Last 12 months
Inside the activity.
1 purchase rows · 44 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 3 |
| Dec 2025 | 0 | 6 |
| Jan 2026 | 0 | 2 |
| Feb 2026 | 0 | 2 |
| Mar 2026 | 0 | 4 |
| Apr 2026 | 0 | 5 |
| May 2026 | 1 | 1 |
| Jun 2026 | 0 | 7 |
| Jul 2026 | 0 | 2 |
| Aug 2026 | 0 | 4 |
| Sep 2026 | 0 | 7 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 29, 2021 Filed Mar 31, 2021 21:27 UTC |
Carroll Patrick HarrisonChief Medical Officer
|
GrantRestricted Stock Unit · Derivative | 352 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-014246 · doc4.xml · derivative · entry 6 Carroll Patrick Harrison · CIK 0001839736 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 352 Underlying: Class A Common Stock · 352 shares Expires not disclosed F3 · derivative.exercise_price: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period, with 6.25% of the RSUs vesting on each Company Quarterly Vesting Date occurring on or after March 15, 2020, subject to the Reporting Person's continuous service with the issuer. F3 · derivative.exercise_date: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period, with 6.25% of the RSUs vesting on each Company Quarterly Vesting Date occurring on or after March 15, 2020, subject to the Reporting Person's continuous service with the issuer. F3 · derivative.expiration_date: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period, with 6.25% of the RSUs vesting on each Company Quarterly Vesting Date occurring on or after March 15, 2020, subject to the Reporting Person's continuous service with the issuer. Read SEC document |
| March 29, 2021 Filed Mar 31, 2021 21:27 UTC |
Carroll Patrick HarrisonChief Medical Officer
|
GrantRestricted Stock Unit · Derivative | 17,724 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-014246 · doc4.xml · derivative · entry 5 Carroll Patrick Harrison · CIK 0001839736 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,724 Underlying: Class A Common Stock · 17,724 shares Expires not disclosed F3 · derivative.exercise_price: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period, with 6.25% of the RSUs vesting on each Company Quarterly Vesting Date occurring on or after March 15, 2020, subject to the Reporting Person's continuous service with the issuer. F3 · derivative.exercise_date: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period, with 6.25% of the RSUs vesting on each Company Quarterly Vesting Date occurring on or after March 15, 2020, subject to the Reporting Person's continuous service with the issuer. F3 · derivative.expiration_date: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period, with 6.25% of the RSUs vesting on each Company Quarterly Vesting Date occurring on or after March 15, 2020, subject to the Reporting Person's continuous service with the issuer. Read SEC document |
| March 29, 2021 Filed Mar 31, 2021 21:27 UTC |
Carroll Patrick HarrisonChief Medical Officer
|
GrantRestricted Stock Unit · Derivative | 220 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-014246 · doc4.xml · derivative · entry 4 Carroll Patrick Harrison · CIK 0001839736 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220 Underlying: Class A Common Stock · 220 shares Expires not disclosed F2 · derivative.exercise_price: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period, with 25% of the RSUs vesting on the first Company Quarterly Vesting Date occurring on or following the one-year anniversary of December 15, 2019. The remaining 75% vest in equal quarterly installments over the following three years on each Company Quarterly Vesting Date, subject to the Reporting Person's continuous service with the issuer. F2 · derivative.exercise_date: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period, with 25% of the RSUs vesting on the first Company Quarterly Vesting Date occurring on or following the one-year anniversary of December 15, 2019. The remaining 75% vest in equal quarterly installments over the following three years on each Company Quarterly Vesting Date, subject to the Reporting Person's continuous service with the issuer. F2 · derivative.expiration_date: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period, with 25% of the RSUs vesting on the first Company Quarterly Vesting Date occurring on or following the one-year anniversary of December 15, 2019. The remaining 75% vest in equal quarterly installments over the following three years on each Company Quarterly Vesting Date, subject to the Reporting Person's continuous service with the issuer. Read SEC document |
| March 29, 2021 Filed Mar 31, 2021 21:27 UTC |
Carroll Patrick HarrisonChief Medical Officer
|
GrantRestricted Stock Unit · Derivative | 11,077 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-014246 · doc4.xml · derivative · entry 3 Carroll Patrick Harrison · CIK 0001839736 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,077 Underlying: Class A Common Stock · 11,077 shares Expires not disclosed F2 · derivative.exercise_price: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period, with 25% of the RSUs vesting on the first Company Quarterly Vesting Date occurring on or following the one-year anniversary of December 15, 2019. The remaining 75% vest in equal quarterly installments over the following three years on each Company Quarterly Vesting Date, subject to the Reporting Person's continuous service with the issuer. F2 · derivative.exercise_date: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period, with 25% of the RSUs vesting on the first Company Quarterly Vesting Date occurring on or following the one-year anniversary of December 15, 2019. The remaining 75% vest in equal quarterly installments over the following three years on each Company Quarterly Vesting Date, subject to the Reporting Person's continuous service with the issuer. F2 · derivative.expiration_date: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period, with 25% of the RSUs vesting on the first Company Quarterly Vesting Date occurring on or following the one-year anniversary of December 15, 2019. The remaining 75% vest in equal quarterly installments over the following three years on each Company Quarterly Vesting Date, subject to the Reporting Person's continuous service with the issuer. Read SEC document |
| March 29, 2021 Filed Mar 31, 2021 21:27 UTC |
Carroll Patrick HarrisonChief Medical Officer
|
GrantRestricted Stock Unit · Derivative | 132 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-014246 · doc4.xml · derivative · entry 2 Carroll Patrick Harrison · CIK 0001839736 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132 Underlying: Class A Common Stock · 132 shares Expires not disclosed F1 · derivative.exercise_price: The Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period, with 25% of the RSUs vesting on the first Company Quarterly Vesting Date occurring on or following the one-year anniversary of September 15, 2019. The remaining 75% vest in equal quarterly installments over the following three years, on the specified vesting dates of March 15, June 15, September 15 and December 15 (each, a "Company Quarterly Vesting Date"), subject to the Reporting Person's continuous service with the issuer. F1 · derivative.exercise_date: The Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period, with 25% of the RSUs vesting on the first Company Quarterly Vesting Date occurring on or following the one-year anniversary of September 15, 2019. The remaining 75% vest in equal quarterly installments over the following three years, on the specified vesting dates of March 15, June 15, September 15 and December 15 (each, a "Company Quarterly Vesting Date"), subject to the Reporting Person's continuous service with the issuer. F1 · derivative.expiration_date: The Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period, with 25% of the RSUs vesting on the first Company Quarterly Vesting Date occurring on or following the one-year anniversary of September 15, 2019. The remaining 75% vest in equal quarterly installments over the following three years, on the specified vesting dates of March 15, June 15, September 15 and December 15 (each, a "Company Quarterly Vesting Date"), subject to the Reporting Person's continuous service with the issuer. Read SEC document |
| March 29, 2021 Filed Mar 31, 2021 21:27 UTC |
Carroll Patrick HarrisonChief Medical Officer
|
GrantRestricted Stock Unit · Derivative | 6,646 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-014246 · doc4.xml · derivative · entry 1 Carroll Patrick Harrison · CIK 0001839736 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,646 Underlying: Class A Common Stock · 6,646 shares Expires not disclosed F1 · derivative.exercise_price: The Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period, with 25% of the RSUs vesting on the first Company Quarterly Vesting Date occurring on or following the one-year anniversary of September 15, 2019. The remaining 75% vest in equal quarterly installments over the following three years, on the specified vesting dates of March 15, June 15, September 15 and December 15 (each, a "Company Quarterly Vesting Date"), subject to the Reporting Person's continuous service with the issuer. F1 · derivative.exercise_date: The Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period, with 25% of the RSUs vesting on the first Company Quarterly Vesting Date occurring on or following the one-year anniversary of September 15, 2019. The remaining 75% vest in equal quarterly installments over the following three years, on the specified vesting dates of March 15, June 15, September 15 and December 15 (each, a "Company Quarterly Vesting Date"), subject to the Reporting Person's continuous service with the issuer. F1 · derivative.expiration_date: The Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period, with 25% of the RSUs vesting on the first Company Quarterly Vesting Date occurring on or following the one-year anniversary of September 15, 2019. The remaining 75% vest in equal quarterly installments over the following three years, on the specified vesting dates of March 15, June 15, September 15 and December 15 (each, a "Company Quarterly Vesting Date"), subject to the Reporting Person's continuous service with the issuer. Read SEC document |
| January 20, 2021 Filed Jan 22, 2021 21:40 UTC |
Baird MelissaChief Operating Officer
|
GrantRestricted Stock Unit · Derivative | 12,983 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-003122 · doc4.xml · derivative · entry 9 Baird Melissa · CIK 0001837815 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,983 Underlying: Class A Common Stock · 12,983 shares Expires not disclosed F11 · derivative.exercise_price: In connection with the Merger, the Reporting Person received additional New Hims RSUs representing a portion of the aggregate 16,000,000 shares of New Hims Class A Common Stock comprising the Earn Out shares (the "Earn Out RSUs"). F12 · derivative.exercise_date: The Earn Out RSUs were received in exchange for shares of Legacy Hims RSUs. Subject to the satisfaction of time-based vesting and share-price based performance based vesting conditions, each Earn Out RSU represents the right to receive one share of Class A Common Stock of New Hims. The recipient will be subject to substantially the same time-based vesting condition specified in Footnote 10 above. Additionally, the Earn Out RSUs will vest upon the satisfaction of the Earn Out conditions. If the RSU Earn Out conditions are not met during the Earn Out Period, then the applicable Earn Out RSUs will be automatically forfeited. F12 · derivative.expiration_date: The Earn Out RSUs were received in exchange for shares of Legacy Hims RSUs. Subject to the satisfaction of time-based vesting and share-price based performance based vesting conditions, each Earn Out RSU represents the right to receive one share of Class A Common Stock of New Hims. The recipient will be subject to substantially the same time-based vesting condition specified in Footnote 10 above. Additionally, the Earn Out RSUs will vest upon the satisfaction of the Earn Out conditions. If the RSU Earn Out conditions are not met during the Earn Out Period, then the applicable Earn Out RSUs will be automatically forfeited. Read SEC document |
| January 20, 2021 Filed Jan 22, 2021 21:40 UTC |
Baird MelissaChief Operating Officer
|
