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Nasdaq · USD

HFWA

HERITAGE FINANCIAL CORP /WA/

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Tapewire entity
1370
SEC CIK
0001046025
Parsed reports
580

Last 12 months

Inside the activity.

1 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202601
Feb 202602
Mar 202600
Apr 202600
May 202602
Jun 202601
Jul 202601
Aug 202603
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 15, 2022 Filed Mar 16, 2022 22:32 UTC
Chalfant TonyEVP Chief Credit Officer
Exercise / conversionCommon Stock 543 $25.46 $13,824.78
Disclosure

SEC source: 0001046025-22-000049 · wf-form4_164746992706343.xml · nonDerivative · entry 3

Chalfant Tony · CIK 0001817084 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,617

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2022 Filed Mar 16, 2022 22:32 UTC
Chalfant TonyEVP Chief Credit Officer
Exercise / conversionCommon Stock 638 $25.46 $16,243.48
Disclosure

SEC source: 0001046025-22-000049 · wf-form4_164746992706343.xml · nonDerivative · entry 2

Chalfant Tony · CIK 0001817084 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,074

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2022 Filed Mar 16, 2022 22:32 UTC
Chalfant TonyEVP Chief Credit Officer
Exercise / conversionCommon Stock 641 $25.46 $16,319.86
Disclosure

SEC source: 0001046025-22-000049 · wf-form4_164746992706343.xml · nonDerivative · entry 1

Chalfant Tony · CIK 0001817084 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,436

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2022 Filed Mar 16, 2022 22:34 UTC
Glasby WilliamEVP Chief Information Officer
Exercise / conversionRestricted Stock Units · Derivative 518 $25.46 Strike: $0.00 $13,188.28
Disclosure

SEC source: 0001046025-22-000054 · wf-form4_164747002829479.xml · derivative · entry 9

Glasby William · CIK 0001719362 · EVP Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,051

Underlying: Common Stock · 518 shares

Expires 2024-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2022 Filed Mar 16, 2022 22:34 UTC
Glasby WilliamEVP Chief Information Officer
Exercise / conversionRestricted Stock Units · Derivative 302 $25.46 Strike: $0.00 $7,688.92
Disclosure

SEC source: 0001046025-22-000054 · wf-form4_164747002829479.xml · derivative · entry 8

Glasby William · CIK 0001719362 · EVP Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,413

Underlying: Common Stock · 302 shares

Expires 2030-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2022 Filed Mar 16, 2022 22:34 UTC
Glasby WilliamEVP Chief Information Officer
Exercise / conversionRestricted Stock Units · Derivative 578 $25.46 Strike: $0.00 $14,715.88
Disclosure

SEC source: 0001046025-22-000054 · wf-form4_164747002829479.xml · derivative · entry 7

Glasby William · CIK 0001719362 · EVP Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 578

Underlying: Common Stock · 578 shares

Expires 2023-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2022 Filed Mar 16, 2022 22:34 UTC
Glasby WilliamEVP Chief Information Officer
Exercise / conversionRestricted Stock Units · Derivative 469 $25.45 Strike: $0.00 $11,936.05
Disclosure

SEC source: 0001046025-22-000054 · wf-form4_164747002829479.xml · derivative · entry 6

Glasby William · CIK 0001719362 · EVP Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 469 shares

Expires 2022-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2022 Filed Mar 16, 2022 22:34 UTC
Glasby WilliamEVP Chief Information Officer
Tax withholdingCommon Stock 472 $25.46 $12,017.12
Disclosure

SEC source: 0001046025-22-000054 · wf-form4_164747002829479.xml · nonDerivative · entry 5

Glasby William · CIK 0001719362 · EVP Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,459

Read SEC document
March 15, 2022 Filed Mar 16, 2022 22:34 UTC
Glasby WilliamEVP Chief Information Officer
Exercise / conversionCommon Stock 518 $25.45 $13,183.10
Disclosure

SEC source: 0001046025-22-000054 · wf-form4_164747002829479.xml · nonDerivative · entry 4

Glasby William · CIK 0001719362 · EVP Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,931

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2022 Filed Mar 16, 2022 22:34 UTC
Glasby WilliamEVP Chief Information Officer
Exercise / conversionCommon Stock 302 $25.45 $7,685.90
Disclosure

