Last 12 months
Inside the activity.
17 purchase rows · 16 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 2 |
| Dec 2025 | 0 | 3 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 3 | 3 |
| Mar 2026 | 6 | 2 |
| Apr 2026 | 3 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 4 | 3 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 16, 2019 Filed Sep 18, 2019 11:55 UTC |
Thompson Mark ESenior EVP of Principal Sub.
|
Tax withholdingCommon Stock | 13,665 | $14.64 | $199,987.28 |
DisclosureSEC source: 0001225208-19-012648 · doc4.xml · nonDerivative · entry 6 Thompson Mark E · CIK 0001462653 · Senior EVP of Principal Sub. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 624,854.963 F1 · balance_after: The total reported is reduced by 13, 195 shares, reflecting the cancellation, required due to TARP restrictions, of a portion of a restricted stock award granted to the Reporting Person on April 20, 2009. Read SEC document |
| September 16, 2019 Filed Sep 18, 2019 11:55 UTC |
Thompson Mark ESenior EVP of Principal Sub.
|
Tax withholdingCommon Stock | 6,839 | $14.62 | $99,986.18 |
DisclosureSEC source: 0001225208-19-012648 · doc4.xml · nonDerivative · entry 5 Thompson Mark E · CIK 0001462653 · Senior EVP of Principal Sub. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 638,519.963 F1 · balance_after: The total reported is reduced by 13, 195 shares, reflecting the cancellation, required due to TARP restrictions, of a portion of a restricted stock award granted to the Reporting Person on April 20, 2009. Read SEC document |
| September 16, 2019 Filed Sep 18, 2019 11:55 UTC |
Thompson Mark ESenior EVP of Principal Sub.
|
Tax withholdingCommon Stock | 6,795 | $14.62 | $99,308.93 |
DisclosureSEC source: 0001225208-19-012648 · doc4.xml · nonDerivative · entry 4 Thompson Mark E · CIK 0001462653 · Senior EVP of Principal Sub. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 645,358.963 F1 · balance_after: The total reported is reduced by 13, 195 shares, reflecting the cancellation, required due to TARP restrictions, of a portion of a restricted stock award granted to the Reporting Person on April 20, 2009. Read SEC document |
| September 16, 2019 Filed Sep 18, 2019 11:55 UTC |
Thompson Mark ESenior EVP of Principal Sub.
|
Exercise / conversionCommon Stock | 9,120 | $10.89 | $99,316.80 |
DisclosureSEC source: 0001225208-19-012648 · doc4.xml · nonDerivative · entry 3 Thompson Mark E · CIK 0001462653 · Senior EVP of Principal Sub. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 652,153.963 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The total reported is reduced by 13, 195 shares, reflecting the cancellation, required due to TARP restrictions, of a portion of a restricted stock award granted to the Reporting Person on April 20, 2009. Read SEC document |
| September 16, 2019 Filed Sep 18, 2019 11:55 UTC |
Thompson Mark ESenior EVP of Principal Sub.
|
Exercise / conversionCommon Stock | 11,013 | $9.08 | $99,998.04 |
DisclosureSEC source: 0001225208-19-012648 · doc4.xml · nonDerivative · entry 2 Thompson Mark E · CIK 0001462653 · Senior EVP of Principal Sub. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 643,033.963 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The total reported is reduced by 13, 195 shares, reflecting the cancellation, required due to TARP restrictions, of a portion of a restricted stock award granted to the Reporting Person on April 20, 2009. Read SEC document |
| September 16, 2019 Filed Sep 18, 2019 11:55 UTC |
Thompson Mark ESenior EVP of Principal Sub.
