HFFG

SEC source: 0001680873-24-000038 · wk-form4_1717791408.xml · nonDerivative · entry 1

Chang Christine · CIK 0001886874 · Chief Compliance Officer & GC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 166,091

F1 · kind: Represents a grant of restricted stock units; vests in one-third increments annually, beginning April 15, 2025.

SEC source: 0001680873-24-000037 · wk-form4_1717791134.xml · nonDerivative · entry 1

Lin Xi · CIK 0001793896 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 261,557

F1 · kind: Represents a grant of restricted stock units; vests in one-third increments annually, beginning April 15, 2025.

SEC source: 0001680873-24-000036 · wk-form4_1717791064.xml · nonDerivative · entry 1

Zhang Xiao Mou · CIK 0001793899 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,134,091

F1 · kind: Represents a grant of restricted stock units; vests in one-third increments annually, beginning April 15, 2025.

SEC source: 0001886874-26-000008 · wk-form4a_1780703356.xml · derivative · entry 1

Chang Christine · CIK 0001886874 · Chief Administrative Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,817

Underlying: Common Stock · 52,817 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance stock unit ("PSU") represents a contingent right to receive 1 to 1.5x shares of the Issuer's Class A Common Stock upon satisfaction of applicable vesting conditions.

F2 · derivative.exercise_date: The PSUs are scheduled to vest on April 15, 2027, if the Company achieves certain revenue and adjusted EBITDA targets for each year ended on December 31, 2024, 2025, and 2026.

F2 · derivative.expiration_date: The PSUs are scheduled to vest on April 15, 2027, if the Company achieves certain revenue and adjusted EBITDA targets for each year ended on December 31, 2024, 2025, and 2026.

SEC source: 0001793896-26-000009 · wk-form4a_1780704021.xml · derivative · entry 1

Lin Xi · CIK 0001793896 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,718

Underlying: Common Stock · 69,718 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance stock unit ("PSU") represents a contingent right to receive 1 to 1.5x shares of the Issuer's Class A Common Stock upon satisfaction of applicable vesting conditions.

F2 · derivative.exercise_date: The PSUs are scheduled to vest on April 15, 2027, if the Company achieves certain revenue and adjusted EBITDA targets for each year ended on December 31, 2024, 2025, and 2026.

F2 · derivative.expiration_date: The PSUs are scheduled to vest on April 15, 2027, if the Company achieves certain revenue and adjusted EBITDA targets for each year ended on December 31, 2024, 2025, and 2026.

SEC source: 0001680873-24-000017 · wk-form4_1713397151.xml · nonDerivative · entry 1

Chang Christine · CIK 0001886874 · Chief Compliance Officer & GC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,274

F1 · shares: Reflects the vesting of performance stock units on April 15, 2024, with each unit representing the right to receive one share of common stock.

F1 · price: Reflects the vesting of performance stock units on April 15, 2024, with each unit representing the right to receive one share of common stock.

F1 · acquired: Reflects the vesting of performance stock units on April 15, 2024, with each unit representing the right to receive one share of common stock.

SEC source: 0001680873-24-000016 · wk-form4_1713396999.xml · nonDerivative · entry 1

Lin Xi · CIK 0001793896 · President, CCO, Interim CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 191,839

F1 · kind: Reflects the vesting of performance stock units on April 15, 2024, with each unit representing the right to receive one share of common stock.

F1 · shares: Reflects the vesting of performance stock units on April 15, 2024, with each unit representing the right to receive one share of common stock.

F1 · price: Reflects the vesting of performance stock units on April 15, 2024, with each unit representing the right to receive one share of common stock.

SEC source: 0001680873-24-000015 · wk-form4_1713396879.xml · nonDerivative · entry 1

Zhang Xiao Mou · CIK 0001793899 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,992,254

F1 · kind: Reflects the vesting of performance stock units on April 15, 2024, with each unit representing the right to receive one share of common stock.

F1 · shares: Reflects the vesting of performance stock units on April 15, 2024, with each unit representing the right to receive one share of common stock.

F1 · balance_after: Reflects the vesting of performance stock units on April 15, 2024, with each unit representing the right to receive one share of common stock.

