23.50 Call Options, all of the $23.50 Put Options terminated. F8 · price: High River directly beneficially owned 1,662,347 call options (the "$26.00 Call Options"), Icahn Partners directly beneficially owned 2,527,247 $26.00 Call Options, Icahn Master directly beneficially owned 2,615,555 $26.00 Call Options, Icahn Master II directly beneficially owned 1,046,094 $26.00 Call Options, and Icahn Master III directly beneficially owned 460,495 $26.00 Call Options. On March 1, 2013, each of High River, Icahn Partners, Icahn Master, Icahn Master II and Icahn Master III exercised all of their respective $26.00 Call Options in their entirety, and thereby acquired 1,662,347 Shares, 2,527,247 Shares, 2,615,555 Shares, 1,046,094 Shares and 460,495 Shares respectively. F9 · price: High River directly wrote 1,662,347 European-style $26.00 put options (the "$26.00 Put Options"), Icahn Partners directly wrote 2,527,247 $26.00 Put Options, Icahn Master directly wrote 2,615,555 $26.00 Put Options, Icahn Master II directly wrote 1,046,094 $26.00 Put Options, and Icahn Master III directly wrote 460,495 $26.00 Put Options. On March 1, 2013, upon exercise of the $26.00 Call Options, all of the $26.00 Put Options terminated. F1 · ownership.nature: High River Limited Partnership ("High River") directly beneficially owns 2,803,029 Shares, Icahn Partners LP ("Icahn Partners") directly beneficially owns 4,260,759 Shares, Icahn Partners Master Fund LP ("Icahn Master") directly beneficially owns 4,410,789 Shares, Icahn Partners Master Fund II LP ("Icahn Master II") directly beneficially owns 1,764,000 Shares, and Icahn Partners Master Fund III LP ("Icahn Master III") directly beneficially owns 776,574 Shares. F2 · ownership.nature: Barberry Corp. ("Barberry"), is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of each of Icahn Master, Icahn Master II and Icahn Master III. F3 · ownership.nature: Each of Barberry and Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners, Icahn Master, Icahn Master II and Icahn Master III. Each of Hopper, Barberry and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which High River owns. Each of Hopper, Barberry and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F4 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F5 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which each of Icahn Master, Icahn Master II and Icahn Master III owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F6 · ownership.nature: High River directly beneficially owned 646,121 call options (the "$23.50 Call Options"), Icahn Partners directly beneficially owned 982,139 $23.50 Call Options, Icahn Master directly beneficially owned 1,016,722 $23.50 Call Options, Icahn Master II directly beneficially owned 406,618 $23.50 Call Options, and Icahn Master III directly beneficially owned 179,006 $23.50 Call Options. On February 28, 2013, each of High River, Icahn Partners, Icahn Master, Icahn Master II and Icahn Master III exercised all of their respective $23.50 Call Options in their entirety, and thereby acquired 646,121 Shares, 982,139 Shares, 1,016,722 Shares, 406,618 Shares and 179,006 Shares respectively. F7 · ownership.nature: High River directly wrote 646,121 European-style $23.50 put options (the "$23.50 Put Options"), Icahn Partners directly wrote 982,139 $23.50 Put Options, Icahn Master directly wrote 1,016,722 $23.50 Put Options, Icahn Master II directly wrote 406,618 $23.50 Put Options, and Icahn Master III directly wrote 179,006 $23.50 Put Options. On February 28, 2013, upon exercise of the $23.50 Call Options, all of the $23.50 Put Options terminated. F8 · ownership.nature: High River directly beneficially owned 1,662,347 call options (the "$26.00 Call Options"), Icahn Partners directly beneficially owned 2,527,247 $26.00 Call Options, Icahn Master directly beneficially owned 2,615,555 $26.00 Call Options, Icahn Master II directly beneficially owned 1,046,094 $26.00 Call Options, and Icahn Master III directly beneficially owned 460,495 $26.00 Call Options. On March 1, 2013, each of High River, Icahn Partners, Icahn Master, Icahn Master II and Icahn Master III exercised all of their respective $26.00 Call Options in their entirety, and thereby acquired 1,662,347 Shares, 2,527,247 Shares, 2,615,555 Shares, 1,046,094 Shares and 460,495 Shares respectively. F9 · ownership.nature: High River directly wrote 1,662,347 European-style $26.00 put options (the "$26.00 Put Options"), Icahn Partners directly wrote 2,527,247 $26.00 Put Options, Icahn Master directly wrote 2,615,555 $26.00 Put Options, Icahn Master II directly wrote 1,046,094 $26.00 Put Options, and Icahn Master III directly wrote 460,495 $26.00 Put Options. On March 1, 2013, upon exercise of the $26.00 Call Options, all of the $26.00 Put Options terminated. Read SEC document |
| February 28, 2013 Filed Mar 2, 2013 00:07 UTC |
ICAHN CARL C10% owner
HIGH RIVER LIMITED PARTNERSHIP10% owner
ICAHN PARTNERS LP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
ICAHN PARTNERS MASTER FUND II L.P.10% owner
ICAHN PARTNERS MASTER FUND III L.P.10% owner
|
Other2013 Put Option ("obligation to purchase") · Derivative | 3,230,606 | $0.01 Strike: $23.50 | $32,306.06 |
DisclosureSEC source: 0001140361-13-010155 · doc1.xml · derivative · entry 4 ICAHN CARL C · CIK 0000921669 · 10% owner HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner ICAHN PARTNERS MASTER FUND II L.P. · CIK 0001414181 · 10% owner ICAHN PARTNERS MASTER FUND III L.P. · CIK 0001414179 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · please see all footnotes Disclosed balance after: 0 Underlying: Common Shares · 3,230,606 shares Expires 2013-05-10 F1 · derivative.exercise_date: High River Limited Partnership ("High River") directly beneficially owns 2,803,029 Shares, Icahn Partners LP ("Icahn Partners") directly beneficially owns 4,260,759 Shares, Icahn Partners Master Fund LP ("Icahn Master") directly beneficially owns 4,410,789 Shares, Icahn Partners Master Fund II LP ("Icahn Master II") directly beneficially owns 1,764,000 Shares, and Icahn Partners Master Fund III LP ("Icahn Master III") directly beneficially owns 776,574 Shares. F2 · derivative.exercise_date: Barberry Corp. ("Barberry"), is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of each of Icahn Master, Icahn Master II and Icahn Master III. F3 · derivative.exercise_date: Each of Barberry and Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners, Icahn Master, Icahn Master II and Icahn Master III. Each of Hopper, Barberry and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which High River owns. Each of Hopper, Barberry and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F4 · derivative.exercise_date: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F5 · derivative.exercise_date: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which each of Icahn Master, Icahn Master II and Icahn Master III owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F6 · derivative.exercise_date: High River directly beneficially owned 646,121 call options (the "$23.50 Call Options"), Icahn Partners directly beneficially owned 982,139 $23.50 Call Options, Icahn Master directly beneficially owned 1,016,722 $23.50 Call Options, Icahn Master II directly beneficially owned 406,618 $23.50 Call Options, and Icahn Master III directly beneficially owned 179,006 $23.50 Call Options. On February 28, 2013, each of High River, Icahn Partners, Icahn Master, Icahn Master II and Icahn Master III exercised all of their respective $23.50 Call Options in their entirety, and thereby acquired 646,121 Shares, 982,139 Shares, 1,016,722 Shares, 406,618 Shares and 179,006 Shares respectively. F7 · derivative.exercise_date: High River directly wrote 646,121 European-style $23.50 put options (the "$23.50 Put Options"), Icahn Partners directly wrote 982,139 $23.50 Put Options, Icahn Master directly wrote 1,016,722 $23.50 Put Options, Icahn Master II directly wrote 406,618 $23.50 Put Options, and Icahn Master III directly wrote 179,006 $23.50 Put Options. On February 28, 2013, upon exercise of the $23.50 Call Options, all of the $23.50 Put Options terminated. F8 · derivative.exercise_date: High River directly beneficially owned 1,662,347 call options (the "$26.00 Call Options"), Icahn Partners directly beneficially owned 2,527,247 $26.00 Call Options, Icahn Master directly beneficially owned 2,615,555 $26.00 Call Options, Icahn Master II directly beneficially owned 1,046,094 $26.00 Call Options, and Icahn Master III directly beneficially owned 460,495 $26.00 Call Options. On March 1, 2013, each of High River, Icahn Partners, Icahn Master, Icahn Master II and Icahn Master III exercised all of their respective $26.00 Call Options in their entirety, and thereby acquired 1,662,347 Shares, 2,527,247 Shares, 2,615,555 Shares, 1,046,094 Shares and 460,495 Shares respectively. F9 · derivative.exercise_date: High River directly wrote 1,662,347 European-style $26.00 put options (the "$26.00 Put Options"), Icahn Partners directly wrote 2,527,247 $26.00 Put Options, Icahn Master directly wrote 2,615,555 $26.00 Put Options, Icahn Master II directly wrote 1,046,094 $26.00 Put Options, and Icahn Master III directly wrote 460,495 $26.00 Put Options. On March 1, 2013, upon exercise of the $26.00 Call Options, all of the $26.00 Put Options terminated. F1 · ownership.nature: High River Limited Partnership ("High River") directly beneficially owns 2,803,029 Shares, Icahn Partners LP ("Icahn Partners") directly beneficially owns 4,260,759 Shares, Icahn Partners Master Fund LP ("Icahn