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Nasdaq · USD

HBAN

HUNTINGTON BANCSHARES INC /MD/

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Tapewire entity
3125
SEC CIK
0000049196
Parsed reports
1,343

Last 12 months

Inside the activity.

17 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202512
Dec 202503
Jan 202601
Feb 202633
Mar 202662
Apr 202630
May 202600
Jun 202643
Jul 202600
Aug 202602
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 01, 2021 Filed May 4, 2021 21:23 UTC
Litsey Jana JGeneral Counsel
Tax withholdingCommon Stock 20,924 $15.32 $320,555.68
Disclosure

SEC source: 0001225208-21-007512 · doc4.xml · nonDerivative · entry 3

Litsey Jana J · CIK 0001719349 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,274

F4 · shares: Shares were withheld to cover the associated tax liability upon the vesting of shares for the 2018 - 2020 PSU cycle.

Read SEC document
May 01, 2021 Filed May 4, 2021 21:23 UTC
Litsey Jana JGeneral Counsel
Tax withholdingCommon Stock 3,980 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-007512 · doc4.xml · nonDerivative · entry 2

Litsey Jana J · CIK 0001719349 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,198

F3 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs.

Read SEC document
May 01, 2021 Filed May 4, 2021 21:23 UTC
Litsey Jana JGeneral Counsel
GrantCommon Stock 52,644 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-007512 · doc4.xml · nonDerivative · entry 1

Litsey Jana J · CIK 0001719349 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,178

F1 · shares: Shares earned for 2018-2020 performance share unit (PSU) award cycle.

F2 · balance_after: Total includes accrued dividend equivalents reflecting exempt automatic reinvestment of dividends on awards of restricted stock units.

Read SEC document
April 30, 2021 Filed May 4, 2021 21:27 UTC
STEINOUR STEPHEN DDirector · President, CEO & Chairman
Exercise / conversionEmployee/Director Stock Option (Right to Buy) · Derivative 61,097 $0.00 Strike: $9.08 $0.00
Disclosure

SEC source: 0001225208-21-007535 · doc4.xml · derivative · entry 12

STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 61,097 shares

Expires 2021-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2021 Filed May 4, 2021 21:27 UTC
STEINOUR STEPHEN DDirector · President, CEO & Chairman
Tax withholdingCommon Stock 47,452 $15.36 $728,625.46
Disclosure

SEC source: 0001225208-21-007535 · doc4.xml · nonDerivative · entry 2

STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,676,440.6

Read SEC document
April 30, 2021 Filed May 4, 2021 21:27 UTC
STEINOUR STEPHEN DDirector · President, CEO & Chairman
Exercise / conversionCommon Stock 61,097 $9.08 $554,760.76
Disclosure

SEC source: 0001225208-21-007535 · doc4.xml · nonDerivative · entry 1

STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,723,892.6

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Total includes accrued dividend equivalents reflecting exempt automatic reinvestment of dividends on awards of restricted stock units.

Read SEC document
April 29, 2021 Filed Apr 30, 2021 20:05 UTC SaleCommon Stock 1,505 $15.50 $23,327.50
Disclosure

SEC source: 0001225208-21-007295 · doc4.xml · nonDerivative · entry 1

Syal Rajeev · CIK 0001656194 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,059.02

Read SEC document
April 29, 2021 Filed Apr 30, 2021 20:03 UTC
STEINOUR STEPHEN DDirector · President, CEO & Chairman
Exercise / conversionEmployee/Director Stock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $9.08 $0.00
Disclosure

SEC source: 0001225208-21-007294 · doc4.xml · derivative · entry 8

STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,097

Underlying: Common Stock · 25,000 shares

Expires 2021-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 29, 2021 Filed Apr 30, 2021 20:03 UTC
STEINOUR STEPHEN DDirector · President, CEO & Chairman
Tax withholdingCommon Stock 19,334 $15.52 $299,967.01
Disclosure

SEC source: 0001225208-21-007294 · doc4.xml · nonDerivative · entry 2

STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,616,093.6

Read SEC document
April 29, 2021 Filed Apr 30, 2021 20:03 UTC
STEINOUR STEPHEN DDirector · President, CEO & Chairman
Exercise / conversionCommon Stock 25,000 $9.08 $227,000.00
Disclosure

SEC source: 0001225208-21-007294 · doc4.xml · nonDerivative · entry 1

STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,635,427.6

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 27, 2021 Filed Apr 29, 2021 20:21 UTC
STEINOUR STEPHEN DDirector · President, CEO & Chairman
Exercise / conversionEmployee/Director Stock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $9.08 $0.00
Disclosure