SEC source: 0001046025-22-000054 · wf-form4_164747002829479.xml · nonDerivative · entry 3

Glasby William · CIK 0001719362 · EVP Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,413

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2022 Filed Mar 16, 2022 22:34 UTC
Glasby WilliamEVP Chief Information Officer
Exercise / conversionCommon Stock 578 $25.45 $14,710.10
Disclosure

SEC source: 0001046025-22-000054 · wf-form4_164747002829479.xml · nonDerivative · entry 2

Glasby William · CIK 0001719362 · EVP Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,111

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2022 Filed Mar 16, 2022 22:34 UTC
Glasby WilliamEVP Chief Information Officer
Exercise / conversionCommon Stock 469 $25.45 $11,936.05
Disclosure

SEC source: 0001046025-22-000054 · wf-form4_164747002829479.xml · nonDerivative · entry 1

Glasby William · CIK 0001719362 · EVP Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,533

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2022 Filed Mar 16, 2022 22:34 UTC
McDonald BryanPresident and COO
Exercise / conversionPerformance Share Units · Derivative 755 $25.46 Strike: $0.00 $19,222.30
Disclosure

SEC source: 0001046025-22-000055 · wf-form4_164747005338552.xml · derivative · entry 9

McDonald Bryan · CIK 0001500101 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 755 shares

Expires 2022-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 1,888 granted on 02/27/2019. Total 755 PSU's vested represents percentage of target payout.

Read SEC document
March 15, 2022 Filed Mar 16, 2022 22:34 UTC
McDonald BryanPresident and COO
Exercise / conversionRestricted Stock Units · Derivative 856 $25.46 Strike: $0.00 $21,793.76
Disclosure

SEC source: 0001046025-22-000055 · wf-form4_164747005338552.xml · derivative · entry 8

McDonald Bryan · CIK 0001500101 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,735

Underlying: Common Stock · 856 shares

Expires 2024-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2022 Filed Mar 16, 2022 22:34 UTC
McDonald BryanPresident and COO
Exercise / conversionRestricted Stock Units · Derivative 903 $25.46 Strike: $0.00 $22,990.38
Disclosure

SEC source: 0001046025-22-000055 · wf-form4_164747005338552.xml · derivative · entry 7

McDonald Bryan · CIK 0001500101 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 903

Underlying: Common Stock · 903 shares

Expires 2023-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2022 Filed Mar 16, 2022 22:34 UTC
McDonald BryanPresident and COO
Exercise / conversionRestricted Stock Units · Derivative 629 $25.46 Strike: $0.00 $16,014.34
Disclosure

SEC source: 0001046025-22-000055 · wf-form4_164747005338552.xml · derivative · entry 6

McDonald Bryan · CIK 0001500101 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 629 shares

Expires 2022-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2022 Filed Mar 16, 2022 22:34 UTC
McDonald BryanPresident and COO
Tax withholdingCommon Stock 597 $25.46 $15,199.62
Disclosure

SEC source: 0001046025-22-000055 · wf-form4_164747005338552.xml · nonDerivative · entry 5

McDonald Bryan · CIK 0001500101 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,285

Read SEC document
March 15, 2022 Filed Mar 16, 2022 22:34 UTC
McDonald BryanPresident and COO
Exercise / conversionCommon Stock 755 $25.46 $19,222.30
Disclosure

SEC source: 0001046025-22-000055 · wf-form4_164747005338552.xml · nonDerivative · entry 4

McDonald Bryan · CIK 0001500101 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,882

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2022 Filed Mar 16, 2022 22:34 UTC
McDonald BryanPresident and COO
Exercise / conversionCommon Stock 856 $25.46 $21,793.76
Disclosure

SEC source: 0001046025-22-000055 · wf-form4_164747005338552.xml · nonDerivative · entry 3

McDonald Bryan · CIK 0001500101 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,127

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2022 Filed Mar 16, 2022 22:34 UTC
McDonald BryanPresident and COO
Exercise / conversionCommon Stock 903 $25.46 $22,990.38
Disclosure

SEC source: 0001046025-22-000055 · wf-form4_164747005338552.xml · nonDerivative · entry 2