|
Exercise / conversionCommon Stock | 28,328 | $7.06 | $199,995.68 |
DisclosureSEC source: 0001225208-19-012648 · doc4.xml · nonDerivative · entry 1 Thompson Mark E · CIK 0001462653 · Senior EVP of Principal Sub. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 632,020.963 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The total reported is reduced by 13, 195 shares, reflecting the cancellation, required due to TARP restrictions, of a portion of a restricted stock award granted to the Reporting Person on April 20, 2009. Read SEC document |
| September 12, 2019 Filed Feb 14, 2022 21:46 UTC |
STEINOUR STEPHEN DDirector · President, CEO & Chairman
|
GiftCommon Stock | 69,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-002065 · doc5.xml · nonDerivative · entry 1 STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 813,275.867 F1 · balance_after: Reflects the transfer of shares from directly-owned to By Family Trusts, By Spouse, by GRATS, and the Executive Deferred Compensation Plan. F2 · ownership.direct: Total includes accrued dividend equivalents reflecting exempt automatic reinvestment of dividends on awards of restricted stock units. Read SEC document |
| July 29, 2019 Filed Jul 30, 2019 20:21 UTC |
PORTEOUS DAVID LDirector
|
GrantCommon Stock | 3,776.848 | $14.63 | $55,250.00 |
DisclosureSEC source: 0001225208-19-010647 · doc4.xml · nonDerivative · entry 1 PORTEOUS DAVID L · CIK 0001267320 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Director Deferred Compensation Plan Disclosed balance after: 21,288.848 Read SEC document |
| July 29, 2019 Filed Jul 30, 2019 20:21 UTC |
ELLIOTT STEVEN GDirector
|
GrantCommon Stock | 769.041 | $14.63 | $11,249.99 |
DisclosureSEC source: 0001225208-19-010645 · doc4.xml · nonDerivative · entry 1 ELLIOTT STEVEN G · CIK 0001180506 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Director Deferred Compensation Plan Disclosed balance after: 7,734.041 Read SEC document |
| July 29, 2019 Filed Jul 30, 2019 20:21 UTC |
Kline Katherine M. A.Director
|
GrantCommon Stock | 352.477 | $14.63 | $5,156.25 |
DisclosureSEC source: 0001225208-19-010646 · doc4.xml · nonDerivative · entry 1 Kline Katherine M. A. · CIK 0001753616 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Director Deferred Compensation Plan Disclosed balance after: 352.477 Read SEC document |
| July 29, 2019 Filed Jul 30, 2019 20:21 UTC |
CRANE ANN BDirector
|
GrantCommon Stock | 1,922.604 | $14.63 | $28,125.00 |
DisclosureSEC source: 0001225208-19-010644 · doc4.xml · nonDerivative · entry 1 CRANE ANN B · CIK 0001252451 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Director Deferred Compensation Plan Disclosed balance after: 12,054.604 Read SEC document |
| July 29, 2019 Filed Jul 30, 2019 20:21 UTC |
Maloney Nancy EEVP and Controller
|
SaleCommon Stock | 2,604 | $14.57 | $37,940.28 |
DisclosureSEC source: 0001225208-19-010643 · doc4.xml · nonDerivative · entry 1 Maloney Nancy E · CIK 0001690202 · EVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,103 Read SEC document |
| July 16, 2019 Filed Jul 18, 2019 17:34 UTC |
Phelan Kenneth JDirector
|
GrantCommon Stock | 8,363 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-010355 · doc4.xml · nonDerivative · entry 1 Phelan Kenneth J · CIK 0001779467 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,363 F1 · shares: An award of deferred stock units - the underlying shares are deliverable to the Reporting Person six months following separation from service as a director. Read SEC document |
| July 02, 2019 Filed Jul 3, 2019 18:10 UTC |
Tutkovics Julie CExec. VP of Principal Sub.
|
Exercise / conversionEmployee/Director Stock Option (Right to Buy) · Derivative | 14,412 | $0.00 Strike: $13.09 | $0.00 |
DisclosureSEC source: 0001225208-19-010003 · doc4.xml · derivative · entry 5 Tutkovics Julie C · CIK 0001643424 · Exec. VP of Principal Sub. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,413 Underlying: Common Stock · 14,412 shares Expires 2027-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 02, 2019 Filed Jul 3, 2019 18:10 UTC |
Tutkovics Julie CExec. VP of Principal Sub.
|
Tax withholdingCommon Stock | 13,669 | $13.80 | $188,632.20 |
DisclosureSEC source: 0001225208-19-010003 · doc4.xml · nonDerivative · entry 2 Tutkovics Julie C · CIK 0001643424 · Exec. VP of Principal Sub. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,305 Read SEC document |
| July 02, 2019 Filed Jul 3, 2019 18:10 UTC |
Tutkovics Julie CExec. VP of Principal Sub.