GrantRestricted Stock Unit · Derivative | 132,723 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-003122 · doc4.xml · derivative · entry 8 Baird Melissa · CIK 0001837815 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,723 Underlying: Class A Common Stock · 132,723 shares Expires not disclosed F9 · derivative.exercise_price: In connection with the Merger, the Reporting Person received New Hims restricted stock units ("New Hims RSUs") in exchange for restricted stock units of Hims, Inc. ("Legacy Hims RSUs"). F10 · derivative.exercise_date: The New Hims RSUs were received in exchange for 293,000 Legacy Hims RSUs. The New Hims RSUs vest over a 4-year period in substantially equal quarterly installments beginning March 15, 2021, with 6.25% of the RSUs vesting on each of March 15, June 15, September 15 and December 15, subject to the individual's continuous service. The New Hims RSU is also subject to acceleration in the event the Reporting Person is subject to a qualifying involuntary termination of employment and/or Change of Control (as such term is defined in the applicable RSU Agreement). The New Hims RSU expires in December 2027. F10 · derivative.expiration_date: The New Hims RSUs were received in exchange for 293,000 Legacy Hims RSUs. The New Hims RSUs vest over a 4-year period in substantially equal quarterly installments beginning March 15, 2021, with 6.25% of the RSUs vesting on each of March 15, June 15, September 15 and December 15, subject to the individual's continuous service. The New Hims RSU is also subject to acceleration in the event the Reporting Person is subject to a qualifying involuntary termination of employment and/or Change of Control (as such term is defined in the applicable RSU Agreement). The New Hims RSU expires in December 2027. Read SEC document |
| January 20, 2021 Filed Jan 22, 2021 21:40 UTC |
Baird MelissaChief Operating Officer
|
GrantStock Option (right to buy) · Derivative | 265,899 | $0.00 Strike: $9.41 | $0.00 |
DisclosureSEC source: 0000899243-21-003122 · doc4.xml · derivative · entry 7 Baird Melissa · CIK 0001837815 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,899 Underlying: Class A Common Stock · 265,899 shares Expires 2030-12-22 F8 · derivative.exercise_date: The Stock Option was received in exchange for an option to purchase 587,000 shares of Class A Common Stock of Hims, Inc., with an exercise price of $4.26, in connection with the Merger. 1/48 of the shares subject to the Stock Option vest when the Reporting Person completes each month of continuous service beginning December 16, 2020. The Stock Option is also subject to acceleration in the event the Reporting Person is subject to a qualifying involuntary termination of employment and/or Change of Control (as such term is defined in the applicable Stock Option Agreement). Read SEC document |
| January 20, 2021 Filed Jan 22, 2021 21:40 UTC |
Baird MelissaChief Operating Officer
|
GrantStock Option (right to buy) · Derivative | 779,073 | $0.00 Strike: $2.43 | $0.00 |
DisclosureSEC source: 0000899243-21-003122 · doc4.xml · derivative · entry 6 Baird Melissa · CIK 0001837815 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 779,073 Underlying: Class A Common Stock · 779,073 shares Expires 2030-05-12 F7 · derivative.exercise_date: The Stock Option was received in exchange for an option to purchase 1,719,884 shares of Class A Common Stock of Hims, Inc., with an exercise price of $1.10, in connection with the Merger. 1/48 of the shares subject to the Stock Option vest when the Reporting Person completes each month of continuous service beginning February 12, 2020. The Stock Option is also subject to acceleration in the event the Reporting Person is subject to a qualifying involuntary termination of employment and/or Change of Control (as such term is defined in the applicable Stock Option Agreement). Read SEC document |
| January 20, 2021 Filed Jan 22, 2021 21:40 UTC |
Baird MelissaChief Operating Officer
|
GrantStock Option (right to buy) · Derivative | 113,245 | $0.00 Strike: $1.75 | $0.00 |
DisclosureSEC source: 0000899243-21-003122 · doc4.xml · derivative · entry 5 Baird Melissa · CIK 0001837815 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,245 Underlying: Class A Common Stock · 113,245 shares Expires 2029-11-05 F6 · derivative.exercise_date: The Stock Option was received in exchange for an option to purchase 250,000 shares of Class A Common Stock of Hims, Inc., with an exercise price of $0.79, in connection with the Merger. 1/48 of the shares subject to the Stock Option vest when the Reporting Person completes each month of continuous service beginning October 1, 2019. Read SEC document |
| January 20, 2021 Filed Jan 22, 2021 21:40 UTC |
Baird MelissaChief Operating Officer
|
GrantStock Option (right to buy) · Derivative | 925,664 | $0.00 Strike: $0.40 | $0.00 |
DisclosureSEC source: 0000899243-21-003122 · doc4.xml · derivative · entry 4 Baird Melissa · CIK 0001837815 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 925,664 Underlying: Class A Common Stock · 925,664 shares Expires 2028-03-28 F5 · derivative.exercise_date: The Stock Option was received in exchange for an option to purchase 2,043,499 shares of Class A Common Stock of Hims, Inc., with an exercise price of $0.18, in connection with the Merger. 1/4 of the shares subject to the Stock Option vest on the 12 month anniversary of the vesting commencement date and the balance of the shares vest in a series of 36 successive equal monthly installments measured from the 12 month anniversary of the vesting commencement date, beginning February 6, 2018. Read SEC document |
| January 20, 2021 Filed Jan 22, 2021 21:40 UTC |
Baird MelissaChief Operating Officer
|
GrantStock Option (right to buy) · Derivative | 161,059 | $0.00 Strike: $0.40 | $0.00 |
DisclosureSEC source: 0000899243-21-003122 · doc4.xml · derivative · entry 3 Baird Melissa · CIK 0001837815 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,059 Underlying: Class A Common Stock · 161,059 shares Expires 2028-03-28 F4 · derivative.exercise_date: The Stock Option was received in exchange for an option to purchase 355,555 shares of Class A Common Stock of Hims, Inc., with an exercise price of $0.18, in connection with the Merger. 1/4 of the shares subject to the Stock Option vest on the 12 month anniversary of the vesting commencement date and the balance of the shares vest in a series of 36 successive equal monthly installments measured from the 12 month anniversary of the vesting commencement date, beginning February 6, 2018. Read SEC document |
| January 20, 2021 Filed Jan 22, 2021 21:40 UTC |
Baird MelissaChief Operating Officer
|
GrantWarrant (right to buy) · Derivative | 556 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0000899243-21-003122 · doc4.xml · derivative · entry 2 Baird Melissa · CIK 0001837815 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 556 Underlying: Class A Common Stock · 556 shares Expires 2026-01-20 F3 · derivative.exercise_date: In connection with the Merger, the Reporting Person received warrants exercisable for shares of New Hims Class A Common Stock in partial exchange for shares of Class A Common Stock of Hims, Inc. Read SEC document |
| January 20, 2021 Filed Jan 22, 2021 21:40 UTC |
Baird MelissaChief Operating Officer
|
GrantClass A Common Stock | 99,458 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-003122 · doc4.xml · nonDerivative · entry 1 Baird Melissa · CIK 0001837815 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,458 F1 · price: In connection with the merger described in that certain Agreement and Plan of Merger, dated as of September 30, 2020 (the "Merger"), by and among Oaktree Acquisition Corp., now known as Hims & Hers Health, Inc. ("New Hims"), RX Merger Sub Inc., and Hims, Inc., the Reporting Person received (i) 90,596 shares of Class A Common Stock of New Hims and (ii) 8,862 shares of restricted New Hims Class A Common Stock (the "Earn Out Shares") in exchange for 200,000 shares of Class A Common Stock of Hims, Inc. The Earn Out Shares vest in equal thirds if the trading price of New Hims Class A Common Stock is greater than or equal to $15, $17.50 and $20 for any 10 trading days within any 20-trading day period (the "Earn Out Conditions"). If the Earn Out Conditions are not met during the five years following closing (the "Earn Out Period"), then the unvested Earn Out Shares will be automatically forfeited. F2 · price: (Continued from footnote 1)On the effective date of the Merger, the closing price of New Hims Class A Common Stock was $16.38 per share. Read SEC document |
| January 20, 2021 Filed Jan 23, 2021 01:39 UTC |
Oaktree Acquisition Holdings, L.P.10% owner
Partners Ltd10% owner
Oaktree Acquisition Holdings GP Ltd.10% owner
OAKTREE CAPITAL MANAGEMENT LP10% owner
Oaktree Capital Management GP, LLC10% owner
Oaktree Capital Holdings, LLC10% owner
BROOKFIELD Corp /ON/10% owner
|
OtherWarrants · Derivative | 3,012,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-003052 · doc4.xml · derivative · entry 3 Oaktree Acquisition Holdings, L.P. · CIK 0001773790 · 10% owner Partners Ltd · CIK 0001540229 · 10% owner Oaktree Acquisition Holdings GP Ltd. · CIK 0001773788 · 10% owner OAKTREE CAPITAL MANAGEMENT LP · CIK 0000949509 · 10% owner Oaktree Capital Management GP, LLC · CIK 0001831013 · 10% owner Atlas OCM Holdings, LLC · CIK 0001790787 · 10% owner Oaktree Capital Group Holdings GP, LLC · CIK 0001403525 · 10% owner BROOKFIELD ASSET MANAGEMENT INC. · CIK 0001001085 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,012,500 Underlying: Class A Common Stock · 3,012,500 shares Expires not disclosed F6 · derivative.exercise_price: In connection with the Domestication, 1,004,167 of the private placement warrants of the Company ("OAC Private Placement Warrants) held by Holdings, which previously entitled Holdings to purchase one OAC Class A Ordinary Share at a price of $11.50 per whole share at any time commencing on the later of one year from the closing of the Company's initial public offering or thirty (30) days after the completion of an initial business combination of the Company, were forfeited and surrendered for no consideration and the remaining 3,012,500 OAC Private Placement Warrants converted into warrants of New Hims (each a "New Hims Warrant") simultaneously with the closing of the Business Combination, with each whole New Hims Warrant entitling the holder thereof to the right to purchase one share of New Hims Class A Common Stock. F6 · kind: In connection with the Domestication, 1,004,167 of the private placement warrants of the Company ("OAC Private Placement Warrants) held by Holdings, which previously entitled Holdings to purchase one OAC Class A Ordinary Share at a price of $11.50 per whole share at any time commencing on the later of one year from the closing of the Company's initial public offering or thirty (30) days after the completion of an initial business combination of the Company, were forfeited and surrendered for no consideration and the remaining 3,012,500 OAC Private Placement Warrants converted into warrants of New Hims (each a "New Hims Warrant") simultaneously with the closing of the Business Combination, with each whole New Hims Warrant entitling the holder thereof to the right to purchase one share of New Hims Class A Common Stock. F6 · shares: In connection with the Domestication, 1,004,167 of the private placement warrants of the Company ("OAC Private Placement Warrants) held by Holdings, which previously entitled Holdings to purchase one OAC Class A Ordinary Share at a price of $11.50 per whole share at any time commencing on the later of one year from the closing of the Company's initial public offering or thirty (30) days after the completion of an initial business combination of the Company, were forfeited and surrendered for no consideration and the remaining 3,012,500 OAC Private Placement Warrants converted into warrants of New Hims (each a "New Hims Warrant") simultaneously with the closing of the Business Combination, with each whole New Hims Warrant entitling the holder thereof to the right to purchase one share of New Hims Class A Common Stock. F6 · price: In connection with the Domestication, 1,004,167 of the private placement warrants of the Company ("OAC Private Placement Warrants) held by Holdings, which previously entitled