SEC source: 0001225208-21-007240 · doc4.xml · derivative · entry 8

STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,097

Underlying: Common Stock · 25,000 shares

Expires 2021-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 27, 2021 Filed Apr 29, 2021 20:21 UTC
STEINOUR STEPHEN DDirector · President, CEO & Chairman
Tax withholdingCommon Stock 19,460 $15.27 $297,232.04
Disclosure

SEC source: 0001225208-21-007240 · doc4.xml · nonDerivative · entry 2

STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,610,427.6

Read SEC document
April 27, 2021 Filed Apr 29, 2021 20:21 UTC
STEINOUR STEPHEN DDirector · President, CEO & Chairman
Exercise / conversionCommon Stock 25,000 $9.08 $227,000.00
Disclosure

SEC source: 0001225208-21-007240 · doc4.xml · nonDerivative · entry 1

STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,629,887.6

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 26, 2021 Filed Apr 28, 2021 11:59 UTC GrantCommon Stock 2,254.66 $15.25 $34,374.55
Disclosure

SEC source: 0001225208-21-007080 · doc4.xml · nonDerivative · entry 1

NEU RICHARD W · CIK 0001220191 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Director Deferred Compensation Plan

Disclosed balance after: 37,756.023

Read SEC document
April 26, 2021 Filed Apr 28, 2021 11:59 UTC GrantCommon Stock 73.789 $15.25 $1,124.99
Disclosure

SEC source: 0001225208-21-007079 · doc4.xml · nonDerivative · entry 1

Kline Katherine M. A. · CIK 0001753616 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Director Deferred Compensation Plan

Disclosed balance after: 2,327.236

Read SEC document
April 26, 2021 Filed Apr 28, 2021 11:59 UTC
CRANE ANN BDirector
GrantCommon Stock 2,221.865 $15.25 $33,874.55
Disclosure

SEC source: 0001225208-21-007078 · doc4.xml · nonDerivative · entry 1

CRANE ANN B · CIK 0001252451 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Director Deferred Compensation Plan

Disclosed balance after: 34,143.993

Read SEC document
April 14, 2021 Filed Apr 15, 2021 21:06 UTC
STEINOUR STEPHEN DDirector · President, CEO & Chairman
Exercise / conversionEmployee/Director Stock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $9.08 $0.00
Disclosure

SEC source: 0001225208-21-006788 · doc4.xml · derivative · entry 8

STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,097

Underlying: Common Stock · 25,000 shares

Expires 2021-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 14, 2021 Filed Apr 15, 2021 21:06 UTC
STEINOUR STEPHEN DDirector · President, CEO & Chairman
Tax withholdingCommon Stock 18,868 $16.48 $310,850.30
Disclosure

SEC source: 0001225208-21-006788 · doc4.xml · nonDerivative · entry 2

STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,604,887.6

Read SEC document
April 14, 2021 Filed Apr 15, 2021 21:06 UTC
STEINOUR STEPHEN DDirector · President, CEO & Chairman
Exercise / conversionCommon Stock 25,000 $9.08 $227,000.00
Disclosure

SEC source: 0001225208-21-006788 · doc4.xml · nonDerivative · entry 1

STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,623,755.6

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 12, 2021 Filed Apr 14, 2021 12:30 UTC
STEINOUR STEPHEN DDirector · President, CEO & Chairman
Exercise / conversionEmployee/Director Stock Option (Right to Buy) · Derivative 75,000 $0.00 Strike: $9.08 $0.00
Disclosure

SEC source: 0001225208-21-006756 · doc4.xml · derivative · entry 9

STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,097

Underlying: Common Stock · 75,000 shares

Expires 2021-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 12, 2021 Filed Apr 14, 2021 12:30 UTC
STEINOUR STEPHEN DDirector · President, CEO & Chairman
Tax withholdingCommon Stock 37,758 $16.45 $621,119.10
Disclosure

SEC source: 0001225208-21-006756 · doc4.xml · nonDerivative · entry 3

STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,598,755.6

Read SEC document
April 12, 2021 Filed Apr 14, 2021 12:30 UTC
STEINOUR STEPHEN DDirector · President, CEO & Chairman
Tax withholdingCommon Stock 18,898 $16.41 $310,116.18
Disclosure