|
Exercise / conversionCommon Stock | 14,412 | $13.09 | $188,653.08 |
DisclosureSEC source: 0001225208-19-010003 · doc4.xml · nonDerivative · entry 1 Tutkovics Julie C · CIK 0001643424 · Exec. VP of Principal Sub. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,974 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 06, 2019 Filed Jun 7, 2019 20:08 UTC |
Neumeyer Daniel J.Sr. EVP of Principal Subsidiar
|
Exercise / conversionEmployee/Director Stock Option (Right to Buy) · Derivative | 9,182 | $0.00 Strike: $10.89 | $0.00 |
DisclosureSEC source: 0001225208-19-009017 · doc4.xml · derivative · entry 4 Neumeyer Daniel J. · CIK 0001475174 · Sr. EVP of Principal Subsidiar 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,951 Underlying: Common Stock · 9,182 shares Expires 2025-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 06, 2019 Filed Jun 7, 2019 20:08 UTC |
Neumeyer Daniel J.Sr. EVP of Principal Subsidiar
|
Tax withholdingCommon Stock | 7,506 | $13.32 | $99,979.92 |
DisclosureSEC source: 0001225208-19-009017 · doc4.xml · nonDerivative · entry 2 Neumeyer Daniel J. · CIK 0001475174 · Sr. EVP of Principal Subsidiar 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 369,324.82 Read SEC document |
| June 06, 2019 Filed Jun 7, 2019 20:08 UTC |
Neumeyer Daniel J.Sr. EVP of Principal Subsidiar
|
Exercise / conversionCommon Stock | 9,182 | $10.89 | $99,991.98 |
DisclosureSEC source: 0001225208-19-009017 · doc4.xml · nonDerivative · entry 1 Neumeyer Daniel J. · CIK 0001475174 · Sr. EVP of Principal Subsidiar 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 376,830.82 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 17, 2019 Filed May 20, 2019 20:08 UTC |
STEINOUR STEPHEN DDirector · President, CEO & Chairman
|
PurchaseCommon Stock | 18,000 | $13.33 | $240,019.20 |
DisclosureSEC source: 0001225208-19-008220 · doc4.xml · nonDerivative · entry 1 STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 478,235 F1 · price: This transaction was executed in multiple trades ranging from $13.32 to $13.35 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 17, 2019 Filed May 20, 2019 20:10 UTC |
Heller Paul GSr. EVP & Chief Technology Off
|
SaleCommon Stock | 33,772 | $13.08 | $441,805.30 |
DisclosureSEC source: 0001225208-19-008221 · doc4.xml · nonDerivative · entry 1 Heller Paul G · CIK 0001561163 · Sr. EVP & Chief Technology Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 458,479.211 F1 · price: This transaction was executed in multiple trades ranging from $13.05 to $13.13 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 06, 2019 Filed May 8, 2019 20:01 UTC |
Remiker RichardSr. EVP of Principal Sub
|
Exercise / conversionEmployee/Director Stock Option (Right to Buy) · Derivative | 11,013 | $0.00 Strike: $9.08 | $0.00 |
DisclosureSEC source: 0000899243-19-012624 · doc4.xml · derivative · entry 5 Remiker Richard · CIK 0001594990 · Sr. EVP of Principal Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,501 Underlying: Common Stock · 11,013 shares Expires 2021-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 06, 2019 Filed May 8, 2019 20:01 UTC |
Remiker RichardSr. EVP of Principal Sub
|
SaleCommon Stock | 18,386 | $14.02 | $257,679.79 |
DisclosureSEC source: 0000899243-19-012624 · doc4.xml · nonDerivative · entry 3 Remiker Richard · CIK 0001594990 · Sr. EVP of Principal Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 331,574.617 F1 · price: This transaction was executed in multiple trades at prices ranging from $14.01 to $14.02. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 06, 2019 Filed May 8, 2019 20:01 UTC |
Remiker RichardSr. EVP of Principal Sub
|
Tax withholdingCommon Stock | 7,124 | $14.04 | $99,985.34 |
DisclosureSEC source: 0000899243-19-012624 · doc4.xml · nonDerivative · entry 2 Remiker Richard · CIK 0001594990 · Sr. EVP of Principal Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 349,960.617 Read SEC document |
| May 06, 2019 Filed May 8, 2019 20:01 UTC |
Remiker RichardSr. EVP of Principal Sub
|
Exercise / conversionCommon Stock | 11,013 | $9.08 | $99,998.04 |
DisclosureSEC source: 0000899243-19-012624 · doc4.xml · nonDerivative · entry 1 Remiker Richard · CIK 0001594990 · Sr. EVP of Principal Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 357,084.617 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 01, 2019 Filed May 3, 2019 20:05 UTC |
RANSIER KATHLEEN HDirector
|