Master") directly beneficially owns 4,410,789 Shares, Icahn Partners Master Fund II LP ("Icahn Master II") directly beneficially owns 1,764,000 Shares, and Icahn Partners Master Fund III LP ("Icahn Master III") directly beneficially owns 776,574 Shares. F2 · ownership.nature: Barberry Corp. ("Barberry"), is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of each of Icahn Master, Icahn Master II and Icahn Master III. F3 · ownership.nature: Each of Barberry and Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners, Icahn Master, Icahn Master II and Icahn Master III. Each of Hopper, Barberry and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which High River owns. Each of Hopper, Barberry and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F4 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F5 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which each of Icahn Master, Icahn Master II and Icahn Master III owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F6 · ownership.nature: High River directly beneficially owned 646,121 call options (the "$23.50 Call Options"), Icahn Partners directly beneficially owned 982,139 $23.50 Call Options, Icahn Master directly beneficially owned 1,016,722 $23.50 Call Options, Icahn Master II directly beneficially owned 406,618 $23.50 Call Options, and Icahn Master III directly beneficially owned 179,006 $23.50 Call Options. On February 28, 2013, each of High River, Icahn Partners, Icahn Master, Icahn Master II and Icahn Master III exercised all of their respective $23.50 Call Options in their entirety, and thereby acquired 646,121 Shares, 982,139 Shares, 1,016,722 Shares, 406,618 Shares and 179,006 Shares respectively. F7 · ownership.nature: High River directly wrote 646,121 European-style $23.50 put options (the "$23.50 Put Options"), Icahn Partners directly wrote 982,139 $23.50 Put Options, Icahn Master directly wrote 1,016,722 $23.50 Put Options, Icahn Master II directly wrote 406,618 $23.50 Put Options, and Icahn Master III directly wrote 179,006 $23.50 Put Options. On February 28, 2013, upon exercise of the $23.50 Call Options, all of the $23.50 Put Options terminated. F8 · ownership.nature: High River directly beneficially owned 1,662,347 call options (the "$26.00 Call Options"), Icahn Partners directly beneficially owned 2,527,247 $26.00 Call Options, Icahn Master directly beneficially owned 2,615,555 $26.00 Call Options, Icahn Master II directly beneficially owned 1,046,094 $26.00 Call Options, and Icahn Master III directly beneficially owned 460,495 $26.00 Call Options. On March 1, 2013, each of High River, Icahn Partners, Icahn Master, Icahn Master II and Icahn Master III exercised all of their respective $26.00 Call Options in their entirety, and thereby acquired 1,662,347 Shares, 2,527,247 Shares, 2,615,555 Shares, 1,046,094 Shares and 460,495 Shares respectively. F9 · ownership.nature: High River directly wrote 1,662,347 European-style $26.00 put options (the "$26.00 Put Options"), Icahn Partners directly wrote 2,527,247 $26.00 Put Options, Icahn Master directly wrote 2,615,555 $26.00 Put Options, Icahn Master II directly wrote 1,046,094 $26.00 Put Options, and Icahn Master III directly wrote 460,495 $26.00 Put Options. On March 1, 2013, upon exercise of the $26.00 Call Options, all of the $26.00 Put Options terminated. Read SEC document |
| February 28, 2013 Filed Mar 2, 2013 00:07 UTC |
ICAHN CARL C10% owner
HIGH RIVER LIMITED PARTNERSHIP10% owner
ICAHN PARTNERS LP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
ICAHN PARTNERS MASTER FUND II L.P.10% owner
ICAHN PARTNERS MASTER FUND III L.P.10% owner
|
Other2013 Call Option ("right to purchase") · Derivative | 3,230,606 | $13.29 Strike: $23.50 | $42,934,753.74 |
DisclosureSEC source: 0001140361-13-010155 · doc1.xml · derivative · entry 3 ICAHN CARL C · CIK 0000921669 · 10% owner HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner ICAHN PARTNERS MASTER FUND II L.P. · CIK 0001414181 · 10% owner ICAHN PARTNERS MASTER FUND III L.P. · CIK 0001414179 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · please see all footnotes Disclosed balance after: 0 Underlying: Common Shares · 3,230,606 shares Expires 2013-05-10 F1 · derivative.exercise_date: High River Limited Partnership ("High River") directly beneficially owns 2,803,029 Shares, Icahn Partners LP ("Icahn Partners") directly beneficially owns 4,260,759 Shares, Icahn Partners Master Fund LP ("Icahn Master") directly beneficially owns 4,410,789 Shares, Icahn Partners Master Fund II LP ("Icahn Master II") directly beneficially owns 1,764,000 Shares, and Icahn Partners Master Fund III LP ("Icahn Master III") directly beneficially owns 776,574 Shares. F2 · derivative.exercise_date: Barberry Corp. ("Barberry"), is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of each of Icahn Master, Icahn Master II and Icahn Master III. F3 · derivative.exercise_date: Each of Barberry and Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners, Icahn Master, Icahn Master II and Icahn Master III. Each of Hopper, Barberry and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which High River owns. Each of Hopper, Barberry and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F4 · derivative.exercise_date: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F5 · derivative.exercise_date: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which each of Icahn Master, Icahn Master II and Icahn Master III owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F6 · derivative.exercise_date: High River directly beneficially owned 646,121 call options (the "$23.50 Call Options"), Icahn Partners directly beneficially owned 982,139 $23.50 Call Options, Icahn Master directly beneficially owned 1,016,722 $23.50 Call Options, Icahn Master II directly beneficially owned 406,618 $23.50 Call Options, and Icahn Master III directly beneficially owned 179,006 $23.50 Call Options. On February 28, 2013, each of High River, Icahn Partners, Icahn Master, Icahn Master II and Icahn Master III exercised all of their respective $23.50 Call Options in their entirety, and thereby acquired 646,121 Shares, 982,139 Shares, 1,016,722 Shares, 406,618 Shares and 179,006 Shares respectively. F7 · derivative.exercise_date: High River directly wrote 646,121 European-style $23.50 put options (the "$23.50 Put Options"), Icahn Partners directly wrote 982,139 $23.50 Put Options, Icahn Master directly wrote 1,016,722 $23.50 Put Options, Icahn Master II directly wrote 406,618 $23.50 Put Options, and Icahn Master III directly wrote 179,006 $23.50 Put Options. On February 28, 2013, upon exercise of the $23.50 Call Options, all of the $23.50 Put Options terminated. F8 · derivative.exercise_date: High River directly beneficially owned 1,662,347 call options (the "$26.00 Call Options"), Icahn Partners directly beneficially owned 2,527,247 $26.00 Call Options, Icahn Master directly beneficially owned 2,615,555 $26.00 Call Options, Icahn Master II directly beneficially owned 1,046,094 $26.00 Call Options, and Icahn Master III directly beneficially owned 460,495 $26.00 Call Options. On March 1, 2013, each of High River, Icahn Partners, Icahn Master, Icahn Master II and Icahn Master III exercised all of their respective $26.00 Call Options in their entirety, and thereby acquired 1,662,347 Shares, 2,527,247 Shares, 2,615,555 Shares, 1,046,094 Shares and 460,495 Shares respectively. F9 · derivative.exercise_date: High River directly wrote 1,662,347 European-style $26.00 put options (the "$26.00 Put Options"), Icahn Partners directly wrote 2,527,247 $26.00 Put Options, Icahn Master directly wrote 2,615,555 $26.00 Put Options, Icahn Master II directly wrote 1,046,094 $26.00 Put Options, and Icahn Master III directly wrote 460,495 $26.00 Put Options. On March 1, 2013, upon exercise of the $26.00 Call Options, all of the $26.00 Put Options terminated. F1 · ownership.nature: High River Limited Partnership ("High River") directly beneficially owns 2,803,029 Shares, Icahn Partners LP ("Icahn Partners") directly beneficially owns 4,260,759 Shares, Icahn Partners Master Fund LP ("Icahn Master") directly beneficially owns 4,410,789 Shares, Icahn Partners Master Fund II LP ("Icahn Master II") directly beneficially owns 1,764,000 Shares, and Icahn Partners Master Fund III LP ("Icahn Master III") directly beneficially owns 776,574 Shares. F2 · ownership.nature: Barberry Corp. ("Barberry"), is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of each of Icahn Master, Icahn Master II and Icahn Master III. F3 · ownership.nature: Each of Barberry and Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners, Icahn Master, Icahn Master II and Icahn Master III. Each of Hopper, Barberry and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which High River owns. Each of Hopper, Barberry and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F4 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F5 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which each of Icahn Master, Icahn Master II and Icahn Master III owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F6 · ownership.nature: High River directly beneficially owned 646,121 call options (the "$23.50 Call Options"), Icahn Partners directly beneficially owned 982,139 $23.50 Call Options, Icahn Master directly beneficially owned 1,016,722 $23.50 Call Options, Icahn Master II directly beneficially owned 406,618 $23.50 Call Options, and Icahn Master III directly beneficially owned 179,006 $23.50 Call Options. On February 28, 2013, each of High River, Icahn