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Nasdaq · USD

HBAN

HUNTINGTON BANCSHARES INC /MD/

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Tapewire entity
3125
SEC CIK
0000049196
Parsed reports
1,343

Last 12 months

Inside the activity.

17 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202512
Dec 202503
Jan 202601
Feb 202633
Mar 202662
Apr 202630
May 202600
Jun 202643
Jul 202600
Aug 202602
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 24, 2018 Filed Aug 28, 2018 21:16 UTC Tax withholdingCommon Stock 205,066 $16.16 $3,312,841.23
Disclosure

SEC source: 0001225208-18-012946 · doc4.xml · nonDerivative · entry 5

McCullough Howell D. III · CIK 0001432981 · CFO & Sr EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 460,937

Read SEC document
August 24, 2018 Filed Aug 28, 2018 21:16 UTC SaleCommon Stock 68,777 $16.17 $1,112,124.09
Disclosure

SEC source: 0001225208-18-012946 · doc4.xml · nonDerivative · entry 4

McCullough Howell D. III · CIK 0001432981 · CFO & Sr EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 666,003

Read SEC document
August 24, 2018 Filed Aug 28, 2018 21:16 UTC Tax withholdingCommon Stock 46,476 $16.16 $751,052.16
Disclosure

SEC source: 0001225208-18-012946 · doc4.xml · nonDerivative · entry 3

McCullough Howell D. III · CIK 0001432981 · CFO & Sr EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 734,780

Read SEC document
August 24, 2018 Filed Aug 28, 2018 21:16 UTC Exercise / conversionCommon Stock 60,843 $9.08 $552,454.44
Disclosure

SEC source: 0001225208-18-012946 · doc4.xml · nonDerivative · entry 2

McCullough Howell D. III · CIK 0001432981 · CFO & Sr EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 781,256

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 24, 2018 Filed Aug 28, 2018 21:16 UTC Exercise / conversionCommon Stock 259,476 $9.87 $2,561,028.12
Disclosure

SEC source: 0001225208-18-012946 · doc4.xml · nonDerivative · entry 1

McCullough Howell D. III · CIK 0001432981 · CFO & Sr EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 720,413

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 30, 2018 Filed Jul 31, 2018 21:10 UTC
Remiker RichardSr. EVP of Principal Sub
Exercise / conversionEmployee/Director Stock Option (Right to Buy) · Derivative 10,679 $0.00 Strike: $7.06 $0.00
Disclosure

SEC source: 0001225208-18-012086 · doc4.xml · derivative · entry 8

Remiker Richard · CIK 0001594990 · Sr. EVP of Principal Sub

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,679 shares

Expires 2020-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 30, 2018 Filed Jul 31, 2018 21:10 UTC
Remiker RichardSr. EVP of Principal Sub
Exercise / conversionEmployee/Director Stock Option (Right to Buy) · Derivative 23,723 $0.00 Strike: $6.77 $0.00
Disclosure

SEC source: 0001225208-18-012086 · doc4.xml · derivative · entry 7

Remiker Richard · CIK 0001594990 · Sr. EVP of Principal Sub

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,723 shares

Expires 2019-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 30, 2018 Filed Jul 31, 2018 21:10 UTC
Remiker RichardSr. EVP of Principal Sub
Tax withholdingCommon Stock 16,400 $15.56 $255,184.00
Disclosure

SEC source: 0001225208-18-012086 · doc4.xml · nonDerivative · entry 5

Remiker Richard · CIK 0001594990 · Sr. EVP of Principal Sub

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,995

Read SEC document
July 30, 2018 Filed Jul 31, 2018 21:10 UTC
Remiker RichardSr. EVP of Principal Sub
Tax withholdingCommon Stock 7,492 $15.56 $116,538.06
Disclosure

SEC source: 0001225208-18-012086 · doc4.xml · nonDerivative · entry 4

Remiker Richard · CIK 0001594990 · Sr. EVP of Principal Sub

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 319,395

Read SEC document
July 30, 2018 Filed Jul 31, 2018 21:10 UTC
Remiker RichardSr. EVP of Principal Sub
SaleCommon Stock 5,254 $15.55 $81,715.46
Disclosure