Holdings to purchase one OAC Class A Ordinary Share at a price of $11.50 per whole share at any time commencing on the later of one year from the closing of the Company's initial public offering or thirty (30) days after the completion of an initial business combination of the Company, were forfeited and surrendered for no consideration and the remaining 3,012,500 OAC Private Placement Warrants converted into warrants of New Hims (each a "New Hims Warrant") simultaneously with the closing of the Business Combination, with each whole New Hims Warrant entitling the holder thereof to the right to purchase one share of New Hims Class A Common Stock. F6 · derivative.exercise_date: In connection with the Domestication, 1,004,167 of the private placement warrants of the Company ("OAC Private Placement Warrants) held by Holdings, which previously entitled Holdings to purchase one OAC Class A Ordinary Share at a price of $11.50 per whole share at any time commencing on the later of one year from the closing of the Company's initial public offering or thirty (30) days after the completion of an initial business combination of the Company, were forfeited and surrendered for no consideration and the remaining 3,012,500 OAC Private Placement Warrants converted into warrants of New Hims (each a "New Hims Warrant") simultaneously with the closing of the Business Combination, with each whole New Hims Warrant entitling the holder thereof to the right to purchase one share of New Hims Class A Common Stock. F6 · derivative.expiration_date: In connection with the Domestication, 1,004,167 of the private placement warrants of the Company ("OAC Private Placement Warrants) held by Holdings, which previously entitled Holdings to purchase one OAC Class A Ordinary Share at a price of $11.50 per whole share at any time commencing on the later of one year from the closing of the Company's initial public offering or thirty (30) days after the completion of an initial business combination of the Company, were forfeited and surrendered for no consideration and the remaining 3,012,500 OAC Private Placement Warrants converted into warrants of New Hims (each a "New Hims Warrant") simultaneously with the closing of the Business Combination, with each whole New Hims Warrant entitling the holder thereof to the right to purchase one share of New Hims Class A Common Stock. F6 · derivative.underlying_shares: In connection with the Domestication, 1,004,167 of the private placement warrants of the Company ("OAC Private Placement Warrants) held by Holdings, which previously entitled Holdings to purchase one OAC Class A Ordinary Share at a price of $11.50 per whole share at any time commencing on the later of one year from the closing of the Company's initial public offering or thirty (30) days after the completion of an initial business combination of the Company, were forfeited and surrendered for no consideration and the remaining 3,012,500 OAC Private Placement Warrants converted into warrants of New Hims (each a "New Hims Warrant") simultaneously with the closing of the Business Combination, with each whole New Hims Warrant entitling the holder thereof to the right to purchase one share of New Hims Class A Common Stock. F6 · balance_after: In connection with the Domestication, 1,004,167 of the private placement warrants of the Company ("OAC Private Placement Warrants) held by Holdings, which previously entitled Holdings to purchase one OAC Class A Ordinary Share at a price of $11.50 per whole share at any time commencing on the later of one year from the closing of the Company's initial public offering or thirty (30) days after the completion of an initial business combination of the Company, were forfeited and surrendered for no consideration and the remaining 3,012,500 OAC Private Placement Warrants converted into warrants of New Hims (each a "New Hims Warrant") simultaneously with the closing of the Business Combination, with each whole New Hims Warrant entitling the holder thereof to the right to purchase one share of New Hims Class A Common Stock. F1 · ownership.direct: This Form 4 is being filed by Oaktree Acquisition Holdings, L.P. ("Holdings"). The general partner of Holdings is Oaktree Acquisition Holdings GP Ltd. ("Holdings GP"). The director of Holdings GP is Oaktree Capital Management, L.P. ("Oaktree"). The general partner of Oaktree is Oaktree Capital Management GP, LLC ("Management GP"). The sole member of Management GP is Atlas OCM Holdings, LLC ("Atlas"). Oaktree Capital Group Holdings GP, LLC ("OCGH GP") is the indirect owner of the class B units of Atlas and has the ability to appoint and remove certain directors of Atlas and, as such, may indirectly control the decisions of Atlas regarding the vote and disposition of securities held by Holdings; therefore, OCGH GP may be deemed to have indirect beneficial ownership of the New Hims Class A Common Stock (as defined below) held by Holdings. F2 · ownership.direct: (Continued from Footnote 1) Brookfield Asset Management, Inc. ("BAM"), in its capacity as the indirect owner of the class A units of each of OCG GP and Atlas, has the ability to appoint and remove certain directors of Atlas and, as such, may indirectly control the decisions of Atlas regarding the vote and disposition of securities held by Holdings; therefore BAM may be deemed to have indirect beneficial ownership of the Hims Class A Common Stock (as defined below) held by Holdings. Partners Limited ("Partners"), in its capacity as the sole owner of Class B Limited Voting Shares of BAM, has the ability to appoint and remove certain directors of BAM and, as such, may indirectly control the decisions of BAM regarding the vote and disposition of securities held by Holdings; therefore Partners may be deemed to have indirect beneficial ownership of the Hims Class A Common Stock held by Holdings. F3 · ownership.direct: (Continued from Footnote 2) Each reporting person under this Form 4 disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interest therein and the filing of this Form 4 shall not be construed as an admission that any such reporting person is the beneficial owner of any securities covered by this Form 4. Read SEC document |
| January 20, 2021 Filed Jan 23, 2021 01:39 UTC |
Oaktree Acquisition Holdings, L.P.10% owner
Partners Ltd10% owner
Oaktree Acquisition Holdings GP Ltd.10% owner
OAKTREE CAPITAL MANAGEMENT LP10% owner
Oaktree Capital Management GP, LLC10% owner
Oaktree Capital Holdings, LLC10% owner
BROOKFIELD Corp /ON/10% owner
|
OtherClass B Ordinary Shares · Derivative | 5,031,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-003052 · doc4.xml · derivative · entry 2 Oaktree Acquisition Holdings, L.P. · CIK 0001773790 · 10% owner Partners Ltd · CIK 0001540229 · 10% owner Oaktree Acquisition Holdings GP Ltd. · CIK 0001773788 · 10% owner OAKTREE CAPITAL MANAGEMENT LP · CIK 0000949509 · 10% owner Oaktree Capital Management GP, LLC · CIK 0001831013 · 10% owner Atlas OCM Holdings, LLC · CIK 0001790787 · 10% owner Oaktree Capital Group Holdings GP, LLC · CIK 0001403525 · 10% owner BROOKFIELD ASSET MANAGEMENT INC. · CIK 0001001085 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A ordinary shares · 5,031,250 shares Expires not disclosed F4 · derivative.exercise_price: In connection with the Agreement and Plan of Merger, dated September 30, 2020, by and among Oaktree Acquisition Corp. (the "Company"), Hims, Inc. ("Hims"), and the other parties thereto (the transactions contemplated thereby, the "Business Combination"), the Company domesticated as a Delaware corporation (the "Domestication") and changed its name to "Hims & Hers, Inc." ("New Hims"). In connection with the Domestication, 1,257,813 of Holdings' Class B ordinary shares, par value $0.0001, of the Company ("OAC Class B Ordinary Shares"), which were previously convertible into Class A ordinary shares, par value $0.0001, of the Company ("OAC Class A Ordinary Shares"), were forfeited and surrendered for no consideration and the remaining 3,773,437 OAC Class B Ordinary Shares held by Holdings converted to shares of Class A common stock, par value $0.0001, of New Hims ("New Hims Class A Common Stock") simultaneously with the closing of the Business Combination. F4 · kind: In connection with the Agreement and Plan of Merger, dated September 30, 2020, by and among Oaktree Acquisition Corp. (the "Company"), Hims, Inc. ("Hims"), and the other parties thereto (the transactions contemplated thereby, the "Business Combination"), the Company domesticated as a Delaware corporation (the "Domestication") and changed its name to "Hims & Hers, Inc." ("New Hims"). In connection with the Domestication, 1,257,813 of Holdings' Class B ordinary shares, par value $0.0001, of the Company ("OAC Class B Ordinary Shares"), which were previously convertible into Class A ordinary shares, par value $0.0001, of the Company ("OAC Class A Ordinary Shares"), were forfeited and surrendered for no consideration and the remaining 3,773,437 OAC Class B Ordinary Shares held by Holdings converted to shares of Class A common stock, par value $0.0001, of New Hims ("New Hims Class A Common Stock") simultaneously with the closing of the Business Combination. F5 · kind: (Continued from Footnote 4) After giving effect to this transaction, Holdings will own less than 10% of the outstanding common stock of New Hims. F4 · shares: In connection with the Agreement and Plan of Merger, dated September 30, 2020, by and among Oaktree Acquisition Corp. (the "Company"), Hims, Inc. ("Hims"), and the other parties thereto (the transactions contemplated thereby, the "Business Combination"), the Company domesticated as a Delaware corporation (the "Domestication") and changed its name to "Hims & Hers, Inc." ("New Hims"). In connection with the Domestication, 1,257,813 of Holdings' Class B ordinary shares, par value $0.0001, of the Company ("OAC Class B Ordinary Shares"), which were previously convertible into Class A ordinary shares, par value $0.0001, of the Company ("OAC Class A Ordinary Shares"), were forfeited and surrendered for no consideration and the remaining 3,773,437 OAC Class B Ordinary Shares held by Holdings converted to shares of Class A common stock, par value $0.0001, of New Hims ("New Hims Class A Common Stock") simultaneously with the closing of the Business Combination. F5 · shares: (Continued from Footnote 4) After giving effect to this transaction, Holdings will own less than 10% of the outstanding common stock of New Hims. F4 · price: In connection with the Agreement and Plan of Merger, dated September 30, 2020, by and among Oaktree Acquisition Corp. (the "Company"), Hims, Inc. ("Hims"), and the other parties thereto (the transactions contemplated thereby, the "Business Combination"), the Company domesticated as a Delaware corporation (the "Domestication") and changed its name to "Hims & Hers, Inc." ("New Hims"). In connection with the Domestication, 1,257,813 of Holdings' Class B ordinary shares, par value $0.0001, of the Company ("OAC Class B Ordinary Shares"), which were previously convertible into Class A ordinary shares, par value $0.0001, of the Company ("OAC Class A Ordinary Shares"), were forfeited and surrendered for no consideration and the remaining 3,773,437 OAC Class B Ordinary Shares held by Holdings converted to shares of Class A common stock, par value $0.0001, of New Hims ("New Hims Class A Common Stock") simultaneously with the closing of the Business Combination. F5 · price: (Continued from Footnote 4) After giving effect to this transaction, Holdings will own less than 10% of the outstanding common stock of New Hims. F4 · derivative.exercise_date: In connection with the Agreement and Plan of Merger, dated September 30, 2020, by and among Oaktree Acquisition Corp. (the "Company"), Hims, Inc. ("Hims"), and the other parties thereto (the transactions contemplated thereby, the "Business Combination"), the Company domesticated as a Delaware corporation (the "Domestication") and changed its name to "Hims & Hers, Inc." ("New Hims"). In connection with the Domestication, 1,257,813 of Holdings' Class B ordinary shares, par value $0.0001, of the Company ("OAC Class B Ordinary Shares"), which were previously convertible into Class A ordinary shares, par value $0.0001, of the Company ("OAC Class A Ordinary Shares"), were forfeited and surrendered for