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Nasdaq · USD

HHS

HARTE HANKS INC

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Tapewire entity
7438
SEC CIK
0000045919
Parsed reports
263

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 04, 2024 Filed Dec 5, 2024 23:07 UTC PurchaseCommon Stock 100 $5.62 $562.00
Disclosure

SEC source: 0000045919-24-000091 · wk-form4_1733440042.xml · nonDerivative · entry 10

Radoff Bradley Louis · CIK 0001380585 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 336,279

F1 · shares: Participant purchased common shares.

Read SEC document
December 04, 2024 Filed Dec 5, 2024 23:07 UTC PurchaseCommon Stock 270 $5.61 $1,514.70
Disclosure

SEC source: 0000045919-24-000091 · wk-form4_1733440042.xml · nonDerivative · entry 9

Radoff Bradley Louis · CIK 0001380585 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 336,179

F1 · shares: Participant purchased common shares.

Read SEC document
December 04, 2024 Filed Dec 5, 2024 23:07 UTC PurchaseCommon Stock 691 $5.60 $3,869.60
Disclosure

SEC source: 0000045919-24-000091 · wk-form4_1733440042.xml · nonDerivative · entry 8

Radoff Bradley Louis · CIK 0001380585 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 335,909

F1 · shares: Participant purchased common shares.

Read SEC document
December 04, 2024 Filed Dec 5, 2024 23:07 UTC PurchaseCommon Stock 711 $5.60 $3,981.60
Disclosure

SEC source: 0000045919-24-000091 · wk-form4_1733440042.xml · nonDerivative · entry 7

Radoff Bradley Louis · CIK 0001380585 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 335,218

F1 · shares: Participant purchased common shares.

Read SEC document
December 04, 2024 Filed Dec 5, 2024 23:07 UTC PurchaseCommon Stock 703 $5.59 $3,929.77
Disclosure

SEC source: 0000045919-24-000091 · wk-form4_1733440042.xml · nonDerivative · entry 6

Radoff Bradley Louis · CIK 0001380585 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 334,507

F1 · shares: Participant purchased common shares.

Read SEC document
December 04, 2024 Filed Dec 5, 2024 23:07 UTC PurchaseCommon Stock 66 $5.58 $368.28
Disclosure

SEC source: 0000045919-24-000091 · wk-form4_1733440042.xml · nonDerivative · entry 5

Radoff Bradley Louis · CIK 0001380585 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 333,804

F1 · shares: Participant purchased common shares.

Read SEC document
December 04, 2024 Filed Dec 5, 2024 23:07 UTC PurchaseCommon Stock 381 $5.57 $2,122.17
Disclosure

SEC source: 0000045919-24-000091 · wk-form4_1733440042.xml · nonDerivative · entry 4

Radoff Bradley Louis · CIK 0001380585 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 333,738

F1 · shares: Participant purchased common shares.

Read SEC document
December 04, 2024 Filed Dec 5, 2024 23:07 UTC PurchaseCommon Stock 282 $5.55 $1,565.10
Disclosure

SEC source: 0000045919-24-000091 · wk-form4_1733440042.xml · nonDerivative · entry 3

Radoff Bradley Louis · CIK 0001380585 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 333,357

F1 · shares: Participant purchased common shares.

Read SEC document
December 04, 2024 Filed Dec 5, 2024 23:07 UTC PurchaseCommon Stock 1,500 $5.54 $8,310.00
Disclosure

SEC source: 0000045919-24-000091 · wk-form4_1733440042.xml · nonDerivative · entry 2

Radoff Bradley Louis · CIK 0001380585 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 333,075

F1 · shares: Participant purchased common shares.

Read SEC document
December 04, 2024 Filed Dec 5, 2024 23:07 UTC PurchaseCommon Stock 176 $5.50 $968.00
Disclosure

SEC source: 0000045919-24-000091 · wk-form4_1733440042.xml · nonDerivative · entry 1

Radoff Bradley Louis · CIK 0001380585 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 331,575

F1 · shares: Participant purchased common shares.