SEC source: 0001225208-18-012086 · doc4.xml · nonDerivative · entry 3

Remiker Richard · CIK 0001594990 · Sr. EVP of Principal Sub

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,887

F1 · price: This transaction was executed in multiple trades at prices ranging from $15.55 to $15.56. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
July 30, 2018 Filed Jul 31, 2018 21:10 UTC
Remiker RichardSr. EVP of Principal Sub
Exercise / conversionCommon Stock 10,679 $7.06 $75,393.74
Disclosure

SEC source: 0001225208-18-012086 · doc4.xml · nonDerivative · entry 2

Remiker Richard · CIK 0001594990 · Sr. EVP of Principal Sub

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 332,141

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 30, 2018 Filed Jul 31, 2018 21:10 UTC
Remiker RichardSr. EVP of Principal Sub
Exercise / conversionCommon Stock 23,723 $6.77 $160,604.71
Disclosure

SEC source: 0001225208-18-012086 · doc4.xml · nonDerivative · entry 1

Remiker Richard · CIK 0001594990 · Sr. EVP of Principal Sub

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 321,462

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 27, 2018 Filed Jul 31, 2018 20:29 UTC GrantCommon Stock 729 $15.43 $11,247.16
Disclosure

SEC source: 0001225208-18-012052 · doc4.xml · nonDerivative · entry 1

ELLIOTT STEVEN G · CIK 0001180506 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Director Deferred Compensation Plan

Disclosed balance after: 4,491

Read SEC document
July 27, 2018 Filed Jul 31, 2018 20:29 UTC GrantCommon Stock 1,134 $15.43 $17,495.58
Disclosure

SEC source: 0001225208-18-012051 · doc4.xml · nonDerivative · entry 1

PORTEOUS DAVID L · CIK 0001267320 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Director Deferred Compensation Plan

Disclosed balance after: 10,814

Read SEC document
July 27, 2018 Filed Jul 31, 2018 20:29 UTC GrantCommon Stock 1,831 $15.43 $28,249.03
Disclosure

SEC source: 0001225208-18-012050 · doc4.xml · nonDerivative · entry 1

NEU RICHARD W · CIK 0001220191 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Director Deferred Compensation Plan

Disclosed balance after: 12,778

Read SEC document
July 27, 2018 Filed Jul 31, 2018 20:29 UTC GrantCommon Stock 1,701 $15.43 $26,243.37
Disclosure

SEC source: 0001225208-18-012049 · doc4.xml · nonDerivative · entry 1

CUBBIN ROBERT S · CIK 0001251644 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Director Deferred Compensation Plan

Disclosed balance after: 3,567

Read SEC document
July 27, 2018 Filed Jul 31, 2018 20:29 UTC GrantCommon Stock 1,701 $15.43 $26,243.37
Disclosure

SEC source: 0001225208-18-012048 · doc4.xml · nonDerivative · entry 1

RANSIER KATHLEEN H · CIK 0001236148 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Director Deferred Compensation Plan

Disclosed balance after: 3,369

Read SEC document
July 25, 2018 Filed Jul 26, 2018 23:14 UTC
STEINOUR STEPHEN DDirector · President, CEO & Chairman
Exercise / conversionEmployee/Director Stock Option (Right to Buy) · Derivative 470,084 $0.00 Strike: $6.02 $0.00
Disclosure

SEC source: 0001225208-18-011952 · doc4.xml · derivative · entry 9

STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 470,084 shares

Expires 2018-07-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 25, 2018 Filed Jul 26, 2018 23:14 UTC
STEINOUR STEPHEN DDirector · President, CEO & Chairman
Tax withholdingCommon Stock 157,904 $15.07 $2,379,613.28
Disclosure

SEC source: 0001225208-18-011952 · doc4.xml · nonDerivative · entry 3

STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,759,756

F1 · shares: These shares were delivered to the Issuer incident to the exercise of an employee stock option which expired on July 25, 2018.