McDonald Bryan · CIK 0001500101 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,271

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2022 Filed Mar 16, 2022 22:34 UTC
McDonald BryanPresident and COO
Exercise / conversionCommon Stock 629 $25.46 $16,014.34
Disclosure

SEC source: 0001046025-22-000055 · wf-form4_164747005338552.xml · nonDerivative · entry 1

McDonald Bryan · CIK 0001500101 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,368

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2022 Filed Mar 16, 2022 22:33 UTC
Hinson DonaldEVPand Chief Financial Officer
Exercise / conversionPerformance Share Units · Derivative 598 $25.46 Strike: $0.00 $15,225.08
Disclosure

SEC source: 0001046025-22-000053 · wf-form4_164747000289846.xml · derivative · entry 9

Hinson Donald · CIK 0001410604 · EVPand Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 598 shares

Expires 2022-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 1,497 granted on 02/27/2019. Total 598 PSU's vested represents percentage of target payout.

Read SEC document
March 15, 2022 Filed Mar 16, 2022 22:33 UTC
Hinson DonaldEVPand Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 647 $25.46 Strike: $0.00 $16,472.62
Disclosure

SEC source: 0001046025-22-000053 · wf-form4_164747000289846.xml · derivative · entry 8

Hinson Donald · CIK 0001410604 · EVPand Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,313

Underlying: Common Stock · 647 shares

Expires 2024-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2022 Filed Mar 16, 2022 22:33 UTC
Hinson DonaldEVPand Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 683 $25.46 Strike: $0.00 $17,389.18
Disclosure

SEC source: 0001046025-22-000053 · wf-form4_164747000289846.xml · derivative · entry 7

Hinson Donald · CIK 0001410604 · EVPand Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 683

Underlying: Common Stock · 683 shares

Expires 2023-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2022 Filed Mar 16, 2022 22:33 UTC
Hinson DonaldEVPand Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 499 $25.46 Strike: $0.00 $12,704.54
Disclosure

SEC source: 0001046025-22-000053 · wf-form4_164747000289846.xml · derivative · entry 6

Hinson Donald · CIK 0001410604 · EVPand Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 499 shares

Expires 2022-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2022 Filed Mar 16, 2022 22:33 UTC
Hinson DonaldEVPand Chief Financial Officer
Tax withholdingCommon Stock 459 $25.46 $11,686.14
Disclosure

SEC source: 0001046025-22-000053 · wf-form4_164747000289846.xml · nonDerivative · entry 5

Hinson Donald · CIK 0001410604 · EVPand Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,882

Read SEC document
March 15, 2022 Filed Mar 16, 2022 22:33 UTC
Hinson DonaldEVPand Chief Financial Officer
Exercise / conversionCommon Stock 598 $25.46 $15,225.08
Disclosure

SEC source: 0001046025-22-000053 · wf-form4_164747000289846.xml · nonDerivative · entry 4

Hinson Donald · CIK 0001410604 · EVPand Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,341

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2022 Filed Mar 16, 2022 22:33 UTC
Hinson DonaldEVPand Chief Financial Officer
Exercise / conversionCommon Stock 647 $25.46 $16,472.62
Disclosure

SEC source: 0001046025-22-000053 · wf-form4_164747000289846.xml · nonDerivative · entry 3

Hinson Donald · CIK 0001410604 · EVPand Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,743

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2022 Filed Mar 16, 2022 22:33 UTC
Hinson DonaldEVPand Chief Financial Officer
Exercise / conversionCommon Stock 683 $25.46 $17,389.18
Disclosure

SEC source: 0001046025-22-000053 · wf-form4_164747000289846.xml · nonDerivative · entry 2

Hinson Donald · CIK 0001410604 · EVPand Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,096

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2022 Filed Mar 16, 2022 22:33 UTC
Hinson DonaldEVPand Chief Financial Officer
Exercise / conversionCommon Stock 499 $25.46 $12,704.54
Disclosure

SEC source: 0001046025-22-000053 · wf-form4_164747000289846.xml · nonDerivative · entry 1

Hinson Donald · CIK 0001410604 · EVPand Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,413

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2022 Filed Mar 16, 2022 22:33 UTC Exercise / conversionPerformance Share Units · Derivative 2,712 $25.46 Strike: $0.00 $69,047.52
Disclosure

SEC source: 0001046025-22-000052 · wf-form4_164746998650881.xml · derivative · entry 5

VANCE BRIAN L · CIK 0001219983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,712 shares

Expires 2022-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 6,780 granted on 02/27/2019. Total 2,712 PSU's vested represents percentage of target payout.