F2 · balance_after: Includes 116,580 Restricted Stock Units vesting in three equal installments beginning on April 13, 2024

SEC source: 0001104659-25-045371 · tm2514218-1_4seq1.xml · nonDerivative · entry 1

Ni Zhou Min · CIK 0001747056 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,555,673

F1 · kind: Effective as of November 1, 2023, Mr. Ni, HF Foods Group, Inc. (the "Company"), Chan Sin Wong, and James C. Bishop (collectively, the "Parties") entered into an Amendment to the Stipulation of Settlement (the "Amendment") in connection with the settlement of an action pending in Delaware Court of Chancery Bishop v. Ni, et al. C.A. No. 2022-0736-JTL (the "Settled Action"). The Parties agreed to enter into the Amendment, pursuant to which Mr. Ni would transfer all right, title and interest in and to 1,997,423 shares of Common Stock (the "Transferred Shares"), free and clear of all Encumbrances (as defined in the Amendment) (such transfer, the "Share Payment"). On December 1, 2023 in accordance with the Amendment, Mr. Ni transferred all necessary documents to transfer, assign and convey the Share Payment to the Company.

F1 · price: Effective as of November 1, 2023, Mr. Ni, HF Foods Group, Inc. (the "Company"), Chan Sin Wong, and James C. Bishop (collectively, the "Parties") entered into an Amendment to the Stipulation of Settlement (the "Amendment") in connection with the settlement of an action pending in Delaware Court of Chancery Bishop v. Ni, et al. C.A. No. 2022-0736-JTL (the "Settled Action"). The Parties agreed to enter into the Amendment, pursuant to which Mr. Ni would transfer all right, title and interest in and to 1,997,423 shares of Common Stock (the "Transferred Shares"), free and clear of all Encumbrances (as defined in the Amendment) (such transfer, the "Share Payment"). On December 1, 2023 in accordance with the Amendment, Mr. Ni transferred all necessary documents to transfer, assign and convey the Share Payment to the Company.

SEC source: 0001628280-23-032094 · wk-form4_1694552826.xml · nonDerivative · entry 2

Zhang Xiao Mou · CIK 0001793899 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 130,000

F2 · price: The price reported in this box in Column 4 is a weighted average price. These shares were purchased on September 8, 2023 in transactions at prices ranging from $4.23 to $4.46 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the United States Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

F3 · ownership.nature: The Reporting Person disclaims Section 16 beneficial ownership over the securities reported except to the extent of his pecuniary interest therein, if any.

SEC source: 0001628280-23-031874 · wk-form4_1694206014.xml · nonDerivative · entry 3

Zhang Xiao Mou · CIK 0001793899 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 115,048

F4 · price: The price reported in this box in Column 4 is a weighted average price. These shares were purchased on September 7, 2023 in transactions at prices ranging from $4.50 to $4.64 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the United States Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

F3 · ownership.nature: The Reporting Person disclaims Section 16 beneficial ownership over the securities reported except to the extent of his pecuniary interest therein, if any.

SEC source: 0001628280-23-031874 · wk-form4_1694206014.xml · nonDerivative · entry 2

Zhang Xiao Mou · CIK 0001793899 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 100,048

F2 · price: The price reported in this box in Column 4 is a weighted average price. These shares were purchased on September 6, 2023 in transactions at prices ranging from $4.33 to $4.57 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the United States Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

F3 · ownership.nature: The Reporting Person disclaims Section 16 beneficial ownership over the securities reported except to the extent of his pecuniary interest therein, if any.

SEC source: 0001628280-23-030814 · wk-form4_1693268974.xml · nonDerivative · entry 3

Zhang Xiao Mou · CIK 0001793899 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 90,048

F5 · price: The price reported in this box in Column 4 is a weighted average price. These shares were purchased on August 28, 2023 in transactions at prices ranging from $4.75 to $4.90 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the United States Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

F4 · ownership.nature: The Reporting Person disclaims Section 16 beneficial ownership over the securities reported except to the extent of his pecuniary interest therein, if any.

SEC source: 0001628280-23-030814 · wk-form4_1693268974.xml · nonDerivative · entry 2

Zhang Xiao Mou · CIK 0001793899 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 70,048

F3 · price: The price reported in this box in Column 4 is a weighted average price. These shares were purchased on August 24, 2023 in transactions at prices ranging from $4.75 to $4.82 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the United States Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

F4 · ownership.nature: The Reporting Person disclaims Section 16 beneficial ownership over the securities reported except to the extent of his pecuniary interest therein, if any.

