Last 12 months
Inside the activity.
17 purchase rows · 16 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 2 |
| Dec 2025 | 0 | 3 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 3 | 3 |
| Mar 2026 | 6 | 2 |
| Apr 2026 | 3 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 4 | 3 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 11, 2020 Filed Feb 13, 2020 21:20 UTC |
STEINOUR STEPHEN DDirector · President, CEO & Chairman
|
Exercise / conversionEmployee/Director Stock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $7.06 | $0.00 |
DisclosureSEC source: 0001225208-20-002179 · doc4.xml · derivative · entry 11 STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 458,552 Underlying: Common Stock · 100,000 shares Expires 2020-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 11, 2020 Filed Feb 13, 2020 21:20 UTC |
STEINOUR STEPHEN DDirector · President, CEO & Chairman
|
Tax withholdingCommon Stock | 65,373 | $14.10 | $921,432.44 |
DisclosureSEC source: 0001225208-20-002179 · doc4.xml · nonDerivative · entry 2 STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,176,974.6 Read SEC document |
| February 11, 2020 Filed Feb 13, 2020 21:20 UTC |
STEINOUR STEPHEN DDirector · President, CEO & Chairman
|
Exercise / conversionCommon Stock | 100,000 | $7.06 | $706,000.00 |
DisclosureSEC source: 0001225208-20-002179 · doc4.xml · nonDerivative · entry 1 STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,242,347.6 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2020 Filed Feb 4, 2020 21:31 UTC |
Thompson Mark ESenior EVP of Principal Sub.
|
Exercise / conversionEmployee/Director Stock Option (Right to Buy) · Derivative | 27,358 | $0.00 Strike: $10.89 | $0.00 |
DisclosureSEC source: 0001225208-20-001560 · doc4.xml · derivative · entry 8 Thompson Mark E · CIK 0001462653 · Senior EVP of Principal Sub. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 27,358 shares Expires 2025-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2020 Filed Feb 4, 2020 21:31 UTC |
Thompson Mark ESenior EVP of Principal Sub.
|
Exercise / conversionEmployee/Director Stock Option (Right to Buy) · Derivative | 33,724 | $0.00 Strike: $9.08 | $0.00 |
DisclosureSEC source: 0001225208-20-001560 · doc4.xml · derivative · entry 7 Thompson Mark E · CIK 0001462653 · Senior EVP of Principal Sub. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 33,724 shares Expires 2021-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2020 Filed Feb 4, 2020 21:31 UTC |
Thompson Mark ESenior EVP of Principal Sub.
|
Tax withholdingCommon Stock | 25,719 | $13.80 | $354,922.20 |
DisclosureSEC source: 0001225208-20-001560 · doc4.xml · nonDerivative · entry 5 Thompson Mark E · CIK 0001462653 · Senior EVP of Principal Sub. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 630,710.963 Read SEC document |
| February 03, 2020 Filed Feb 4, 2020 21:31 UTC |
Thompson Mark ESenior EVP of Principal Sub.
|
Tax withholdingCommon Stock | 23,651 | $13.80 | $326,265.55 |
DisclosureSEC source: 0001225208-20-001560 · doc4.xml · nonDerivative · entry 4 Thompson Mark E · CIK 0001462653 · Senior EVP of Principal Sub. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 656,429.963 Read SEC document |
| February 03, 2020 Filed Feb 4, 2020 21:31 UTC |
Thompson Mark ESenior EVP of Principal Sub.
|
SaleCommon Stock | 5,856 | $13.78 | $80,666.40 |
DisclosureSEC source: 0001225208-20-001560 · doc4.xml · nonDerivative · entry 3 Thompson Mark E · CIK 0001462653 · Senior EVP of Principal Sub. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 680,080.963 Read SEC document |
| February 03, 2020 Filed Feb 4, 2020 21:31 UTC |
Thompson Mark ESenior EVP of Principal Sub.