GrantCommon Stock | 9,077 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-007677 · doc4.xml · nonDerivative · entry 1 RANSIER KATHLEEN H · CIK 0001236148 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,722 F1 · shares: An award of deferred stock units - the underlying shares are deliverable to the Reporting Person six months following separation from service as a director. Read SEC document |
| May 01, 2019 Filed May 3, 2019 20:11 UTC |
Heller Paul GSr. EVP & Chief Technology Off
|
GrantEmployee/Director Stock Option (Right to Buy) · Derivative | 176,701 | $0.00 Strike: $13.77 | $0.00 |
DisclosureSEC source: 0001225208-19-007682 · doc4.xml · derivative · entry 4 Heller Paul G · CIK 0001561163 · Sr. EVP & Chief Technology Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,701 Underlying: Common Stock · 176,701 shares Expires 2029-05-01 F4 · price: These options were awarded under the Issuer's equity compensation plan. F3 · derivative.exercise_date: The options become exercisable in 4 equal annual increments beginning on the first anniversary of the date of grant. The date reported is the first anniversary when a portion of the options first become exercisable. Read SEC document |
| May 01, 2019 Filed May 3, 2019 20:11 UTC |
Heller Paul GSr. EVP & Chief Technology Off
|
Tax withholdingCommon Stock | 10,382 | $13.77 | $142,960.14 |
DisclosureSEC source: 0001225208-19-007682 · doc4.xml · nonDerivative · entry 3 Heller Paul G · CIK 0001561163 · Sr. EVP & Chief Technology Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 492,251.211 F2 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs. Read SEC document |
| May 01, 2019 Filed May 3, 2019 20:11 UTC |
Heller Paul GSr. EVP & Chief Technology Off
|
Tax withholdingCommon Stock | 9,011 | $13.77 | $124,081.47 |
DisclosureSEC source: 0001225208-19-007682 · doc4.xml · nonDerivative · entry 2 Heller Paul G · CIK 0001561163 · Sr. EVP & Chief Technology Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 502,633.211 F2 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs. Read SEC document |
| May 01, 2019 Filed May 3, 2019 20:11 UTC |
Heller Paul GSr. EVP & Chief Technology Off
|
GrantCommon Stock | 24,509 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-007682 · doc4.xml · nonDerivative · entry 1 Heller Paul G · CIK 0001561163 · Sr. EVP & Chief Technology Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 511,644.211 F1 · shares: An award of restricted stock units, to be released in shares of common stock, that vests in two equal installments: 50% on the third anniversary of the date of grant and 50% on the fourth anniversary of the date of grant. Read SEC document |
| May 01, 2019 Filed May 3, 2019 20:12 UTC |
France Gina DDirector
|
GrantCommon Stock | 9,077 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-007699 · doc4.xml · nonDerivative · entry 1 France Gina D · CIK 0001299626 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,097 F1 · shares: An award of deferred stock units - the underlying shares are deliverable to the Reporting Person six months following separation from service as a director. Read SEC document |
| May 01, 2019 Filed May 3, 2019 20:12 UTC |
ELLIOTT STEVEN GDirector
|
GrantCommon Stock | 10,530 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-007698 · doc4.xml · nonDerivative · entry 1 ELLIOTT STEVEN G · CIK 0001180506 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,285 F1 · shares: An award of deferred stock units - the underlying shares are deliverable to the Reporting Person six months following separation from service as a director. Read SEC document |
| May 01, 2019 Filed May 3, 2019 20:12 UTC |
CUBBIN ROBERT SDirector
|
GrantCommon Stock | 10,530 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-007697 · doc4.xml · nonDerivative · entry 1 CUBBIN ROBERT S · CIK 0001251644 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,780 F1 · shares: An award of deferred stock units - the underlying shares are deliverable to the Reporting Person six months following separation from service as a director. Read SEC document |
| May 01, 2019 Filed May 3, 2019 20:12 UTC |
CRANE ANN BDirector
|
GrantCommon Stock | 9,077 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-007696 · doc4.xml · nonDerivative · entry 1 CRANE ANN B · CIK 0001252451 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,201 F1 · shares: An award of deferred stock units - the underlying shares are deliverable to the Reporting Person six months following separation from service as a director. Read SEC document |
| May 01, 2019 Filed May 3, 2019 20:12 UTC |
Inglis John CDirector
|