Read SEC document
November 25, 2024 Filed Nov 25, 2024 16:53 UTC
GARRISON DAVID AChief Financial Officer
PurchaseCommon Stock 850 $5.81 $4,934.25
Disclosure

SEC source: 0000045919-24-000088 · wk-form4_1732553616.xml · nonDerivative · entry 1

GARRISON DAVID A · CIK 0001259993 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Shares held in participant's retirement account.

Disclosed balance after: 13,129

F1 · shares: Participant purchased common shares.

F2 · ownership.nature: Shares were purchased and held in participant's retirement account.

Read SEC document
November 18, 2024 Filed Nov 18, 2024 21:54 UTC
GARRISON DAVID AChief Financial Officer
PurchaseCommon Stock 25 $6.54 $163.50
Disclosure

SEC source: 0000045919-24-000086 · wk-form4_1731966891.xml · nonDerivative · entry 7

GARRISON DAVID A · CIK 0001259993 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Shares held in participant's retirement account.

Disclosed balance after: 12,279

F1 · shares: Participant purchased common shares.

F2 · ownership.nature: Shares were purchased and held in participant's retirement account.

Read SEC document
November 18, 2024 Filed Nov 18, 2024 21:54 UTC
GARRISON DAVID AChief Financial Officer
PurchaseCommon Stock 45 $6.54 $294.30
Disclosure

SEC source: 0000045919-24-000086 · wk-form4_1731966891.xml · nonDerivative · entry 6

GARRISON DAVID A · CIK 0001259993 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Shares held in participant's retirement account.

Disclosed balance after: 12,254

F1 · shares: Participant purchased common shares.

F2 · ownership.nature: Shares were purchased and held in participant's retirement account.

Read SEC document
November 18, 2024 Filed Nov 18, 2024 21:54 UTC
GARRISON DAVID AChief Financial Officer
PurchaseCommon Stock 69 $6.59 $454.71
Disclosure

SEC source: 0000045919-24-000086 · wk-form4_1731966891.xml · nonDerivative · entry 5

GARRISON DAVID A · CIK 0001259993 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Shares held in participant's retirement account.

Disclosed balance after: 12,209

F1 · shares: Participant purchased common shares.

F2 · ownership.nature: Shares were purchased and held in participant's retirement account.

Read SEC document
November 18, 2024 Filed Nov 18, 2024 21:54 UTC
GARRISON DAVID AChief Financial Officer
PurchaseCommon Stock 1,500 $6.50 $9,750.00
Disclosure

SEC source: 0000045919-24-000086 · wk-form4_1731966891.xml · nonDerivative · entry 4

GARRISON DAVID A · CIK 0001259993 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Shares held in participant's retirement account.

Disclosed balance after: 12,140

F1 · shares: Participant purchased common shares.

F2 · ownership.nature: Shares were purchased and held in participant's retirement account.

Read SEC document
November 18, 2024 Filed Nov 18, 2024 21:54 UTC
GARRISON DAVID AChief Financial Officer
PurchaseCommon Stock 1,441 $6.60 $9,510.60
Disclosure

SEC source: 0000045919-24-000086 · wk-form4_1731966891.xml · nonDerivative · entry 3

GARRISON DAVID A · CIK 0001259993 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Shares held in participant's retirement account.

Disclosed balance after: 10,640

F1 · shares: Participant purchased common shares.

F2 · ownership.nature: Shares were purchased and held in participant's retirement account.

Read SEC document
November 18, 2024 Filed Nov 18, 2024 21:54 UTC
GARRISON DAVID AChief Financial Officer
PurchaseCommon Stock 765 $6.65 $5,087.25
Disclosure

SEC source: 0000045919-24-000086 · wk-form4_1731966891.xml · nonDerivative · entry 2

GARRISON DAVID A · CIK 0001259993 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Shares held in participant's retirement account.

Disclosed balance after: 9,199

F1 · shares: Participant purchased common shares.

F2 · ownership.nature: Shares were purchased and held in participant's retirement account.

