Tapewire

Nasdaq · USD

HFWA

HERITAGE FINANCIAL CORP /WA/

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Tapewire entity
1370
SEC CIK
0001046025
Parsed reports
580

Last 12 months

Inside the activity.

1 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202601
Feb 202602
Mar 202600
Apr 202600
May 202602
Jun 202601
Jul 202601
Aug 202603
Sep 202602
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 15, 2023 Filed Mar 16, 2023 21:34 UTC
Wilson Kelli AnnEVP Chief Banking Officer
Exercise / conversionRestricted Stock Units · Derivative 322 $22.83 Strike: $0.00 $7,351.26
Disclosure

SEC source: 0001046025-23-000058 · wf-form4_167900245304081.xml · derivative · entry 5

Wilson Kelli Ann · CIK 0001961133 · EVP Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 332

Underlying: Common Stock · 322 shares

Expires 2024-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Award Date 02/25/2021

Read SEC document
March 15, 2023 Filed Mar 16, 2023 21:34 UTC
Wilson Kelli AnnEVP Chief Banking Officer
Tax withholdingCommon Stock 226 $22.83 $5,159.58
Disclosure

SEC source: 0001046025-23-000058 · wf-form4_167900245304081.xml · nonDerivative · entry 4

Wilson Kelli Ann · CIK 0001961133 · EVP Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 683

Read SEC document
March 15, 2023 Filed Mar 16, 2023 21:34 UTC
Wilson Kelli AnnEVP Chief Banking Officer
Exercise / conversionCommon Stock 196 $22.83 $4,474.68
Disclosure

SEC source: 0001046025-23-000058 · wf-form4_167900245304081.xml · nonDerivative · entry 3

Wilson Kelli Ann · CIK 0001961133 · EVP Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 909

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2023 Filed Mar 16, 2023 21:34 UTC
Wilson Kelli AnnEVP Chief Banking Officer
Exercise / conversionCommon Stock 391 $22.83 $8,926.53
Disclosure

SEC source: 0001046025-23-000058 · wf-form4_167900245304081.xml · nonDerivative · entry 2

Wilson Kelli Ann · CIK 0001961133 · EVP Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 713

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2023 Filed Mar 16, 2023 21:34 UTC
Wilson Kelli AnnEVP Chief Banking Officer
Exercise / conversionCommon Stock 322 $22.83 $7,351.26
Disclosure

SEC source: 0001046025-23-000058 · wf-form4_167900245304081.xml · nonDerivative · entry 1

Wilson Kelli Ann · CIK 0001961133 · EVP Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2023 Filed Mar 16, 2023 21:34 UTC
Deuel Jeffrey JDirector · CEO
Exercise / conversionRestricted Stock Units · Derivative 2,435 $22.83 Strike: $0.00 $55,591.05
Disclosure

SEC source: 0001046025-23-000057 · wf-form4_167900243550504.xml · derivative · entry 9

Deuel Jeffrey J · CIK 0001485896 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,871

Underlying: Common Stock · 2,435 shares

Expires 2025-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: RSU Grant 2022

F3 · derivative.exercise_date: Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.

Read SEC document
March 15, 2023 Filed Mar 16, 2023 21:34 UTC
Deuel Jeffrey JDirector · CEO
Exercise / conversionRestricted Stock Units · Derivative 2,190 $22.83 Strike: $0.00 $49,997.70
Disclosure

SEC source: 0001046025-23-000057 · wf-form4_167900243550504.xml · derivative · entry 8

Deuel Jeffrey J · CIK 0001485896 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,255

Underlying: Common Stock · 2,190 shares

Expires 2024-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: RSU Grant 2021

Read SEC document
March 15, 2023 Filed Mar 16, 2023 21:34 UTC
Deuel Jeffrey JDirector · CEO
Exercise / conversionRestricted Stock Units · Derivative 2,313 $22.83 Strike: $0.00 $52,805.79
Disclosure

SEC source: 0001046025-23-000057 · wf-form4_167900243550504.xml · derivative · entry 7

Deuel Jeffrey J · CIK 0001485896 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,313 shares

Expires 2023-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2023 Filed Mar 16, 2023 21:34 UTC
Deuel Jeffrey JDirector · CEO
Exercise / conversionPerformance Share Units · Derivative 7,008 $22.83 Strike: $0.00 $159,992.64
Disclosure