Read SEC document
March 15, 2022 Filed Mar 16, 2022 22:33 UTC Exercise / conversionRestricted Stock Units · Derivative 2,260 $25.46 Strike: $0.00 $57,539.60
Disclosure

SEC source: 0001046025-22-000052 · wf-form4_164746998650881.xml · derivative · entry 4

VANCE BRIAN L · CIK 0001219983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,260 shares

Expires 2022-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2022 Filed Mar 16, 2022 22:33 UTC Tax withholdingCommon Stock 1,133 $25.46 $28,846.18
Disclosure

SEC source: 0001046025-22-000052 · wf-form4_164746998650881.xml · nonDerivative · entry 3

VANCE BRIAN L · CIK 0001219983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,674

Read SEC document
March 15, 2022 Filed Mar 16, 2022 22:33 UTC Exercise / conversionCommon Stock 2,712 $25.46 $69,047.52
Disclosure

SEC source: 0001046025-22-000052 · wf-form4_164746998650881.xml · nonDerivative · entry 2

VANCE BRIAN L · CIK 0001219983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,807

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2022 Filed Mar 16, 2022 22:33 UTC Exercise / conversionCommon Stock 2,260 $25.46 $57,539.60
Disclosure

SEC source: 0001046025-22-000052 · wf-form4_164746998650881.xml · nonDerivative · entry 1

VANCE BRIAN L · CIK 0001219983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,095

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2022 Filed Mar 16, 2022 22:33 UTC
Hirman Cindy MEVP Chief Banking Officer
Exercise / conversionRestricted Stock Units · Derivative 501 $25.46 Strike: $0.00 $12,755.46
Disclosure

SEC source: 0001046025-22-000051 · wf-form4_164746997058235.xml · derivative · entry 11

Huntley Cindy M · CIK 0001640816 · EVP Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,017

Underlying: Common Stock · 501 shares

Expires 2024-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2022 Filed Mar 16, 2022 22:33 UTC
Hirman Cindy MEVP Chief Banking Officer
Exercise / conversionRestricted Stock Units · Derivative 431 $25.46 Strike: $0.00 $10,973.26
Disclosure

SEC source: 0001046025-22-000051 · wf-form4_164746997058235.xml · derivative · entry 10

Huntley Cindy M · CIK 0001640816 · EVP Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,555

Underlying: Common Stock · 431 shares

Expires 2027-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2022 Filed Mar 16, 2022 22:33 UTC
Hirman Cindy MEVP Chief Banking Officer
Exercise / conversionRestricted Stock Units · Derivative 529 $25.46 Strike: $0.00 $13,468.34
Disclosure

SEC source: 0001046025-22-000051 · wf-form4_164746997058235.xml · derivative · entry 9

Huntley Cindy M · CIK 0001640816 · EVP Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 529

Underlying: Common Stock · 529 shares

Expires 2023-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2022 Filed Mar 16, 2022 22:33 UTC
Hirman Cindy MEVP Chief Banking Officer
Exercise / conversionRestricted Stock Units · Derivative 277 $25.46 Strike: $0.00 $7,052.42
Disclosure

SEC source: 0001046025-22-000051 · wf-form4_164746997058235.xml · derivative · entry 8

Huntley Cindy M · CIK 0001640816 · EVP Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 277 shares

Expires 2022-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2022 Filed Mar 16, 2022 22:33 UTC
Hirman Cindy MEVP Chief Banking Officer
Exercise / conversionRestricted Stock Units · Derivative 475 $25.46 Strike: $0.00 $12,093.50
Disclosure

SEC source: 0001046025-22-000051 · wf-form4_164746997058235.xml · derivative · entry 7

Huntley Cindy M · CIK 0001640816 · EVP Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 475 shares

Expires 2022-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2022 Filed Mar 16, 2022 22:33 UTC
Hirman Cindy MEVP Chief Banking Officer
Tax withholdingCommon Stock 423 $25.46 $10,769.58
Disclosure