no consideration and the remaining 3,773,437 OAC Class B Ordinary Shares held by Holdings converted to shares of Class A common stock, par value $0.0001, of New Hims ("New Hims Class A Common Stock") simultaneously with the closing of the Business Combination. F5 · derivative.exercise_date: (Continued from Footnote 4) After giving effect to this transaction, Holdings will own less than 10% of the outstanding common stock of New Hims. F4 · derivative.expiration_date: In connection with the Agreement and Plan of Merger, dated September 30, 2020, by and among Oaktree Acquisition Corp. (the "Company"), Hims, Inc. ("Hims"), and the other parties thereto (the transactions contemplated thereby, the "Business Combination"), the Company domesticated as a Delaware corporation (the "Domestication") and changed its name to "Hims & Hers, Inc." ("New Hims"). In connection with the Domestication, 1,257,813 of Holdings' Class B ordinary shares, par value $0.0001, of the Company ("OAC Class B Ordinary Shares"), which were previously convertible into Class A ordinary shares, par value $0.0001, of the Company ("OAC Class A Ordinary Shares"), were forfeited and surrendered for no consideration and the remaining 3,773,437 OAC Class B Ordinary Shares held by Holdings converted to shares of Class A common stock, par value $0.0001, of New Hims ("New Hims Class A Common Stock") simultaneously with the closing of the Business Combination. F5 · derivative.expiration_date: (Continued from Footnote 4) After giving effect to this transaction, Holdings will own less than 10% of the outstanding common stock of New Hims. F4 · derivative.underlying_shares: In connection with the Agreement and Plan of Merger, dated September 30, 2020, by and among Oaktree Acquisition Corp. (the "Company"), Hims, Inc. ("Hims"), and the other parties thereto (the transactions contemplated thereby, the "Business Combination"), the Company domesticated as a Delaware corporation (the "Domestication") and changed its name to "Hims & Hers, Inc." ("New Hims"). In connection with the Domestication, 1,257,813 of Holdings' Class B ordinary shares, par value $0.0001, of the Company ("OAC Class B Ordinary Shares"), which were previously convertible into Class A ordinary shares, par value $0.0001, of the Company ("OAC Class A Ordinary Shares"), were forfeited and surrendered for no consideration and the remaining 3,773,437 OAC Class B Ordinary Shares held by Holdings converted to shares of Class A common stock, par value $0.0001, of New Hims ("New Hims Class A Common Stock") simultaneously with the closing of the Business Combination. F5 · derivative.underlying_shares: (Continued from Footnote 4) After giving effect to this transaction, Holdings will own less than 10% of the outstanding common stock of New Hims. F4 · balance_after: In connection with the Agreement and Plan of Merger, dated September 30, 2020, by and among Oaktree Acquisition Corp. (the "Company"), Hims, Inc. ("Hims"), and the other parties thereto (the transactions contemplated thereby, the "Business Combination"), the Company domesticated as a Delaware corporation (the "Domestication") and changed its name to "Hims & Hers, Inc." ("New Hims"). In connection with the Domestication, 1,257,813 of Holdings' Class B ordinary shares, par value $0.0001, of the Company ("OAC Class B Ordinary Shares"), which were previously convertible into Class A ordinary shares, par value $0.0001, of the Company ("OAC Class A Ordinary Shares"), were forfeited and surrendered for no consideration and the remaining 3,773,437 OAC Class B Ordinary Shares held by Holdings converted to shares of Class A common stock, par value $0.0001, of New Hims ("New Hims Class A Common Stock") simultaneously with the closing of the Business Combination. F5 · balance_after: (Continued from Footnote 4) After giving effect to this transaction, Holdings will own less than 10% of the outstanding common stock of New Hims. F1 · ownership.direct: This Form 4 is being filed by Oaktree Acquisition Holdings, L.P. ("Holdings"). The general partner of Holdings is Oaktree Acquisition Holdings GP Ltd. ("Holdings GP"). The director of Holdings GP is Oaktree Capital Management, L.P. ("Oaktree"). The general partner of Oaktree is Oaktree Capital Management GP, LLC ("Management GP"). The sole member of Management GP is Atlas OCM Holdings, LLC ("Atlas"). Oaktree Capital Group Holdings GP, LLC ("OCGH GP") is the indirect owner of the class B units of Atlas and has the ability to appoint and remove certain directors of Atlas and, as such, may indirectly control the decisions of Atlas regarding the vote and disposition of securities held by Holdings; therefore, OCGH GP may be deemed to have indirect beneficial ownership of the New Hims Class A Common Stock (as defined below) held by Holdings. F2 · ownership.direct: (Continued from Footnote 1) Brookfield Asset Management, Inc. ("BAM"), in its capacity as the indirect owner of the class A units of each of OCG GP and Atlas, has the ability to appoint and remove certain directors of Atlas and, as such, may indirectly control the decisions of Atlas regarding the vote and disposition of securities held by Holdings; therefore BAM may be deemed to have indirect beneficial ownership of the Hims Class A Common Stock (as defined below) held by Holdings. Partners Limited ("Partners"), in its capacity as the sole owner of Class B Limited Voting Shares of BAM, has the ability to appoint and remove certain directors of BAM and, as such, may indirectly control the decisions of BAM regarding the vote and disposition of securities held by Holdings; therefore Partners may be deemed to have indirect beneficial ownership of the Hims Class A Common Stock held by Holdings. F3 · ownership.direct: (Continued from Footnote 2) Each reporting person under this Form 4 disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interest therein and the filing of this Form 4 shall not be construed as an admission that any such reporting person is the beneficial owner of any securities covered by this Form 4. Read SEC document |
| January 20, 2021 Filed Jan 23, 2021 01:39 UTC |
Oaktree Acquisition Holdings, L.P.10% owner
Partners Ltd10% owner
Oaktree Acquisition Holdings GP Ltd.10% owner
OAKTREE CAPITAL MANAGEMENT LP10% owner
Oaktree Capital Management GP, LLC10% owner
Oaktree Capital Holdings, LLC10% owner
BROOKFIELD Corp /ON/10% owner
|
OtherClass A Common Stock | 3,773,437 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-003052 · doc4.xml · nonDerivative · entry 1 Oaktree Acquisition Holdings, L.P. · CIK 0001773790 · 10% owner Partners Ltd · CIK 0001540229 · 10% owner Oaktree Acquisition Holdings GP Ltd. · CIK 0001773788 · 10% owner OAKTREE CAPITAL MANAGEMENT LP · CIK 0000949509 · 10% owner Oaktree Capital Management GP, LLC · CIK 0001831013 · 10% owner Atlas OCM Holdings, LLC · CIK 0001790787 · 10% owner Oaktree Capital Group Holdings GP, LLC · CIK 0001403525 · 10% owner BROOKFIELD ASSET MANAGEMENT INC. · CIK 0001001085 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,773,437 F4 · kind: In connection with the Agreement and Plan of Merger, dated September 30, 2020, by and among Oaktree Acquisition Corp. (the "Company"), Hims, Inc. ("Hims"), and the other parties thereto (the transactions contemplated thereby, the "Business Combination"), the Company domesticated as a Delaware corporation (the "Domestication") and changed its name to "Hims & Hers, Inc." ("New Hims"). In connection with the Domestication, 1,257,813 of Holdings' Class B ordinary shares, par value $0.0001, of the Company ("OAC Class B Ordinary Shares"), which were previously convertible into Class A ordinary shares, par value $0.0001, of the Company ("OAC Class A Ordinary Shares"), were forfeited and surrendered for no consideration and the remaining 3,773,437 OAC Class B Ordinary Shares held by Holdings converted to shares of Class A common stock, par value $0.0001, of New Hims ("New Hims Class A Common Stock") simultaneously with the closing of the Business Combination. F5 · kind: (Continued from Footnote 4) After giving effect to this transaction, Holdings will own less than 10% of the outstanding common stock of New Hims. F4 · shares: In connection with the Agreement and Plan of Merger, dated September 30, 2020, by and among Oaktree Acquisition Corp. (the "Company"), Hims, Inc. ("Hims"), and the other parties thereto (the transactions contemplated thereby, the "Business Combination"), the Company domesticated as a Delaware corporation (the "Domestication") and changed its name to "Hims & Hers, Inc." ("New Hims"). In connection with the Domestication, 1,257,813 of Holdings' Class B ordinary shares, par value $0.0001, of the Company ("OAC Class B Ordinary Shares"), which were previously convertible into Class A ordinary shares, par value $0.0001, of the Company ("OAC Class A Ordinary Shares"), were forfeited and surrendered for no consideration and the remaining 3,773,437 OAC Class B Ordinary Shares held by Holdings converted to shares of Class A common stock, par value $0.0001, of New Hims ("New Hims Class A Common Stock") simultaneously with the closing of the Business Combination. F5 · shares: (Continued from Footnote 4) After giving effect to this transaction, Holdings will own less than 10% of the outstanding common stock of New Hims. F4 · price: In connection with the Agreement and Plan of Merger, dated September 30, 2020, by and among Oaktree Acquisition Corp. (the "Company"), Hims, Inc. ("Hims"), and the other parties thereto (the transactions contemplated thereby, the "Business Combination"), the Company domesticated as a Delaware corporation (the "Domestication") and changed its name to "Hims & Hers, Inc." ("New Hims"). In connection with the Domestication, 1,257,813 of Holdings' Class B ordinary shares, par value $0.0001, of the Company ("OAC Class B Ordinary Shares"), which were previously convertible into Class A ordinary shares, par value $0.0001, of the Company ("OAC Class A Ordinary Shares"), were forfeited and surrendered for no consideration and the remaining 3,773,437 OAC Class B Ordinary Shares held by Holdings converted to shares of Class A common stock, par value $0.0001, of New Hims ("New Hims Class A Common Stock") simultaneously with the closing of the Business Combination. F5 · price: (Continued from Footnote 4) After giving effect to this transaction, Holdings will own less than 10% of the outstanding common stock of New Hims. F4 · acquired: In connection with the Agreement and Plan of Merger, dated September 30, 2020, by and among Oaktree Acquisition Corp. (the "Company"), Hims, Inc. ("Hims"), and the other parties thereto (the transactions contemplated thereby, the "Business Combination"), the Company domesticated as a Delaware corporation (the "Domestication") and changed its name to "Hims & Hers, Inc." ("New Hims"). In connection with the Domestication, 1,257,813 of Holdings' Class B ordinary shares, par value $0.0001, of the Company ("OAC Class B Ordinary Shares"), which were previously convertible into Class A ordinary shares, par value $0.0001, of the Company ("OAC Class A Ordinary Shares"), were forfeited and surrendered for no consideration and the remaining 3,773,437 OAC Class B Ordinary Shares held by Holdings converted to shares of Class A common stock, par value $0.0001, of New Hims ("New Hims Class A Common Stock") simultaneously with the closing of the Business Combination. F5 · acquired: (Continued from Footnote 4) After giving effect to this transaction, Holdings will own less than 10% of the outstanding common stock of New Hims. F4 · balance_after: In connection with the Agreement and Plan of Merger, dated September 30, 2020, by and among Oaktree Acquisition Corp. (the "Company"), Hims, Inc. ("Hims"), and the other parties thereto (the transactions contemplated thereby, the "Business Combination"), the Company domesticated as a Delaware corporation (the "Domestication") and changed its name to "Hims & Hers, Inc." ("New Hims"). In connection with the Domestication, 1,257,813 of Holdings' Class B ordinary shares, par value $0.0001, of the Company ("OAC Class B Ordinary Shares"), which were previously convertible into Class A ordinary shares, par value $0.0001, of the Company ("OAC Class A Ordinary Shares"), were forfeited and surrendered for no consideration and the remaining 3,773,437 OAC Class B Ordinary