SEC source: 0001046025-23-000057 · wf-form4_167900243550504.xml · derivative · entry 6

Deuel Jeffrey J · CIK 0001485896 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,008 shares

Expires 2023-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2023 Filed Mar 16, 2023 21:34 UTC
Deuel Jeffrey JDirector · CEO
Tax withholdingCommon Stock 2,440 $22.83 $55,705.20
Disclosure

SEC source: 0001046025-23-000057 · wf-form4_167900243550504.xml · nonDerivative · entry 5

Deuel Jeffrey J · CIK 0001485896 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,933

Read SEC document
March 15, 2023 Filed Mar 16, 2023 21:34 UTC
Deuel Jeffrey JDirector · CEO
Exercise / conversionCommon Stock 2,435 $22.83 $55,591.05
Disclosure

SEC source: 0001046025-23-000057 · wf-form4_167900243550504.xml · nonDerivative · entry 4

Deuel Jeffrey J · CIK 0001485896 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,373

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2023 Filed Mar 16, 2023 21:34 UTC
Deuel Jeffrey JDirector · CEO
Exercise / conversionCommon Stock 2,190 $22.83 $49,997.70
Disclosure

SEC source: 0001046025-23-000057 · wf-form4_167900243550504.xml · nonDerivative · entry 3

Deuel Jeffrey J · CIK 0001485896 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,938

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2023 Filed Mar 16, 2023 21:34 UTC
Deuel Jeffrey JDirector · CEO
Exercise / conversionCommon Stock 2,313 $22.83 $52,805.79
Disclosure

SEC source: 0001046025-23-000057 · wf-form4_167900243550504.xml · nonDerivative · entry 2

Deuel Jeffrey J · CIK 0001485896 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,748

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2023 Filed Mar 16, 2023 21:34 UTC
Deuel Jeffrey JDirector · CEO
Exercise / conversionCommon Stock 7,008 $22.83 $159,992.64
Disclosure

SEC source: 0001046025-23-000057 · wf-form4_167900243550504.xml · nonDerivative · entry 1

Deuel Jeffrey J · CIK 0001485896 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,435

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2023 Filed Mar 16, 2023 21:33 UTC
Henning Thomas JEVP Chief Risk Officer
Exercise / conversionRestricted Stock Units · Derivative 1,025 $22.83 Strike: $0.00 $23,400.75
Disclosure

SEC source: 0001046025-23-000056 · wf-form4_167900241931119.xml · derivative · entry 7

Henning Thomas J · CIK 0001674263 · EVP Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,052

Underlying: Common Stock · 1,025 shares

Expires 2025-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: RSU Grant 2022

F3 · derivative.exercise_date: Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.

Read SEC document
March 15, 2023 Filed Mar 16, 2023 21:33 UTC
Henning Thomas JEVP Chief Risk Officer
Exercise / conversionRestricted Stock Units · Derivative 527 $22.83 Strike: $0.00 $12,031.41
Disclosure

SEC source: 0001046025-23-000056 · wf-form4_167900241931119.xml · derivative · entry 6

Henning Thomas J · CIK 0001674263 · EVP Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 542

Underlying: Common Stock · 527 shares

Expires 2024-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: RSU Grant 2021

Read SEC document
March 15, 2023 Filed Mar 16, 2023 21:33 UTC
Henning Thomas JEVP Chief Risk Officer
Exercise / conversionRestricted Stock Units · Derivative 588 $22.83 Strike: $0.00 $13,424.04
Disclosure

SEC source: 0001046025-23-000056 · wf-form4_167900241931119.xml · derivative · entry 5

Henning Thomas J · CIK 0001674263 · EVP Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 588 shares

Expires 2023-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2023 Filed Mar 16, 2023 21:33 UTC
Henning Thomas JEVP Chief Risk Officer
Tax withholdingCommon Stock 399 $22.83 $9,109.17
Disclosure

SEC source: 0001046025-23-000056 · wf-form4_167900241931119.xml · nonDerivative · entry 4

Henning Thomas J · CIK 0001674263 · EVP Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,592

Read SEC document
March 15, 2023 Filed Mar 16, 2023 21:33 UTC
Henning Thomas JEVP Chief Risk Officer
Exercise / conversionCommon Stock 1,025 $22.83 $23,400.75
Disclosure

SEC source: 0001046025-23-000056 · wf-form4_167900241931119.xml · nonDerivative · entry 3

Henning Thomas J · CIK 0001674263 · EVP Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,991