SEC source: 0001046025-22-000051 · wf-form4_164746997058235.xml · nonDerivative · entry 6

Huntley Cindy M · CIK 0001640816 · EVP Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,008

Read SEC document
March 15, 2022 Filed Mar 16, 2022 22:33 UTC
Hirman Cindy MEVP Chief Banking Officer
Exercise / conversionCommon Stock 501 $25.46 $12,755.46
Disclosure

SEC source: 0001046025-22-000051 · wf-form4_164746997058235.xml · nonDerivative · entry 5

Huntley Cindy M · CIK 0001640816 · EVP Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,431

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 15, 2022 Filed Mar 16, 2022 22:33 UTC
Hirman Cindy MEVP Chief Banking Officer
Exercise / conversionCommon Stock 431 $25.46 $10,973.26
Disclosure

SEC source: 0001046025-22-000051 · wf-form4_164746997058235.xml · nonDerivative · entry 4

Huntley Cindy M · CIK 0001640816 · EVP Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,930

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2022 Filed Mar 16, 2022 22:33 UTC
Hirman Cindy MEVP Chief Banking Officer
Exercise / conversionCommon Stock 529 $25.46 $13,468.34
Disclosure

SEC source: 0001046025-22-000051 · wf-form4_164746997058235.xml · nonDerivative · entry 3

Huntley Cindy M · CIK 0001640816 · EVP Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,499

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2022 Filed Mar 16, 2022 22:33 UTC
Hirman Cindy MEVP Chief Banking Officer
Exercise / conversionCommon Stock 277 $25.46 $7,052.42
Disclosure

SEC source: 0001046025-22-000051 · wf-form4_164746997058235.xml · nonDerivative · entry 2

Huntley Cindy M · CIK 0001640816 · EVP Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,970

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2022 Filed Mar 16, 2022 22:33 UTC
Hirman Cindy MEVP Chief Banking Officer
Exercise / conversionCommon Stock 475 $25.46 $12,093.50
Disclosure

SEC source: 0001046025-22-000051 · wf-form4_164746997058235.xml · nonDerivative · entry 1

Huntley Cindy M · CIK 0001640816 · EVP Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,693

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2022 Filed Mar 16, 2022 22:32 UTC
Deuel Jeffrey JDirector · CEO
Exercise / conversionPerformance Share Units · Derivative 1,132 $25.46 Strike: $0.00 $28,820.72
Disclosure

SEC source: 0001046025-22-000050 · wf-form4_164746995129932.xml · derivative · entry 9

Deuel Jeffrey J · CIK 0001485896 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,132 shares

Expires 2022-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 2,833 PSU's granted on 02/27/2019. Total 1,132 PSU's vested represents percentage of Target payout.

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March 15, 2022 Filed Mar 16, 2022 22:32 UTC
Deuel Jeffrey JDirector · CEO
Exercise / conversionRestricted Stock Units · Derivative 2,190 $25.46 Strike: $0.00 $55,757.40
Disclosure

SEC source: 0001046025-22-000050 · wf-form4_164746995129932.xml · derivative · entry 8

Deuel Jeffrey J · CIK 0001485896 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,445

Underlying: Common Stock · 2,190 shares

Expires 2024-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2022 Filed Mar 16, 2022 22:32 UTC
Deuel Jeffrey JDirector · CEO
Exercise / conversionRestricted Stock Units · Derivative 2,313 $25.46 Strike: $0.00 $58,888.98
Disclosure

SEC source: 0001046025-22-000050 · wf-form4_164746995129932.xml · derivative · entry 7

Deuel Jeffrey J · CIK 0001485896 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,313

Underlying: Common Stock · 2,313 shares

Expires 2023-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2022 Filed Mar 16, 2022 22:32 UTC
Deuel Jeffrey JDirector · CEO
Exercise / conversionRestricted Stock Units · Derivative 944 $25.46 Strike: $0.00 $24,034.24
Disclosure

SEC source: 0001046025-22-000050 · wf-form4_164746995129932.xml · derivative · entry 6

Deuel Jeffrey J · CIK 0001485896 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 944 shares

Expires 2022-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.