|
Exercise / conversionCommon Stock | 27,358 | $10.89 | $297,928.62 |
DisclosureSEC source: 0001225208-20-001560 · doc4.xml · nonDerivative · entry 2 Thompson Mark E · CIK 0001462653 · Senior EVP of Principal Sub. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 685,936.963 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2020 Filed Feb 4, 2020 21:31 UTC |
Thompson Mark ESenior EVP of Principal Sub.
|
Exercise / conversionCommon Stock | 33,724 | $9.08 | $306,213.92 |
DisclosureSEC source: 0001225208-20-001560 · doc4.xml · nonDerivative · entry 1 Thompson Mark E · CIK 0001462653 · Senior EVP of Principal Sub. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 658,578.963 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 27, 2020 Filed Jan 29, 2020 22:27 UTC |
Kline Katherine M. A.Director
|
GrantCommon Stock | 380.313 | $13.56 | $5,156.25 |
DisclosureSEC source: 0001225208-20-001289 · doc4.xml · nonDerivative · entry 1 Kline Katherine M. A. · CIK 0001753616 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Director Deferred Compensation Plan Disclosed balance after: 1,089.745 F1 · balance_after: Total includes the exempt acquisition of shares via the automatic reinvestment of dividends through December 31, 2019. Read SEC document |
| January 27, 2020 Filed Jan 29, 2020 22:27 UTC |
PORTEOUS DAVID LDirector
|
GrantCommon Stock | 2,304.929 | $13.56 | $31,250.00 |
DisclosureSEC source: 0001225208-20-001288 · doc4.xml · nonDerivative · entry 1 PORTEOUS DAVID L · CIK 0001267320 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Director Deferred Compensation Plan Disclosed balance after: 27,466.793 F1 · balance_after: Total includes the exempt acquisition of shares via the automatic reinvestment of dividends through December 31, 2019. Read SEC document |
| January 27, 2020 Filed Jan 29, 2020 22:27 UTC |
ELLIOTT STEVEN GDirector
|
GrantCommon Stock | 829.775 | $13.56 | $11,250.01 |
DisclosureSEC source: 0001225208-20-001287 · doc4.xml · nonDerivative · entry 1 ELLIOTT STEVEN G · CIK 0001180506 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Director Deferred Compensation Plan Disclosed balance after: 9,748.58 F1 · balance_after: Total includes the exempt acquisition of shares via the automatic reinvestment of dividends through December 31, 2019. Read SEC document |
| January 27, 2020 Filed Jan 29, 2020 22:27 UTC |
NEU RICHARD WDirector
|
PurchaseCommon Stock | 100 | $13.52 | $1,351.77 |
DisclosureSEC source: 0001225208-20-001285 · doc4.xml · nonDerivative · entry 3 NEU RICHARD W · CIK 0001220191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,416 Read SEC document |
| January 27, 2020 Filed Jan 29, 2020 22:27 UTC |
NEU RICHARD WDirector
|
PurchaseCommon Stock | 800 | $13.52 | $10,813.52 |
DisclosureSEC source: 0001225208-20-001285 · doc4.xml · nonDerivative · entry 2 NEU RICHARD W · CIK 0001220191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,316 Read SEC document |
| January 27, 2020 Filed Jan 29, 2020 22:27 UTC |
NEU RICHARD WDirector
|
PurchaseCommon Stock | 5,000 | $13.52 | $67,600.00 |
DisclosureSEC source: 0001225208-20-001285 · doc4.xml · nonDerivative · entry 1 NEU RICHARD W · CIK 0001220191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,516 Read SEC document |
| January 27, 2020 Filed Jan 29, 2020 22:27 UTC |
CRANE ANN BDirector
|
GrantCommon Stock | 2,221.952 | $13.56 | $30,125.00 |
DisclosureSEC source: 0001225208-20-001286 · doc4.xml · nonDerivative · entry 1 CRANE ANN B · CIK 0001252451 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Director Deferred Compensation Plan Disclosed balance after: 16,915.567 F1 · balance_after: Total includes the exempt acquisition of shares via the automatic reinvestment of dividends through December 31, 2019. Read SEC document |