Shares held by Holdings converted to shares of Class A common stock, par value $0.0001, of New Hims ("New Hims Class A Common Stock") simultaneously with the closing of the Business Combination. F5 · balance_after: (Continued from Footnote 4) After giving effect to this transaction, Holdings will own less than 10% of the outstanding common stock of New Hims. F1 · ownership.direct: This Form 4 is being filed by Oaktree Acquisition Holdings, L.P. ("Holdings"). The general partner of Holdings is Oaktree Acquisition Holdings GP Ltd. ("Holdings GP"). The director of Holdings GP is Oaktree Capital Management, L.P. ("Oaktree"). The general partner of Oaktree is Oaktree Capital Management GP, LLC ("Management GP"). The sole member of Management GP is Atlas OCM Holdings, LLC ("Atlas"). Oaktree Capital Group Holdings GP, LLC ("OCGH GP") is the indirect owner of the class B units of Atlas and has the ability to appoint and remove certain directors of Atlas and, as such, may indirectly control the decisions of Atlas regarding the vote and disposition of securities held by Holdings; therefore, OCGH GP may be deemed to have indirect beneficial ownership of the New Hims Class A Common Stock (as defined below) held by Holdings. F2 · ownership.direct: (Continued from Footnote 1) Brookfield Asset Management, Inc. ("BAM"), in its capacity as the indirect owner of the class A units of each of OCG GP and Atlas, has the ability to appoint and remove certain directors of Atlas and, as such, may indirectly control the decisions of Atlas regarding the vote and disposition of securities held by Holdings; therefore BAM may be deemed to have indirect beneficial ownership of the Hims Class A Common Stock (as defined below) held by Holdings. Partners Limited ("Partners"), in its capacity as the sole owner of Class B Limited Voting Shares of BAM, has the ability to appoint and remove certain directors of BAM and, as such, may indirectly control the decisions of BAM regarding the vote and disposition of securities held by Holdings; therefore Partners may be deemed to have indirect beneficial ownership of the Hims Class A Common Stock held by Holdings. F3 · ownership.direct: (Continued from Footnote 2) Each reporting person under this Form 4 disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interest therein and the filing of this Form 4 shall not be construed as an admission that any such reporting person is the beneficial owner of any securities covered by this Form 4. Read SEC document |
| January 20, 2021 Filed Jan 23, 2021 02:28 UTC |
WELLS DAVID BDirector
|
GrantRestricted Stock Unit · Derivative | 14,295 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-003093 · doc4.xml · derivative · entry 2 WELLS DAVID B · CIK 0001507645 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,295 Underlying: Class A Common Stock · 14,295 shares Expires not disclosed F3 · derivative.exercise_price: In connection with the Merger, the Reporting Person received additional New Hims RSUs representing a portion of the aggregate 16,000,000 shares of New Hims Class A Common Stock comprising the Earn Out shares (the "Earn Out RSUs"). F4 · derivative.exercise_date: The Earn Out RSUs were received in exchange for shares of Legacy Hims RSUs. Subject to the satisfaction of time-based vesting and share-price based performance based vesting conditions, each Earn Out RSU represents the right to receive one share of Class A Common Stock of New Hims. The recipient will be subject to substantially the same time-based vesting condition specified in Footnote 2 above. Additionally, the Earn Out RSUs will vest in equal thirds if the trading price of New Hims Class A Common Stock is greater than or equal to $15, $17.50 and $20 for any 10 trading days within any 20-trading day period (the "Earn Out Conditions"). If the RSU Earn Out Conditions are not met during the Earn Out Period, then the applicable Earn Out RSUs will be automatically forfeited. F4 · derivative.expiration_date: The Earn Out RSUs were received in exchange for shares of Legacy Hims RSUs. Subject to the satisfaction of time-based vesting and share-price based performance based vesting conditions, each Earn Out RSU represents the right to receive one share of Class A Common Stock of New Hims. The recipient will be subject to substantially the same time-based vesting condition specified in Footnote 2 above. Additionally, the Earn Out RSUs will vest in equal thirds if the trading price of New Hims Class A Common Stock is greater than or equal to $15, $17.50 and $20 for any 10 trading days within any 20-trading day period (the "Earn Out Conditions"). If the RSU Earn Out Conditions are not met during the Earn Out Period, then the applicable Earn Out RSUs will be automatically forfeited. Read SEC document |
| January 20, 2021 Filed Jan 23, 2021 02:28 UTC |
WELLS DAVID BDirector
|
GrantRestricted Stock Unit · Derivative | 146,137 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-003093 · doc4.xml · derivative · entry 1 WELLS DAVID B · CIK 0001507645 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,137 Underlying: Class A Common Stock · 146,137 shares Expires not disclosed F1 · derivative.exercise_price: In connection with the merger described in that certain Agreement and Plan of Merger, dated as of September 30, 2020 (the "Merger"), by and among Oaktree Acquisition Corp., now known as Hims & Hers Health, Inc. ("New Hims"), RX Merger Sub Inc., and Hims, Inc., the Reporting Person received New Hims restricted stock units ("New Hims RSUs") in exchange for restricted stock units of Hims, Inc. ("Legacy Hims RSUs"). F2 · derivative.exercise_date: The New Hims RSUs were received in exchange for 322,613 Legacy Hims RSUs. The New Hims RSUs vest over a 4-year period commencing in December 2020, with 25% vesting on the first Company Quarterly Vesting Date (as defined below) occurring on or following the one-year anniversary of the vesting commencement date and the remaining 75% of the New Hims RSUs vesting in equal quarterly installments over the following 3 years, on the specified vesting dates of March 15, June 15, September 15 and December 15 (each, a "Company Quarterly Vesting Date") occurring thereafter, subject to the individual's continuous service with Him News. The New Hims RSUs expire is November 2027. F2 · derivative.expiration_date: The New Hims RSUs were received in exchange for 322,613 Legacy Hims RSUs. The New Hims RSUs vest over a 4-year period commencing in December 2020, with 25% vesting on the first Company Quarterly Vesting Date (as defined below) occurring on or following the one-year anniversary of the vesting commencement date and the remaining 75% of the New Hims RSUs vesting in equal quarterly installments over the following 3 years, on the specified vesting dates of March 15, June 15, September 15 and December 15 (each, a "Company Quarterly Vesting Date") occurring thereafter, subject to the individual's continuous service with Him News. The New Hims RSUs expire is November 2027. Read SEC document |
| January 20, 2021 Filed Jan 22, 2021 21:31 UTC |
Maltz Jules A.Director
|
GrantRestricted Stock Unit · Derivative | 3,485 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-003103 · doc4.xml · derivative · entry 8 Maltz Jules A. · CIK 0001553254 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,485 Underlying: Class A Common Stock · 3,485 shares Expires not disclosed F8 · derivative.exercise_price: In connection with the Merger, the Reporting Person received additional New Hims RSUs representing a portion of the aggregate 16,000,000 shares of New Hims Class A Common Stock comprising the Earn Out shares (the "Earn Out RSUs"). F9 · derivative.exercise_date: The Earn Out RSUs were received in exchange for Legacy Hims RSUs. Subject to the satisfaction of a time-based vesting and share-price based performance based vesting conditions, each Earn Out RSU represents the right to receive one share of Class A Common Stock of New Hims. The recipient will be subject to substantially the same time-based vesting condition as specified in Footnote 7 above. Additionally, the Earn Out RSUs will vest upon the satisfaction of the Earn Out conditions. If the RSU Earn Out Conditions are not met during the RSU Earn Out Period, then the applicable Earn Out RSUs will be automatically forfeited. F9 · derivative.expiration_date: The Earn Out RSUs were received in exchange for Legacy Hims RSUs. Subject to the satisfaction of a time-based vesting and share-price based performance based vesting conditions, each Earn Out RSU represents the right to receive one share of Class A Common Stock of New Hims. The recipient will be subject to substantially the same time-based vesting condition as specified in Footnote 7 above. Additionally, the Earn Out RSUs will vest upon the satisfaction of the Earn Out conditions. If the RSU Earn Out Conditions are not met during the RSU Earn Out Period, then the applicable Earn Out RSUs will be automatically forfeited. Read SEC document |
| January 20, 2021 Filed Jan 22, 2021 21:31 UTC |
Maltz Jules A.Director
|
GrantRestricted Stock Unit · Derivative | 35,627 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-003103 · doc4.xml · derivative · entry 7 Maltz Jules A. · CIK 0001553254 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,627 Underlying: Class A Common Stock · 35,627 shares Expires not disclosed F6 · derivative.exercise_price: In connection with the Merger, the Reporting Person received New Hims restricted stock units ("New Hims RSUs") in exchange for restricted stock units of Hims, Inc. ("Legacy Hims RSUs"). F7 · derivative.exercise_date: The New Hims RSUs were received in exchange for 78,651 Legacy Hims RSUs. The New Hims RSUs vest over a 4-year period beginning March 2021, with 25% of the New Hims RSUs vesting on the first Company Quarterly Vesting Date occurring on or following the one-year anniversary of the vesting commencement date and the remaining 75% of the New Hims RSUs vesting in equal quarterly installments over the following 3 years, on the specified vesting dates of March 15, June 15, September 15 and December 15 (each, a "Company Quarterly Vesting Date") occurring thereafter, subject to the individual's continuous service with New Hims. The New Hims RSU expires in January 2028. F7 · derivative.expiration_date: The New Hims RSUs were received in exchange for 78,651 Legacy Hims RSUs. The New Hims RSUs vest over a 4-year period beginning March 2021, with 25% of the New Hims RSUs vesting on the first Company Quarterly Vesting Date occurring on or following the one-year anniversary of the vesting commencement date and the remaining 75% of the New Hims RSUs vesting in equal quarterly installments over the following 3 years, on the specified vesting dates of March 15, June 15, September 15 and December 15 (each, a "Company Quarterly Vesting Date") occurring thereafter, subject to the individual's continuous service with New Hims. The New Hims RSU expires in January 2028. Read SEC document |
| January 20, 2021 Filed Jan 22, 2021 21:31 UTC |
Maltz Jules A.Director
|
GrantWarrant (right to buy) · Derivative | 56,961 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0000899243-21-003103 · doc4.xml · derivative · entry 6 Maltz Jules A. · CIK 0001553254 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Institutional Venture Partners XVI, L.P. Disclosed balance after: 56,961 Underlying: Class A Common Stock · 56,961 shares Expires 2026-01-20 F5 · derivative.exercise_date: In connection with the Merger, the Reporting Person received warrants exercisable for shares of New Hims Class A Common Stock in exchange for Class A Common Stock of Hims, Inc. F10 · ownership.nature: Mr. Maltz is a managing director of Institutional Venture Management XV LLC, which is the general partner of Institutional Venture Partners XV Executive Fund, L.P. ("IVP XV Executive Fund") and Institutional Venture Partners XV, L.P. ("IVP XV"), and Institutional Venture Management XVI LLC, which is the general partner of Institutional Venture Partners XVI, L.P. ("IVP XVI"). Mr. Maltz may be deemed a beneficial owner of the securities held by IVP XV Executive Fund, IVP XV and IVP XVI, but disclaims beneficial ownership thereof, except to the extent of any pecuniary interest therein. Read SEC document |
| January 20, 2021 Filed Jan 22, 2021 21:31 UTC |
