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Nasdaq · USD

HFWA

HERITAGE FINANCIAL CORP /WA/

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Tapewire entity
1370
SEC CIK
0001046025
Parsed reports
580

Last 12 months

Inside the activity.

1 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202601
Feb 202602
Mar 202600
Apr 202600
May 202602
Jun 202601
Jul 202601
Aug 202603
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 18, 2025 Filed Jun 23, 2025 16:44 UTC GrantRestricted Stock Units · Derivative 2,218 $22.55 Strike: $0.00 $50,015.90
Disclosure

SEC source: 0001046025-25-000134 · wk-form4_1750697039.xml · derivative · entry 1

Saunders Karen R · CIK 0002051395 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,218

Underlying: Common Stock · 2,218 shares

Expires 2026-05-01

Read SEC document
June 18, 2025 Filed Jun 23, 2025 16:43 UTC GrantRestricted Stock Units · Derivative 2,218 $22.55 Strike: $0.00 $50,015.90
Disclosure

SEC source: 0001046025-25-000133 · wk-form4_1750697029.xml · derivative · entry 1

Dryer Trevor D. · CIK 0001903904 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,218

Underlying: Common Stock · 2,218 shares

Expires 2026-05-01

Read SEC document
June 16, 2025 Filed Jun 17, 2025 18:56 UTC
Chalfant TonyEVP Chief Credit Officer
Exercise / conversionRestricted Stock Units · Derivative 1,315 $22.76 Strike: $0.00 $29,929.40
Disclosure

SEC source: 0001046025-25-000118 · wk-form4_1750186577.xml · derivative · entry 3

Chalfant Tony · CIK 0001817084 · EVP Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,316

Underlying: Common Stock · 1,315 shares

Expires 2026-06-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 16, 2025 Filed Jun 17, 2025 18:56 UTC
Chalfant TonyEVP Chief Credit Officer
Tax withholdingCommon Stock 130 $22.76 $2,958.80
Disclosure

SEC source: 0001046025-25-000118 · wk-form4_1750186577.xml · nonDerivative · entry 2

Chalfant Tony · CIK 0001817084 · EVP Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,538

Read SEC document
June 16, 2025 Filed Jun 17, 2025 18:56 UTC
Chalfant TonyEVP Chief Credit Officer
Exercise / conversionCommon Stock 1,315 $22.76 $29,929.40
Disclosure

SEC source: 0001046025-25-000118 · wk-form4_1750186577.xml · nonDerivative · entry 1

Chalfant Tony · CIK 0001817084 · EVP Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,668

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 16, 2025 Filed Jun 17, 2025 18:56 UTC
Curran Amy E.EVP Director Commercial Lend
Exercise / conversionRestricted Stock Units · Derivative 576 $22.76 Strike: $0.00 $13,109.76
Disclosure

SEC source: 0001046025-25-000120 · wk-form4_1750186598.xml · derivative · entry 5

Curran Amy E. · CIK 0001961127 · EVP Director Commercial Lend

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,727

Underlying: Common Stock · 576 shares

Expires 2028-06-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: RSU Grant Awarded 06/23/2021

Read SEC document
June 16, 2025 Filed Jun 17, 2025 18:56 UTC
Curran Amy E.EVP Director Commercial Lend
Exercise / conversionRestricted Stock Units · Derivative 526 $22.76 Strike: $0.00 $11,971.76
Disclosure

SEC source: 0001046025-25-000120 · wk-form4_1750186598.xml · derivative · entry 4

Curran Amy E. · CIK 0001961127 · EVP Director Commercial Lend

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 526 shares

Expires 2025-06-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: RSU Grant Awarded 06/25/2020

Read SEC document
June 16, 2025 Filed Jun 17, 2025 18:56 UTC
Curran Amy E.EVP Director Commercial Lend
Tax withholdingCommon Stock 124 $22.76 $2,822.24
Disclosure

SEC source: 0001046025-25-000120 · wk-form4_1750186598.xml · nonDerivative · entry 3

Curran Amy E. · CIK 0001961127 · EVP Director Commercial Lend

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,331

Read SEC document
June 16, 2025 Filed Jun 17, 2025 18:56 UTC
Curran Amy E.EVP Director Commercial Lend
Exercise / conversionCommon Stock 576 $22.76 $13,109.76
Disclosure