Read SEC document
July 25, 2018 Filed Jul 26, 2018 23:14 UTC
STEINOUR STEPHEN DDirector · President, CEO & Chairman
Tax withholdingCommon Stock 157,232 $15.27 $2,400,932.64
Disclosure

SEC source: 0001225208-18-011952 · doc4.xml · nonDerivative · entry 2

STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,917,660

F1 · shares: These shares were delivered to the Issuer incident to the exercise of an employee stock option which expired on July 25, 2018.

Read SEC document
July 25, 2018 Filed Jul 26, 2018 23:14 UTC
STEINOUR STEPHEN DDirector · President, CEO & Chairman
Exercise / conversionCommon Stock 470,084 $6.02 $2,829,905.68
Disclosure

SEC source: 0001225208-18-011952 · doc4.xml · nonDerivative · entry 1

STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,074,892

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 24, 2018 Filed Jul 25, 2018 23:05 UTC
STEINOUR STEPHEN DDirector · President, CEO & Chairman
Exercise / conversionEmployee/Director Stock Option (Right to Buy) · Derivative 470,083 $0.00 Strike: $6.02 $0.00
Disclosure

SEC source: 0001225208-18-011940 · doc4.xml · derivative · entry 11

STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 470,084

Underlying: Common Stock · 470,083 shares

Expires 2018-07-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 24, 2018 Filed Jul 25, 2018 23:05 UTC
STEINOUR STEPHEN DDirector · President, CEO & Chairman
Tax withholdingCommon Stock 313,608 $15.40 $4,829,563.20
Disclosure

SEC source: 0001225208-18-011940 · doc4.xml · nonDerivative · entry 4

STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,604,808

F1 · shares: These shares were delivered to the Issuer incident to the exercise of an employee stock option which expires on July 25, 2018.

Read SEC document
July 24, 2018 Filed Jul 25, 2018 23:05 UTC
STEINOUR STEPHEN DDirector · President, CEO & Chairman
Exercise / conversionCommon Stock 470,083 $6.02 $2,829,899.66
Disclosure

SEC source: 0001225208-18-011940 · doc4.xml · nonDerivative · entry 3

STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,918,416

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 23, 2018 Filed Jul 25, 2018 23:05 UTC
STEINOUR STEPHEN DDirector · President, CEO & Chairman
Exercise / conversionEmployee/Director Stock Option (Right to Buy) · Derivative 470,083 $0.00 Strike: $6.02 $0.00
Disclosure

SEC source: 0001225208-18-011940 · doc4.xml · derivative · entry 10

STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 940,167

Underlying: Common Stock · 470,083 shares

Expires 2018-07-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 23, 2018 Filed Jul 25, 2018 23:05 UTC
STEINOUR STEPHEN DDirector · President, CEO & Chairman
Tax withholdingCommon Stock 315,130 $15.17 $4,780,522.10
Disclosure

SEC source: 0001225208-18-011940 · doc4.xml · nonDerivative · entry 2

STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,448,333

F1 · shares: These shares were delivered to the Issuer incident to the exercise of an employee stock option which expires on July 25, 2018.

Read SEC document
July 23, 2018 Filed Jul 25, 2018 23:05 UTC
STEINOUR STEPHEN DDirector · President, CEO & Chairman
Exercise / conversionCommon Stock 470,083 $6.02 $2,829,899.66
Disclosure

SEC source: 0001225208-18-011940 · doc4.xml · nonDerivative · entry 1

STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,763,463

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 13, 2018 Filed Jun 14, 2018 21:02 UTC
STEINOUR STEPHEN DDirector · President, CEO & Chairman
Exercise / conversionEmployee/Director Stock Option (Right to Buy) · Derivative 200,000 $0.00 Strike: $6.02 $0.00
Disclosure