Maltz Jules A.Director
|
GrantWarrant (right to buy) · Derivative | 56,659 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0000899243-21-003103 · doc4.xml · derivative · entry 5 Maltz Jules A. · CIK 0001553254 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Institutional Venture Partners XV, L.P. Disclosed balance after: 56,659 Underlying: Class A Common Stock · 56,659 shares Expires 2026-01-20 F5 · derivative.exercise_date: In connection with the Merger, the Reporting Person received warrants exercisable for shares of New Hims Class A Common Stock in exchange for Class A Common Stock of Hims, Inc. F10 · ownership.nature: Mr. Maltz is a managing director of Institutional Venture Management XV LLC, which is the general partner of Institutional Venture Partners XV Executive Fund, L.P. ("IVP XV Executive Fund") and Institutional Venture Partners XV, L.P. ("IVP XV"), and Institutional Venture Management XVI LLC, which is the general partner of Institutional Venture Partners XVI, L.P. ("IVP XVI"). Mr. Maltz may be deemed a beneficial owner of the securities held by IVP XV Executive Fund, IVP XV and IVP XVI, but disclaims beneficial ownership thereof, except to the extent of any pecuniary interest therein. Read SEC document |
| January 20, 2021 Filed Jan 22, 2021 21:31 UTC |
Maltz Jules A.Director
|
GrantWarrant (right to buy) · Derivative | 297 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0000899243-21-003103 · doc4.xml · derivative · entry 4 Maltz Jules A. · CIK 0001553254 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Institutional Venture Partners XV Executive Fund, L.P. Disclosed balance after: 297 Underlying: Class A Common Stock · 297 shares Expires 2026-01-20 F5 · derivative.exercise_date: In connection with the Merger, the Reporting Person received warrants exercisable for shares of New Hims Class A Common Stock in exchange for Class A Common Stock of Hims, Inc. F10 · ownership.nature: Mr. Maltz is a managing director of Institutional Venture Management XV LLC, which is the general partner of Institutional Venture Partners XV Executive Fund, L.P. ("IVP XV Executive Fund") and Institutional Venture Partners XV, L.P. ("IVP XV"), and Institutional Venture Management XVI LLC, which is the general partner of Institutional Venture Partners XVI, L.P. ("IVP XVI"). Mr. Maltz may be deemed a beneficial owner of the securities held by IVP XV Executive Fund, IVP XV and IVP XVI, but disclaims beneficial ownership thereof, except to the extent of any pecuniary interest therein. Read SEC document |
| January 20, 2021 Filed Jan 22, 2021 21:31 UTC |
Maltz Jules A.Director
|
GrantClass A Common Stock | 10,186,538 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-003103 · doc4.xml · nonDerivative · entry 3 Maltz Jules A. · CIK 0001553254 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Institutional Venture Partners XVI, L.P. Disclosed balance after: 10,186,538 F4 · price: In connection with the Merger, the Reporting Person received (i) 9,278,875 shares of Class A Common Stock of New Hims and (ii) 907,663 Earn Out Shares in exchange for 20,484,068 shares of Class A Common Stock of Hims, Inc. If the Earn Out Conditions are not met during the Earn Out Period, then the applicable Earn Out Shares will be automatically forfeited. F10 · ownership.nature: Mr. Maltz is a managing director of Institutional Venture Management XV LLC, which is the general partner of Institutional Venture Partners XV Executive Fund, L.P. ("IVP XV Executive Fund") and Institutional Venture Partners XV, L.P. ("IVP XV"), and Institutional Venture Management XVI LLC, which is the general partner of Institutional Venture Partners XVI, L.P. ("IVP XVI"). Mr. Maltz may be deemed a beneficial owner of the securities held by IVP XV Executive Fund, IVP XV and IVP XVI, but disclaims beneficial ownership thereof, except to the extent of any pecuniary interest therein. Read SEC document |
| January 20, 2021 Filed Jan 22, 2021 21:31 UTC |
Maltz Jules A.Director
|
GrantClass A Common Stock | 10,132,631 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-003103 · doc4.xml · nonDerivative · entry 2 Maltz Jules A. · CIK 0001553254 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Institutional Venture Partners XV, L.P. Disclosed balance after: 10,132,631 F3 · price: In connection with the Merger, the Reporting Person received (i) 9,229,772 shares of Class A Common Stock of New Hims and (ii) 902,859 Earn Out Shares in exchange for 20,375,670 shares of Class A Common Stock of Hims, Inc. If the Earn Out Conditions are not met during the Earn Out Period, then the applicable Earn Out Shares will be automatically forfeited. F10 · ownership.nature: Mr. Maltz is a managing director of Institutional Venture Management XV LLC, which is the general partner of Institutional Venture Partners XV Executive Fund, L.P. ("IVP XV Executive Fund") and Institutional Venture Partners XV, L.P. ("IVP XV"), and Institutional Venture Management XVI LLC, which is the general partner of Institutional Venture Partners XVI, L.P. ("IVP XVI"). Mr. Maltz may be deemed a beneficial owner of the securities held by IVP XV Executive Fund, IVP XV and IVP XVI, but disclaims beneficial ownership thereof, except to the extent of any pecuniary interest therein. Read SEC document |
| January 20, 2021 Filed Jan 22, 2021 21:31 UTC |
Maltz Jules A.Director
|
GrantClass A Common Stock | 53,895 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-003103 · doc4.xml · nonDerivative · entry 1 Maltz Jules A. · CIK 0001553254 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Institutional Venture Partners XV Executive Fund, L.P. Disclosed balance after: 53,895 F1 · price: In connection with the merger described in that certain Agreement and Plan of Merger, dated as of September 30, 2020 (the "Merger"), by and among Oaktree Acquisition Corp., now known as Hims & Hers Health, Inc. ("New Hims"), RX Merger Sub Inc., and Hims, Inc., the Reporting Person received (i) 49,097 shares of Class A Common Stock of New Hims and (ii) 4,798 shares of restricted New Hims Class A Common Stock (the "Earn Out Shares") in exchange for 108,397 Class A Common Stock of Hims, Inc. The Earn Out Shares vest in equal thirds if the trading price of New Hims Class A Common Stock is greater than or equal to $15, $17.50 and $20 for any 10 trading days within any 20-trading day period (the "Earn Out Conditions"). If the Earn Out Conditions are not met during the five years following closing (the "Earn Out Period"), then the unvested Earn Out Shares will be automatically forfeited. F2 · price: (Continued from footnote 1) On the effective date of the Merger, the closing price of New Hims Class A Common Stock was $16.38 per share. F10 · ownership.nature: Mr. Maltz is a managing director of Institutional Venture Management XV LLC, which is the general partner of Institutional Venture Partners XV Executive Fund, L.P. ("IVP XV Executive Fund") and Institutional Venture Partners XV, L.P. ("IVP XV"), and Institutional Venture Management XVI LLC, which is the general partner of Institutional Venture Partners XVI, L.P. ("IVP XVI"). Mr. Maltz may be deemed a beneficial owner of the securities held by IVP XV Executive Fund, IVP XV and IVP XVI, but disclaims beneficial ownership thereof, except to the extent of any pecuniary interest therein. Read SEC document |
| January 20, 2021 Filed Jan 22, 2021 21:30 UTC |
Green KristenDirector
|
GrantRestricted Stock Unit · Derivative | 3,485 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-003102 · doc4.xml · derivative · entry 6 Green Kristen · CIK 0001770152 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,485 Underlying: Class A Common Stock · 3,485 shares Expires not disclosed F7 · derivative.exercise_price: In connection with the Merger, the Reporting Person received additional New Hims RSUs representing a portion of the aggregate 16,000,000 shares of New Hims Class A Common Stock comprising the Earn Out shares (the "Earn Out RSUs"). F8 · derivative.exercise_date: The Earn Out RSUs were received in exchange for shares of Legacy Hims RSUs. Subject to the satisfaction of time-based vesting and share-price based performance based vesting conditions, each Earn Out RSU represents the right to receive one share of Class A Common Stock of New Hims. The recipient will be subject to substantially the same time-based vesting condition specified in Footnote 6 above. Additionally, the Earn Out RSUs will vest upon the satisfaction of the Earn Out conditions. If the RSU Earn Out conditions are not met during the Earn Out Period, then the applicable Earn Out RSUs will be automatically forfeited. F8 · derivative.expiration_date: The Earn Out RSUs were received in exchange for shares of Legacy Hims RSUs. Subject to the satisfaction of time-based vesting and share-price based performance based vesting conditions, each Earn Out RSU represents the right to receive one share of Class A Common Stock of New Hims. The recipient will be subject to substantially the same time-based vesting condition specified in Footnote 6 above. Additionally, the Earn Out RSUs will vest upon the satisfaction of the Earn Out conditions. If the RSU Earn Out conditions are not met during the Earn Out Period, then the applicable Earn Out RSUs will be automatically forfeited. Read SEC document |
| January 20, 2021 Filed Jan 22, 2021 21:30 UTC |
Green KristenDirector
|
GrantRestricted Stock Unit · Derivative | 35,627 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-003102 · doc4.xml · derivative · entry 5 Green Kristen · CIK 0001770152 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,627 Underlying: Class A Common Stock · 35,627 shares Expires not disclosed F5 · derivative.exercise_price: In connection with the Merger, the Reporting Person received New Hims restricted stock units ("New Hims RSUs") in exchange for restricted stock units of Hims, Inc. ("Legacy Hims RSUs"). F6 · derivative.exercise_date: The New Hims RSUs were received in exchange for 78,651 Legacy Hims RSUs. The New Hims RSUs vest over a 4-year period beginning in March 2021, with 25% of the New Hims RSUs vesting on the first Company Quarterly Vesting Date occurring on or following the one-year anniversary of the vesting commencement date and the remaining 75% of the New Hims RSUs vesting in equal quarterly installments over the following 3 years, on the specified vesting dates of March 15, June 15, September 15 and December 15 (each, a "Company Quarterly Vesting Date") occurring thereafter, subject to the individual's continuous service with the New Hims. The New Hims RSU expires in January 2028. F6 · derivative.expiration_date: The New Hims RSUs were received in exchange for 78,651 Legacy Hims RSUs. The New Hims RSUs vest over a 4-year period beginning in March 2021, with 25% of the New Hims RSUs vesting on the first Company Quarterly Vesting Date occurring on or following the one-year anniversary of the vesting commencement date and the remaining 75% of the New Hims RSUs vesting in equal quarterly installments over the following 3 years, on the specified vesting dates of March 15, June 15, September 15 and December 15 (each, a "Company Quarterly Vesting Date") occurring thereafter, subject to the individual's continuous service with the New Hims. The New Hims RSU expires in January 2028. Read SEC document |
| January 20, 2021 Filed Jan 22, 2021 21:30 UTC |
Green KristenDirector
|
GrantWarrant (right to buy) · Derivative | 49,850 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0000899243-21-003102 · doc4.xml · derivative · entry 4 Green Kristen · CIK 0001770152 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Forerunner Partners III, L.P. Disclosed balance after: 49,850 Underlying: Class A Common Stock · 49,850 shares Expires 2026-01-20 F4 · derivative.exercise_date: In connection with the Merger, the Reporting Person received warrants exercisable for shares of New Hims Class A Common Stock in exchange for Class A Common Stock of Hims, Inc. F9 · ownership.nature: Ms. Green is a managing member of Forerunner Ventures GP III, LLC, which is the general partner of Forerunner Builders II, L.P. and Forerunner Partners III, L.P. Ms. Green may be deemed a beneficial owner of the securities held by Forerunner Builders II, L.P. and Forerunner Partners III, L.P., but disclaims beneficial ownership thereof, except to the extent of any pecuniary interest therein. Read SEC document |