| January 21, 2020 Filed Jan 23, 2020 21:06 UTC |
Cotton Alanna Y.Director
|
GrantCommon Stock | 3,564 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-001053 · doc4.xml · nonDerivative · entry 1 Cotton Alanna Y. · CIK 0001797695 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,564 F1 · shares: An award of deferred stock units - the underlying shares are deliverable to the Reporting Person six months following separation from service as a director. Read SEC document |
| December 13, 2019 Filed Feb 14, 2022 21:46 UTC |
STEINOUR STEPHEN DDirector · President, CEO & Chairman
|
GiftCommon Stock | 32,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-002065 · doc5.xml · nonDerivative · entry 2 STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 781,275.867 Read SEC document |
| November 18, 2019 Filed Nov 19, 2019 21:34 UTC |
Heller Paul GSr. EVP & Chief Technology Off
|
Exercise / conversionEmployee/Director Stock Option (Right to Buy) · Derivative | 67,725 | $0.00 Strike: $9.08 | $0.00 |
DisclosureSEC source: 0001225208-19-014660 · doc4.xml · derivative · entry 5 Heller Paul G · CIK 0001561163 · Sr. EVP & Chief Technology Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,013 Underlying: Common Stock · 67,725 shares Expires 2021-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 18, 2019 Filed Nov 19, 2019 21:34 UTC |
Heller Paul GSr. EVP & Chief Technology Off
|
Tax withholdingCommon Stock | 53,467 | $14.77 | $789,707.59 |
DisclosureSEC source: 0001225208-19-014660 · doc4.xml · nonDerivative · entry 3 Heller Paul G · CIK 0001561163 · Sr. EVP & Chief Technology Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 465,593.211 Read SEC document |
| November 18, 2019 Filed Nov 19, 2019 21:34 UTC |
Heller Paul GSr. EVP & Chief Technology Off
|
SaleCommon Stock | 7,144 | $14.77 | $105,516.88 |
DisclosureSEC source: 0001225208-19-014660 · doc4.xml · nonDerivative · entry 2 Heller Paul G · CIK 0001561163 · Sr. EVP & Chief Technology Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 519,060.211 Read SEC document |
| November 18, 2019 Filed Nov 19, 2019 21:34 UTC |
Heller Paul GSr. EVP & Chief Technology Off
|
Exercise / conversionCommon Stock | 67,725 | $9.08 | $614,943.00 |
DisclosureSEC source: 0001225208-19-014660 · doc4.xml · nonDerivative · entry 1 Heller Paul G · CIK 0001561163 · Sr. EVP & Chief Technology Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 526,204.211 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 08, 2019 Filed Nov 12, 2019 21:41 UTC |
Maloney Nancy EEVP and Controller
|
SaleCommon Stock | 21,558 | $14.87 | $320,524.34 |
DisclosureSEC source: 0001225208-19-014387 · doc4.xml · nonDerivative · entry 1 Maloney Nancy E · CIK 0001690202 · EVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,151 F1 · price: This transaction was executed in multiple trades ranging from $14.86 to $14.91.The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 07, 2019 Filed Nov 8, 2019 21:09 UTC |
Thompson Mark ESenior EVP of Principal Sub.
|
Exercise / conversionEmployee/Director Stock Option (Right to Buy) · Derivative | 59,704 | $0.00 Strike: $7.06 | $0.00 |
DisclosureSEC source: 0001225208-19-014298 · doc4.xml · derivative · entry 6 Thompson Mark E · CIK 0001462653 · Senior EVP of Principal Sub. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 59,704 shares Expires 2020-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 07, 2019 Filed Nov 8, 2019 21:09 UTC |
Thompson Mark ESenior EVP of Principal Sub.