GrantCommon Stock | 9,077 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-007695 · doc4.xml · nonDerivative · entry 1 Inglis John C · CIK 0001657175 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,329 F1 · shares: An award of deferred stock units - the underlying shares are deliverable to the Reporting Person six months following separation from service as a director. Read SEC document |
| May 01, 2019 Filed May 3, 2019 20:12 UTC |
ARDISANA LIZABETH ADirector
|
GrantCommon Stock | 9,077 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-007694 · doc4.xml · nonDerivative · entry 1 ARDISANA LIZABETH A · CIK 0001283890 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,149 F1 · shares: An award of deferred stock units - the underlying shares are deliverable to the Reporting Person six months following separation from service as a director. Read SEC document |
| May 01, 2019 Filed May 3, 2019 20:12 UTC |
Kline Katherine M. A.Director
|
GrantCommon Stock | 9,077 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-007693 · doc4.xml · nonDerivative · entry 1 Kline Katherine M. A. · CIK 0001753616 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,077 F1 · shares: An award of deferred stock units - the underlying shares are deliverable to the Reporting Person six months following separation from service as a director. Read SEC document |
| May 01, 2019 Filed May 3, 2019 20:12 UTC |
Tutkovics Julie CExec. VP of Principal Sub.
|
GrantEmployee/Director Stock Option (Right to Buy) · Derivative | 70,680 | $0.00 Strike: $13.77 | $0.00 |
DisclosureSEC source: 0001225208-19-007692 · doc4.xml · derivative · entry 3 Tutkovics Julie C · CIK 0001643424 · Exec. VP of Principal Sub. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,680 Underlying: Common Stock · 70,680 shares Expires 2029-05-01 F3 · price: These options were awarded under the Issuer's equity compensation plan. F2 · derivative.exercise_date: The options become exercisable in 4 equal annual increments beginning on the first anniversary of the date of grant. The date reported is the first anniversary when a portion of the options first become exercisable. Read SEC document |
| May 01, 2019 Filed May 3, 2019 20:12 UTC |
Tutkovics Julie CExec. VP of Principal Sub.
|
GrantCommon Stock | 9,803 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-007692 · doc4.xml · nonDerivative · entry 1 Tutkovics Julie C · CIK 0001643424 · Exec. VP of Principal Sub. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,562 F1 · shares: An award of restricted stock units, to be released in shares of common stock, that vests in two equal installments: 50% on the third anniversary of the date of grant and 50% on the fourth anniversary of the date of grant. Read SEC document |
| May 01, 2019 Filed May 3, 2019 20:12 UTC |
Thompson Mark ESenior EVP of Principal Sub.
|
GrantEmployee/Director Stock Option (Right to Buy) · Derivative | 64,790 | $0.00 Strike: $13.77 | $0.00 |
DisclosureSEC source: 0001225208-19-007691 · doc4.xml · derivative · entry 7 Thompson Mark E · CIK 0001462653 · Senior EVP of Principal Sub. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,790 Underlying: Common Stock · 64,790 shares Expires 2029-05-01 F4 · price: These options were awarded under the Issuer's equity compensation plan. F3 · derivative.exercise_date: The options become exercisable in 4 equal annual increments beginning on the first anniversary of the date of grant. The date reported is the first anniversary when a portion of the options first become exercisable. Read SEC document |
| May 01, 2019 Filed May 3, 2019 20:12 UTC |
Thompson Mark ESenior EVP of Principal Sub.
|
Tax withholdingCommon Stock | 5,120 | $13.77 | $70,502.40 |
DisclosureSEC source: 0001225208-19-007691 · doc4.xml · nonDerivative · entry 3 Thompson Mark E · CIK 0001462653 · Senior EVP of Principal Sub. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 603,692.963 F2 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs. Read SEC document |
| May 01, 2019 Filed May 3, 2019 20:12 UTC |
Thompson Mark ESenior EVP of Principal Sub.
|
Tax withholdingCommon Stock | 1,786 | $13.77 | $24,593.22 |
DisclosureSEC source: 0001225208-19-007691 · doc4.xml · nonDerivative · entry 2 Thompson Mark E · CIK 0001462653 · Senior EVP of Principal Sub. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 608,812.963 F2 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs. Read SEC document |
| May 01, 2019 Filed May 3, 2019 20:12 UTC |
Thompson Mark ESenior EVP of Principal Sub.