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2023 Filed Mar 16, 2023 21:33 UTC
Henning Thomas JEVP Chief Risk Officer
Exercise / conversionCommon Stock 527 $22.83 $12,031.41
Disclosure

SEC source: 0001046025-23-000056 · wf-form4_167900241931119.xml · nonDerivative · entry 2

Henning Thomas J · CIK 0001674263 · EVP Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,966

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2023 Filed Mar 16, 2023 21:33 UTC
Henning Thomas JEVP Chief Risk Officer
Exercise / conversionCommon Stock 588 $22.83 $13,424.04
Disclosure

SEC source: 0001046025-23-000056 · wf-form4_167900241931119.xml · nonDerivative · entry 1

Henning Thomas J · CIK 0001674263 · EVP Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,439

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2023 Filed Mar 16, 2023 21:33 UTC
Hinson DonaldEVPand Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 683 $22.83 Strike: $0.00 $15,592.89
Disclosure

SEC source: 0001046025-23-000055 · wf-form4_167900240492579.xml · derivative · entry 9

Hinson Donald · CIK 0001410604 · EVPand Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 683 shares

Expires 2023-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2023 Filed Mar 16, 2023 21:33 UTC
Hinson DonaldEVPand Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 676 $22.83 Strike: $0.00 $15,433.08
Disclosure

SEC source: 0001046025-23-000055 · wf-form4_167900240492579.xml · derivative · entry 8

Hinson Donald · CIK 0001410604 · EVPand Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,353

Underlying: Common Stock · 676 shares

Expires 2025-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: RSU Grant 2022

F3 · derivative.exercise_date: Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.

Read SEC document
March 15, 2023 Filed Mar 16, 2023 21:33 UTC
Hinson DonaldEVPand Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 647 $22.83 Strike: $0.00 $14,771.01
Disclosure

SEC source: 0001046025-23-000055 · wf-form4_167900240492579.xml · derivative · entry 7

Hinson Donald · CIK 0001410604 · EVPand Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 666

Underlying: Common Stock · 647 shares

Expires 2024-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: RSU Grant 2021

Read SEC document
March 15, 2023 Filed Mar 16, 2023 21:33 UTC
Hinson DonaldEVPand Chief Financial Officer
Exercise / conversionPerformance Share Units · Derivative 2,070 $22.83 Strike: $0.00 $47,258.10
Disclosure

SEC source: 0001046025-23-000055 · wf-form4_167900240492579.xml · derivative · entry 6

Hinson Donald · CIK 0001410604 · EVPand Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,070 shares

Expires 2023-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2023 Filed Mar 16, 2023 21:33 UTC
Hinson DonaldEVPand Chief Financial Officer
Tax withholdingCommon Stock 709 $22.83 $16,186.47
Disclosure

SEC source: 0001046025-23-000055 · wf-form4_167900240492579.xml · nonDerivative · entry 5

Hinson Donald · CIK 0001410604 · EVPand Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,249

Read SEC document
March 15, 2023 Filed Mar 16, 2023 21:33 UTC
Hinson DonaldEVPand Chief Financial Officer
Exercise / conversionCommon Stock 683 $22.83 $15,592.89
Disclosure

SEC source: 0001046025-23-000055 · wf-form4_167900240492579.xml · nonDerivative · entry 4

Hinson Donald · CIK 0001410604 · EVPand Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,958

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2023 Filed Mar 16, 2023 21:33 UTC
Hinson DonaldEVPand Chief Financial Officer
Exercise / conversionCommon Stock 676 $22.83 $15,433.08
Disclosure

SEC source: 0001046025-23-000055 · wf-form4_167900240492579.xml · nonDerivative · entry 3

Hinson Donald · CIK 0001410604 · EVPand Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,275

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2023 Filed Mar 16, 2023 21:33 UTC
Hinson DonaldEVPand Chief Financial Officer
Exercise / conversionCommon Stock 647 $22.83 $14,771.01
Disclosure

SEC source: 0001046025-23-000055 · wf-form4_167900240492579.xml · nonDerivative · entry 2

Hinson Donald · CIK 0001410604 · EVPand Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,599

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2023 Filed Mar 16, 2023 21:33 UTC
Hinson DonaldEVPand Chief Financial Officer
Exercise / conversionCommon Stock 2,070 $22.83 $47,258.10
Disclosure