Partners, Icahn Master, Icahn Master II and Icahn Master III exercised all of their respective $23.50 Call Options in their entirety, and thereby acquired 646,121 Shares, 982,139 Shares, 1,016,722 Shares, 406,618 Shares and 179,006 Shares respectively. F7 · ownership.nature: High River directly wrote 646,121 European-style $23.50 put options (the "$23.50 Put Options"), Icahn Partners directly wrote 982,139 $23.50 Put Options, Icahn Master directly wrote 1,016,722 $23.50 Put Options, Icahn Master II directly wrote 406,618 $23.50 Put Options, and Icahn Master III directly wrote 179,006 $23.50 Put Options. On February 28, 2013, upon exercise of the $23.50 Call Options, all of the $23.50 Put Options terminated. F8 · ownership.nature: High River directly beneficially owned 1,662,347 call options (the "$26.00 Call Options"), Icahn Partners directly beneficially owned 2,527,247 $26.00 Call Options, Icahn Master directly beneficially owned 2,615,555 $26.00 Call Options, Icahn Master II directly beneficially owned 1,046,094 $26.00 Call Options, and Icahn Master III directly beneficially owned 460,495 $26.00 Call Options. On March 1, 2013, each of High River, Icahn Partners, Icahn Master, Icahn Master II and Icahn Master III exercised all of their respective $26.00 Call Options in their entirety, and thereby acquired 1,662,347 Shares, 2,527,247 Shares, 2,615,555 Shares, 1,046,094 Shares and 460,495 Shares respectively. F9 · ownership.nature: High River directly wrote 1,662,347 European-style $26.00 put options (the "$26.00 Put Options"), Icahn Partners directly wrote 2,527,247 $26.00 Put Options, Icahn Master directly wrote 2,615,555 $26.00 Put Options, Icahn Master II directly wrote 1,046,094 $26.00 Put Options, and Icahn Master III directly wrote 460,495 $26.00 Put Options. On March 1, 2013, upon exercise of the $26.00 Call Options, all of the $26.00 Put Options terminated. Read SEC document |
| February 28, 2013 Filed Mar 2, 2013 00:07 UTC |
ICAHN CARL C10% owner
HIGH RIVER LIMITED PARTNERSHIP10% owner
ICAHN PARTNERS LP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
ICAHN PARTNERS MASTER FUND II L.P.10% owner
ICAHN PARTNERS MASTER FUND III L.P.10% owner
|
OtherCommon Shares, par value $0.001 per share ("Common Shares") | 3,230,606 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-13-010155 · doc1.xml · nonDerivative · entry 1 ICAHN CARL C · CIK 0000921669 · 10% owner HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner ICAHN PARTNERS MASTER FUND II L.P. · CIK 0001414181 · 10% owner ICAHN PARTNERS MASTER FUND III L.P. · CIK 0001414179 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · pleasee see all footnotes Disclosed balance after: 14,015,151 F1 · price: High River Limited Partnership ("High River") directly beneficially owns 2,803,029 Shares, Icahn Partners LP ("Icahn Partners") directly beneficially owns 4,260,759 Shares, Icahn Partners Master Fund LP ("Icahn Master") directly beneficially owns 4,410,789 Shares, Icahn Partners Master Fund II LP ("Icahn Master II") directly beneficially owns 1,764,000 Shares, and Icahn Partners Master Fund III LP ("Icahn Master III") directly beneficially owns 776,574 Shares. F2 · price: Barberry Corp. ("Barberry"), is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of each of Icahn Master, Icahn Master II and Icahn Master III. F3 · price: Each of Barberry and Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners, Icahn Master, Icahn Master II and Icahn Master III. Each of Hopper, Barberry and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which High River owns. Each of Hopper, Barberry and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F4 · price: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F5 · price: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which each of Icahn Master, Icahn Master II and Icahn Master III owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F6 · price: High River directly beneficially owned 646,121 call options (the "$23.50 Call Options"), Icahn Partners directly beneficially owned 982,139 $23.50 Call Options, Icahn Master directly beneficially owned 1,016,722 $23.50 Call Options, Icahn Master II directly beneficially owned 406,618 $23.50 Call Options, and Icahn Master III directly beneficially owned 179,006 $23.50 Call Options. On February 28, 2013, each of High River, Icahn Partners, Icahn Master, Icahn Master II and Icahn Master III exercised all of their respective $23.50 Call Options in their entirety, and thereby acquired 646,121 Shares, 982,139 Shares, 1,016,722 Shares, 406,618 Shares and 179,006 Shares respectively. F7 · price: High River directly wrote 646,121 European-style $23.50 put options (the "$23.50 Put Options"), Icahn Partners directly wrote 982,139 $23.50 Put Options, Icahn Master directly wrote 1,016,722 $23.50 Put Options, Icahn Master II directly wrote 406,618 $23.50 Put Options, and Icahn Master III directly wrote 179,006 $23.50 Put Options. On February 28, 2013, upon exercise of the $23.50 Call Options, all of the $23.50 Put Options terminated. F8 · price: High River directly beneficially owned 1,662,347 call options (the "$26.00 Call Options"), Icahn Partners directly beneficially owned 2,527,247 $26.00 Call Options, Icahn Master directly beneficially owned 2,615,555 $26.00 Call Options, Icahn Master II directly beneficially owned 1,046,094 $26.00 Call Options, and Icahn Master III directly beneficially owned 460,495 $26.00 Call Options. On March 1, 2013, each of High River, Icahn Partners, Icahn Master, Icahn Master II and Icahn Master III exercised all of their respective $26.00 Call Options in their entirety, and thereby acquired 1,662,347 Shares, 2,527,247 Shares, 2,615,555 Shares, 1,046,094 Shares and 460,495 Shares respectively. F9 · price: High River directly wrote 1,662,347 European-style $26.00 put options (the "$26.00 Put Options"), Icahn Partners directly wrote 2,527,247 $26.00 Put Options, Icahn Master directly wrote 2,615,555 $26.00 Put Options, Icahn Master II directly wrote 1,046,094 $26.00 Put Options, and Icahn Master III directly wrote 460,495 $26.00 Put Options. On March 1, 2013, upon exercise of the $26.00 Call Options, all of the $26.00 Put Options terminated. F1 · ownership.nature: High River Limited Partnership ("High River") directly beneficially owns 2,803,029 Shares, Icahn Partners LP ("Icahn Partners") directly beneficially owns 4,260,759 Shares, Icahn Partners Master Fund LP ("Icahn Master") directly beneficially owns 4,410,789 Shares, Icahn Partners Master Fund II LP ("Icahn Master II") directly beneficially owns 1,764,000 Shares, and Icahn Partners Master Fund III LP ("Icahn Master III") directly beneficially owns 776,574 Shares. F2 · ownership.nature: Barberry Corp. ("Barberry"), is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of each of Icahn Master, Icahn Master II and Icahn Master III. F3 · ownership.nature: Each of Barberry and Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners, Icahn Master, Icahn Master II and Icahn Master III. Each of Hopper, Barberry and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which High River owns. Each of Hopper, Barberry and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F4 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F5 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which each of Icahn Master, Icahn Master II and Icahn Master III owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F6 · ownership.nature: High River directly beneficially owned 646,121 call options (the "$23.50 Call Options"), Icahn Partners directly beneficially owned 982,139 $23.50 Call Options, Icahn Master directly beneficially owned 1,016,722 $23.50 Call Options, Icahn Master II directly beneficially owned 406,618 $23.50 Call Options, and Icahn Master III directly beneficially owned 179,006 $23.50 Call Options. On February 28, 2013, each of High River, Icahn Partners, Icahn Master, Icahn Master II and Icahn Master III exercised all of their respective $23.50 Call Options in their entirety, and thereby acquired 646,121 Shares, 982,139 Shares, 1,016,722 Shares, 406,618 Shares and 179,006 Shares respectively. F7 · ownership.nature: High River directly wrote 646,121 European-style $23.50 put options (the "$23.50 Put Options"), Icahn Partners directly wrote 982,139 $23.50 Put Options, Icahn Master directly wrote 1,016,722 $23.50 Put Options, Icahn Master II directly wrote 406,618 $23.50 Put Options, and Icahn Master III directly wrote 179,006 $23.50 Put Options. On February 28, 2013, upon exercise of the $23.50 Call Options, all of the $23.50 Put Options terminated. F8 · ownership.nature: High River directly beneficially owned 1,662,347 call options (the "$26.00 Call Options"), Icahn Partners directly beneficially owned 2,527,247 $26.00 Call Options, Icahn Master directly beneficially owned 2,615,555 $26.00 Call Options, Icahn Master II directly beneficially owned 1,046,094 $26.00 Call Options, and Icahn Master III directly beneficially owned 460,495 $26.00 Call Options. On March 1, 2013, each of High River, Icahn Partners, Icahn Master, Icahn Master II and Icahn Master III exercised all of their respective $26.00 Call Options in their entirety, and thereby acquired 1,662,347 Shares, 2,527,247 Shares, 2,615,555 Shares, 1,046,094 Shares and 460,495 Shares respectively. F9 · ownership.nature: High River directly wrote 1,662,347 European-style $26.00 put options (the "$26.00 Put Options"), Icahn Partners directly wrote 2,527,247 $26.00 Put Options, Icahn Master directly wrote 2,615,555 $26.00 Put Options, Icahn Master II directly wrote 1,046,094 $26.00 Put Options, and Icahn Master III directly wrote 460,495 $26.00 Put Options. On March 1, 2013, upon exercise of the $26.00 Call Options, all of the $26.00 Put Options terminated. Read SEC document |
