Tapewire

Nasdaq · USD

HFWA

HERITAGE FINANCIAL CORP /WA/

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Tapewire entity
1370
SEC CIK
0001046025
Parsed reports
580

Last 12 months

Inside the activity.

1 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202601
Feb 202602
Mar 202600
Apr 202600
May 202602
Jun 202601
Jul 202601
Aug 202603
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 15, 2024 Filed Mar 18, 2024 20:42 UTC
Ray Matthew T.EVP Chief Lending Officer
Exercise / conversionRestricted Stock Units · Derivative 537 $18.38 Strike: $0.00 $9,870.06
Disclosure

SEC source: 0001046025-24-000066 · wk-form4_1710794530.xml · derivative · entry 10

Ray Matthew T. · CIK 0001961151 · EVP Chief Lending Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 537 shares

Expires 2024-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: RSU award granted on 02/25/2021

Read SEC document
March 15, 2024 Filed Mar 18, 2024 20:42 UTC
Ray Matthew T.EVP Chief Lending Officer
Exercise / conversionRestricted Stock Units · Derivative 155 $18.38 Strike: $0.00 $2,848.90
Disclosure

SEC source: 0001046025-24-000066 · wk-form4_1710794530.xml · derivative · entry 9

Ray Matthew T. · CIK 0001961151 · EVP Chief Lending Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 464

Underlying: Common Stock · 155 shares

Expires 2027-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: RSU award granted 02/22/2022

Read SEC document
March 15, 2024 Filed Mar 18, 2024 20:42 UTC
Ray Matthew T.EVP Chief Lending Officer
Tax withholdingCommon Stock 554 $18.38 $10,182.52
Disclosure

SEC source: 0001046025-24-000066 · wk-form4_1710794530.xml · nonDerivative · entry 8

Ray Matthew T. · CIK 0001961151 · EVP Chief Lending Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,732

Read SEC document
March 15, 2024 Filed Mar 18, 2024 20:42 UTC
Ray Matthew T.EVP Chief Lending Officer
Exercise / conversionCommon Stock 662 $18.38 $12,167.56
Disclosure

SEC source: 0001046025-24-000066 · wk-form4_1710794530.xml · nonDerivative · entry 7

Ray Matthew T. · CIK 0001961151 · EVP Chief Lending Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,286

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 20:42 UTC
Ray Matthew T.EVP Chief Lending Officer
Exercise / conversionCommon Stock 710 $18.38 $13,049.80
Disclosure

SEC source: 0001046025-24-000066 · wk-form4_1710794530.xml · nonDerivative · entry 6

Ray Matthew T. · CIK 0001961151 · EVP Chief Lending Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,624

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 20:42 UTC
Ray Matthew T.EVP Chief Lending Officer
Exercise / conversionCommon Stock 505 $18.38 $9,281.90
Disclosure

SEC source: 0001046025-24-000066 · wk-form4_1710794530.xml · nonDerivative · entry 5

Ray Matthew T. · CIK 0001961151 · EVP Chief Lending Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,914

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 20:42 UTC
Ray Matthew T.EVP Chief Lending Officer
Exercise / conversionCommon Stock 530 $18.38 $9,741.40
Disclosure

SEC source: 0001046025-24-000066 · wk-form4_1710794530.xml · nonDerivative · entry 4

Ray Matthew T. · CIK 0001961151 · EVP Chief Lending Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,409

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 20:42 UTC
Ray Matthew T.EVP Chief Lending Officer
Exercise / conversionCommon Stock 261 $18.38 $4,797.18
Disclosure

SEC source: 0001046025-24-000066 · wk-form4_1710794530.xml · nonDerivative · entry 3

Ray Matthew T. · CIK 0001961151 · EVP Chief Lending Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,879

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 20:42 UTC
Ray Matthew T.EVP Chief Lending Officer
Exercise / conversionCommon Stock 537 $18.38 $9,870.06
Disclosure

SEC source: 0001046025-24-000066 · wk-form4_1710794530.xml · nonDerivative · entry 2

Ray Matthew T. · CIK 0001961151 · EVP Chief Lending Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,618

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 20:42 UTC
Ray Matthew T.EVP Chief Lending Officer
Exercise / conversionCommon Stock 155 $18.38 $2,848.90
Disclosure

SEC source: 0001046025-24-000066 · wk-form4_1710794530.xml · nonDerivative · entry 1