SEC source: 0001046025-25-000120 · wk-form4_1750186598.xml · nonDerivative · entry 2

Curran Amy E. · CIK 0001961127 · EVP Director Commercial Lend

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,455

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 16, 2025 Filed Jun 17, 2025 18:56 UTC
Curran Amy E.EVP Director Commercial Lend
Exercise / conversionCommon Stock 526 $22.76 $11,971.76
Disclosure

SEC source: 0001046025-25-000120 · wk-form4_1750186598.xml · nonDerivative · entry 1

Curran Amy E. · CIK 0001961127 · EVP Director Commercial Lend

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,879

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 16, 2025 Filed Jun 17, 2025 18:56 UTC
Wilson Kelli AnnEVP Chief Banking Officer
Exercise / conversionRestricted Stock Units · Derivative 526 $22.76 Strike: $0.00 $11,971.76
Disclosure

SEC source: 0001046025-25-000119 · wk-form4_1750186587.xml · derivative · entry 3

Wilson Kelli Ann · CIK 0001961133 · EVP Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 526 shares

Expires 2025-06-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: RSU Grant Date 06/25/2020

Read SEC document
June 16, 2025 Filed Jun 17, 2025 18:56 UTC
Wilson Kelli AnnEVP Chief Banking Officer
Tax withholdingCommon Stock 52 $22.76 $1,183.52
Disclosure

SEC source: 0001046025-25-000119 · wk-form4_1750186587.xml · nonDerivative · entry 2

Wilson Kelli Ann · CIK 0001961133 · EVP Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,678

Read SEC document
June 16, 2025 Filed Jun 17, 2025 18:56 UTC
Wilson Kelli AnnEVP Chief Banking Officer
Exercise / conversionCommon Stock 526 $22.76 $11,971.76
Disclosure

SEC source: 0001046025-25-000119 · wk-form4_1750186587.xml · nonDerivative · entry 1

Wilson Kelli Ann · CIK 0001961133 · EVP Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,730

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 11, 2025 Filed Jun 12, 2025 17:46 UTC
Glasby WilliamEVP Chief Information Officer
GiftCommon Stock 420 $0.00 $0.00
Disclosure

SEC source: 0001046025-25-000114 · wk-form4_1749750398.xml · nonDerivative · entry 1

Glasby William · CIK 0001719362 · EVP Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,730

F1 · price: This is not a market transaction, thus no price.

Read SEC document
May 01, 2025 Filed May 2, 2025 17:31 UTC Exercise / conversionRestricted Stock Units · Derivative 2,928 $23.04 Strike: $0.00 $67,461.12
Disclosure

SEC source: 0001046025-25-000099 · wk-form4_1746207083.xml · derivative · entry 2

Giacobbe Gail B. · CIK 0001904319 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,928 shares

Expires 2025-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2025 Filed May 2, 2025 17:31 UTC Exercise / conversionCommon Stock 2,928 $23.04 $67,461.12
Disclosure

SEC source: 0001046025-25-000099 · wk-form4_1746207083.xml · nonDerivative · entry 1

Giacobbe Gail B. · CIK 0001904319 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,759

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2025 Filed May 2, 2025 17:31 UTC Exercise / conversionRestricted Stock Units · Derivative 2,928 $23.04 Strike: $0.00 $67,461.12
Disclosure

SEC source: 0001046025-25-000098 · wk-form4_1746207072.xml · derivative · entry 2

CHARNESKI BRIAN · CIK 0001219965 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,928 shares

Expires 2025-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2025 Filed May 2, 2025 17:31 UTC Exercise / conversionCommon Stock 2,928 $23.04 $67,461.12
Disclosure

SEC source: 0001046025-25-000098 · wk-form4_1746207072.xml · nonDerivative · entry 1

CHARNESKI BRIAN · CIK 0001219965 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,491

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2025 Filed May 2, 2025 17:31 UTC
Watson AnnDirector
Exercise / conversionRestricted Stock Units · Derivative 2,928 $23.04 Strike: $0.00 $67,461.12
Disclosure

SEC source: 0001046025-25-000097 · wk-form4_1746207059.xml · derivative · entry 2

Watson Ann · CIK 0001561988 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,928 shares

Expires 2025-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2025 Filed May 2, 2025 17:31 UTC
Watson AnnDirector
Exercise / conversionCommon Stock 2,928 $23.04 $67,461.12
Disclosure