| February 14, 2013 Filed Feb 14, 2013 23:21 UTC |
ICAHN CARL C10% owner
HIGH RIVER LIMITED PARTNERSHIP10% owner
ICAHN PARTNERS LP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
ICAHN PARTNERS MASTER FUND II L.P.10% owner
ICAHN PARTNERS MASTER FUND III L.P.10% owner
|
Purchase2013 Put Option · Derivative | 1,555,054 | $0.01 Strike: $23.50 | $15,550.54 |
DisclosureSEC source: 0001140361-13-007543 · doc1.xml · derivative · entry 6 ICAHN CARL C · CIK 0000921669 · 10% owner HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner ICAHN PARTNERS MASTER FUND II L.P. · CIK 0001414181 · 10% owner ICAHN PARTNERS MASTER FUND III L.P. · CIK 0001414179 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · please see all footnotes Disclosed balance after: 11,542,344 Underlying: Common Shares · 1,555,054 shares Expires 2013-05-10 F1 · derivative.exercise_date: High River Limited Partnership ("High River") directly beneficially owns 2,803,029 Shares (including Call Options (as defined below)), Icahn Partners LP ("Icahn Partners") directly beneficially owns 4,260,759 Shares (including Call Options), Icahn Partners Master Fund LP ("Icahn Master") directly beneficially owns 4,410,789 Shares (including Call Options), Icahn Partners Master Fund II LP ("Icahn Master II") directly beneficially owns 1,764,000 Shares (including Call Options), and Icahn Partners Master Fund III LP ("Icahn Master III") directly beneficially owns 776,574 Shares (including Call Options). F2 · derivative.exercise_date: Barberry Corp. ("Barberry"), is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of each of Icahn Master, Icahn Master II and Icahn Master III. F3 · derivative.exercise_date: Each of Barberry and Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners, Icahn Master, Icahn Master II and Icahn Master III. Each of Hopper, Barberry and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares (including Options) which High River owns. Each of Hopper, Barberry and Mr. Icahn disclaims beneficial ownership of such Shares (including Options) except to the extent of their pecuniary interest therein. F4 · derivative.exercise_date: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares (including Options) which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares (including Options) except to the extent of their pecuniary interest therein. F5 · derivative.exercise_date: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares (including Options) which each of Icahn Master, Icahn Master II and Icahn Master III owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares (including Options)except to the extent of their pecuniary interest therein. F6 · derivative.exercise_date: High River directly beneficially owns 646,121 call options (the "$23.50 Call Options"), Icahn Partners directly beneficially owns 982,139 $23.50 Call Options, Icahn Master directly beneficially owns 1,016,722 $23.50 Call Options, Icahn Master II directly beneficially owns 406,618 $23.50 Call Options, and Icahn Master III directly beneficially owns 179,006 $23.50 Call Options. F7 · derivative.exercise_date: High River directly wrote 646,121 European-style $23.50 put options (the "$23.50 Put Options," and together with the $23.50 Call Options, the "$23.50 Options"), Icahn Partners directly wrote 982,139 $23.50 Put Options, Icahn Master directly wrote 1,016,722$23.50 Put Options, Icahn Master II directly wrote 406,618 $23.50 Put Options, and Icahn Master III directly wrote 179,006 $23.50 Put Options. F8 · derivative.exercise_date: The $23.50 Call Options reference an aggregate of 3,230,606 shares of Common Shares and have an exercise price of $23.50, and expire on May 10, 2013. The $23.50 Put Options provide that they settle in cash. F9 · derivative.exercise_date: In addition, the Reporting Persons beneficially own call options referencing an aggregate of 8,311,738 shares of Common Shares that have an exercise price of $26.00 and expire on January 28, 2015 (the "$26.00 Call Options," and together with the $23.50 Call Options, the "Call Options"). The Reporting Persons also wrote European-style put options referencing an aggregate of 8,311,738 shares of Common Shares (the "$26.00 Put Options," and together with the $26.00 Call Options, the "$26.00 Options"). The $26.00 Put Options provide that they settle in cash. The $26.00 Options, together with the $23.50 Options, are referred to as the "Options." F1 · ownership.nature: High River Limited Partnership ("High River") directly beneficially owns 2,803,029 Shares (including Call Options (as defined below)), Icahn Partners LP ("Icahn Partners") directly beneficially owns 4,260,759 Shares (including Call Options), Icahn Partners Master Fund LP ("Icahn Master") directly beneficially owns 4,410,789 Shares (including Call Options), Icahn Partners Master Fund II LP ("Icahn Master II") directly beneficially owns 1,764,000 Shares (including Call Options), and Icahn Partners Master Fund III LP ("Icahn Master III") directly beneficially owns 776,574 Shares (including Call Options). F2 · ownership.nature: Barberry Corp. ("Barberry"), is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of each of Icahn Master, Icahn Master II and Icahn Master III. F3 · ownership.nature: Each of Barberry and Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners, Icahn Master, Icahn Master II and Icahn Master III. Each of Hopper, Barberry and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares (including Options) which High River owns. Each of Hopper, Barberry and Mr. Icahn disclaims beneficial ownership of such Shares (including Options) except to the extent of their pecuniary interest therein. F4 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares (including Options) which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares (including Options) except to the extent of their pecuniary interest therein. F5 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares (including Options) which each of Icahn Master, Icahn Master II and Icahn Master III owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares (including Options)except to the extent of their pecuniary interest therein. F6 · ownership.nature: High River directly beneficially owns 646,121 call options (the "$23.50 Call Options"), Icahn Partners directly beneficially owns 982,139 $23.50 Call Options, Icahn Master directly beneficially owns 1,016,722 $23.50 Call Options, Icahn Master II directly beneficially owns 406,618 $23.50 Call Options, and Icahn Master III directly beneficially owns 179,006 $23.50 Call Options. F7 · ownership.nature: High River directly wrote 646,121 European-style $23.50 put options (the "$23.50 Put Options," and together with the $23.50 Call Options, the "$23.50 Options"), Icahn Partners directly wrote 982,139 $23.50 Put Options, Icahn Master directly wrote 1,016,722$23.50 Put Options, Icahn Master II directly wrote 406,618 $23.50 Put Options, and Icahn Master III directly wrote 179,006 $23.50 Put Options. F8 · ownership.nature: The $23.50 Call Options reference an aggregate of 3,230,606 shares of Common Shares and have an exercise price of $23.50, and expire on May 10, 2013. The $23.50 Put Options provide that they settle in cash. F9 · ownership.nature: In addition, the Reporting Persons beneficially own call options referencing an aggregate of 8,311,738 shares of Common Shares that have an exercise price of $26.00 and expire on January 28, 2015 (the "$26.00 Call Options," and together with the $23.50 Call Options, the "Call Options"). The Reporting Persons also wrote European-style put options referencing an aggregate of 8,311,738 shares of Common Shares (the "$26.00 Put Options," and together with the $26.00 Call Options, the "$26.00 Options"). The $26.00 Put Options provide that they settle in cash. The $26.00 Options, together with the $23.50 Options, are referred to as the "Options." Read SEC document |
| February 14, 2013 Filed Feb 14, 2013 23:21 UTC |
ICAHN CARL C10% owner
HIGH RIVER LIMITED PARTNERSHIP10% owner
ICAHN PARTNERS LP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
ICAHN PARTNERS MASTER FUND II L.P.10% owner
ICAHN PARTNERS MASTER FUND III L.P.10% owner
|
Purchase2013 Call Option · Derivative | 1,555,054 | $14.05 Strike: $23.50 | $21,848,508.70 |
