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Nasdaq · USD

HELE

HELEN OF TROY LTD

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908
SEC CIK
0000916789
Parsed reports
480

Last 12 months

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0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 08, 2017 Filed May 10, 2017 23:48 UTC
OPPENHEIM RICHARD JVice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 500 $64.19 Strike: $64.19 $32,095.00
Disclosure

SEC source: 0001179110-17-007024 · edgar.xml · derivative · entry 9

OPPENHEIM RICHARD J · CIK 0001261305 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,750

Underlying: Common Stock · 500 shares

Expires 2024-05-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest over five years in increments of 10%, 15%, 20%, 25% and 30%.

Read SEC document
May 08, 2017 Filed May 10, 2017 23:48 UTC
OPPENHEIM RICHARD JVice President
Exercise / conversionEmployee Stock Option (Right To Buy) · Derivative 625 $36.03 Strike: $36.03 $22,518.75
Disclosure

SEC source: 0001179110-17-007024 · edgar.xml · derivative · entry 8

OPPENHEIM RICHARD J · CIK 0001261305 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,250

Underlying: Common Stock · 625 shares

Expires 2023-05-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest over five years in increments of 10%, 15%, 20%, 25% and 30%.

Read SEC document
May 08, 2017 Filed May 10, 2017 23:48 UTC
OPPENHEIM RICHARD JVice President
Exercise / conversionEmployee Stock Option (Right To Buy) · Derivative 900 $34.72 Strike: $34.72 $31,248.00
Disclosure

SEC source: 0001179110-17-007024 · edgar.xml · derivative · entry 7

OPPENHEIM RICHARD J · CIK 0001261305 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,875

Underlying: Common Stock · 900 shares

Expires 2022-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest over five years in increments of 10%, 15%, 20%, 25% and 30%.

Read SEC document
May 08, 2017 Filed May 10, 2017 23:48 UTC
OPPENHEIM RICHARD JVice President
SaleCommon Stock, par value $0.10 per share 500 $95.00 $47,500.00
Disclosure

SEC source: 0001179110-17-007024 · edgar.xml · nonDerivative · entry 6

OPPENHEIM RICHARD J · CIK 0001261305 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228

F2 · kind: The sales reported on this Form 4 were effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person in October 2016.

Read SEC document
May 08, 2017 Filed May 10, 2017 23:48 UTC
OPPENHEIM RICHARD JVice President
Exercise / conversionCommon Stock, par value $0.10 per share 500 $64.19 $32,095.00
Disclosure

SEC source: 0001179110-17-007024 · edgar.xml · nonDerivative · entry 5

OPPENHEIM RICHARD J · CIK 0001261305 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 728

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The sales reported on this Form 4 were effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person in October 2016.

Read SEC document
May 08, 2017 Filed May 10, 2017 23:48 UTC
OPPENHEIM RICHARD JVice President
SaleCommon Stock, par value $0.10 per share 625 $95.00 $59,375.00
Disclosure

SEC source: 0001179110-17-007024 · edgar.xml · nonDerivative · entry 4

OPPENHEIM RICHARD J · CIK 0001261305 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228

F2 · kind: The sales reported on this Form 4 were effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person in October 2016.

Read SEC document
May 08, 2017 Filed May 10, 2017 23:48 UTC
OPPENHEIM RICHARD JVice President
Exercise / conversionCommon Stock, par value $0.10 per share 625 $36.03 $22,518.75
Disclosure

SEC source: 0001179110-17-007024 · edgar.xml · nonDerivative · entry 3

OPPENHEIM RICHARD J · CIK 0001261305 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 853

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The sales reported on this Form 4 were effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person in October 2016.

Read SEC document
May 08, 2017 Filed May 10, 2017 23:48 UTC
OPPENHEIM RICHARD JVice President
SaleCommon Stock, par value $0.10 per share 900 $95.00 $85,500.00
Disclosure

SEC source: 0001179110-17-007024 · edgar.xml · nonDerivative · entry 2

OPPENHEIM RICHARD J · CIK 0001261305 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228

F2 · kind: The sales reported on this Form 4 were effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person in October 2016.