SEC source: 0001628280-23-030814 · wk-form4_1693268974.xml · nonDerivative · entry 1

Zhang Xiao Mou · CIK 0001793899 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,926,500

F1 · price: The price reported in this box in Column 4 is a weighted average price. These shares were purchased on August 24, 2023 in transactions at prices ranging from $4.80 to $4.82 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the United States Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

F2 · balance_after: Includes 116,580 Restricted Stock Units vesting in three equal installments beginning on April 13, 2024.

SEC source: 0001628280-23-029996 · wk-form4_1692390207.xml · nonDerivative · entry 3

Zhang Xiao Mou · CIK 0001793899 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 45,000

F4 · price: The price reported in this box in Column 4 is a weighted average price. These shares were purchased on August 17, 2023 in transactions at prices ranging from $4.80 to $4.91 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the United States Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

F3 · ownership.nature: The Reporting Person disclaims Section 16 beneficial ownership over the securities reported except to the extent of his pecuniary interest therein, if any.

SEC source: 0001628280-23-029996 · wk-form4_1692390207.xml · nonDerivative · entry 2

Zhang Xiao Mou · CIK 0001793899 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 25,000

F2 · price: The price reported in this box in Column 4 is a weighted average price. These shares were purchased on August 16, 2023 in transactions at prices ranging from $4.80 to $4.91 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the United States Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

F3 · ownership.nature: The Reporting Person disclaims Section 16 beneficial ownership over the securities reported except to the extent of his pecuniary interest therein, if any.

SEC source: 0001680873-24-000015 · wk-form4_1713396879.xml · nonDerivative · entry 2

Zhang Xiao Mou · CIK 0001793899 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,991,485

F3 · kind: Represents additional shares withheld to satisfy tax obligations upon the vesting of performance stock units on January 31, 2023.

F3 · shares: Represents additional shares withheld to satisfy tax obligations upon the vesting of performance stock units on January 31, 2023.

SEC source: 0001628280-23-012017 · wf-form4_168186831428400.xml · nonDerivative · entry 4

Chang Christine · CIK 0001886874 · Chief Compliance Officer & GC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,577

F5 · kind: Represents shares withheld to satisfy tax obligations upon the vesting of restricted stock units.

SEC source: 0001628280-23-012017 · wf-form4_168186831428400.xml · nonDerivative · entry 3

Chang Christine · CIK 0001886874 · Chief Compliance Officer & GC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,116

F4 · kind: Represents shares withheld to satisfy tax obligations upon the vesting of performance stock units performance stock units described in footnote 3.

SEC source: 0001628280-23-012017 · wf-form4_168186831428400.xml · nonDerivative · entry 2

Chang Christine · CIK 0001886874 · Chief Compliance Officer & GC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,825

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: On November 15, 2022, the reporting person was granted 27,401 performance stock units with each unit representing the right to receive one share of common stock, one-third of which vested on April 15, 2023.

F3 · shares: On November 15, 2022, the reporting person was granted 27,401 performance stock units with each unit representing the right to receive one share of common stock, one-third of which vested on April 15, 2023.

F3 · price: On November 15, 2022, the reporting person was granted 27,401 performance stock units with each unit representing the right to receive one share of common stock, one-third of which vested on April 15, 2023.

SEC source: 0001628280-23-012017 · wf-form4_168186831428400.xml · nonDerivative · entry 1

Chang Christine · CIK 0001886874 · Chief Compliance Officer & GC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,691

F1 · kind: Represents a grant of restricted stock units; vests in one-third increments on each of the first three anniversaries of the grant date of April 15, 2023.

F2 · balance_after: Reflects an adjustment to include 6,421 shares the reporting person was entitled to pursuant to their employment agreement awarded under the terms of the restricted stock units granted on September 1, 2022. Also includes an adjustment to dispose of 185 shares withheld to satisfy the tax obligations upon the vesting of performance stock units on January 31, 2023.

SEC source: 0001628280-23-012008 · wf-form4_168186768115373.xml · nonDerivative · entry 1

Wang Hong · CIK 0001749339 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,286

F1 · kind: Represents a grant of restricted stock units; vests on April 15, 2024.

F1 · price: Represents a grant of restricted stock units; vests on April 15, 2024.

SEC source: 0001628280-23-012004 · wf-form4_168186745577137.xml · nonDerivative · entry 1

Chase Valerie · CIK 0001748399 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,286

F1 · kind: Represents a grant of restricted stock units; vests on April 15, 2024.