DisclosureSEC source: 0001140361-13-007543 · doc1.xml · derivative · entry 5 ICAHN CARL C · CIK 0000921669 · 10% owner HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner ICAHN PARTNERS MASTER FUND II L.P. · CIK 0001414181 · 10% owner ICAHN PARTNERS MASTER FUND III L.P. · CIK 0001414179 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · please see all footnotes Disclosed balance after: 11,542,344 Underlying: Common Shares · 1,555,054 shares Expires 2013-05-10 F1 · derivative.exercise_date: High River Limited Partnership ("High River") directly beneficially owns 2,803,029 Shares (including Call Options (as defined below)), Icahn Partners LP ("Icahn Partners") directly beneficially owns 4,260,759 Shares (including Call Options), Icahn Partners Master Fund LP ("Icahn Master") directly beneficially owns 4,410,789 Shares (including Call Options), Icahn Partners Master Fund II LP ("Icahn Master II") directly beneficially owns 1,764,000 Shares (including Call Options), and Icahn Partners Master Fund III LP ("Icahn Master III") directly beneficially owns 776,574 Shares (including Call Options). F2 · derivative.exercise_date: Barberry Corp. ("Barberry"), is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of each of Icahn Master, Icahn Master II and Icahn Master III. F3 · derivative.exercise_date: Each of Barberry and Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners, Icahn Master, Icahn Master II and Icahn Master III. Each of Hopper, Barberry and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares (including Options) which High River owns. Each of Hopper, Barberry and Mr. Icahn disclaims beneficial ownership of such Shares (including Options) except to the extent of their pecuniary interest therein. F4 · derivative.exercise_date: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares (including Options) which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares (including Options) except to the extent of their pecuniary interest therein. F5 · derivative.exercise_date: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares (including Options) which each of Icahn Master, Icahn Master II and Icahn Master III owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares (including Options)except to the extent of their pecuniary interest therein. F6 · derivative.exercise_date: High River directly beneficially owns 646,121 call options (the "$23.50 Call Options"), Icahn Partners directly beneficially owns 982,139 $23.50 Call Options, Icahn Master directly beneficially owns 1,016,722 $23.50 Call Options, Icahn Master II directly beneficially owns 406,618 $23.50 Call Options, and Icahn Master III directly beneficially owns 179,006 $23.50 Call Options. F7 · derivative.exercise_date: High River directly wrote 646,121 European-style $23.50 put options (the "$23.50 Put Options," and together with the $23.50 Call Options, the "$23.50 Options"), Icahn Partners directly wrote 982,139 $23.50 Put Options, Icahn Master directly wrote 1,016,722$23.50 Put Options, Icahn Master II directly wrote 406,618 $23.50 Put Options, and Icahn Master III directly wrote 179,006 $23.50 Put Options. F8 · derivative.exercise_date: The $23.50 Call Options reference an aggregate of 3,230,606 shares of Common Shares and have an exercise price of $23.50, and expire on May 10, 2013. The $23.50 Put Options provide that they settle in cash. F9 · derivative.exercise_date: In addition, the Reporting Persons beneficially own call options referencing an aggregate of 8,311,738 shares of Common Shares that have an exercise price of $26.00 and expire on January 28, 2015 (the "$26.00 Call Options," and together with the $23.50 Call Options, the "Call Options"). The Reporting Persons also wrote European-style put options referencing an aggregate of 8,311,738 shares of Common Shares (the "$26.00 Put Options," and together with the $26.00 Call Options, the "$26.00 Options"). The $26.00 Put Options provide that they settle in cash. The $26.00 Options, together with the $23.50 Options, are referred to as the "Options." F1 · ownership.nature: High River Limited Partnership ("High River") directly beneficially owns 2,803,029 Shares (including Call Options (as defined below)), Icahn Partners LP ("Icahn Partners") directly beneficially owns 4,260,759 Shares (including Call Options), Icahn Partners Master Fund LP ("Icahn Master") directly beneficially owns 4,410,789 Shares (including Call Options), Icahn Partners Master Fund II LP ("Icahn Master II") directly beneficially owns 1,764,000 Shares (including Call Options), and Icahn Partners Master Fund III LP ("Icahn Master III") directly beneficially owns 776,574 Shares (including Call Options). F2 · ownership.nature: Barberry Corp. ("Barberry"), is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of each of Icahn Master, Icahn Master II and Icahn Master III. F3 · ownership.nature: Each of Barberry and Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners, Icahn Master, Icahn Master II and Icahn Master III. Each of Hopper, Barberry and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares (including Options) which High River owns. Each of Hopper, Barberry and Mr. Icahn disclaims beneficial ownership of such Shares (including Options) except to the extent of their pecuniary interest therein. F4 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares (including Options) which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares (including Options) except to the extent of their pecuniary interest therein. F5 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares (including Options) which each of Icahn Master, Icahn Master II and Icahn Master III owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares (including Options)except to the extent of their pecuniary interest therein. F6 · ownership.nature: High River directly beneficially owns 646,121 call options (the "$23.50 Call Options"), Icahn Partners directly beneficially owns 982,139 $23.50 Call Options, Icahn Master directly beneficially owns 1,016,722 $23.50 Call Options, Icahn Master II directly beneficially owns 406,618 $23.50 Call Options, and Icahn Master III directly beneficially owns 179,006 $23.50 Call Options. F7 · ownership.nature: High River directly wrote 646,121 European-style $23.50 put options (the "$23.50 Put Options," and together with the $23.50 Call Options, the "$23.50 Options"), Icahn Partners directly wrote 982,139 $23.50 Put Options, Icahn Master directly wrote 1,016,722$23.50 Put Options, Icahn Master II directly wrote 406,618 $23.50 Put Options, and Icahn Master III directly wrote 179,006 $23.50 Put Options. F8 · ownership.nature: The $23.50 Call Options reference an aggregate of 3,230,606 shares of Common Shares and have an exercise price of $23.50, and expire on May 10, 2013. The $23.50 Put Options provide that they settle in cash. F9 · ownership.nature: In addition, the Reporting Persons beneficially own call options referencing an aggregate of 8,311,738 shares of Common Shares that have an exercise price of $26.00 and expire on January 28, 2015 (the "$26.00 Call Options," and together with the $23.50 Call Options, the "Call Options"). The Reporting Persons also wrote European-style put options referencing an aggregate of 8,311,738 shares of Common Shares (the "$26.00 Put Options," and together with the $26.00 Call Options, the "$26.00 Options"). The $26.00 Put Options provide that they settle in cash. The $26.00 Options, together with the $23.50 Options, are referred to as the "Options." Read SEC document |
| February 13, 2013 Filed Feb 14, 2013 23:21 UTC |
ICAHN CARL C10% owner
HIGH RIVER LIMITED PARTNERSHIP10% owner
ICAHN PARTNERS LP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
ICAHN PARTNERS MASTER FUND II L.P.10% owner
ICAHN PARTNERS MASTER FUND III L.P.10% owner
|
Purchase2013 Put Option · Derivative | 508,311 | $0.01 Strike: $23.50 | $5,083.11 |
DisclosureSEC source: 0001140361-13-007543 · doc1.xml · derivative · entry 4 ICAHN CARL C · CIK 0000921669 · 10% owner HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner ICAHN PARTNERS MASTER FUND II L.P. · CIK 0001414181 · 10% owner ICAHN PARTNERS MASTER FUND III L.P. · CIK 0001414179 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · please see all footnotes Disclosed balance after: 9,987,290 Underlying: Common Shares · 508,311 shares Expires 2013-05-10 F1 · derivative.exercise_date: High River Limited Partnership ("High River") directly beneficially owns 2,803,029 Shares (including Call Options (as defined below)), Icahn Partners LP ("Icahn Partners") directly beneficially owns 4,260,759 Shares (including Call Options), Icahn Partners Master Fund LP ("Icahn Master") directly beneficially owns 4,410,789 Shares (including Call Options), Icahn Partners Master Fund II LP ("Icahn Master II") directly beneficially owns 1,764,000 Shares (including Call Options), and Icahn Partners Master Fund III LP ("Icahn Master III") directly beneficially owns 776,574 Shares (including Call Options). F2 · derivative.exercise_date: Barberry Corp. ("Barberry"), is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of each of Icahn Master, Icahn Master II and Icahn Master III. F3 · derivative.exercise_date: Each of Barberry and Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners, Icahn Master, Icahn Master II and Icahn Master III. Each of Hopper, Barberry and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares (including Options) which High River owns. Each of Hopper, Barberry and Mr. Icahn disclaims beneficial ownership of such Shares (including Options) except to the extent of their pecuniary interest therein. F4 · derivative.exercise_date: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares (including Options) which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares (including Options) except to the extent of their pecuniary interest therein. F5 · derivative.exercise_date: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares (including Options) which each of Icahn Master, Icahn Master II and Icahn Master III owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares (including Options)except to the extent of their pecuniary interest therein. F6 · derivative.exercise_date: High River directly beneficially owns 646,121 call options (the "$23.50 Call Options"), Icahn Partners directly beneficially owns 982,139 $23.50 Call Options, Icahn Master directly beneficially owns 1,016,722 $23.50 Call Options, Icahn Master II directly beneficially owns 406,618 $23.50 Call Options, and Icahn Master III directly beneficially owns 179,006 $23.50 Call Options. F7 · derivative.exercise_date: High River directly