Read SEC document
November 18, 2024 Filed Nov 18, 2024 21:54 UTC
GARRISON DAVID AChief Financial Officer
PurchaseCommon Stock 59 $6.40 $377.60
Disclosure

SEC source: 0000045919-24-000086 · wk-form4_1731966891.xml · nonDerivative · entry 1

GARRISON DAVID A · CIK 0001259993 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Shares held in participant's retirement account.

Disclosed balance after: 8,434

F1 · shares: Participant purchased common shares.

F2 · ownership.nature: Shares were purchased and held in participant's retirement account.

Read SEC document
August 17, 2024 Filed Aug 19, 2024 21:30 UTC OtherCommon Stock 16,216 $7.36 $119,349.76
Disclosure

SEC source: 0000045919-24-000073 · wk-form4_1724103005.xml · nonDerivative · entry 2

GRIFFIN JOHN H JR · CIK 0001249243 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 197,772

F1 · kind: RSU shares vested and converted from indirect owned non-derivatives to direct owned non-derivative shares.

Read SEC document
August 17, 2024 Filed Aug 19, 2024 21:30 UTC OtherCommon Stock 16,216 $7.36 $119,349.76
Disclosure

SEC source: 0000045919-24-000073 · wk-form4_1724103005.xml · nonDerivative · entry 1

GRIFFIN JOHN H JR · CIK 0001249243 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · RSU shares held by Harte Hanks, granted to participant but not yet vested

Disclosed balance after: 0

F1 · kind: RSU shares vested and converted from indirect owned non-derivatives to direct owned non-derivative shares.

Read SEC document
August 17, 2024 Filed Aug 19, 2024 20:58 UTC OtherCommon Stock 16,216 $7.36 $119,349.76
Disclosure

SEC source: 0000045919-24-000071 · wk-form4_1724101127.xml · nonDerivative · entry 2

Radoff Bradley Louis · CIK 0001380585 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 331,399

F1 · kind: RSU shares vested and converted from indirect owned non-derivatives to direct owned non-derivative shares.

Read SEC document
August 17, 2024 Filed Aug 19, 2024 20:58 UTC OtherCommon Stock 16,216 $7.36 $119,349.76
Disclosure

SEC source: 0000045919-24-000071 · wk-form4_1724101127.xml · nonDerivative · entry 1

Radoff Bradley Louis · CIK 0001380585 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · RSU shares held by Harte Hanks, granted to participant but not yet vested

Disclosed balance after: 0

F1 · kind: RSU shares vested and converted from indirect owned non-derivatives to direct owned non-derivative shares.

Read SEC document
August 15, 2024 Filed Aug 15, 2024 21:29 UTC PurchaseCommon Stock 23,900 $7.29 $174,283.58
Disclosure

SEC source: 0000045919-24-000068 · wk-form4_1723757344.xml · nonDerivative · entry 3

Radoff Bradley Louis · CIK 0001380585 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 315,183

F1 · shares: Participant purchased common shares.

Read SEC document
August 14, 2024 Filed Aug 15, 2024 21:29 UTC PurchaseCommon Stock 11,993 $7.08 $84,910.44
Disclosure

SEC source: 0000045919-24-000068 · wk-form4_1723757344.xml · nonDerivative · entry 2

Radoff Bradley Louis · CIK 0001380585 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 291,283

F1 · shares: Participant purchased common shares.

Read SEC document
August 13, 2024 Filed Aug 15, 2024 21:29 UTC PurchaseCommon Stock 38,007 $7.23 $274,665.19
Disclosure

SEC source: 0000045919-24-000068 · wk-form4_1723757344.xml · nonDerivative · entry 1

Radoff Bradley Louis · CIK 0001380585 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 279,290

F1 · shares: Participant purchased common shares.

Read SEC document
August 12, 2024 Filed Aug 12, 2024 18:31 UTC
GARRISON DAVID AChief Financial Officer
PurchaseCommon Stock 100 $6.86 $686.00
Disclosure

SEC source: 0000045919-24-000065 · wk-form4_1723487479.xml · nonDerivative · entry 3

GARRISON DAVID A · CIK 0001259993 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Shares held in participant's retirement account.