Ray Matthew T. · CIK 0001961151 · EVP Chief Lending Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,081

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 20:41 UTC
Wilson Kelli AnnEVP Chief Banking Officer
Exercise / conversionRestricted Stock Units · Derivative 332 $18.38 Strike: $0.00 $6,102.16
Disclosure

SEC source: 0001046025-24-000064 · wk-form4_1710794489.xml · derivative · entry 9

Wilson Kelli Ann · CIK 0001961133 · EVP Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 332 shares

Expires 2024-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Award Date 02/25/2021

Read SEC document
March 15, 2024 Filed Mar 18, 2024 20:41 UTC
Wilson Kelli AnnEVP Chief Banking Officer
Exercise / conversionRestricted Stock Units · Derivative 490 $18.38 Strike: $0.00 $9,006.20
Disclosure

SEC source: 0001046025-24-000064 · wk-form4_1710794489.xml · derivative · entry 8

Wilson Kelli Ann · CIK 0001961133 · EVP Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 980

Underlying: Common Stock · 490 shares

Expires 2026-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 20:41 UTC
Wilson Kelli AnnEVP Chief Banking Officer
Exercise / conversionRestricted Stock Units · Derivative 391 $18.38 Strike: $0.00 $7,186.58
Disclosure

SEC source: 0001046025-24-000064 · wk-form4_1710794489.xml · derivative · entry 7

Wilson Kelli Ann · CIK 0001961133 · EVP Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 392

Underlying: Common Stock · 391 shares

Expires 2025-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Award Date 02/22/22

Read SEC document
March 15, 2024 Filed Mar 18, 2024 20:41 UTC
Wilson Kelli AnnEVP Chief Banking Officer
Exercise / conversionRestricted Stock Units · Derivative 530 $18.38 Strike: $0.00 $9,741.40
Disclosure

SEC source: 0001046025-24-000064 · wk-form4_1710794489.xml · derivative · entry 6

Wilson Kelli Ann · CIK 0001961133 · EVP Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,775

Underlying: Common Stock · 530 shares

Expires 2033-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 20:41 UTC
Wilson Kelli AnnEVP Chief Banking Officer
Tax withholdingCommon Stock 421 $18.38 $7,737.98
Disclosure

SEC source: 0001046025-24-000064 · wk-form4_1710794489.xml · nonDerivative · entry 5

Wilson Kelli Ann · CIK 0001961133 · EVP Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,459

Read SEC document
March 15, 2024 Filed Mar 18, 2024 20:41 UTC
Wilson Kelli AnnEVP Chief Banking Officer
Exercise / conversionCommon Stock 332 $18.38 $6,102.16
Disclosure

SEC source: 0001046025-24-000064 · wk-form4_1710794489.xml · nonDerivative · entry 4

Wilson Kelli Ann · CIK 0001961133 · EVP Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,880

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 20:41 UTC
Wilson Kelli AnnEVP Chief Banking Officer
Exercise / conversionCommon Stock 490 $18.38 $9,006.20
Disclosure

SEC source: 0001046025-24-000064 · wk-form4_1710794489.xml · nonDerivative · entry 3

Wilson Kelli Ann · CIK 0001961133 · EVP Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,548

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 20:41 UTC
Wilson Kelli AnnEVP Chief Banking Officer
Exercise / conversionCommon Stock 391 $18.38 $7,186.58
Disclosure

SEC source: 0001046025-24-000064 · wk-form4_1710794489.xml · nonDerivative · entry 2

Wilson Kelli Ann · CIK 0001961133 · EVP Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,058

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 20:41 UTC
Wilson Kelli AnnEVP Chief Banking Officer
Exercise / conversionCommon Stock 530 $18.38 $9,741.40
Disclosure

SEC source: 0001046025-24-000064 · wk-form4_1710794489.xml · nonDerivative · entry 1

Wilson Kelli Ann · CIK 0001961133 · EVP Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 20:41 UTC
Glasby WilliamEVP Chief Information Officer
Exercise / conversionRestricted Stock Units · Derivative 1,571 $18.38 Strike: $0.00 $28,874.98
Disclosure

SEC source: 0001046025-24-000063 · wk-form4_1710794478.xml · derivative · entry 9

Glasby William · CIK 0001719362 · EVP Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,142