wrote 646,121 European-style $23.50 put options (the "$23.50 Put Options," and together with the $23.50 Call Options, the "$23.50 Options"), Icahn Partners directly wrote 982,139 $23.50 Put Options, Icahn Master directly wrote 1,016,722$23.50 Put Options, Icahn Master II directly wrote 406,618 $23.50 Put Options, and Icahn Master III directly wrote 179,006 $23.50 Put Options. F8 · derivative.exercise_date: The $23.50 Call Options reference an aggregate of 3,230,606 shares of Common Shares and have an exercise price of $23.50, and expire on May 10, 2013. The $23.50 Put Options provide that they settle in cash. F9 · derivative.exercise_date: In addition, the Reporting Persons beneficially own call options referencing an aggregate of 8,311,738 shares of Common Shares that have an exercise price of $26.00 and expire on January 28, 2015 (the "$26.00 Call Options," and together with the $23.50 Call Options, the "Call Options"). The Reporting Persons also wrote European-style put options referencing an aggregate of 8,311,738 shares of Common Shares (the "$26.00 Put Options," and together with the $26.00 Call Options, the "$26.00 Options"). The $26.00 Put Options provide that they settle in cash. The $26.00 Options, together with the $23.50 Options, are referred to as the "Options." F1 · ownership.nature: High River Limited Partnership ("High River") directly beneficially owns 2,803,029 Shares (including Call Options (as defined below)), Icahn Partners LP ("Icahn Partners") directly beneficially owns 4,260,759 Shares (including Call Options), Icahn Partners Master Fund LP ("Icahn Master") directly beneficially owns 4,410,789 Shares (including Call Options), Icahn Partners Master Fund II LP ("Icahn Master II") directly beneficially owns 1,764,000 Shares (including Call Options), and Icahn Partners Master Fund III LP ("Icahn Master III") directly beneficially owns 776,574 Shares (including Call Options). F2 · ownership.nature: Barberry Corp. ("Barberry"), is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of each of Icahn Master, Icahn Master II and Icahn Master III. F3 · ownership.nature: Each of Barberry and Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners, Icahn Master, Icahn Master II and Icahn Master III. Each of Hopper, Barberry and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares (including Options) which High River owns. Each of Hopper, Barberry and Mr. Icahn disclaims beneficial ownership of such Shares (including Options) except to the extent of their pecuniary interest therein. F4 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares (including Options) which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares (including Options) except to the extent of their pecuniary interest therein. F5 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares (including Options) which each of Icahn Master, Icahn Master II and Icahn Master III owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares (including Options)except to the extent of their pecuniary interest therein. F6 · ownership.nature: High River directly beneficially owns 646,121 call options (the "$23.50 Call Options"), Icahn Partners directly beneficially owns 982,139 $23.50 Call Options, Icahn Master directly beneficially owns 1,016,722 $23.50 Call Options, Icahn Master II directly beneficially owns 406,618 $23.50 Call Options, and Icahn Master III directly beneficially owns 179,006 $23.50 Call Options. F7 · ownership.nature: High River directly wrote 646,121 European-style $23.50 put options (the "$23.50 Put Options," and together with the $23.50 Call Options, the "$23.50 Options"), Icahn Partners directly wrote 982,139 $23.50 Put Options, Icahn Master directly wrote 1,016,722$23.50 Put Options, Icahn Master II directly wrote 406,618 $23.50 Put Options, and Icahn Master III directly wrote 179,006 $23.50 Put Options. F8 · ownership.nature: The $23.50 Call Options reference an aggregate of 3,230,606 shares of Common Shares and have an exercise price of $23.50, and expire on May 10, 2013. The $23.50 Put Options provide that they settle in cash. F9 · ownership.nature: In addition, the Reporting Persons beneficially own call options referencing an aggregate of 8,311,738 shares of Common Shares that have an exercise price of $26.00 and expire on January 28, 2015 (the "$26.00 Call Options," and together with the $23.50 Call Options, the "Call Options"). The Reporting Persons also wrote European-style put options referencing an aggregate of 8,311,738 shares of Common Shares (the "$26.00 Put Options," and together with the $26.00 Call Options, the "$26.00 Options"). The $26.00 Put Options provide that they settle in cash. The $26.00 Options, together with the $23.50 Options, are referred to as the "Options." Read SEC document |
| February 13, 2013 Filed Feb 14, 2013 23:21 UTC |
ICAHN CARL C10% owner
HIGH RIVER LIMITED PARTNERSHIP10% owner
ICAHN PARTNERS LP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
ICAHN PARTNERS MASTER FUND II L.P.10% owner
ICAHN PARTNERS MASTER FUND III L.P.10% owner
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Purchase2013 Call Option · Derivative | 508,311 | $12.78 Strike: $23.50 | $6,496,214.58 |
DisclosureSEC source: 0001140361-13-007543 · doc1.xml · derivative · entry 3 ICAHN CARL C · CIK 0000921669 · 10% owner HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner ICAHN PARTNERS MASTER FUND II L.P. · CIK 0001414181 · 10% owner ICAHN PARTNERS MASTER FUND III L.P. · CIK 0001414179 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · please see all footnotes Disclosed balance after: 9,987,290 Underlying: Common Shares · 508,311 shares Expires 2013-05-10 F1 · derivative.exercise_date: High River Limited Partnership ("High River") directly beneficially owns 2,803,029 Shares (including Call Options (as defined below)), Icahn Partners LP ("Icahn Partners") directly beneficially owns 4,260,759 Shares (including Call Options), Icahn Partners Master Fund LP ("Icahn Master") directly beneficially owns 4,410,789 Shares (including Call Options), Icahn Partners Master Fund II LP ("Icahn Master II") directly beneficially owns 1,764,000 Shares (including Call Options), and Icahn Partners Master Fund III LP ("Icahn Master III") directly beneficially owns 776,574 Shares (including Call Options). F2 · derivative.exercise_date: Barberry Corp. ("Barberry"), is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of each of Icahn Master, Icahn Master II and Icahn Master III. F3 · derivative.exercise_date: Each of Barberry and Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners, Icahn Master, Icahn Master II and Icahn Master III. Each of Hopper, Barberry and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares (including Options) which High River owns. Each of Hopper, Barberry and Mr. Icahn disclaims beneficial ownership of such Shares (including Options) except to the extent of their pecuniary interest therein. F4 · derivative.exercise_date: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares (including Options) which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares (including Options) except to the extent of their pecuniary interest therein. F5 · derivative.exercise_date: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares (including Options) which each of Icahn Master, Icahn Master II and Icahn Master III owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares (including Options)except to the extent of their pecuniary interest therein. F6 · derivative.exercise_date: High River directly beneficially owns 646,121 call options (the "$23.50 Call Options"), Icahn Partners directly beneficially owns 982,139 $23.50 Call Options, Icahn Master directly beneficially owns 1,016,722 $23.50 Call Options, Icahn Master II directly beneficially owns 406,618 $23.50 Call Options, and Icahn Master III directly beneficially owns 179,006 $23.50 Call Options. F7 · derivative.exercise_date: High River directly wrote 646,121 European-style $23.50 put options (the "$23.50 Put Options," and together with the $23.50 Call Options, the "$23.50 Options"), Icahn Partners directly wrote 982,139 $23.50 Put Options, Icahn Master directly wrote 1,016,722$23.50 Put Options, Icahn Master II directly wrote 406,618 $23.50 Put Options, and Icahn Master III directly wrote 179,006 $23.50 Put Options. F8 · derivative.exercise_date: The $23.50 Call Options reference an aggregate of 3,230,606 shares of Common Shares and have an exercise price of $23.50, and expire on May 10, 2013. The $23.50 Put Options provide that they settle in cash. F9 · derivative.exercise_date: In addition, the Reporting Persons beneficially own call options referencing an aggregate of 8,311,738 shares of Common Shares that have an exercise price of $26.00 and expire on January 28, 2015 (the "$26.00 Call Options," and together with the $23.50 Call Options, the "Call Options"). The Reporting Persons also wrote European-style put options referencing an aggregate of 8,311,738 shares of Common Shares (the "$26.00 Put Options," and together with the $26.00 Call Options, the "$26.00 Options"). The $26.00 Put Options provide that they settle in cash. The $26.00 Options, together with the $23.50 Options, are referred to as the "Options." F1 · ownership.nature: High River Limited Partnership ("High River") directly beneficially owns 2,803,029 Shares (including Call Options (as defined below)), Icahn Partners LP ("Icahn Partners") directly beneficially owns 4,260,759 Shares (including Call Options), Icahn Partners Master Fund LP ("Icahn Master") directly beneficially