|
Tax withholdingCommon Stock | 42,367 | $15.07 | $638,258.86 |
DisclosureSEC source: 0001225208-19-014298 · doc4.xml · nonDerivative · entry 4 Thompson Mark E · CIK 0001462653 · Senior EVP of Principal Sub. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 624,854.963 Read SEC document |
| November 07, 2019 Filed Nov 8, 2019 21:09 UTC |
Thompson Mark ESenior EVP of Principal Sub.
|
SaleCommon Stock | 16,737 | $15.06 | $252,059.22 |
DisclosureSEC source: 0001225208-19-014298 · doc4.xml · nonDerivative · entry 3 Thompson Mark E · CIK 0001462653 · Senior EVP of Principal Sub. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 667,221.963 Read SEC document |
| November 07, 2019 Filed Nov 8, 2019 21:09 UTC |
Thompson Mark ESenior EVP of Principal Sub.
|
SaleCommon Stock | 600 | $15.07 | $9,039.00 |
DisclosureSEC source: 0001225208-19-014298 · doc4.xml · nonDerivative · entry 2 Thompson Mark E · CIK 0001462653 · Senior EVP of Principal Sub. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 683,958.963 Read SEC document |
| November 07, 2019 Filed Nov 8, 2019 21:09 UTC |
Thompson Mark ESenior EVP of Principal Sub.
|
Exercise / conversionCommon Stock | 59,704 | $7.06 | $421,510.24 |
DisclosureSEC source: 0001225208-19-014298 · doc4.xml · nonDerivative · entry 1 Thompson Mark E · CIK 0001462653 · Senior EVP of Principal Sub. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 684,558.963 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 04, 2019 Filed Nov 6, 2019 13:26 UTC |
Wasserman Zachary JacobCFO and Senior Exec. VP
|
GrantCommon Stock | 112,283 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-014170 · doc4.xml · nonDerivative · entry 1 Wasserman Zachary Jacob · CIK 0001792778 · CFO and Senior Exec. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,783 F1 · shares: This is an award of restricted stock units to be released in shares of common stock. The award vests in three installments: 30% on the first anniversary of the date of grant, 30% on the second anniversary of the date of grant, and 40% on the third anniversary of the date of grant. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 12:36 UTC |
Remiker RichardSr. EVP of Principal Sub
|
Exercise / conversionEmployee/Director Stock Option (Right to Buy) · Derivative | 37,501 | $0.00 Strike: $9.08 | $0.00 |
DisclosureSEC source: 0001225208-19-014069 · doc4.xml · derivative · entry 5 Remiker Richard · CIK 0001594990 · Sr. EVP of Principal Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 37,501 shares Expires 2021-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 12:36 UTC |
Remiker RichardSr. EVP of Principal Sub
|
Tax withholdingCommon Stock | 29,975 | $14.35 | $430,141.25 |
DisclosureSEC source: 0001225208-19-014069 · doc4.xml · nonDerivative · entry 3 Remiker Richard · CIK 0001594990 · Sr. EVP of Principal Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 309,695.617 Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 12:36 UTC |
Remiker RichardSr. EVP of Principal Sub
|
SaleCommon Stock | 29,405 | $14.32 | $421,079.60 |
DisclosureSEC source: 0001225208-19-014069 · doc4.xml · nonDerivative · entry 2 Remiker Richard · CIK 0001594990 · Sr. EVP of Principal Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 339,670.617 Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 12:36 UTC |
Remiker RichardSr. EVP of Principal Sub
|
Exercise / conversionCommon Stock | 37,501 | $9.08 | $340,509.08 |
DisclosureSEC source: 0001225208-19-014069 · doc4.xml · nonDerivative · entry 1 Remiker Richard · CIK 0001594990 · Sr. EVP of Principal Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 369,075.617 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 31, 2019 Filed Oct 31, 2019 20:03 UTC |
Houston HelgaSenior Exec. V. P.