Underlying: Common Stock · 1,571 shares

Expires 2026-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 20:41 UTC
Glasby WilliamEVP Chief Information Officer
Exercise / conversionRestricted Stock Units · Derivative 533 $18.38 Strike: $0.00 $9,796.54
Disclosure

SEC source: 0001046025-24-000063 · wk-form4_1710794478.xml · derivative · entry 8

Glasby William · CIK 0001719362 · EVP Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 533 shares

Expires 2024-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 20:41 UTC
Glasby WilliamEVP Chief Information Officer
Exercise / conversionRestricted Stock Units · Derivative 302 $18.38 Strike: $0.00 $5,550.76
Disclosure

SEC source: 0001046025-24-000063 · wk-form4_1710794478.xml · derivative · entry 7

Glasby William · CIK 0001719362 · EVP Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,809

Underlying: Common Stock · 302 shares

Expires 2030-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 20:41 UTC
Glasby WilliamEVP Chief Information Officer
Exercise / conversionRestricted Stock Units · Derivative 979 $18.38 Strike: $0.00 $17,994.02
Disclosure

SEC source: 0001046025-24-000063 · wk-form4_1710794478.xml · derivative · entry 6

Glasby William · CIK 0001719362 · EVP Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 980

Underlying: Common Stock · 979 shares

Expires 2025-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: RSU Grant 2022

F2 · derivative.exercise_date: Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 20:41 UTC
Glasby WilliamEVP Chief Information Officer
Tax withholdingCommon Stock 840 $18.38 $15,439.20
Disclosure

SEC source: 0001046025-24-000063 · wk-form4_1710794478.xml · nonDerivative · entry 5

Glasby William · CIK 0001719362 · EVP Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,211

Read SEC document
March 15, 2024 Filed Mar 18, 2024 20:41 UTC
Glasby WilliamEVP Chief Information Officer
Exercise / conversionCommon Stock 1,571 $18.38 $28,874.98
Disclosure

SEC source: 0001046025-24-000063 · wk-form4_1710794478.xml · nonDerivative · entry 4

Glasby William · CIK 0001719362 · EVP Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,051

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 20:41 UTC
Glasby WilliamEVP Chief Information Officer
Exercise / conversionCommon Stock 533 $18.38 $9,796.54
Disclosure

SEC source: 0001046025-24-000063 · wk-form4_1710794478.xml · nonDerivative · entry 3

Glasby William · CIK 0001719362 · EVP Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,480

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 20:41 UTC
Glasby WilliamEVP Chief Information Officer
Exercise / conversionCommon Stock 302 $18.38 $5,550.76
Disclosure

SEC source: 0001046025-24-000063 · wk-form4_1710794478.xml · nonDerivative · entry 2

Glasby William · CIK 0001719362 · EVP Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,947

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 20:41 UTC
Glasby WilliamEVP Chief Information Officer
Exercise / conversionCommon Stock 979 $18.38 $17,994.02
Disclosure

SEC source: 0001046025-24-000063 · wk-form4_1710794478.xml · nonDerivative · entry 1

Glasby William · CIK 0001719362 · EVP Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,645

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 20:41 UTC
Deuel Jeffrey JDirector · CEO
Exercise / conversionPerformance Share Units · Derivative 2,653 $18.38 Strike: $0.00 $48,762.14
Disclosure

SEC source: 0001046025-24-000062 · wk-form4_1710794466.xml · derivative · entry 9

Deuel Jeffrey J · CIK 0001485896 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,653 shares

Expires 2024-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · balance_after: Represents performance stock unit granted from 2014 Omnibus Equity Plan. Units adjusted based on performance metrics.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 20:41 UTC
Deuel Jeffrey JDirector · CEO
Exercise / conversionRestricted Stock Units · Derivative 2,339 $18.38 Strike: $0.00 $42,990.82
Disclosure

SEC source: 0001046025-24-000062 · wk-form4_1710794466.xml · derivative · entry 8

Deuel Jeffrey J · CIK 0001485896 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,678

Underlying: Common Stock · 2,339 shares

Expires 2026-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 20:41 UTC
Deuel Jeffrey JDirector · CEO
Exercise / conversionRestricted Stock Units · Derivative 2,435 $18.38 Strike: $0.00 $44,755.30
Disclosure

SEC source: 0001046025-24-000062 · wk-form4_1710794466.xml · derivative · entry 7