Read SEC document
May 08, 2017 Filed May 10, 2017 23:48 UTC
OPPENHEIM RICHARD JVice President
Exercise / conversionCommon Stock, par value $0.10 per share 900 $34.72 $31,248.00
Disclosure

SEC source: 0001179110-17-007024 · edgar.xml · nonDerivative · entry 1

OPPENHEIM RICHARD J · CIK 0001261305 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,128

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The sales reported on this Form 4 were effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person in October 2016.

F1 · balance_after: Total shares updated to reflect those issued through restricted stock share vesting.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 01:40 UTC Tax withholdingCommon Stock, par value $0.10 per share 73 $98.45 $7,186.85
Disclosure

SEC source: 0001179110-17-003744 · edgar.xml · nonDerivative · entry 1

OPPENHEIM RICHARD J · CIK 0001261305 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 485

Read SEC document
March 01, 2017 Filed Mar 3, 2017 01:52 UTC
Mininberg JulienChief Executive Officer
GrantCommon Stock, par value $0.10 par value 8,125 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-003748 · edgar.xml · nonDerivative · entry 2

Mininberg Julien · CIK 0001597885 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,238.62

F1 · shares: Restricted Stock Units reported as Non-Derivative Securities vesting in two equal installments on March 1, 2019 and on March 1, 2020.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 01:52 UTC
Mininberg JulienChief Executive Officer
Tax withholdingCommon Stock, par value $0.10 per share 761 $98.45 $74,920.45
Disclosure

SEC source: 0001179110-17-003748 · edgar.xml · nonDerivative · entry 1

Mininberg Julien · CIK 0001597885 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,113.62

Read SEC document
March 01, 2017 Filed Mar 3, 2017 01:48 UTC
CARSON VINCENT DChief Legal Officer
GrantCommon Stock, par value $0.10 per share 1,767 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-003746 · edgar.xml · nonDerivative · entry 2

CARSON VINCENT D · CIK 0001223872 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,393

F1 · shares: Restricted Stock Units reported as Non-Derivative Securities vesting in two equal installments on March 1, 2019 and on March 1, 2020.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 01:48 UTC
CARSON VINCENT DChief Legal Officer
Tax withholdingCommon Stock, par value $0.10 per share 505 $98.45 $49,717.25
Disclosure

SEC source: 0001179110-17-003746 · edgar.xml · nonDerivative · entry 1

CARSON VINCENT D · CIK 0001223872 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,626

Read SEC document
March 01, 2017 Filed Mar 3, 2017 01:38 UTC
Grass BrianChief Financial Officer
GrantCommon Stock, par value $0.10 per share 1,269 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-003742 · edgar.xml · nonDerivative · entry 2

Grass Brian · CIK 0001606522 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,919

F1 · shares: Restricted Stock Units reported as Non-Derivative Securities vesting in two equal installments on March 1, 2019 and on March 1, 2020.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 01:38 UTC
Grass BrianChief Financial Officer
Tax withholdingCommon Stock, Par value $0.10 per share 348 $98.45 $34,260.60
Disclosure

SEC source: 0001179110-17-003742 · edgar.xml · nonDerivative · entry 1

Grass Brian · CIK 0001606522 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,650

Read SEC document
March 01, 2017 Filed Mar 3, 2017 01:35 UTC OtherCommon share tax-offset right · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-003741 · edgar.xml · derivative · entry 3

CASE THURMAN K · CIK 0001270350 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common share tax-offset right · 0 shares

Expires 2017-03-01

F2 · derivative.exercise_price: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

F2 · derivative.underlying_shares: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 01:35 UTC GrantCommon share tax-offset right · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-003741 · edgar.xml · derivative · entry 2

CASE THURMAN K · CIK 0001270350 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common share tax-offset righ · 0 shares

Expires 2017-03-01

F2 · derivative.exercise_price: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

F2 · shares: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

F2 · derivative.underlying_shares: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

F2 · balance_after: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 01:35 UTC GrantCommon Shares, par value $0.10 per share 178 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-003741 · edgar.xml · nonDerivative · entry 1

CASE THURMAN K · CIK 0001270350 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178

F1 · price: Grant of restricted stock, which vested immediately and is accompanied by a tax-offset right.