Disclosed balance after: 8,375

F1 · shares: Shares were purchased and held in participant's retirement account.

Read SEC document
August 12, 2024 Filed Aug 12, 2024 18:31 UTC
GARRISON DAVID AChief Financial Officer
PurchaseCommon Stock 400 $6.92 $2,768.00
Disclosure

SEC source: 0000045919-24-000065 · wk-form4_1723487479.xml · nonDerivative · entry 2

GARRISON DAVID A · CIK 0001259993 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Shares held in participant's retirement account.

Disclosed balance after: 8,275

F1 · shares: Shares were purchased and held in participant's retirement account.

Read SEC document
August 12, 2024 Filed Aug 12, 2024 18:31 UTC
GARRISON DAVID AChief Financial Officer
PurchaseCommon Stock 3,750 $7.05 $26,437.50
Disclosure

SEC source: 0000045919-24-000065 · wk-form4_1723487479.xml · nonDerivative · entry 1

GARRISON DAVID A · CIK 0001259993 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Shares held in participant's retirement account.

Disclosed balance after: 7,875

F1 · shares: Shares were purchased and held in participant's retirement account.

Read SEC document
August 12, 2024 Filed Aug 12, 2024 18:32 UTC
Davis Kirk AChief Executive Officer
PurchaseCommon Stock 61 $6.96 $424.56
Disclosure

SEC source: 0000045919-24-000066 · wk-form4_1723487559.xml · nonDerivative · entry 2

Davis Kirk A · CIK 0001452629 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,474

F1 · shares: Participant purchased common shares.

Read SEC document
August 12, 2024 Filed Aug 12, 2024 18:32 UTC
Davis Kirk AChief Executive Officer
PurchaseCommon Stock 7,082 $7.00 $49,574.00
Disclosure

SEC source: 0000045919-24-000066 · wk-form4_1723487559.xml · nonDerivative · entry 1

Davis Kirk A · CIK 0001452629 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,413

F1 · shares: Participant purchased common shares.

Read SEC document
August 06, 2024 Filed Aug 7, 2024 22:27 UTC
Wyman Robert T.General Counsel
Tax withholdingCommon Stock 1,624 $7.92 $12,862.08
Disclosure

SEC source: 0000045919-24-000057 · wk-form4_1723069671.xml · nonDerivative · entry 3

Wyman Robert T. · CIK 0001416859 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,681

F2 · kind: Represents shares withheld to offset the reporting person's tax obligations upon vesting of RSU's.

Read SEC document
August 06, 2024 Filed Aug 7, 2024 22:27 UTC
Wyman Robert T.General Counsel
OtherCommon Stock 6,667 $7.92 $52,802.64
Disclosure

SEC source: 0000045919-24-000057 · wk-form4_1723069671.xml · nonDerivative · entry 2

Wyman Robert T. · CIK 0001416859 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,305

F1 · kind: RSU shares vested and converted from indirect owned non-derivatives to direct owned non-derivative shares.

Read SEC document
August 06, 2024 Filed Aug 7, 2024 22:27 UTC
Wyman Robert T.General Counsel
OtherCommon Stock 6,667 $7.92 $52,802.64
Disclosure

SEC source: 0000045919-24-000057 · wk-form4_1723069671.xml · nonDerivative · entry 1

Wyman Robert T. · CIK 0001416859 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by Harte Hanks until vested

Disclosed balance after: 0

F1 · kind: RSU shares vested and converted from indirect owned non-derivatives to direct owned non-derivative shares.

Read SEC document
May 31, 2024 Filed May 31, 2024 21:26 UTC GrantCommon Stock 12,048 $7.47 $89,998.56
Disclosure

SEC source: 0000045919-24-000047 · wk-form4_1717190777.xml · nonDerivative · entry 1

Ross Elizabeth · CIK 0002008044 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · RSU shares held by Harte Hanks, granted to the participant but not yet vested

Disclosed balance after: 12,048

F1 · balance_after: Participant was granted 12,048 RSU shares on 5/23/2024 that will vest 100% on the first anniversary of the grant date.