F1 · price: Represents a grant of restricted stock units; vests on April 15, 2024.

SEC source: 0001628280-23-012010 · wf-form4_168186776217926.xml · nonDerivative · entry 1

Libby Russell T. · CIK 0001507764 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,983

F1 · kind: Represents a grant of restricted stock units; vests on April 15, 2024.

F1 · price: Represents a grant of restricted stock units; vests on April 15, 2024.

SEC source: 0001628280-23-012015 · wf-form4_168186818745613.xml · nonDerivative · entry 2

Lin Xi · CIK 0001793896 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 158,961

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: On November 15, 2022, the reporting person was granted 46,973 performance stock units with each unit representing the right to receive one share of common stock, one-third of which vested on April 15, 2023.

F2 · shares: On November 15, 2022, the reporting person was granted 46,973 performance stock units with each unit representing the right to receive one share of common stock, one-third of which vested on April 15, 2023.

F2 · price: On November 15, 2022, the reporting person was granted 46,973 performance stock units with each unit representing the right to receive one share of common stock, one-third of which vested on April 15, 2023.

SEC source: 0001628280-23-012015 · wf-form4_168186818745613.xml · nonDerivative · entry 1

Lin Xi · CIK 0001793896 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,303

F1 · kind: Represents a grant of restricted stock units; vests in one-third increments on each of the first three anniversaries of the grant date of April 15, 2023.

SEC source: 0001628280-23-012013 · wf-form4_168186806278642.xml · nonDerivative · entry 2

Zhang Xiao Mou · CIK 0001793899 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,916,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: On November 15, 2022, the reporting person was granted 93,946 performance stock units with each unit representing the right to receive one share of common stock, one third of which vested on April 15, 2023.

F2 · shares: On November 15, 2022, the reporting person was granted 93,946 performance stock units with each unit representing the right to receive one share of common stock, one third of which vested on April 15, 2023.

F2 · price: On November 15, 2022, the reporting person was granted 93,946 performance stock units with each unit representing the right to receive one share of common stock, one third of which vested on April 15, 2023.

SEC source: 0001628280-23-012013 · wf-form4_168186806278642.xml · nonDerivative · entry 1

Zhang Xiao Mou · CIK 0001793899 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,885,184

F1 · kind: Represents a grant of restricted stock units; vests in one-third increments on each of the first three anniversaries of the grant date of April 15, 2023.

SEC source: 0001628280-23-012006 · wf-form4_168186754845234.xml · nonDerivative · entry 1

Kuai Prudence C · CIK 0001901291 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,544

F1 · kind: Represents a grant of restricted stock units; vests on April 15, 2024

F1 · price: Represents a grant of restricted stock units; vests on April 15, 2024

SEC source: 0001628280-23-012040 · wf-form4_168192311918785.xml · nonDerivative · entry 2

Rodriguez Carlos Antonio · CIK 0001940607 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,870

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: On November 15, 2022, the reporting person was granted 27,401 performance stock units with each unit representing the right to receive one share of common stock, one-third of which vested on April 15, 2023.

F2 · shares: On November 15, 2022, the reporting person was granted 27,401 performance stock units with each unit representing the right to receive one share of common stock, one-third of which vested on April 15, 2023.

F2 · price: On November 15, 2022, the reporting person was granted 27,401 performance stock units with each unit representing the right to receive one share of common stock, one-third of which vested on April 15, 2023.

SEC source: 0001628280-23-012040 · wf-form4_168192311918785.xml · nonDerivative · entry 1

Rodriguez Carlos Antonio · CIK 0001940607 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 142,765

F1 · kind: Represents a grant of restricted stock units; vests in one-third increments on each of the first three anniversaries of the grant date of April 15, 2023.

SEC source: 0001680873-23-000015 · wf-form4_168065782808598.xml · derivative · entry 3

Chang Christine · CIK 0001886874 · Chief Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,958

Underlying: Common Stock · 3,489 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Vesting of performance stock units described in footnote 1.

F4 · kind: Vesting of performance stock units described in footnote 1.