SEC source: 0001046025-25-000097 · wk-form4_1746207059.xml · nonDerivative · entry 1

Watson Ann · CIK 0001561988 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,903

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2025 Filed May 2, 2025 17:30 UTC Exercise / conversionRestricted Stock Units · Derivative 2,928 $23.04 Strike: $0.00 $67,461.12
Disclosure

SEC source: 0001046025-25-000096 · wk-form4_1746207048.xml · derivative · entry 2

LYON JEFFREY S · CIK 0001219977 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,928 shares

Expires 2025-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2025 Filed May 2, 2025 17:30 UTC Exercise / conversionCommon Stock 2,928 $23.04 $67,461.12
Disclosure

SEC source: 0001046025-25-000096 · wk-form4_1746207048.xml · nonDerivative · entry 1

LYON JEFFREY S · CIK 0001219977 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,501

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2025 Filed May 2, 2025 17:30 UTC Exercise / conversionRestricted Stock Units · Derivative 2,928 $23.04 Strike: $0.00 $67,461.12
Disclosure

SEC source: 0001046025-25-000095 · wk-form4_1746207037.xml · derivative · entry 2

Dryer Trevor D. · CIK 0001903904 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,928 shares

Expires 2025-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2025 Filed May 2, 2025 17:30 UTC Exercise / conversionCommon Stock 2,928 $23.04 $67,461.12
Disclosure

SEC source: 0001046025-25-000095 · wk-form4_1746207037.xml · nonDerivative · entry 1

Dryer Trevor D. · CIK 0001903904 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,759

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2025 Filed May 2, 2025 17:30 UTC Exercise / conversionRestricted Stock Units · Derivative 2,928 $23.04 Strike: $0.00 $67,461.12
Disclosure

SEC source: 0001046025-25-000094 · wk-form4_1746207025.xml · derivative · entry 2

Ellwanger Kimberly T · CIK 0001360994 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,928 shares

Expires 2025-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2025 Filed May 2, 2025 17:30 UTC Exercise / conversionCommon Stock 2,928 $23.04 $67,461.12
Disclosure

SEC source: 0001046025-25-000094 · wk-form4_1746207025.xml · nonDerivative · entry 1

Ellwanger Kimberly T · CIK 0001360994 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,819

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2025 Filed May 2, 2025 17:30 UTC Exercise / conversionRestricted Stock Units · Derivative 2,928 $23.04 Strike: $0.00 $67,461.12
Disclosure

SEC source: 0001046025-25-000093 · wk-form4_1746207015.xml · derivative · entry 2

VANCE BRIAN L · CIK 0001219983 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,928 shares

Expires 2025-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2025 Filed May 2, 2025 17:30 UTC Exercise / conversionCommon Stock 2,928 $23.04 $67,461.12
Disclosure

SEC source: 0001046025-25-000093 · wk-form4_1746207015.xml · nonDerivative · entry 1

VANCE BRIAN L · CIK 0001219983 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,124

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2025 Filed May 2, 2025 17:30 UTC Exercise / conversionRestricted Stock Units · Derivative 2,928 $23.04 Strike: $0.00 $67,461.12
Disclosure

SEC source: 0001046025-25-000092 · wk-form4_1746207003.xml · derivative · entry 2

Rivera Frederick B · CIK 0001838045 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,928 shares

Expires 2025-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2025 Filed May 2, 2025 17:30 UTC Exercise / conversionCommon Stock 2,928 $23.04 $67,461.12
Disclosure

SEC source: 0001046025-25-000092 · wk-form4_1746207003.xml · nonDerivative · entry 1

Rivera Frederick B · CIK 0001838045 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,772

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2025 Filed May 5, 2025 18:23 UTC Exercise / conversionRestricted Stock Units · Derivative 2,928 $23.04 Strike: $0.00 $67,461.12
Disclosure

SEC source: 0001046025-25-000103 · wk-form4_1746469382.xml · derivative · entry 2

Gavin Deborah J · CIK 0001571205 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,928 shares

Expires 2025-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2025 Filed May 5, 2025 18:23 UTC Exercise / conversionCommon Stock 2,928 $23.04 $67,461.12
Disclosure

SEC source: 0001046025-25-000103 · wk-form4_1746469382.xml · nonDerivative · entry 1