SEC source: 0001225208-18-010688 · doc4.xml · derivative · entry 8

STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,410,250

Underlying: Common Stock · 200,000 shares

Expires 2018-07-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 13, 2018 Filed Jun 14, 2018 21:02 UTC
STEINOUR STEPHEN DDirector · President, CEO & Chairman
Tax withholdingCommon Stock 132,398 $15.78 $2,089,240.44
Disclosure

SEC source: 0001225208-18-010688 · doc4.xml · nonDerivative · entry 2

STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,293,380

Read SEC document
June 13, 2018 Filed Jun 14, 2018 21:02 UTC
STEINOUR STEPHEN DDirector · President, CEO & Chairman
Exercise / conversionCommon Stock 200,000 $6.02 $1,204,000.00
Disclosure

SEC source: 0001225208-18-010688 · doc4.xml · nonDerivative · entry 1

STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,425,778

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 24, 2018 Filed May 24, 2018 20:10 UTC SaleCommon Stock 32,776 $15.06 $493,442.68
Disclosure

SEC source: 0001225208-18-009818 · doc4.xml · nonDerivative · entry 9

PORTEOUS DAVID L · CIK 0001267320 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 498,083

Read SEC document
May 24, 2018 Filed May 24, 2018 20:10 UTC SaleCommon Stock 19,762 $15.08 $297,912.15
Disclosure

SEC source: 0001225208-18-009818 · doc4.xml · nonDerivative · entry 8

PORTEOUS DAVID L · CIK 0001267320 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 530,859

Read SEC document
May 24, 2018 Filed May 24, 2018 20:10 UTC SaleCommon Stock 3,562 $15.05 $53,610.59
Disclosure

SEC source: 0001225208-18-009818 · doc4.xml · nonDerivative · entry 7

PORTEOUS DAVID L · CIK 0001267320 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 550,621

Read SEC document
May 24, 2018 Filed May 24, 2018 20:10 UTC SaleCommon Stock 3,000 $15.06 $45,180.00
Disclosure

SEC source: 0001225208-18-009818 · doc4.xml · nonDerivative · entry 6

PORTEOUS DAVID L · CIK 0001267320 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 554,183

Read SEC document
May 24, 2018 Filed May 24, 2018 20:10 UTC SaleCommon Stock 1,900 $15.06 $28,615.33
Disclosure

SEC source: 0001225208-18-009818 · doc4.xml · nonDerivative · entry 5

PORTEOUS DAVID L · CIK 0001267320 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 557,183

Read SEC document
May 24, 2018 Filed May 24, 2018 20:10 UTC SaleCommon Stock 500 $15.06 $7,528.75
Disclosure

SEC source: 0001225208-18-009818 · doc4.xml · nonDerivative · entry 4

PORTEOUS DAVID L · CIK 0001267320 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 559,083

Read SEC document
May 24, 2018 Filed May 24, 2018 20:10 UTC SaleCommon Stock 300 $15.07 $4,519.50
Disclosure

SEC source: 0001225208-18-009818 · doc4.xml · nonDerivative · entry 3

PORTEOUS DAVID L · CIK 0001267320 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 559,583

Read SEC document
May 24, 2018 Filed May 24, 2018 20:10 UTC SaleCommon Stock 100 $15.07 $1,507.00
Disclosure

SEC source: 0001225208-18-009818 · doc4.xml · nonDerivative · entry 2

PORTEOUS DAVID L · CIK 0001267320 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 559,883

Read SEC document
May 24, 2018 Filed May 24, 2018 20:10 UTC SaleCommon Stock 100 $15.07 $1,507.07
Disclosure

SEC source: 0001225208-18-009818 · doc4.xml · nonDerivative · entry 1

PORTEOUS DAVID L · CIK 0001267320 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 559,983

Read SEC document
May 21, 2018 Filed May 22, 2018 22:05 UTC
STEINOUR STEPHEN DDirector · President, CEO & Chairman
Exercise / conversionEmployee/Director Stock Option (Right to Buy) · Derivative 11,013 $0.00 Strike: $9.08 $0.00
Disclosure