|
GiftCommon Stock | 5,275 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-013960 · doc4.xml · nonDerivative · entry 3 Houston Helga · CIK 0001478277 · Senior Exec. V. P. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 459,322.692 Read SEC document |
| October 30, 2019 Filed Oct 31, 2019 20:03 UTC |
Houston HelgaSenior Exec. V. P.
|
SaleCommon Stock | 9,900 | $14.23 | $140,877.00 |
DisclosureSEC source: 0001225208-19-013960 · doc4.xml · nonDerivative · entry 2 Houston Helga · CIK 0001478277 · Senior Exec. V. P. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 464,597.692 Read SEC document |
| October 30, 2019 Filed Oct 31, 2019 20:03 UTC |
Houston HelgaSenior Exec. V. P.
|
SaleCommon Stock | 4,155 | $14.23 | $59,133.96 |
DisclosureSEC source: 0001225208-19-013960 · doc4.xml · nonDerivative · entry 1 Houston Helga · CIK 0001478277 · Senior Exec. V. P. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 474,497.692 Read SEC document |
| October 29, 2019 Filed Oct 30, 2019 20:06 UTC |
Syal RajeevSEVP
|
SaleCommon Stock | 25,167 | $14.50 | $364,921.50 |
DisclosureSEC source: 0001225208-19-013938 · doc4.xml · nonDerivative · entry 1 Syal Rajeev · CIK 0001656194 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,143.02 Read SEC document |
| October 28, 2019 Filed Oct 30, 2019 20:06 UTC |
Thompson Mark ESenior EVP of Principal Sub.
|
OtherCommon Stock | 27,876.037 | $14.58 | $406,432.62 |
DisclosureSEC source: 0001225208-19-013943 · doc4.xml · nonDerivative · entry 2 Thompson Mark E · CIK 0001462653 · Senior EVP of Principal Sub. 10b5-1 filing: Not disclosed Ownership: Indirect · By Issuer's Supplemental Stock Purchase and Tax Savings Plan Disclosed balance after: 0 F1 · balance_after: The total prior to the reported transaction reflected the exempt acquisiton of shares and reinvestment of dividends through October 27, 2019. Read SEC document |
| October 28, 2019 Filed Oct 30, 2019 20:06 UTC |
Thompson Mark ESenior EVP of Principal Sub.
|
OtherCommon Stock | 71,911.993 | $14.58 | $1,048,476.86 |
DisclosureSEC source: 0001225208-19-013943 · doc4.xml · nonDerivative · entry 1 Thompson Mark E · CIK 0001462653 · Senior EVP of Principal Sub. 10b5-1 filing: Not disclosed Ownership: Indirect · By Issuer's Investment and Tax Savings Plan (401(k) Plan) Disclosed balance after: 0 F1 · balance_after: The total prior to the reported transaction reflected the exempt acquisiton of shares and reinvestment of dividends through October 27, 2019. Read SEC document |
| October 28, 2019 Filed Oct 30, 2019 20:06 UTC |
ELLIOTT STEVEN GDirector
|
GrantCommon Stock | 770.638 | $14.60 | $11,250.00 |
DisclosureSEC source: 0001225208-19-013942 · doc4.xml · nonDerivative · entry 1 ELLIOTT STEVEN G · CIK 0001180506 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Director Deferred Compensation Plan Disclosed balance after: 8,504.679 Read SEC document |
| October 28, 2019 Filed Oct 30, 2019 20:06 UTC |
Kline Katherine M. A.Director
|
GrantCommon Stock | 353.209 | $14.60 | $5,156.25 |
DisclosureSEC source: 0001225208-19-013941 · doc4.xml · nonDerivative · entry 1 Kline Katherine M. A. · CIK 0001753616 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Director Deferred Compensation Plan Disclosed balance after: 705.686 Read SEC document |
| October 28, 2019 Filed Oct 30, 2019 20:06 UTC |
CRANE ANN BDirector
|
GrantCommon Stock | 1,926.594 | $14.60 | $28,125.00 |