F2 · price: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 01:22 UTC OtherCommon share tax-offset right · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-003737 · edgar.xml · derivative · entry 3

Woody Darren G · CIK 0001302116 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common share tax-offset right · 0 shares

Expires 2017-03-01

F2 · derivative.exercise_price: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

F2 · derivative.underlying_shares: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 01:22 UTC GrantCommon share tax-offset right · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-003737 · edgar.xml · derivative · entry 2

Woody Darren G · CIK 0001302116 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common share tax-offset right · 0 shares

Expires 2017-03-01

F2 · derivative.exercise_price: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

F2 · shares: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

F2 · derivative.underlying_shares: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

F2 · balance_after: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 01:22 UTC GrantCommon Shares, Par value $0.10 per share 178 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-003737 · edgar.xml · nonDerivative · entry 1

Woody Darren G · CIK 0001302116 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,593

F1 · price: Grant of restricted stock, which vested immediately and is accompanied by a tax-offset right.

F2 · price: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 01:21 UTC
RAFF BERYLDirector
OtherCommon share tax-offset right · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-003736 · edgar.xml · derivative · entry 3

RAFF BERYL · CIK 0001228172 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common share tax-offset right · 0 shares

Expires 2017-03-01

F2 · derivative.exercise_price: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

F2 · derivative.underlying_shares: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 01:21 UTC
RAFF BERYLDirector
GrantCommon share tax-offset right · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-003736 · edgar.xml · derivative · entry 2

RAFF BERYL · CIK 0001228172 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common share tax-offset right · 0 shares

Expires 2017-03-01

F2 · derivative.exercise_price: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

F2 · shares: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

F2 · derivative.underlying_shares: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

F2 · balance_after: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 01:21 UTC
RAFF BERYLDirector
GrantCommon Shares, par value $0.10 per share 178 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-003736 · edgar.xml · nonDerivative · entry 1

RAFF BERYL · CIK 0001228172 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,313

F1 · price: Grant of restricted stock, which vested immediately and is acccompanied by a tax-offset right.

F2 · price: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 01:20 UTC OtherCommon share tax-offset right · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-003735 · edgar.xml · derivative · entry 3

Susetka William · CIK 0001471047 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common share tax-offset right · 0 shares

Expires 2017-03-01

F2 · derivative.exercise_price: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

F2 · derivative.underlying_shares: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 01:20 UTC GrantCommon share tax-offset right · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-003735 · edgar.xml · derivative · entry 2

Susetka William · CIK 0001471047 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common share tax-offset right · 0 shares

Expires 2017-03-01

F2 · derivative.exercise_price: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

F2 · shares: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

F2 · derivative.underlying_shares: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

F2 · balance_after: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 01:20 UTC GrantCommon Shares, par value $0.10 per share 178 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-003735 · edgar.xml · nonDerivative · entry 1

Susetka William · CIK 0001471047 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,793

F1 · price: Grant of restricted stock, which vested immediately and is accompanied by a tax-offset right.

F2 · price: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 01:19 UTC OtherCommon share tax-offset right · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-003734 · edgar.xml · derivative · entry 3

DAVERN ALEXANDER M · CIK 0001192890 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common share tax-offset right · 0 shares

Expires 2017-03-01

F2 · derivative.exercise_price: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

F2 · derivative.underlying_shares: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 01:19 UTC GrantCommon share tax-offset right · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-003734 · edgar.xml · derivative · entry 2

DAVERN ALEXANDER M · CIK 0001192890 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common share tax-offset right · 0 shares

Expires 2017-03-01

F2 · derivative.exercise_price: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

F2 · shares: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

F2 · derivative.underlying_shares: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 01:19 UTC GrantCommon Shares, par value $0.10 per share 178 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-003734 · edgar.xml · nonDerivative · entry 1

DAVERN ALEXANDER M · CIK 0001192890 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,313

F1 · price: Grant of restricted stock, which vested immediately and is accompanied by a tax-offset right.