Gavin Deborah J · CIK 0001571205 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,997

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 17, 2025 Filed Mar 18, 2025 21:51 UTC
Chalfant TonyEVP Chief Credit Officer
Exercise / conversionRestricted Stock Units · Derivative 1,227 $23.77 Strike: $0.00 $29,165.79
Disclosure

SEC source: 0001046025-25-000059 · wk-form4_1742334668.xml · derivative · entry 9

Chalfant Tony · CIK 0001817084 · EVP Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,455

Underlying: Common Stock · 1,227 shares

Expires 2027-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: RSU Grant February 2024

F6 · security: Represents award pursuant to 2024 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.

F6 · derivative.exercise_date: Represents award pursuant to 2024 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.

Read SEC document
March 17, 2025 Filed Mar 18, 2025 21:51 UTC
Chalfant TonyEVP Chief Credit Officer
Exercise / conversionRestricted Stock Units · Derivative 584 $23.77 Strike: $0.00 $13,881.68
Disclosure

SEC source: 0001046025-25-000059 · wk-form4_1742334668.xml · derivative · entry 8

Chalfant Tony · CIK 0001817084 · EVP Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 584 shares

Expires 2025-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: RSU Grant 2022

F4 · derivative.exercise_date: Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.

Read SEC document
March 17, 2025 Filed Mar 18, 2025 21:51 UTC
Chalfant TonyEVP Chief Credit Officer
Exercise / conversionRestricted Stock Units · Derivative 733 $23.77 Strike: $0.00 $17,423.41
Disclosure

SEC source: 0001046025-25-000059 · wk-form4_1742334668.xml · derivative · entry 7

Chalfant Tony · CIK 0001817084 · EVP Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 733

Underlying: Common Stock · 733 shares

Expires 2026-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: RSU Grant 2023

Read SEC document
March 17, 2025 Filed Mar 18, 2025 21:51 UTC
Chalfant TonyEVP Chief Credit Officer
Exercise / conversionPerformance Share Units · Derivative 1,400 $23.77 Strike: $0.00 $33,278.00
Disclosure

SEC source: 0001046025-25-000059 · wk-form4_1742334668.xml · derivative · entry 6

Chalfant Tony · CIK 0001817084 · EVP Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,400 shares

Expires 2025-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 1,751 granted on 02/22/2022. Total 1400 PSU's vested represents percentage of target payout.

Read SEC document
March 17, 2025 Filed Mar 18, 2025 21:51 UTC
Chalfant TonyEVP Chief Credit Officer
Tax withholdingCommon Stock 710 $23.77 $16,876.70
Disclosure

SEC source: 0001046025-25-000059 · wk-form4_1742334668.xml · nonDerivative · entry 5

Chalfant Tony · CIK 0001817084 · EVP Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,353

Read SEC document
March 17, 2025 Filed Mar 18, 2025 21:51 UTC
Chalfant TonyEVP Chief Credit Officer
Exercise / conversionCommon Stock 1,227 $23.77 $29,165.79
Disclosure

SEC source: 0001046025-25-000059 · wk-form4_1742334668.xml · nonDerivative · entry 4

Chalfant Tony · CIK 0001817084 · EVP Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,063

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 17, 2025 Filed Mar 18, 2025 21:51 UTC
Chalfant TonyEVP Chief Credit Officer
Exercise / conversionCommon Stock 584 $23.77 $13,881.68
Disclosure

SEC source: 0001046025-25-000059 · wk-form4_1742334668.xml · nonDerivative · entry 3

Chalfant Tony · CIK 0001817084 · EVP Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,836

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 17, 2025 Filed Mar 18, 2025 21:51 UTC
Chalfant TonyEVP Chief Credit Officer
Exercise / conversionCommon Stock 733 $23.77 $17,423.41
Disclosure

SEC source: 0001046025-25-000059 · wk-form4_1742334668.xml · nonDerivative · entry 2

Chalfant Tony · CIK 0001817084 · EVP Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,252

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 17, 2025 Filed Mar 18, 2025 21:51 UTC
Chalfant TonyEVP Chief Credit Officer
Exercise / conversionCommon Stock 1,400 $23.77 $33,278.00
Disclosure

SEC source: 0001046025-25-000059 · wk-form4_1742334668.xml · nonDerivative · entry 1