SEC source: 0001046025-23-000055 · wf-form4_167900240492579.xml · nonDerivative · entry 1

Hinson Donald · CIK 0001410604 · EVPand Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,952

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2023 Filed Mar 16, 2023 21:33 UTC
Hirman Cindy MEVP Chief Banking Officer
Exercise / conversionRestricted Stock Units · Derivative 431 $22.83 Strike: $0.00 $9,839.73
Disclosure

SEC source: 0001046025-23-000054 · wf-form4_167900238440370.xml · derivative · entry 11

Hirman Cindy M · CIK 0001640816 · EVP Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,724

Underlying: Common Stock · 431 shares

Expires 2027-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2023 Filed Mar 16, 2023 21:33 UTC
Hirman Cindy MEVP Chief Banking Officer
Exercise / conversionRestricted Stock Units · Derivative 539 $22.83 Strike: $0.00 $12,305.37
Disclosure

SEC source: 0001046025-23-000054 · wf-form4_167900238440370.xml · derivative · entry 10

Hirman Cindy M · CIK 0001640816 · EVP Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,078

Underlying: Common Stock · 539 shares

Expires 2025-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: RSU Grant 2022

F2 · derivative.exercise_date: Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.

Read SEC document
March 15, 2023 Filed Mar 16, 2023 21:33 UTC
Hirman Cindy MEVP Chief Banking Officer
Exercise / conversionRestricted Stock Units · Derivative 529 $22.83 Strike: $0.00 $12,077.07
Disclosure

SEC source: 0001046025-23-000054 · wf-form4_167900238440370.xml · derivative · entry 9

Hirman Cindy M · CIK 0001640816 · EVP Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 529 shares

Expires 2023-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2023 Filed Mar 16, 2023 21:33 UTC
Hirman Cindy MEVP Chief Banking Officer
Exercise / conversionPerformance Share Units · Derivative 1,603 $22.83 Strike: $0.00 $36,596.49
Disclosure

SEC source: 0001046025-23-000054 · wf-form4_167900238440370.xml · derivative · entry 8

Hirman Cindy M · CIK 0001640816 · EVP Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,603 shares

Expires 2023-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2023 Filed Mar 16, 2023 21:33 UTC
Hirman Cindy MEVP Chief Banking Officer
Exercise / conversionRestricted Stock Units · Derivative 501 $22.83 Strike: $0.00 $11,437.83
Disclosure

SEC source: 0001046025-23-000054 · wf-form4_167900238440370.xml · derivative · entry 7

Hirman Cindy M · CIK 0001640816 · EVP Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 516

Underlying: Common Stock · 501 shares

Expires 2024-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2023 Filed Mar 16, 2023 21:33 UTC
Hirman Cindy MEVP Chief Banking Officer
Tax withholdingCommon Stock 686 $22.83 $15,661.38
Disclosure

SEC source: 0001046025-23-000054 · wf-form4_167900238440370.xml · nonDerivative · entry 6

Hirman Cindy M · CIK 0001640816 · EVP Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,006

Read SEC document
March 15, 2023 Filed Mar 16, 2023 21:33 UTC
Hirman Cindy MEVP Chief Banking Officer
Exercise / conversionCommon Stock 431 $22.83 $9,839.73
Disclosure

SEC source: 0001046025-23-000054 · wf-form4_167900238440370.xml · nonDerivative · entry 5

Hirman Cindy M · CIK 0001640816 · EVP Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,692

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2023 Filed Mar 16, 2023 21:33 UTC
Hirman Cindy MEVP Chief Banking Officer
Exercise / conversionCommon Stock 539 $22.83 $12,305.37
Disclosure

SEC source: 0001046025-23-000054 · wf-form4_167900238440370.xml · nonDerivative · entry 4

Hirman Cindy M · CIK 0001640816 · EVP Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,261

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2023 Filed Mar 16, 2023 21:33 UTC
Hirman Cindy MEVP Chief Banking Officer
Exercise / conversionCommon Stock 529 $22.83 $12,077.07
Disclosure

SEC source: 0001046025-23-000054 · wf-form4_167900238440370.xml · nonDerivative · entry 3

Hirman Cindy M · CIK 0001640816 · EVP Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,722

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2023 Filed Mar 16, 2023 21:33 UTC
Hirman Cindy MEVP Chief Banking Officer
Exercise / conversionCommon Stock 1,603 $22.83 $36,596.49
Disclosure