|
GrantCommon Stock | 8,986 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-007691 · doc4.xml · nonDerivative · entry 1 Thompson Mark E · CIK 0001462653 · Senior EVP of Principal Sub. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 610,598.963 F1 · shares: An award of restricted stock units, to be released in shares of common stock, that vests in two equal installments: 50% on the third anniversary of the date of grant and 50% on the fourth anniversary of the date of grant. Read SEC document |
| May 01, 2019 Filed May 3, 2019 20:12 UTC |
Syal RajeevSEVP
|
GrantEmployee/Director Stock Option (Right to Buy) · Derivative | 129,581 | $0.00 Strike: $13.77 | $0.00 |
DisclosureSEC source: 0001225208-19-007690 · doc4.xml · derivative · entry 3 Syal Rajeev · CIK 0001656194 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,581 Underlying: Common Stock · 129,581 shares Expires 2029-05-01 F4 · price: These options were awarded under the Issuer's equity compensation plan. F3 · derivative.exercise_date: The options become exercisable in 4 equal annual increments beginning on the first anniversary of the date of grant. The date reported is the first anniversary when a portion of the options first become exercisable. Read SEC document |
| May 01, 2019 Filed May 3, 2019 20:12 UTC |
Syal RajeevSEVP
|
Tax withholdingCommon Stock | 1,130 | $13.77 | $15,560.10 |
DisclosureSEC source: 0001225208-19-007690 · doc4.xml · nonDerivative · entry 2 Syal Rajeev · CIK 0001656194 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,553.02 F2 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs. Read SEC document |
| May 01, 2019 Filed May 3, 2019 20:12 UTC |
Syal RajeevSEVP
|
GrantCommon Stock | 17,973 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-007690 · doc4.xml · nonDerivative · entry 1 Syal Rajeev · CIK 0001656194 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,683.02 F1 · shares: An award of restricted stock units, to be released in shares of common stock, that vests in two equal installments: 50% on the third anniversary of the date of grant and 50% on the fourth anniversary of the date of grant. Read SEC document |
| May 01, 2019 Filed May 3, 2019 20:12 UTC |
Remiker RichardSr. EVP of Principal Sub
|
GrantEmployee/Director Stock Option (Right to Buy) · Derivative | 141,361 | $0.00 Strike: $13.77 | $0.00 |
DisclosureSEC source: 0001225208-19-007689 · doc4.xml · derivative · entry 5 Remiker Richard · CIK 0001594990 · Sr. EVP of Principal Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,361 Underlying: Common Stock · 141,361 shares Expires 2029-05-01 F4 · price: These options were awarded under the Issuer's equity compensation plan. F3 · derivative.exercise_date: The options become exercisable in 4 equal annual increments beginning on the first anniversary of the date of grant. The date reported is the first anniversary when a portion of the options first become exercisable. Read SEC document |
| May 01, 2019 Filed May 3, 2019 20:12 UTC |
Remiker RichardSr. EVP of Principal Sub
|
Tax withholdingCommon Stock | 4,789 | $13.77 | $65,944.53 |
DisclosureSEC source: 0001225208-19-007689 · doc4.xml · nonDerivative · entry 3 Remiker Richard · CIK 0001594990 · Sr. EVP of Principal Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 346,071.617 F2 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs. Read SEC document |
| May 01, 2019 Filed May 3, 2019 20:12 UTC |
Remiker RichardSr. EVP of Principal Sub
|
Tax withholdingCommon Stock | 4,307 | $13.77 | $59,307.39 |
DisclosureSEC source: 0001225208-19-007689 · doc4.xml · nonDerivative · entry 2 Remiker Richard · CIK 0001594990 · Sr. EVP of Principal Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,860.617 F2 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs. Read SEC document |
| May 01, 2019 Filed May 3, 2019 20:12 UTC |
Remiker RichardSr. EVP of Principal Sub
|
GrantCommon Stock | 19,607 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-007689 · doc4.xml · nonDerivative · entry 1 Remiker Richard · CIK 0001594990 · Sr. EVP of Principal Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 355,167.617 F1 · shares: An award of restricted stock units, to be released in shares of common stock, that vests in two equal installments: 50% on the third anniversary of the date of grant and 50% on the fourth anniversary of the date of grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.