owns 4,410,789 Shares (including Call Options), Icahn Partners Master Fund II LP ("Icahn Master II") directly beneficially owns 1,764,000 Shares (including Call Options), and Icahn Partners Master Fund III LP ("Icahn Master III") directly beneficially owns 776,574 Shares (including Call Options). F2 · ownership.nature: Barberry Corp. ("Barberry"), is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of each of Icahn Master, Icahn Master II and Icahn Master III. F3 · ownership.nature: Each of Barberry and Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners, Icahn Master, Icahn Master II and Icahn Master III. Each of Hopper, Barberry and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares (including Options) which High River owns. Each of Hopper, Barberry and Mr. Icahn disclaims beneficial ownership of such Shares (including Options) except to the extent of their pecuniary interest therein. F4 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares (including Options) which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares (including Options) except to the extent of their pecuniary interest therein. F5 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares (including Options) which each of Icahn Master, Icahn Master II and Icahn Master III owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares (including Options)except to the extent of their pecuniary interest therein. F6 · ownership.nature: High River directly beneficially owns 646,121 call options (the "$23.50 Call Options"), Icahn Partners directly beneficially owns 982,139 $23.50 Call Options, Icahn Master directly beneficially owns 1,016,722 $23.50 Call Options, Icahn Master II directly beneficially owns 406,618 $23.50 Call Options, and Icahn Master III directly beneficially owns 179,006 $23.50 Call Options. F7 · ownership.nature: High River directly wrote 646,121 European-style $23.50 put options (the "$23.50 Put Options," and together with the $23.50 Call Options, the "$23.50 Options"), Icahn Partners directly wrote 982,139 $23.50 Put Options, Icahn Master directly wrote 1,016,722$23.50 Put Options, Icahn Master II directly wrote 406,618 $23.50 Put Options, and Icahn Master III directly wrote 179,006 $23.50 Put Options. F8 · ownership.nature: The $23.50 Call Options reference an aggregate of 3,230,606 shares of Common Shares and have an exercise price of $23.50, and expire on May 10, 2013. The $23.50 Put Options provide that they settle in cash. F9 · ownership.nature: In addition, the Reporting Persons beneficially own call options referencing an aggregate of 8,311,738 shares of Common Shares that have an exercise price of $26.00 and expire on January 28, 2015 (the "$26.00 Call Options," and together with the $23.50 Call Options, the "Call Options"). The Reporting Persons also wrote European-style put options referencing an aggregate of 8,311,738 shares of Common Shares (the "$26.00 Put Options," and together with the $26.00 Call Options, the "$26.00 Options"). The $26.00 Put Options provide that they settle in cash. The $26.00 Options, together with the $23.50 Options, are referred to as the "Options." Read SEC document |
| February 12, 2013 Filed Feb 14, 2013 23:21 UTC |
ICAHN CARL C10% owner
HIGH RIVER LIMITED PARTNERSHIP10% owner
ICAHN PARTNERS LP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
ICAHN PARTNERS MASTER FUND II L.P.10% owner
ICAHN PARTNERS MASTER FUND III L.P.10% owner
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Purchase2013 Put Option ("obligation to purchase") · Derivative | 1,167,241 | $0.01 Strike: $23.50 | $11,672.41 |
DisclosureSEC source: 0001140361-13-007543 · doc1.xml · derivative · entry 2 ICAHN CARL C · CIK 0000921669 · 10% owner HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner ICAHN PARTNERS MASTER FUND II L.P. · CIK 0001414181 · 10% owner ICAHN PARTNERS MASTER FUND III L.P. · CIK 0001414179 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · please see all footnotes Disclosed balance after: 9,478,979 Underlying: Common Shares · 1,167,241 shares Expires 2013-05-10 F1 · derivative.exercise_date: High River Limited Partnership ("High River") directly beneficially owns 2,803,029 Shares (including Call Options (as defined below)), Icahn Partners LP ("Icahn Partners") directly beneficially owns 4,260,759 Shares (including Call Options), Icahn Partners Master Fund LP ("Icahn Master") directly beneficially owns 4,410,789 Shares (including Call Options), Icahn Partners Master Fund II LP ("Icahn Master II") directly beneficially owns 1,764,000 Shares (including Call Options), and Icahn Partners Master Fund III LP ("Icahn Master III") directly beneficially owns 776,574 Shares (including Call Options). F2 · derivative.exercise_date: Barberry Corp. ("Barberry"), is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of each of Icahn Master, Icahn Master II and Icahn Master III. F3 · derivative.exercise_date: Each of Barberry and Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners, Icahn Master, Icahn Master II and Icahn Master III. Each of Hopper, Barberry and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares (including Options) which High River owns. Each of Hopper, Barberry and Mr. Icahn disclaims beneficial ownership of such Shares (including Options) except to the extent of their pecuniary interest therein. F4 · derivative.exercise_date: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares (including Options) which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares (including Options) except to the extent of their pecuniary interest therein. F5 · derivative.exercise_date: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares (including Options) which each of Icahn Master, Icahn Master II and Icahn Master III owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares (including Options)except to the extent of their pecuniary interest therein. F6 · derivative.exercise_date: High River directly beneficially owns 646,121 call options (the "$23.50 Call Options"), Icahn Partners directly beneficially owns 982,139 $23.50 Call Options, Icahn Master directly beneficially owns 1,016,722 $23.50 Call Options, Icahn Master II directly beneficially owns 406,618 $23.50 Call Options, and Icahn Master III directly beneficially owns 179,006 $23.50 Call Options. F7 · derivative.exercise_date: High River directly wrote 646,121 European-style $23.50 put options (the "$23.50 Put Options," and together with the $23.50 Call Options, the "$23.50 Options"), Icahn Partners directly wrote 982,139 $23.50 Put Options, Icahn Master directly wrote 1,016,722$23.50 Put Options, Icahn Master II directly wrote 406,618 $23.50 Put Options, and Icahn Master III directly wrote 179,006 $23.50 Put Options. F8 · derivative.exercise_date: The $23.50 Call Options reference an aggregate of 3,230,606 shares of Common Shares and have an exercise price of $23.50, and expire on May 10, 2013. The $23.50 Put Options provide that they settle in cash. F9 · derivative.exercise_date: In addition, the Reporting Persons beneficially own call options referencing an aggregate of 8,311,738 shares of Common Shares that have an exercise price of $26.00 and expire on January 28, 2015 (the "$26.00 Call Options," and together with the $23.50 Call Options, the "Call Options"). The Reporting Persons also wrote European-style put options referencing an aggregate of 8,311,738 shares of Common Shares (the "$26.00 Put Options," and together with the $26.00 Call Options, the "$26.00 Options"). The $26.00 Put Options provide that they settle in cash. The $26.00 Options, together with the $23.50 Options, are referred to as the "Options." F1 · ownership.nature: High River Limited Partnership ("High River") directly beneficially owns 2,803,029 Shares (including Call Options (as defined below)), Icahn Partners LP ("Icahn Partners") directly beneficially owns 4,260,759 Shares (including Call Options), Icahn Partners Master Fund LP ("Icahn Master") directly beneficially owns 4,410,789 Shares (including Call Options), Icahn Partners Master Fund II LP ("Icahn Master II") directly beneficially owns 1,764,000 Shares (including Call Options), and Icahn Partners Master Fund III LP ("Icahn Master III") directly beneficially owns 776,574 Shares (including Call Options). F2 · ownership.nature: Barberry Corp. ("Barberry"), is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of each of Icahn Master, Icahn Master II and Icahn Master III. F3 · ownership.nature: Each of Barberry and Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners, Icahn Master, Icahn Master II and Icahn Master III. Each of Hopper, Barberry and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares (including Options) which High River owns. Each of Hopper, Barberry and Mr. Icahn disclaims beneficial ownership of such Shares (including Options) except to the extent of their pecuniary interest therein. F4 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares (including Options) which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares (including Options) except to the extent of their pecuniary interest therein. F5 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares (including Options) which each of Icahn Master, Icahn Master II and Icahn Master III owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares (including Options)except to the extent of their pecuniary interest therein. F6 · ownership.nature: High River directly beneficially owns 646,121 call options (the "$23.50 Call Options"), Icahn Partners directly beneficially owns 982,139 $23.50 Call