| January 20, 2021 Filed Jan 22, 2021 21:30 UTC |
Green KristenDirector
|
GrantWarrant (right to buy) · Derivative | 4,628 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0000899243-21-003102 · doc4.xml · derivative · entry 3 Green Kristen · CIK 0001770152 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Forerunner Builders II, L.P. Disclosed balance after: 4,628 Underlying: Class A Common Stock · 4,628 shares Expires 2026-01-20 F4 · derivative.exercise_date: In connection with the Merger, the Reporting Person received warrants exercisable for shares of New Hims Class A Common Stock in exchange for Class A Common Stock of Hims, Inc. F9 · ownership.nature: Ms. Green is a managing member of Forerunner Ventures GP III, LLC, which is the general partner of Forerunner Builders II, L.P. and Forerunner Partners III, L.P. Ms. Green may be deemed a beneficial owner of the securities held by Forerunner Builders II, L.P. and Forerunner Partners III, L.P., but disclaims beneficial ownership thereof, except to the extent of any pecuniary interest therein. Read SEC document |
| January 20, 2021 Filed Jan 22, 2021 21:30 UTC |
Green KristenDirector
|
GrantClass A Common Stock | 8,914,715 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-003102 · doc4.xml · nonDerivative · entry 2 Green Kristen · CIK 0001770152 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Forerunner Partners III, L.P. Disclosed balance after: 8,914,715 F3 · price: In connection with the Merger, the Reporting Person received (i) 8,120,380 shares of Class A Common Stock of New Hims and (ii) 794,335 Earn Out Shares in exchange for 17,926,574 shares of Class A Common Stock of Hims, Inc. If the Earn Out Conditions are not met during the Earnout Period, then the applicable Earn Out Shares will be automatically forfeited. F9 · ownership.nature: Ms. Green is a managing member of Forerunner Ventures GP III, LLC, which is the general partner of Forerunner Builders II, L.P. and Forerunner Partners III, L.P. Ms. Green may be deemed a beneficial owner of the securities held by Forerunner Builders II, L.P. and Forerunner Partners III, L.P., but disclaims beneficial ownership thereof, except to the extent of any pecuniary interest therein. Read SEC document |
| January 20, 2021 Filed Jan 22, 2021 21:30 UTC |
Green KristenDirector
|
GrantClass A Common Stock | 827,634 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-003102 · doc4.xml · nonDerivative · entry 1 Green Kristen · CIK 0001770152 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Forerunner Builders II, L.P. Disclosed balance after: 827,634 F1 · price: In connection with the merger described in that certain Agreement and Plan of Merger, dated as of September 30, 2020 (the "Merger"), by and among Oaktree Acquisition Corp., now known as Hims & Hers Health, Inc. ("New Hims"), RX Merger Sub Inc., and Hims, Inc., the Reporting Person received (i) 753,889 shares of Class A Common Stock of New Hims and (ii) 73,745 shares of restricted New Hims Class A Common Stock (the "Earn Out Shares") in exchange for 1,664,289 Class A Common Stock of Hims, Inc. The Earn Out Shares vest in equal thirds if the trading price of New Hims Class A Common Stock is greater than or equal to $15, $17.50 and $20 for any 10 trading days within any 20-trading day period (the "Earn Out Conditions"). If the Earn Out Conditions are not met during the five years following closing (the "Earn Out Period"), then the unvested Earn Out Shares will be automatically forfeited. F2 · price: (Continued from footnote 1) On the effective date of the Merger, the closing price of New Hims Class A Common Stock was $16.38 per share. F9 · ownership.nature: Ms. Green is a managing member of Forerunner Ventures GP III, LLC, which is the general partner of Forerunner Builders II, L.P. and Forerunner Partners III, L.P. Ms. Green may be deemed a beneficial owner of the securities held by Forerunner Builders II, L.P. and Forerunner Partners III, L.P., but disclaims beneficial ownership thereof, except to the extent of any pecuniary interest therein. Read SEC document |
| January 20, 2021 Filed Jan 23, 2021 02:30 UTC |
Cosgrove Delos M.Director
|
GrantStock Option (right to buy) · Derivative | 90,596 | $0.00 Strike: $1.75 | $0.00 |
DisclosureSEC source: 0000899243-21-003101 · doc4.xml · derivative · entry 1 Cosgrove Delos M. · CIK 0001824222 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,596 Underlying: Class A Common Stock · 90,596 shares Expires 2029-11-05 F1 · derivative.exercise_date: The Stock Option was received in exchange for an option to purchase 200,000 shares of Class A Common Stock of Hims, Inc, with an exercise price of $0.79, in connection with the merger described in that certain Agreement and Plan of Merger, dated as of September 30, 2020, by and among Oaktree Acquisition Corp., now known as Hims & Hers Health, Inc. The Stock Option vests with respect to 1/48th of the shares subject to the Stock Option when the Reporting Person completes each month of continuous service beginning November 6, 2019. Read SEC document |
| January 20, 2021 Filed Jan 23, 2021 02:28 UTC |
Dudum AndrewDirector · Chief Executive Officer · 10% owner
|
GrantWarrant (right to buy) · Derivative | 46,238 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0000899243-21-003094 · doc4.xml · derivative · entry 13 Dudum Andrew · CIK 0001837796 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held By Atomic Labs II, L.P. Disclosed balance after: 46,238 Underlying: Class A Common Stock · 46,238 shares Expires 2026-01-20 F14 · derivative.exercise_date: In connection with the Merger, the Reporting Person received additional New Hims warrants in exchange for Class A Common Stock of Hims, Inc. F15 · ownership.nature: Mr. Dudum is a managing member of Atomic GP II, LLC, the general partner and manager of Atomic Labs II, L.P. Mr. Dudum may be deemed the beneficial owner of the shares held by Atomic Labs II, L.P., but disclaims beneficial ownership thereof, except to the extent of any pecuniary interest therein. Read SEC document |
| January 20, 2021 Filed Jan 23, 2021 02:28 UTC |
Dudum AndrewDirector · Chief Executive Officer · 10% owner
|
GrantWarrant (right to buy) · Derivative | 16,028 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0000899243-21-003094 · doc4.xml · derivative · entry 12 Dudum Andrew · CIK 0001837796 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Trustee of the AD GRAT dated 8/31/20 Disclosed balance after: 16,028 Underlying: Class A Common Stock · 16,028 shares Expires 2026-01-20 F14 · derivative.exercise_date: In connection with the Merger, the Reporting Person received additional New Hims warrants in exchange for Class A Common Stock of Hims, Inc. Read SEC document |
| January 20, 2021 Filed Jan 23, 2021 02:28 UTC |
Dudum AndrewDirector · Chief Executive Officer · 10% owner
|
GrantWarrant (right to buy) · Derivative | 94,582 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0000899243-21-003094 · doc4.xml · derivative · entry 11 Dudum Andrew · CIK 0001837796 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Trustee of Andrew Dudum 2015 Trust Dated July 2, 2015 Disclosed balance after: 94,582 Underlying: Class A Common Stock · 94,582 shares Expires 2026-01-20 F14 · derivative.exercise_date: In connection with the Merger, the Reporting Person received additional New Hims warrants in exchange for Class A Common Stock of Hims, Inc. Read SEC document |
| January 20, 2021 Filed Jan 23, 2021 02:28 UTC |
Dudum AndrewDirector · Chief Executive Officer · 10% owner
|
GrantRestricted Stock Unit · Derivative | 28,624 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-003094 · doc4.xml · derivative · entry 10 Dudum Andrew · CIK 0001837796 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,624 Underlying: Class A Common Stock · 28,624 shares Expires not disclosed F12 · derivative.exercise_price: In connection with the Merger, the Reporting Person received additional New Hims RSUs representing a portion of the aggregate 16,000,000 shares of New Hims Class A Common Stock comprising the Earn Out Shares (the "Earn Out RSUs"). F13 · derivative.exercise_date: The Earn Out RSUs were received in exchange for Legacy Hims RSUs. Subject to the satisfaction of a time-based vesting and share-price based performance based vesting conditions, each Earn Out RSU represents the right to receive one share of Class A Common Stock of New Hims. The recipient will be subject to substantially the same time-based vesting condition specified in Footnote 11 above. Additionally, the Earn Out RSUs will vest upon the satisfaction of the Earn Out Conditions. If the RSU Earn Out Conditions are not met during the Earn Out Period, then the applicable Earn Out RSUs will be automatically forfeited. F13 · derivative.expiration_date: The Earn Out RSUs were received in exchange for Legacy Hims RSUs. Subject to the satisfaction of a time-based vesting and share-price based performance based vesting conditions, each Earn Out RSU represents the right to receive one share of Class A Common Stock of New Hims. The recipient will be subject to substantially the same time-based vesting condition specified in Footnote 11 above. Additionally, the Earn Out RSUs will vest upon the satisfaction of the Earn Out Conditions. If the RSU Earn Out Conditions are not met during the Earn Out Period, then the applicable Earn Out RSUs will be automatically forfeited. Read SEC document |
| January 20, 2021 Filed Jan 23, 2021 02:28 UTC |
Dudum AndrewDirector · Chief Executive Officer · 10% owner
|
GrantRestricted Stock Unit · Derivative | 292,625 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-003094 · doc4.xml · derivative · entry 9 Dudum Andrew · CIK 0001837796 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 292,625 Underlying: Class A Common Stock · 292,625 shares Expires not disclosed F10 · derivative.exercise_price: In connection with the Merger, the Reporting Person received New Hims restricted stock units ("New Hims RSUs") in exchange for restricted stock units of Hims, Inc. ("Legacy Hims RSUs"). F11 · derivative.exercise_date: The New Hims RSUs were received in exchange for 646,000 Legacy Hims RSUs. The New Hims RSUs vest over a 4-year period in substantially equal quarterly installments beginning March 15, 2021, with 6.25% of the RSUs vesting on each of March 15, June 15, September 15 and December 15, subject to the individual's continuous service. The New Hims RSU is also subject to acceleration in the event the Reporting Person is subject to a qualifying involuntary termination of employment and/or Change of Control (as such term is defined in the applicable RSU Agreement). The New Hims RSU expires in December 2027. F11 · derivative.expiration_date: The New Hims RSUs were received in exchange for 646,000 Legacy Hims RSUs. The New Hims RSUs vest over a 4-year period in substantially equal quarterly installments beginning March 15, 2021, with 6.25% of the RSUs vesting on each of March 15, June 15, September 15 and December 15, subject to the individual's continuous service. The New Hims RSU is also subject to acceleration in the event the Reporting Person is subject to a qualifying involuntary termination of employment and/or Change of Control (as such term is defined in the applicable RSU Agreement). The New Hims RSU expires in December 2027. Read SEC document |
| January 20, 2021 Filed Jan 23, 2021 02:28 UTC |
Dudum AndrewDirector · Chief Executive Officer · 10% owner
|
GrantStock Option (right to buy) · Derivative | 584,797 | $0.00 Strike: $9.41 | $0.00 |
DisclosureSEC source: 0000899243-21-003094 · doc4.xml · derivative · entry 8 Dudum Andrew · CIK 0001837796 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 584,797 Underlying: Class A Common Stock · 584,797 shares Expires 2020-12-23 F9 · derivative.exercise_date: The Stock Option was received in exchange for an option to purchase 1,291,000 shares of Class A Common Stock of Hims, Inc., with an exercise price of $1.10, in connection with the Merger. 1/48 of the shares subject to the Stock Option vest when the Reporting Person completes each month of continuous service beginning with December 16, 2020. Read SEC document |
| January 20, 2021 Filed Jan 23, 2021 02:28 UTC |
Dudum AndrewDirector · Chief Executive Officer · 10% owner