Chalfant Tony · CIK 0001817084 · EVP Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,519

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 17, 2025 Filed Mar 18, 2025 21:52 UTC
McDonald BryanPresident and COO
Exercise / conversionRestricted Stock Units · Derivative 1,115 $23.77 Strike: $0.00 $26,503.55
Disclosure

SEC source: 0001046025-25-000068 · wk-form4_1742334767.xml · derivative · entry 7

McDonald Bryan · CIK 0001500101 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,115

Underlying: Common Stock · 1,115 shares

Expires 2026-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 17, 2025 Filed Mar 18, 2025 21:52 UTC
McDonald BryanPresident and COO
Exercise / conversionPerformance Share Units · Derivative 2,208 $23.77 Strike: $0.00 $52,484.16
Disclosure

SEC source: 0001046025-25-000068 · wk-form4_1742334767.xml · derivative · entry 6

McDonald Bryan · CIK 0001500101 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,208 shares

Expires 2025-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents 2761 PSU's granted on 02/22/2022. Total 1,711 PSU's vested represents percentage of Target Payout.

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March 17, 2025 Filed Mar 18, 2025 21:52 UTC
McDonald BryanPresident and COO
Exercise / conversionRestricted Stock Units · Derivative 1,866 $23.77 Strike: $0.00 $44,354.82
Disclosure

SEC source: 0001046025-25-000068 · wk-form4_1742334767.xml · derivative · entry 5

McDonald Bryan · CIK 0001500101 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,733

Underlying: Common Stock · 1,866 shares

Expires 2027-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents award pursuant to 2024 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.

F2 · security: RSU Grant February 2024

F1 · derivative.exercise_date: Represents award pursuant to 2024 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.

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March 17, 2025 Filed Mar 18, 2025 21:52 UTC
McDonald BryanPresident and COO
Tax withholdingCommon Stock 954 $23.77 $22,676.58
Disclosure

SEC source: 0001046025-25-000068 · wk-form4_1742334767.xml · nonDerivative · entry 4

McDonald Bryan · CIK 0001500101 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,288

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March 17, 2025 Filed Mar 18, 2025 21:52 UTC
McDonald BryanPresident and COO
Exercise / conversionCommon Stock 1,115 $23.77 $26,503.55
Disclosure

SEC source: 0001046025-25-000068 · wk-form4_1742334767.xml · nonDerivative · entry 3

McDonald Bryan · CIK 0001500101 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,242

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 17, 2025 Filed Mar 18, 2025 21:52 UTC
McDonald BryanPresident and COO
Exercise / conversionCommon Stock 2,208 $23.77 $52,484.16
Disclosure

SEC source: 0001046025-25-000068 · wk-form4_1742334767.xml · nonDerivative · entry 2

McDonald Bryan · CIK 0001500101 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,127

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 17, 2025 Filed Mar 18, 2025 21:52 UTC
McDonald BryanPresident and COO
Exercise / conversionCommon Stock 1,866 $23.77 $44,354.82
Disclosure

SEC source: 0001046025-25-000068 · wk-form4_1742334767.xml · nonDerivative · entry 1

McDonald Bryan · CIK 0001500101 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,919

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 17, 2025 Filed Mar 18, 2025 21:52 UTC
Henning Thomas JEVP Chief Risk Officer
Exercise / conversionRestricted Stock Units · Derivative 1,671 $23.77 Strike: $0.00 $39,719.67
Disclosure

SEC source: 0001046025-25-000067 · wk-form4_1742334756.xml · derivative · entry 9

Henning Thomas J · CIK 0001674263 · EVP Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,343

Underlying: Common Stock · 1,671 shares

Expires 2027-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: RSU Grant February 2024

F5 · security: Represents award pursuant to 2024 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.

F5 · derivative.exercise_date: Represents award pursuant to 2024 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.

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March 17, 2025 Filed Mar 18, 2025 21:52 UTC
Henning Thomas JEVP Chief Risk Officer
Exercise / conversionRestricted Stock Units · Derivative 531 $23.77 Strike: $0.00 $12,621.87
Disclosure

SEC source: 0001046025-25-000067 · wk-form4_1742334756.xml · derivative · entry 8

Henning Thomas J · CIK 0001674263 · EVP Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,592

Underlying: Common Stock · 531 shares

Expires 2028-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: RSU Grant 2023

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.