F2 · price: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 01:16 UTC OtherCommon share tax-offset right · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-003731 · edgar.xml · derivative · entry 3

ABROMOVITZ GARY B · CIK 0001223858 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common share tax-offset right · 0 shares

Expires 2017-03-01

F2 · derivative.exercise_price: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

F2 · shares: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

F2 · derivative.underlying_shares: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 01:16 UTC GrantCommon share tax-offset right · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-003731 · edgar.xml · derivative · entry 2

ABROMOVITZ GARY B · CIK 0001223858 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common share tax-offset right · 0 shares

Expires 2017-03-01

F2 · derivative.exercise_price: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

F2 · shares: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

F2 · derivative.underlying_shares: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

F2 · balance_after: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 01:16 UTC GrantCommon Shares, par value $0.10 per share 178 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-003731 · edgar.xml · nonDerivative · entry 1

ABROMOVITZ GARY B · CIK 0001223858 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,443

F1 · price: Grant of restricted stock, which vested immediately and is accompanied by a tax-offset right.

F2 · price: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 01:19 UTC OtherCommon share tax-offset right · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-003733 · edgar.xml · derivative · entry 3

Meeker Timothy F · CIK 0001302118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common share tax-offset right · 0 shares

Expires 2017-03-01

F2 · derivative.exercise_price: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 01:19 UTC GrantCommon share tax-offset right · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-003733 · edgar.xml · derivative · entry 2

Meeker Timothy F · CIK 0001302118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common share tax-offset right · 0 shares

Expires 2017-03-01

F2 · derivative.exercise_price: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

F2 · shares: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

F2 · derivative.underlying_shares: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

F2 · balance_after: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

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March 01, 2017 Filed Mar 3, 2017 01:19 UTC GrantCommon Shares, par value $0.10 per share 178 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-003733 · edgar.xml · nonDerivative · entry 1

Meeker Timothy F · CIK 0001302118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,793

F1 · price: Grant of restricted stock, which vested immediately and is accompanied by a tax-offset right.

F2 · price: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

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March 01, 2017 Filed Mar 3, 2017 01:17 UTC OtherCommon share tax-offset right · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-003732 · edgar.xml · derivative · entry 3

BUTTERWORTH JOHN B · CIK 0001223860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common share tax-offset right · 0 shares

Expires 2017-03-01

F2 · derivative.exercise_price: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

F2 · derivative.underlying_shares: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

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March 01, 2017 Filed Mar 3, 2017 01:17 UTC GrantCommon share tax-offset right · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-003732 · edgar.xml · derivative · entry 2

BUTTERWORTH JOHN B · CIK 0001223860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common share tax-offset right · 0 shares

Expires 2017-03-01

F2 · derivative.exercise_price: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

F2 · shares: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

F2 · derivative.underlying_shares: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

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March 01, 2017 Filed Mar 3, 2017 01:17 UTC GrantCommon Stock, par value $0.10 per share 178 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-003732 · edgar.xml · nonDerivative · entry 1

BUTTERWORTH JOHN B · CIK 0001223860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,443

F1 · price: Grant of restricted stock, which vested immediately and is accompanied by a tax-offset right.

F2 · price: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

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March 01, 2017 Filed Jun 2, 2017 23:18 UTC
RAFF BERYLDirector
GrantCommon Shares, par value $0.10 per share 188 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-008486 · edgar.xml · nonDerivative · entry 1

RAFF BERYL · CIK 0001228172 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,501

F1 · price: Grant of restricted stock, which vested immediately and is acccompanied by a tax-offset right.