Options, Icahn Master directly beneficially owns 1,016,722 $23.50 Call Options, Icahn Master II directly beneficially owns 406,618 $23.50 Call Options, and Icahn Master III directly beneficially owns 179,006 $23.50 Call Options. F7 · ownership.nature: High River directly wrote 646,121 European-style $23.50 put options (the "$23.50 Put Options," and together with the $23.50 Call Options, the "$23.50 Options"), Icahn Partners directly wrote 982,139 $23.50 Put Options, Icahn Master directly wrote 1,016,722$23.50 Put Options, Icahn Master II directly wrote 406,618 $23.50 Put Options, and Icahn Master III directly wrote 179,006 $23.50 Put Options. F8 · ownership.nature: The $23.50 Call Options reference an aggregate of 3,230,606 shares of Common Shares and have an exercise price of $23.50, and expire on May 10, 2013. The $23.50 Put Options provide that they settle in cash. F9 · ownership.nature: In addition, the Reporting Persons beneficially own call options referencing an aggregate of 8,311,738 shares of Common Shares that have an exercise price of $26.00 and expire on January 28, 2015 (the "$26.00 Call Options," and together with the $23.50 Call Options, the "Call Options"). The Reporting Persons also wrote European-style put options referencing an aggregate of 8,311,738 shares of Common Shares (the "$26.00 Put Options," and together with the $26.00 Call Options, the "$26.00 Options"). The $26.00 Put Options provide that they settle in cash. The $26.00 Options, together with the $23.50 Options, are referred to as the "Options." Read SEC document |
| February 12, 2013 Filed Feb 14, 2013 23:21 UTC |
ICAHN CARL C10% owner
HIGH RIVER LIMITED PARTNERSHIP10% owner
ICAHN PARTNERS LP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
ICAHN PARTNERS MASTER FUND II L.P.10% owner
ICAHN PARTNERS MASTER FUND III L.P.10% owner
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Purchase2013 Call Option ("right to purchase") · Derivative | 1,167,241 | $12.51 Strike: $23.50 | $14,602,184.91 |
DisclosureSEC source: 0001140361-13-007543 · doc1.xml · derivative · entry 1 ICAHN CARL C · CIK 0000921669 · 10% owner HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner ICAHN PARTNERS MASTER FUND II L.P. · CIK 0001414181 · 10% owner ICAHN PARTNERS MASTER FUND III L.P. · CIK 0001414179 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · please see all footnotes Disclosed balance after: 9,478,979 Underlying: Common Shares · 1,167,241 shares Expires 2013-05-10 F1 · derivative.exercise_date: High River Limited Partnership ("High River") directly beneficially owns 2,803,029 Shares (including Call Options (as defined below)), Icahn Partners LP ("Icahn Partners") directly beneficially owns 4,260,759 Shares (including Call Options), Icahn Partners Master Fund LP ("Icahn Master") directly beneficially owns 4,410,789 Shares (including Call Options), Icahn Partners Master Fund II LP ("Icahn Master II") directly beneficially owns 1,764,000 Shares (including Call Options), and Icahn Partners Master Fund III LP ("Icahn Master III") directly beneficially owns 776,574 Shares (including Call Options). F2 · derivative.exercise_date: Barberry Corp. ("Barberry"), is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of each of Icahn Master, Icahn Master II and Icahn Master III. F3 · derivative.exercise_date: Each of Barberry and Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners, Icahn Master, Icahn Master II and Icahn Master III. Each of Hopper, Barberry and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares (including Options) which High River owns. Each of Hopper, Barberry and Mr. Icahn disclaims beneficial ownership of such Shares (including Options) except to the extent of their pecuniary interest therein. F4 · derivative.exercise_date: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares (including Options) which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares (including Options) except to the extent of their pecuniary interest therein. F5 · derivative.exercise_date: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares (including Options) which each of Icahn Master, Icahn Master II and Icahn Master III owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares (including Options)except to the extent of their pecuniary interest therein. F6 · derivative.exercise_date: High River directly beneficially owns 646,121 call options (the "$23.50 Call Options"), Icahn Partners directly beneficially owns 982,139 $23.50 Call Options, Icahn Master directly beneficially owns 1,016,722 $23.50 Call Options, Icahn Master II directly beneficially owns 406,618 $23.50 Call Options, and Icahn Master III directly beneficially owns 179,006 $23.50 Call Options. F7 · derivative.exercise_date: High River directly wrote 646,121 European-style $23.50 put options (the "$23.50 Put Options," and together with the $23.50 Call Options, the "$23.50 Options"), Icahn Partners directly wrote 982,139 $23.50 Put Options, Icahn Master directly wrote 1,016,722$23.50 Put Options, Icahn Master II directly wrote 406,618 $23.50 Put Options, and Icahn Master III directly wrote 179,006 $23.50 Put Options. F8 · derivative.exercise_date: The $23.50 Call Options reference an aggregate of 3,230,606 shares of Common Shares and have an exercise price of $23.50, and expire on May 10, 2013. The $23.50 Put Options provide that they settle in cash. F9 · derivative.exercise_date: In addition, the Reporting Persons beneficially own call options referencing an aggregate of 8,311,738 shares of Common Shares that have an exercise price of $26.00 and expire on January 28, 2015 (the "$26.00 Call Options," and together with the $23.50 Call Options, the "Call Options"). The Reporting Persons also wrote European-style put options referencing an aggregate of 8,311,738 shares of Common Shares (the "$26.00 Put Options," and together with the $26.00 Call Options, the "$26.00 Options"). The $26.00 Put Options provide that they settle in cash. The $26.00 Options, together with the $23.50 Options, are referred to as the "Options." F1 · ownership.nature: High River Limited Partnership ("High River") directly beneficially owns 2,803,029 Shares (including Call Options (as defined below)), Icahn Partners LP ("Icahn Partners") directly beneficially owns 4,260,759 Shares (including Call Options), Icahn Partners Master Fund LP ("Icahn Master") directly beneficially owns 4,410,789 Shares (including Call Options), Icahn Partners Master Fund II LP ("Icahn Master II") directly beneficially owns 1,764,000 Shares (including Call Options), and Icahn Partners Master Fund III LP ("Icahn Master III") directly beneficially owns 776,574 Shares (including Call Options). F2 · ownership.nature: Barberry Corp. ("Barberry"), is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of each of Icahn Master, Icahn Master II and Icahn Master III. F3 · ownership.nature: Each of Barberry and Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners, Icahn Master, Icahn Master II and Icahn Master III. Each of Hopper, Barberry and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares (including Options) which High River owns. Each of Hopper, Barberry and Mr. Icahn disclaims beneficial ownership of such Shares (including Options) except to the extent of their pecuniary interest therein. F4 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares (including Options) which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares (including Options) except to the extent of their pecuniary interest therein. F5 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares (including Options) which each of Icahn Master, Icahn Master II and Icahn Master III owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares (including Options)except to the extent of their pecuniary interest therein. F6 · ownership.nature: High River directly beneficially owns 646,121 call options (the "$23.50 Call Options"), Icahn Partners directly beneficially owns 982,139 $23.50 Call Options, Icahn Master directly beneficially owns 1,016,722 $23.50 Call Options, Icahn Master II directly beneficially owns 406,618 $23.50 Call Options, and Icahn Master III directly beneficially owns 179,006 $23.50 Call Options. F7 · ownership.nature: High River directly wrote 646,121 European-style $23.50 put options (the "$23.50 Put Options," and together with the $23.50 Call Options, the "$23.50 Options"), Icahn Partners directly wrote 982,139 $23.50 Put Options, Icahn Master directly wrote 1,016,722$23.50 Put Options, Icahn Master II directly wrote 406,618 $23.50 Put Options, and Icahn Master III directly wrote 179,006 $23.50 Put Options. F8 · ownership.nature: The $23.50 Call Options reference an aggregate of 3,230,606 shares of Common Shares and have an exercise price of $23.50, and expire on May 10, 2013. The $23.50 Put Options provide that they settle in cash. F9 · ownership.nature: In addition, the Reporting Persons beneficially own call options referencing an aggregate of 8,311,738 shares of Common Shares that have an exercise price of $26.00 and expire on January 28, 2015 (the "$26.00 Call Options," and together with the $23.50 Call Options, the "Call Options"). The Reporting Persons also wrote European-style put options referencing an aggregate of 8,311,738 shares of Common Shares (the "$26.00 Put Options," and together with the $26.00 Call Options, the "$26.00 Options"). The $26.00 Put Options provide that they settle in cash. The $26.00 Options, together with the $23.50 Options, are referred to as the "Options." Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.