|
GrantStock Option (right to buy) · Derivative | 1,623,069 | $0.00 Strike: $2.43 | $0.00 |
DisclosureSEC source: 0000899243-21-003094 · doc4.xml · derivative · entry 7 Dudum Andrew · CIK 0001837796 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,623,069 Underlying: Class A Common Stock · 1,623,069 shares Expires 2030-06-16 F8 · derivative.exercise_date: The Stock Option was received in exchange for an option to purchase 3,583,091 shares of Class A Common Stock of Hims, Inc., with an exercise price of $1.10, in connection with the Merger. 100% of the shares subject to the option vest when (i) New Hims is acquired and the per share consideration is equal to at least the Threshold Amount or (ii) the per share closing trading price of New Hims' Class A Common Stock on a public stock exchange is at least equal to the Threshold Amount, provided that the Reporting Person remains in continuous service as CEO or a director of New Hims through the acquisition or Achievement Date, as applicable. Read SEC document |
| January 20, 2021 Filed Jan 23, 2021 02:28 UTC |
Dudum AndrewDirector · Chief Executive Officer · 10% owner
|
GrantStock Option (right to buy) · Derivative | 3,246,139 | $0.00 Strike: $2.43 | $0.00 |
DisclosureSEC source: 0000899243-21-003094 · doc4.xml · derivative · entry 6 Dudum Andrew · CIK 0001837796 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,246,139 Underlying: Class A Common Stock · 3,246,139 shares Expires 2030-06-16 F7 · derivative.exercise_date: The Stock Option was received in exchange for an option to purchase 7,166,182 shares of Class A Common Stock of Hims, Inc., with an exercise price of $1.10, in connection with the Merger. 100% of the shares subject to the Stock Option vest when (i) New Hims is acquired and the per share consideration is equal to at least $17.35 per share (subject to appropriate adjustment for the Merger, stock splits and otherwise, the "Threshold Amount") or (ii) the per share closing trading price of New Hims' Class A Common Stock on a public stock exchange is at least equal to the Threshold Amount (the date on which such closing trading price is achieved, the "Achievement Date"), provided that the Reporting Person remains in continuous service as CEO or a director through the acquisition or Achievement Date, as applicable. Read SEC document |
| January 20, 2021 Filed Jan 23, 2021 02:28 UTC |
Dudum AndrewDirector · Chief Executive Officer · 10% owner
|
GrantStock Option (right to buy) · Derivative | 1,623,069 | $0.00 Strike: $2.43 | $0.00 |
DisclosureSEC source: 0000899243-21-003094 · doc4.xml · derivative · entry 5 Dudum Andrew · CIK 0001837796 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,623,069 Underlying: Class A Common Stock · 1,623,069 shares Expires 2030-06-16 F6 · derivative.exercise_date: The Stock Option was received in exchange for an option to purchase 3,583,091 shares of Class A Common Stock of Hims, Inc., with an exercise price of $1.10, in connection with the Merger. 1/48 of the shares subject to the Stock Option vest when the Reporting Person completes each month of continuous Service beginning March 13, 2020. Read SEC document |
| January 20, 2021 Filed Jan 23, 2021 02:28 UTC |
Dudum AndrewDirector · Chief Executive Officer · 10% owner
|
GrantClass V Common Stock · Derivative | 8,377,623 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-003094 · doc4.xml · derivative · entry 4 Dudum Andrew · CIK 0001837796 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Andrew Dudum 2015 Trust Dated July 2, 2015 Disclosed balance after: 8,377,623 Underlying: Class A Common Stock · 8,377,623 shares Expires not disclosed F5 · derivative.exercise_price: In connection with the Merger, the Reporting Person received shares of New Hims Class V Common Stock in exchange for shares of Class V Common Stock of Hims, Inc. As specified in that New Hims Certificate of Incorporation, dated as of January 20, 2021 (the "Charter"), New Hims Class V Common Stock is convertible into an equal number of fully paid and nonassessable shares of New Hims Class A Common Stock upon certain events. F5 · derivative.exercise_date: In connection with the Merger, the Reporting Person received shares of New Hims Class V Common Stock in exchange for shares of Class V Common Stock of Hims, Inc. As specified in that New Hims Certificate of Incorporation, dated as of January 20, 2021 (the "Charter"), New Hims Class V Common Stock is convertible into an equal number of fully paid and nonassessable shares of New Hims Class A Common Stock upon certain events. F5 · derivative.expiration_date: In connection with the Merger, the Reporting Person received shares of New Hims Class V Common Stock in exchange for shares of Class V Common Stock of Hims, Inc. As specified in that New Hims Certificate of Incorporation, dated as of January 20, 2021 (the "Charter"), New Hims Class V Common Stock is convertible into an equal number of fully paid and nonassessable shares of New Hims Class A Common Stock upon certain events. Read SEC document |
| January 20, 2021 Filed Jan 23, 2021 02:28 UTC |
Dudum AndrewDirector · Chief Executive Officer · 10% owner
|
GrantClass A Common Stock | 8,268,565 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-003094 · doc4.xml · nonDerivative · entry 3 Dudum Andrew · CIK 0001837796 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Atomic Labs II, L.P. Disclosed balance after: 8,268,565 F4 · price: In connection with the Merger, the Reporting Person received (i) 7,531,800 shares of Class A Common Stock of New Hims and (ii) 736,765 Earn Out Shares in exchange for 16,627,218 shares of Class A Common Stock of Hims, Inc. If the Earn Out Conditions are not met during the Earn Out Period, then the applicable Earn Out Shares will be automatically forfeited. F15 · ownership.nature: Mr. Dudum is a managing member of Atomic GP II, LLC, the general partner and manager of Atomic Labs II, L.P. Mr. Dudum may be deemed the beneficial owner of the shares held by Atomic Labs II, L.P., but disclaims beneficial ownership thereof, except to the extent of any pecuniary interest therein. Read SEC document |
| January 20, 2021 Filed Jan 23, 2021 02:28 UTC |
Dudum AndrewDirector · Chief Executive Officer · 10% owner
|
GrantClass A Common Stock | 2,866,230 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-003094 · doc4.xml · nonDerivative · entry 2 Dudum Andrew · CIK 0001837796 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held by AD GRAT dated 8/31/20 Disclosed balance after: 2,866,230 F3 · price: In connection with the Merger, the Reporting Person received (i) 2,610,837 shares of Class A Common Stock of New Hims and (ii) 255,393 Earn Out Shares in exchange for 5,763,689 shares of Class A Common Stock of Hims, Inc. If the Earn Out Conditions are not met during the Earn Out Period, then the unvested Earn Out Shares will be automatically forfeited. Read SEC document |
| January 20, 2021 Filed Jan 23, 2021 02:28 UTC |
Dudum AndrewDirector · Chief Executive Officer · 10% owner
|
GrantClass A Common Stock | 8,207,151 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-003094 · doc4.xml · nonDerivative · entry 1 Dudum Andrew · CIK 0001837796 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Andrew Dudum 2015 Trust Dated July 2, 2015 Disclosed balance after: 8,207,151 F1 · price: In connection with the merger described in that certain Agreement and Plan of Merger, dated as of September 30, 2020 (the "Merger"), by and among Oaktree Acquisition Corp., now known as Hims & Hers Health, Inc. ("New Hims"), RX Merger Sub Inc., and Hims, Inc., the Reporting Person received (i) 6,700,108 shares of Class A Common Stock of New Hims and (ii) 1,507,043 shares of restricted New Hims Class A Common Stock (the "Earn Out Shares") in exchange for 15,516,292 shares of Class A Common Stock of Hims, Inc. The Earn Out Shares vest in equal thirds if the trading price of New Hims Class A Common Stock is greater than or equal to $15, $17.50 and $20 for any 10 trading days within any 20-trading day period (the "Earn Out Conditions"). If the Earn Out Conditions are not met during the five years following closing (the "Earn Out Period"), then the unvested Earn Out Shares will be automatically forfeited. F2 · price: (Continued form footnote 1) On the effective date of the Merger, the closing price of New Hims Class A Common Stock was $16.38 per share. Read SEC document |
| January 20, 2021 Filed Jan 22, 2021 21:29 UTC |
O'Keefe Lynne ChouDirector
|
GrantRestricted Stock Unit · Derivative | 14,295 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-003097 · doc4.xml · derivative · entry 4 O'Keefe Lynne Chou · CIK 0001837800 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,295 Underlying: Class A Common Stock · 14,295 shares Expires not disclosed F6 · derivative.exercise_price: In connection with the Merger, the Reporting Person received additional New Hims RSUs representing a portion of the aggregate 16,000,000 shares of New Hims Class A Common Stock comprising the Earn Out shares (the "Earn Out RSUs"). F7 · derivative.exercise_date: The Earn Out RSUs were received in exchange for Legacy Hims RSUs. Subject to the satisfaction of a time-based vesting and share-price based performance based vesting conditions, each Earn Out RSU represents the right to receive one share of Class A Common Stock of New Hims. The recipient will be subject to substantially the same time-based vesting condition as specified in Footnote 5 above. Additionally, the Earn Out RSUs will vest upon the satisfaction of the Earn Out conditions. If the RSU Earnout Conditions are not met during the RSU Earnout Period, then the applicable Earnout RSUs will be automatically forfeited. F7 · derivative.expiration_date: The Earn Out RSUs were received in exchange for Legacy Hims RSUs. Subject to the satisfaction of a time-based vesting and share-price based performance based vesting conditions, each Earn Out RSU represents the right to receive one share of Class A Common Stock of New Hims. The recipient will be subject to substantially the same time-based vesting condition as specified in Footnote 5 above. Additionally, the Earn Out RSUs will vest upon the satisfaction of the Earn Out conditions. If the RSU Earnout Conditions are not met during the RSU Earnout Period, then the applicable Earnout RSUs will be automatically forfeited. Read SEC document |
| January 20, 2021 Filed Jan 22, 2021 21:29 UTC |
O'Keefe Lynne ChouDirector
|
GrantRestricted Stock Unit · Derivative | 146,137 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-003097 · doc4.xml · derivative · entry 3 O'Keefe Lynne Chou · CIK 0001837800 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,137 Underlying: Class A Common Stock · 146,137 shares Expires not disclosed F4 · derivative.exercise_price: In connection with the Merger, the Reporting Person received New Hims restricted stock units ("New Hims RSUs") in exchange for restricted stock units of Hims, Inc. ("Legacy Hims RSUs"). F5 · derivative.exercise_date: The New Hims RSUs were received in exchange for 322,613 Legacy Hims RSUs. The New Hims RSUs vest over a 4-year period commencing in December 2020, with 25% of the New Hims RSUs vesting on the first Company Quarterly Vesting Date occurring on or following the one-year anniversary of the vesting commencement date and the remaining 75% of the New Hims RSUs vesting in equal quarterly installments over the following 3 years, on the specified vesting dates of March 15, June 15, September 15 and December 15 (each, a "Company Quarterly Vesting Date") occurring thereafter, subject to the individual's continuous service with New Hims. F5 · derivative.expiration_date: The New Hims RSUs were received in exchange for 322,613 Legacy Hims RSUs. The New Hims RSUs vest over a 4-year period commencing in December 2020, with 25% of the New Hims RSUs vesting on the first Company Quarterly Vesting Date occurring on or following the one-year anniversary of the vesting commencement date and the remaining 75% of the New Hims RSUs vesting in equal quarterly installments over the following 3 years, on the specified vesting dates of March 15, June 15, September 15 and December 15 (each, a "Company Quarterly Vesting Date") occurring thereafter, subject to the individual's continuous service with New Hims. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.