F5 · derivative.exercise_date: Vest based on issuer meeting certain performance metrics for the fiscal years ending December 31, 2022 and 2023 established by the issuer's compensation committee

F5 · derivative.expiration_date: Vest based on issuer meeting certain performance metrics for the fiscal years ending December 31, 2022 and 2023 established by the issuer's compensation committee

SEC source: 0001680873-23-000015 · wf-form4_168065782808598.xml · nonDerivative · entry 2

Chang Christine · CIK 0001886874 · Chief Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,595

F3 · kind: Represents shares withheld to satisfy tax obligations upon the vesting of performance stock units described in footnote 1.

SEC source: 0001680873-23-000015 · wf-form4_168065782808598.xml · nonDerivative · entry 1

Chang Christine · CIK 0001886874 · Chief Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,630

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On September 8, 2021, the Reporting Person was granted 20,937 performance stock units with each unit representing the right to receive one share of the Issuer's common stock, one sixth of which vested on March 31, 2023.

F1 · price: On September 8, 2021, the Reporting Person was granted 20,937 performance stock units with each unit representing the right to receive one share of the Issuer's common stock, one sixth of which vested on March 31, 2023.

F2 · balance_after: Includes Restricted Stock Units vesting in three equal installments, with the second installment vesting on September 8, 2023.

SEC source: 0001680873-23-000014 · wf-form4_168065771214872.xml · derivative · entry 2

Zhang Xiao Mou · CIK 0001793899 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,028

Underlying: Common Stock · 14,507 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Vesting of performance stock units described in footnote 1.

F4 · derivative.exercise_date: Vest based on the issuer meeting certain performance metrics for the fiscal years ending December 31, 2022 and December 2023 established by the issuer's compensation committee

F4 · derivative.expiration_date: Vest based on the issuer meeting certain performance metrics for the fiscal years ending December 31, 2022 and December 2023 established by the issuer's compensation committee

SEC source: 0001680873-23-000014 · wf-form4_168065771214872.xml · nonDerivative · entry 1

Zhang Xiao Mou · CIK 0001793899 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,768,604

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On July 8, 2021, the Reporting Person was granted 87,042 performance stock units with each unit representing the right to receive one share of the Issuer's common stock, one sixth of which vested on March 31, 2023.

F1 · acquired: On July 8, 2021, the Reporting Person was granted 87,042 performance stock units with each unit representing the right to receive one share of the Issuer's common stock, one sixth of which vested on March 31, 2023.

F2 · balance_after: Includes Restricted Stock Units vesting in three equal installments, with the second installment vesting on July 8, 2023.

SEC source: 0001628280-23-002824 · wf-form4_167590339826193.xml · derivative · entry 4

Chang Christine · CIK 0001886874 · Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,447

Underlying: Common Stock · 3,490 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Vesting of performance stock units described in footnote 1.

F4 · kind: Vesting of performance stock units described in footnote 1.

F5 · derivative.exercise_date: Vest based on the issuer meeting certain performance metrics for the fiscal years ending December 31, 2022 and 2023 established by the issuer's compensation committee.

F5 · derivative.expiration_date: Vest based on the issuer meeting certain performance metrics for the fiscal years ending December 31, 2022 and 2023 established by the issuer's compensation committee.

SEC source: 0001628280-23-002824 · wf-form4_167590339826193.xml · nonDerivative · entry 3

Chang Christine · CIK 0001886874 · Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,631

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001628280-23-002824 · wf-form4_167590339826193.xml · nonDerivative · entry 2

Chang Christine · CIK 0001886874 · Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,141

F3 · kind: Represents shares withheld to satisfy tax obligations upon the vesting of performance stock units on January 31, 2023 described in footnote 1.

F2 · balance_after: Includes Restricted Stock Units vesting in three equal installments, with the second installment vesting on September 8, 2023.

SEC source: 0001628280-23-002824 · wf-form4_167590339826193.xml · nonDerivative · entry 1

Chang Christine · CIK 0001886874 · Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,991

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On September 8, 2021, the Reporting Person was granted 20,937 performance stock units with each unit representing the right to receive one share of the Issuer's common stock, one sixth of which vested on January 31, 2023.

F1 · price: On September 8, 2021, the Reporting Person was granted 20,937 performance stock units with each unit representing the right to receive one share of the Issuer's common stock, one sixth of which vested on January 31, 2023.

F2 · balance_after: Includes Restricted Stock Units vesting in three equal installments, with the second installment vesting on September 8, 2023.

SEC source: 0001628280-23-002827 · wf-form4_167590352466422.xml · derivative · entry 3

Zhang Xiao Mou · CIK 0001793899 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,535

Underlying: Common Stock · 14,507 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: Vesting of performance stock units described in footnote 1.