F2 · price: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

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March 01, 2017 Filed May 17, 2019 21:31 UTC Amendment
CARSON VINCENT DChief Legal Officer
GrantCommon Stock, par value $0.10 per share 1,269 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-006322 · edgar.xml · nonDerivative · entry 1

CARSON VINCENT D · CIK 0001223872 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,895

F1 · shares: Restricted Stock Units reported as Non-Derivative Securities vesting in two equal installments on March 1, 2019 and on March 1, 2020.

F2 · shares: The number of securities acquired was incorrectly reported in the original Form 4 filing.

F2 · balance_after: The number of securities acquired was incorrectly reported in the original Form 4 filing.

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December 01, 2016 Filed Dec 5, 2016 22:42 UTC OtherCommon share tax-offset right · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0001179110-16-032417 · edgar.xml · derivative · entry 3

Susetka William · CIK 0001471047 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common share tax-offset right · 0 shares

Expires 2016-12-01

F2 · derivative.exercise_price: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

F2 · derivative.underlying_shares: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

Read SEC document
December 01, 2016 Filed Dec 5, 2016 22:42 UTC GrantCommon share tax-offset right · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0001179110-16-032417 · edgar.xml · derivative · entry 2

Susetka William · CIK 0001471047 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common share tax-offset right · 0 shares

Expires 2016-12-01

F2 · derivative.exercise_price: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

F2 · shares: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

F2 · derivative.underlying_shares: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

F2 · balance_after: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

Read SEC document
December 01, 2016 Filed Dec 5, 2016 22:42 UTC GrantCommon Shares, par value $0.10 per share 208 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-16-032417 · edgar.xml · nonDerivative · entry 1

Susetka William · CIK 0001471047 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,615

F1 · price: Grant of restricted stock, which vested immediately and is accompanied by a tax-offset right.

F2 · price: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

Read SEC document
December 01, 2016 Filed Dec 5, 2016 22:44 UTC OtherCommon share tax-offset right · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0001179110-16-032419 · edgar.xml · derivative · entry 3

DAVERN ALEXANDER M · CIK 0001192890 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common share tax-offset right · 0 shares

Expires 2016-12-01

F2 · derivative.exercise_price: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

F2 · derivative.underlying_shares: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

Read SEC document
December 01, 2016 Filed Dec 5, 2016 22:44 UTC GrantCommon share tax-offset right · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0001179110-16-032419 · edgar.xml · derivative · entry 2

DAVERN ALEXANDER M · CIK 0001192890 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common share tax-offset right · 0 shares

Expires 2016-12-01

F2 · derivative.exercise_price: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

F2 · shares: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

F2 · derivative.underlying_shares: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

Read SEC document
December 01, 2016 Filed Dec 5, 2016 22:44 UTC GrantCommon Shares, par value $0.10 per share 208 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-16-032419 · edgar.xml · nonDerivative · entry 1

DAVERN ALEXANDER M · CIK 0001192890 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,135

F1 · price: Grant of restricted stock, which vested immediately and is accompanied by a tax-offset right.

F2 · price: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

Read SEC document
December 01, 2016 Filed Dec 5, 2016 22:46 UTC OtherCommon share tax-offset right · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0001179110-16-032422 · edgar.xml · derivative · entry 3

Woody Darren G · CIK 0001302116 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common share tax-offset right · 0 shares

Expires 2016-12-01

F2 · derivative.exercise_price: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

F2 · derivative.underlying_shares: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

Read SEC document
December 01, 2016 Filed Dec 5, 2016 22:46 UTC GrantCommon share tax-offset right · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0001179110-16-032422 · edgar.xml · derivative · entry 2

Woody Darren G · CIK 0001302116 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common share tax-offset right · 0 shares

Expires 2016-12-01

F2 · derivative.exercise_price: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

F2 · shares: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

F2 · derivative.underlying_shares: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

F2 · balance_after: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.