Deuel Jeffrey J · CIK 0001485896 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,436

Underlying: Common Stock · 2,435 shares

Expires 2025-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: RSU Grant 2022

F2 · derivative.exercise_date: Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 20:41 UTC
Deuel Jeffrey JDirector · CEO
Exercise / conversionRestricted Stock Units · Derivative 2,255 $18.38 Strike: $0.00 $41,446.90
Disclosure

SEC source: 0001046025-24-000062 · wk-form4_1710794466.xml · derivative · entry 6

Deuel Jeffrey J · CIK 0001485896 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,255 shares

Expires 2024-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 20:41 UTC
Deuel Jeffrey JDirector · CEO
Tax withholdingCommon Stock 1,578 $18.38 $29,003.64
Disclosure

SEC source: 0001046025-24-000062 · wk-form4_1710794466.xml · nonDerivative · entry 5

Deuel Jeffrey J · CIK 0001485896 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,037

Read SEC document
March 15, 2024 Filed Mar 18, 2024 20:41 UTC
Deuel Jeffrey JDirector · CEO
Exercise / conversionCommon Stock 2,653 $18.38 $48,762.14
Disclosure

SEC source: 0001046025-24-000062 · wk-form4_1710794466.xml · nonDerivative · entry 4

Deuel Jeffrey J · CIK 0001485896 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,615

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 20:41 UTC
Deuel Jeffrey JDirector · CEO
Exercise / conversionCommon Stock 2,339 $18.38 $42,990.82
Disclosure

SEC source: 0001046025-24-000062 · wk-form4_1710794466.xml · nonDerivative · entry 3

Deuel Jeffrey J · CIK 0001485896 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,962

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 20:41 UTC
Deuel Jeffrey JDirector · CEO
Exercise / conversionCommon Stock 2,435 $18.38 $44,755.30
Disclosure

SEC source: 0001046025-24-000062 · wk-form4_1710794466.xml · nonDerivative · entry 2

Deuel Jeffrey J · CIK 0001485896 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,623

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 20:41 UTC
Deuel Jeffrey JDirector · CEO
Exercise / conversionCommon Stock 2,255 $18.38 $41,446.90
Disclosure

SEC source: 0001046025-24-000062 · wk-form4_1710794466.xml · nonDerivative · entry 1

Deuel Jeffrey J · CIK 0001485896 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,188

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 20:41 UTC
Henning Thomas JEVP Chief Risk Officer
Exercise / conversionRestricted Stock Units · Derivative 1,439 $18.38 Strike: $0.00 $26,448.82
Disclosure

SEC source: 0001046025-24-000061 · wk-form4_1710794447.xml · derivative · entry 9

Henning Thomas J · CIK 0001674263 · EVP Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,879

Underlying: Common Stock · 1,439 shares

Expires 2026-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 20:41 UTC
Henning Thomas JEVP Chief Risk Officer
Exercise / conversionRestricted Stock Units · Derivative 530 $18.38 Strike: $0.00 $9,741.40
Disclosure

SEC source: 0001046025-24-000061 · wk-form4_1710794447.xml · derivative · entry 8

Henning Thomas J · CIK 0001674263 · EVP Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,123

Underlying: Common Stock · 530 shares

Expires 2028-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 20:41 UTC
Henning Thomas JEVP Chief Risk Officer
Exercise / conversionRestricted Stock Units · Derivative 542 $18.38 Strike: $0.00 $9,961.96
Disclosure

SEC source: 0001046025-24-000061 · wk-form4_1710794447.xml · derivative · entry 7

Henning Thomas J · CIK 0001674263 · EVP Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 542 shares

Expires 2024-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 20:41 UTC
Henning Thomas JEVP Chief Risk Officer
Exercise / conversionRestricted Stock Units · Derivative 1,026 $18.38 Strike: $0.00 $18,857.88
Disclosure

SEC source: 0001046025-24-000061 · wk-form4_1710794447.xml · derivative · entry 6

Henning Thomas J · CIK 0001674263 · EVP Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,026

Underlying: Common Stock · 1,026 shares

Expires 2025-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: RSU Grant 2022

F2 · derivative.exercise_date: Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.