SEC source: 0001046025-23-000054 · wf-form4_167900238440370.xml · nonDerivative · entry 2

Hirman Cindy M · CIK 0001640816 · EVP Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,193

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2023 Filed Mar 16, 2023 21:33 UTC
Hirman Cindy MEVP Chief Banking Officer
Exercise / conversionCommon Stock 501 $22.83 $11,437.83
Disclosure

SEC source: 0001046025-23-000054 · wf-form4_167900238440370.xml · nonDerivative · entry 1

Hirman Cindy M · CIK 0001640816 · EVP Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,590

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2023 Filed Mar 16, 2023 21:33 UTC
Glasby WilliamEVP Chief Information Officer
Exercise / conversionRestricted Stock Units · Derivative 979 $22.83 Strike: $0.00 $22,350.57
Disclosure

SEC source: 0001046025-23-000053 · wf-form4_167900236951789.xml · derivative · entry 9

Glasby William · CIK 0001719362 · EVP Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,959

Underlying: Common Stock · 979 shares

Expires 2025-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: RSU Grant 2022

F3 · derivative.exercise_date: Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.

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March 15, 2023 Filed Mar 16, 2023 21:33 UTC
Glasby WilliamEVP Chief Information Officer
Exercise / conversionRestricted Stock Units · Derivative 578 $22.83 Strike: $0.00 $13,195.74
Disclosure

SEC source: 0001046025-23-000053 · wf-form4_167900236951789.xml · derivative · entry 8

Glasby William · CIK 0001719362 · EVP Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 578 shares

Expires 2023-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2023 Filed Mar 16, 2023 21:33 UTC
Glasby WilliamEVP Chief Information Officer
Exercise / conversionRestricted Stock Units · Derivative 518 $22.83 Strike: $0.00 $11,825.94
Disclosure

SEC source: 0001046025-23-000053 · wf-form4_167900236951789.xml · derivative · entry 7

Glasby William · CIK 0001719362 · EVP Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 533

Underlying: Common Stock · 518 shares

Expires 2024-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2023 Filed Mar 16, 2023 21:33 UTC
Glasby WilliamEVP Chief Information Officer
Exercise / conversionRestricted Stock Units · Derivative 302 $22.83 Strike: $0.00 $6,894.66
Disclosure

SEC source: 0001046025-23-000053 · wf-form4_167900236951789.xml · derivative · entry 6

Glasby William · CIK 0001719362 · EVP Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,111

Underlying: Common Stock · 302 shares

Expires 2030-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: RSU Grant 2020

Read SEC document
March 15, 2023 Filed Mar 16, 2023 21:33 UTC
Glasby WilliamEVP Chief Information Officer
Tax withholdingCommon Stock 588 $22.83 $13,424.04
Disclosure

SEC source: 0001046025-23-000053 · wf-form4_167900236951789.xml · nonDerivative · entry 5

Glasby William · CIK 0001719362 · EVP Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,450

Read SEC document
March 15, 2023 Filed Mar 16, 2023 21:33 UTC
Glasby WilliamEVP Chief Information Officer
Exercise / conversionCommon Stock 979 $22.83 $22,350.57
Disclosure

SEC source: 0001046025-23-000053 · wf-form4_167900236951789.xml · nonDerivative · entry 4

Glasby William · CIK 0001719362 · EVP Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,038

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2023 Filed Mar 16, 2023 21:33 UTC
Glasby WilliamEVP Chief Information Officer
Exercise / conversionCommon Stock 578 $22.83 $13,195.74
Disclosure

SEC source: 0001046025-23-000053 · wf-form4_167900236951789.xml · nonDerivative · entry 3

Glasby William · CIK 0001719362 · EVP Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,059

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2023 Filed Mar 16, 2023 21:33 UTC
Glasby WilliamEVP Chief Information Officer
Exercise / conversionCommon Stock 518 $22.83 $11,825.94
Disclosure

SEC source: 0001046025-23-000053 · wf-form4_167900236951789.xml · nonDerivative · entry 2

Glasby William · CIK 0001719362 · EVP Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,481

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2023 Filed Mar 16, 2023 21:33 UTC
Glasby WilliamEVP Chief Information Officer
Exercise / conversionCommon Stock 302 $22.83 $6,894.66
Disclosure

SEC source: 0001046025-23-000053 · wf-form4_167900236951789.xml · nonDerivative · entry 1

Glasby William · CIK 0001719362 · EVP Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,963

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.