Read SEC document
May 29, 2024 Filed May 31, 2024 21:40 UTC GrantCommon Stock 12,048 $7.47 $89,998.56
Disclosure

SEC source: 0000045919-24-000050 · wk-form4_1717191594.xml · nonDerivative · entry 4

Radoff Bradley Louis · CIK 0001380585 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · RSU shares held by Harte Hanks, granted to the participant but not yet vested

Disclosed balance after: 12,048

F3 · balance_after: Participant was granted 12,048 RSU shares on 5/23/2024 that will vest 100% on the first anniversary of the grant date.

Read SEC document
May 29, 2024 Filed May 31, 2024 21:27 UTC GrantCommon Stock 12,048 $7.47 $89,998.56
Disclosure

SEC source: 0000045919-24-000049 · wk-form4_1717190866.xml · nonDerivative · entry 1

GRIFFIN JOHN H JR · CIK 0001249243 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · RSU shares held by Harte Hanks, granted to the participant but not yet vested

Disclosed balance after: 12,048

F1 · balance_after: Participant was granted 12,048 RSU shares on 5/23/2024 that will vest 100% on the first anniversary of the grant date.

Read SEC document
May 29, 2024 Filed May 31, 2024 21:27 UTC GrantCommon Stock 12,048 $7.47 $89,998.56
Disclosure

SEC source: 0000045919-24-000048 · wk-form4_1717190830.xml · nonDerivative · entry 1

Combes Genevieve Claire · CIK 0001383909 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · RSU shares held by Harte Hanks, granted to the participant but not yet vested

Disclosed balance after: 12,048

F1 · balance_after: Participant was granted 12,048 RSU shares on 5/23/2024 that will vest 100% on the first anniversary of the grant date.

Read SEC document
May 26, 2024 Filed May 30, 2024 00:31 UTC
Wyman Robert T.General Counsel
Tax withholdingCommon Stock 834 $7.39 $6,163.26
Disclosure

SEC source: 0000045919-24-000040 · wk-form4_1717029059.xml · nonDerivative · entry 3

Wyman Robert T. · CIK 0001416859 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,962

F4 · shares: Represents shares withheld to offset the reporting person's tax obligations upon vesting of RSU's.

Read SEC document
May 26, 2024 Filed May 30, 2024 00:31 UTC
Wyman Robert T.General Counsel
OtherCommon Stock 2,000 $7.39 $14,780.00
Disclosure

SEC source: 0000045919-24-000040 · wk-form4_1717029059.xml · nonDerivative · entry 2

Wyman Robert T. · CIK 0001416859 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,796

F1 · kind: RSU shares vested and converted from indirect owned non-derivatives to direct owned non-derivative shares.

F1 · acquired: RSU shares vested and converted from indirect owned non-derivatives to direct owned non-derivative shares.

Read SEC document
May 26, 2024 Filed May 30, 2024 00:31 UTC
Wyman Robert T.General Counsel
OtherCommon Stock 2,000 $7.39 $14,780.00
Disclosure

SEC source: 0000045919-24-000040 · wk-form4_1717029059.xml · nonDerivative · entry 1

Wyman Robert T. · CIK 0001416859 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by Harte Hanks until vested

Disclosed balance after: 2,000

F1 · kind: RSU shares vested and converted from indirect owned non-derivatives to direct owned non-derivative shares.

F1 · acquired: RSU shares vested and converted from indirect owned non-derivatives to direct owned non-derivative shares.

F2 · balance_after: Award No. 21765

F3 · ownership.nature: Held by Harte Hanks until vested.

Read SEC document
May 13, 2024 Filed May 13, 2024 21:45 UTC
GARRISON DAVID AChief Financial Officer
PurchaseCommon Stock 4,125 $7.20 $29,700.00
Disclosure

SEC source: 0001259993-24-000004 · wk-form4_1715636713.xml · nonDerivative · entry 1

GARRISON DAVID A · CIK 0001259993 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Shares held in participant's retirement account.