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March 15, 2024 Filed Mar 18, 2024 20:41 UTC
Henning Thomas JEVP Chief Risk Officer
Tax withholdingCommon Stock 687 $18.38 $12,627.06
Disclosure

SEC source: 0001046025-24-000061 · wk-form4_1710794447.xml · nonDerivative · entry 5

Henning Thomas J · CIK 0001674263 · EVP Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,832

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March 15, 2024 Filed Mar 18, 2024 20:41 UTC
Henning Thomas JEVP Chief Risk Officer
Exercise / conversionCommon Stock 1,439 $18.38 $26,448.82
Disclosure

SEC source: 0001046025-24-000061 · wk-form4_1710794447.xml · nonDerivative · entry 4

Henning Thomas J · CIK 0001674263 · EVP Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,519

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 20:41 UTC
Henning Thomas JEVP Chief Risk Officer
Exercise / conversionCommon Stock 530 $18.38 $9,741.40
Disclosure

SEC source: 0001046025-24-000061 · wk-form4_1710794447.xml · nonDerivative · entry 3

Henning Thomas J · CIK 0001674263 · EVP Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,080

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 20:41 UTC
Henning Thomas JEVP Chief Risk Officer
Exercise / conversionCommon Stock 542 $18.38 $9,961.96
Disclosure

SEC source: 0001046025-24-000061 · wk-form4_1710794447.xml · nonDerivative · entry 2

Henning Thomas J · CIK 0001674263 · EVP Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,550

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 20:41 UTC
Henning Thomas JEVP Chief Risk Officer
Exercise / conversionCommon Stock 1,026 $18.38 $18,857.88
Disclosure

SEC source: 0001046025-24-000061 · wk-form4_1710794447.xml · nonDerivative · entry 1

Henning Thomas J · CIK 0001674263 · EVP Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,008

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2024 Filed Feb 28, 2024 22:09 UTC
Chalfant TonyEVP Chief Credit Officer
GrantPerformance Share Units · Derivative 3,682 $18.16 Strike: $0.00 $66,865.12
Disclosure

SEC source: 0001046025-24-000045 · wk-form4_1709158160.xml · derivative · entry 2

Chalfant Tony · CIK 0001817084 · EVP Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,364

Underlying: Common Stock · 3,682 shares

Expires 2027-03-15

F3 · security: PSU grant 02-26-24.

F4 · derivative.exercise_date: Represents stock performance unit granted pursuant to the 2023 Omnibus Equity Plan. Units vest after three years contingent on meeting performance metrics.

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February 26, 2024 Filed Feb 28, 2024 22:09 UTC
Chalfant TonyEVP Chief Credit Officer
GrantRestricted Stock Units · Derivative 3,682 $18.16 Strike: $0.00 $66,865.12
Disclosure

SEC source: 0001046025-24-000045 · wk-form4_1709158160.xml · derivative · entry 1

Chalfant Tony · CIK 0001817084 · EVP Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,682

Underlying: Common Stock · 3,682 shares

Expires 2027-03-15

F1 · security: Represents award pursuant to 2023 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.

F2 · security: RSU Grant February 2024

F1 · derivative.exercise_date: Represents award pursuant to 2023 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.

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February 26, 2024 Filed Feb 28, 2024 22:09 UTC
Wilson Kelli AnnEVP Chief Banking Officer
GrantRestricted Stock Units · Derivative 4,359 $18.16 Strike: $0.00 $79,159.44
Disclosure

SEC source: 0001046025-24-000044 · wk-form4_1709158138.xml · derivative · entry 1

Wilson Kelli Ann · CIK 0001961133 · EVP Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,359

Underlying: Common Stock · 4,359 shares

Expires 2027-03-15

F1 · security: RSU Grant February 2024

F2 · derivative.exercise_date: Represents award pursuant to 2023 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.

Read SEC document
February 26, 2024 Filed Feb 28, 2024 22:08 UTC
Henning Thomas JEVP Chief Risk Officer
GrantRestricted Stock Units · Derivative 5,014 $18.16 Strike: $0.00 $91,054.24
Disclosure

SEC source: 0001046025-24-000043 · wk-form4_1709158113.xml · derivative · entry 1

Henning Thomas J · CIK 0001674263 · EVP Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,014

Underlying: Common Stock · 5,014 shares

Expires 2027-03-15

F1 · security: RSU Grant February 2024

F2 · derivative.exercise_date: Represents award pursuant to 2023 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.