SEC source: 0001225208-18-009750 · doc4.xml · derivative · entry 13

STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311,097

Underlying: Common Stock · 11,013 shares

Expires 2021-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2018 Filed May 22, 2018 22:05 UTC
STEINOUR STEPHEN DDirector · President, CEO & Chairman
Exercise / conversionEmployee/Director Stock Option (Right to Buy) · Derivative 28,328 $0.00 Strike: $7.06 $0.00
Disclosure

SEC source: 0001225208-18-009750 · doc4.xml · derivative · entry 12

STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 558,552

Underlying: Common Stock · 28,328 shares

Expires 2020-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2018 Filed May 22, 2018 22:05 UTC
STEINOUR STEPHEN DDirector · President, CEO & Chairman
Exercise / conversionEmployee/Director Stock Option (Right to Buy) · Derivative 14,771 $0.00 Strike: $6.77 $0.00
Disclosure

SEC source: 0001225208-18-009750 · doc4.xml · derivative · entry 11

STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 469,055

Underlying: Common Stock · 14,771 shares

Expires 2019-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2018 Filed May 22, 2018 22:05 UTC
STEINOUR STEPHEN DDirector · President, CEO & Chairman
Tax withholdingCommon Stock 19,716 $15.22 $299,978.94
Disclosure

SEC source: 0001225208-18-009750 · doc4.xml · nonDerivative · entry 5

STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,225,778

Read SEC document
May 21, 2018 Filed May 22, 2018 22:05 UTC
STEINOUR STEPHEN DDirector · President, CEO & Chairman
Tax withholdingCommon Stock 6,574 $15.21 $99,990.54
Disclosure

SEC source: 0001225208-18-009750 · doc4.xml · nonDerivative · entry 4

STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,245,494

Read SEC document
May 21, 2018 Filed May 22, 2018 22:05 UTC
STEINOUR STEPHEN DDirector · President, CEO & Chairman
Exercise / conversionCommon Stock 11,013 $9.08 $99,998.04
Disclosure

SEC source: 0001225208-18-009750 · doc4.xml · nonDerivative · entry 3

STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,252,068

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2018 Filed May 22, 2018 22:05 UTC
STEINOUR STEPHEN DDirector · President, CEO & Chairman
Exercise / conversionCommon Stock 14,771 $6.77 $99,999.67
Disclosure

SEC source: 0001225208-18-009750 · doc4.xml · nonDerivative · entry 2

STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,241,055

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2018 Filed May 22, 2018 22:05 UTC
STEINOUR STEPHEN DDirector · President, CEO & Chairman
Exercise / conversionCommon Stock 28,328 $7.06 $199,995.68
Disclosure

SEC source: 0001225208-18-009750 · doc4.xml · nonDerivative · entry 1

STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,226,284

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 18, 2018 Filed May 21, 2018 20:58 UTC
Heller Paul GSr. EVP & Chief Technology Off
GiftCommon Stock 11,585 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-009638 · doc4.xml · nonDerivative · entry 2

Heller Paul G · CIK 0001561163 · Sr. EVP & Chief Technology Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 451,827

Read SEC document
May 18, 2018 Filed May 21, 2018 20:58 UTC
Heller Paul GSr. EVP & Chief Technology Off
SaleCommon Stock 28,251 $15.28 $431,675.28
Disclosure

SEC source: 0001225208-18-009638 · doc4.xml · nonDerivative · entry 1

Heller Paul G · CIK 0001561163 · Sr. EVP & Chief Technology Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 463,412

Read SEC document
May 15, 2018 Filed May 16, 2018 20:49 UTC
Neumeyer Daniel J.Sr. EVP of Principal Subsidiar
Exercise / conversionEmployee/Director Stock Option (Right to Buy) · Derivative 15,553 $0.00 Strike: $10.06 $0.00
Disclosure

SEC source: 0001225208-18-009476 · doc4.xml · derivative · entry 10

Neumeyer Daniel J. · CIK 0001475174 · Sr. EVP of Principal Subsidiar

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,106

Underlying: Common Stock · 15,553 shares

Expires 2026-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.