F5 · derivative.exercise_date: Vest based on the issuer meeting certain performance metrics for the fiscal years ending December 31, 2022 and 2023 established by the issuer's compensation committee.

F5 · derivative.expiration_date: Vest based on the issuer meeting certain performance metrics for the fiscal years ending December 31, 2022 and 2023 established by the issuer's compensation committee.

SEC source: 0001628280-23-002827 · wf-form4_167590352466422.xml · nonDerivative · entry 2

Zhang Xiao Mou · CIK 0001793899 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,754,097

F3 · kind: Represents shares withheld to satisfy tax obligations upon the vesting of performance stock units on January 31, 2023 described in footnote 1.

F1 · price: On July 8, 2021, the Reporting Person was granted 87,042 performance stock units with each unit representing the right to receive one share of the Issuer's common stock, one sixth of which vested on January 31, 2023.

F2 · balance_after: Includes Restricted Stock Units vesting in three equal installments, with the second installment vesting on July 8, 2023.

SEC source: 0001628280-23-002827 · wf-form4_167590352466422.xml · nonDerivative · entry 1

Zhang Xiao Mou · CIK 0001793899 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,757,630

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On July 8, 2021, the Reporting Person was granted 87,042 performance stock units with each unit representing the right to receive one share of the Issuer's common stock, one sixth of which vested on January 31, 2023.

F1 · price: On July 8, 2021, the Reporting Person was granted 87,042 performance stock units with each unit representing the right to receive one share of the Issuer's common stock, one sixth of which vested on January 31, 2023.

F2 · balance_after: Includes Restricted Stock Units vesting in three equal installments, with the second installment vesting on July 8, 2023.

SEC source: 0000899243-22-030501 · doc4.xml · nonDerivative · entry 1

Chang Christine · CIK 0001886874 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,201

F1 · kind: Grant of Restricted Stock Units exchangeable on a 1/1 basis for shares of common stock; vests in three annual instalments beginning on April 15, 2023.

F2 · balance_after: Includes Restricted Stock Units vesting in three equal installments, with the first installment vesting on September 8, 2022.

SEC source: 0000899243-22-030502 · doc4.xml · nonDerivative · entry 1

Wang Hong · CIK 0001749339 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,413

F1 · security: Grant of Restricted Stock Units exchangeable on a 1/1 basis for shares of common stock; vests on April 15, 2023.

F1 · kind: Grant of Restricted Stock Units exchangeable on a 1/1 basis for shares of common stock; vests on April 15, 2023.

SEC source: 0000899243-22-030500 · doc4.xml · nonDerivative · entry 1

Chase Valerie · CIK 0001748399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,742

F1 · security: Grant of Restricted Stock Units exchangeable on a 1/1 basis for shares of common stock; vests on April 15, 2023.

F1 · kind: Grant of Restricted Stock Units exchangeable on a 1/1 basis for shares of common stock; vests on April 15, 2023.

SEC source: 0000899243-22-030495 · doc4.xml · nonDerivative · entry 1

Libby Russell T. · CIK 0001507764 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,076

F1 · security: Grant of Restricted Stock Units exchangeable on a 1/1 basis for shares of common stock; vests on April 15, 2023.

F1 · kind: Grant of Restricted Stock Units exchangeable on a 1/1 basis for shares of common stock; vests on April 15, 2023.

SEC source: 0000899243-22-030503 · doc4.xml · nonDerivative · entry 1

Zhang Xiao Mou · CIK 0001793899 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,750,188

F1 · kind: Grant of Restricted Stock Units exchangeable on a 1/1 basis for shares of common stock; vests in three annual instalments beginning on April 15, 2023.

F2 · balance_after: Includes restricted stock units vesting in three equal annual instalments with the first instalment having vested on July 8, 2022.

SEC source: 0000899243-22-030498 · doc4.xml · nonDerivative · entry 1

Rodriguez Carlos Antonio · CIK 0001940607 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,139

F1 · security: Grant of Restricted Stock Units exchangeable on a 1/1 basis for shares of common stock; vests in three annual instalments beginning on April 15, 2023.

F1 · kind: Grant of Restricted Stock Units exchangeable on a 1/1 basis for shares of common stock; vests in three annual instalments beginning on April 15, 2023.