Disclosed balance after: 4,125

F1 · ownership.nature: Shares were purchased and held in participant's retirement account.

Read SEC document
May 13, 2024 Filed May 13, 2024 21:49 UTC
Davis Kirk AChief Executive Officer
PurchaseCommon Stock 127 $7.01 $890.27
Disclosure

SEC source: 0001452629-24-000002 · wk-form4_1715636981.xml · nonDerivative · entry 7

Davis Kirk A · CIK 0001452629 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,331

F1 · shares: Participant purchased common stock.

Read SEC document
May 13, 2024 Filed May 13, 2024 21:49 UTC
Davis Kirk AChief Executive Officer
PurchaseCommon Stock 1 $6.99 $6.99
Disclosure

SEC source: 0001452629-24-000002 · wk-form4_1715636981.xml · nonDerivative · entry 6

Davis Kirk A · CIK 0001452629 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,204

F1 · shares: Participant purchased common stock.

Read SEC document
May 13, 2024 Filed May 13, 2024 21:49 UTC
Davis Kirk AChief Executive Officer
PurchaseCommon Stock 300 $7.00 $2,100.00
Disclosure

SEC source: 0001452629-24-000002 · wk-form4_1715636981.xml · nonDerivative · entry 5

Davis Kirk A · CIK 0001452629 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,203

F1 · shares: Participant purchased common stock.

Read SEC document
May 13, 2024 Filed May 13, 2024 21:49 UTC
Davis Kirk AChief Executive Officer
PurchaseCommon Stock 6,000 $7.10 $42,600.00
Disclosure

SEC source: 0001452629-24-000002 · wk-form4_1715636981.xml · nonDerivative · entry 4

Davis Kirk A · CIK 0001452629 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,903

F1 · shares: Participant purchased common stock.

Read SEC document
May 13, 2024 Filed May 13, 2024 21:49 UTC
Davis Kirk AChief Executive Officer
PurchaseCommon Stock 400 $7.09 $2,836.00
Disclosure

SEC source: 0001452629-24-000002 · wk-form4_1715636981.xml · nonDerivative · entry 3

Davis Kirk A · CIK 0001452629 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,903

F1 · shares: Participant purchased common stock.

Read SEC document
May 13, 2024 Filed May 13, 2024 21:49 UTC
Davis Kirk AChief Executive Officer
PurchaseCommon Stock 221 $7.07 $1,562.47
Disclosure

SEC source: 0001452629-24-000002 · wk-form4_1715636981.xml · nonDerivative · entry 2

Davis Kirk A · CIK 0001452629 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,503

F1 · shares: Participant purchased common stock.

Read SEC document
May 13, 2024 Filed May 13, 2024 21:49 UTC
Davis Kirk AChief Executive Officer
PurchaseCommon Stock 1 $7.08 $7.08
Disclosure

SEC source: 0001452629-24-000002 · wk-form4_1715636981.xml · nonDerivative · entry 1

Davis Kirk A · CIK 0001452629 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,282

F1 · shares: Participant purchased common stock.

Read SEC document
March 04, 2024 Filed Mar 5, 2024 00:25 UTC
Wyman Robert T.General Counsel
GrantCommon Stock 12,500 $7.74 $96,750.00
Disclosure

SEC source: 0001416859-24-000003 · wk-form4_1709598343.xml · nonDerivative · entry 1

Wyman Robert T. · CIK 0001416859 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by Company until vested

Disclosed balance after: 37,963

Read SEC document
January 30, 2024 Filed Feb 1, 2024 20:41 UTC
GARRISON DAVID AChief Financial Officer
GrantOption to buy Common Shares · Derivative 64,600 $7.74 Strike: $7.74 $500,004.00
Disclosure

SEC source: 0001259993-24-000002 · wk-form4_1706820084.xml · derivative · entry 1

GARRISON DAVID A · CIK 0001259993 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 64,600

Underlying: Common Stock · 64,600 shares

Expires 2034-01-29

F1 · derivative.exercise_date: 1/3 of options vests annually on January 29, beginning in 2025 and ending in 2027.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.