DisclosureSEC source: 0001225208-19-013939 · doc4.xml · nonDerivative · entry 1 CRANE ANN B · CIK 0001252451 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Director Deferred Compensation Plan Disclosed balance after: 13,981.198 Read SEC document |
| October 28, 2019 Filed Oct 30, 2019 20:06 UTC |
PORTEOUS DAVID LDirector
|
GrantCommon Stock | 2,825.671 | $14.60 | $41,249.99 |
DisclosureSEC source: 0001225208-19-013940 · doc4.xml · nonDerivative · entry 1 PORTEOUS DAVID L · CIK 0001267320 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Director Deferred Compensation Plan Disclosed balance after: 24,114.519 Read SEC document |
| October 20, 2019 Filed Oct 22, 2019 20:59 UTC |
Syal RajeevSEVP
|
Tax withholdingCommon Stock | 1,243 | $14.19 | $17,638.17 |
DisclosureSEC source: 0001225208-19-013751 · doc4.xml · nonDerivative · entry 1 Syal Rajeev · CIK 0001656194 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,310.02 F1 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs. Read SEC document |
| October 18, 2019 Filed Oct 22, 2019 20:58 UTC |
Maloney Nancy EEVP and Controller
|
Tax withholdingCommon Stock | 9,394 | $14.19 | $133,300.86 |
DisclosureSEC source: 0001225208-19-013750 · doc4.xml · nonDerivative · entry 1 Maloney Nancy E · CIK 0001690202 · EVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,709 F1 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs. Read SEC document |
| October 16, 2019 Filed Oct 18, 2019 20:01 UTC |
Litsey Jana JGeneral Counsel
|
Tax withholdingCommon Stock | 669 | $14.20 | $9,499.80 |
DisclosureSEC source: 0001225208-19-013642 · doc4.xml · nonDerivative · entry 1 Litsey Jana J · CIK 0001719349 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,026 F1 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs. Read SEC document |
| September 16, 2019 Filed Sep 18, 2019 11:55 UTC |
Thompson Mark ESenior EVP of Principal Sub.
|
Exercise / conversionEmployee/Director Stock Option (Right to Buy) · Derivative | 9,120 | $0.00 Strike: $10.89 | $0.00 |
DisclosureSEC source: 0001225208-19-012648 · doc4.xml · derivative · entry 12 Thompson Mark E · CIK 0001462653 · Senior EVP of Principal Sub. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,358 Underlying: Common Stock · 9,120 shares Expires 2025-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 16, 2019 Filed Sep 18, 2019 11:55 UTC |
Thompson Mark ESenior EVP of Principal Sub.
|
Exercise / conversionEmployee/Director Stock Option (Right to Buy) · Derivative | 11,013 | $0.00 Strike: $9.08 | $0.00 |
DisclosureSEC source: 0001225208-19-012648 · doc4.xml · derivative · entry 11 Thompson Mark E · CIK 0001462653 · Senior EVP of Principal Sub. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,724 Underlying: Common Stock · 11,013 shares Expires 2021-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 16, 2019 Filed Sep 18, 2019 11:55 UTC |
Thompson Mark ESenior EVP of Principal Sub.
|
Exercise / conversionEmployee/Director Stock Option (Right to Buy) · Derivative | 28,328 | $0.00 Strike: $7.06 | $0.00 |
DisclosureSEC source: 0001225208-19-012648 · doc4.xml · derivative · entry 10 Thompson Mark E · CIK 0001462653 · Senior EVP of Principal Sub. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,704 Underlying: Common Stock · 28,328 shares Expires 2020-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.