SEC source: 0001225208-21-006756 · doc4.xml · nonDerivative · entry 2

STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,636,513.6

Read SEC document
April 12, 2021 Filed Apr 14, 2021 12:30 UTC
STEINOUR STEPHEN DDirector · President, CEO & Chairman
Exercise / conversionCommon Stock 75,000 $9.08 $681,000.00
Disclosure

SEC source: 0001225208-21-006756 · doc4.xml · nonDerivative · entry 1

STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,655,411.6

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 26, 2021 Filed Mar 30, 2021 20:42 UTC
Wasserman Zachary JacobCFO and Senior Exec. VP
GrantEmployee/Director Stock Option (Right to Buy) · Derivative 101,010 $0.00 Strike: $16.08 $0.00
Disclosure

SEC source: 0001225208-21-006084 · doc4.xml · derivative · entry 2

Wasserman Zachary Jacob · CIK 0001792778 · CFO and Senior Exec. VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,010

Underlying: Common Stock · 101,010 shares

Expires 2031-03-26

F2 · derivative.exercise_date: The options become exercisable in 4 equal annual increments beginning on the first anniversary of the date of grant. The date reported is the first anniversary when a portion of the options first become exercisable.

Read SEC document
March 26, 2021 Filed Mar 30, 2021 20:42 UTC
Wasserman Zachary JacobCFO and Senior Exec. VP
GrantCommon Stock 24,875 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-006084 · doc4.xml · nonDerivative · entry 1

Wasserman Zachary Jacob · CIK 0001792778 · CFO and Senior Exec. VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,871

F1 · shares: An award of restricted stock units, to be released in shares of common stock, that vests in two equal installments: 50% on the third anniversary of the date of grant and 50% on the fourth anniversary of the date of grant.

Read SEC document
March 26, 2021 Filed Mar 30, 2021 20:42 UTC
Heller Paul GSr. EVP & Chief Technology Off
GrantEmployee/Director Stock Option (Right to Buy) · Derivative 126,262 $0.00 Strike: $16.08 $0.00
Disclosure

SEC source: 0001225208-21-006075 · doc4.xml · derivative · entry 3

Heller Paul G · CIK 0001561163 · Sr. EVP & Chief Technology Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,262

Underlying: Common Stock · 126,262 shares

Expires 2031-03-26

F2 · derivative.exercise_date: The options become exercisable in 4 equal annual increments beginning on the first anniversary of the date of grant. The date reported is the first anniversary when a portion of the options first become exercisable.

Read SEC document
March 26, 2021 Filed Mar 30, 2021 20:42 UTC
Heller Paul GSr. EVP & Chief Technology Off
GrantCommon Stock 31,094 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-006075 · doc4.xml · nonDerivative · entry 1

Heller Paul G · CIK 0001561163 · Sr. EVP & Chief Technology Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 456,476.211

F1 · shares: An award of restricted stock units, to be released in shares of common stock, that vests in two equal installments: 50% on the third anniversary of the date of grant and 50% on the fourth anniversary of the date of grant.

Read SEC document
March 26, 2021 Filed Mar 30, 2021 20:42 UTC
Tutkovics Julie CExec. VP of Principal Sub.
GrantEmployee/Director Stock Option (Right to Buy) · Derivative 50,505 $0.00 Strike: $16.08 $0.00
Disclosure

SEC source: 0001225208-21-006083 · doc4.xml · derivative · entry 3

Tutkovics Julie C · CIK 0001643424 · Exec. VP of Principal Sub.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,505

Underlying: Common Stock · 50,505 shares

Expires 2031-03-26

F2 · derivative.exercise_date: The options become exercisable in 4 equal annual increments beginning on the first anniversary of the date of grant. The date reported is the first anniversary when a portion of the options first become exercisable.

Read SEC document
March 26, 2021 Filed Mar 30, 2021 20:42 UTC
Tutkovics Julie CExec. VP of Principal Sub.
GrantCommon Stock 12,437 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-006083 · doc4.xml · nonDerivative · entry 1

Tutkovics Julie C · CIK 0001643424 · Exec. VP of Principal Sub.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,965

F1 · shares: An award of restricted stock units, to be released in shares of common stock, that vests in two equal installments: 50% on the third anniversary of the date of grant and 50% on the fourth anniversary of the date of grant.

Read SEC document
March 26, 2021 Filed Mar 30, 2021 20:42 UTC
Houston HelgaSenior Exec. V. P.
GrantEmployee/Director Stock Option (Right to Buy) · Derivative 101,010 $0.00 Strike: $16.08 $0.00
Disclosure

SEC source: 0001225208-21-006076 · doc4.xml · derivative · entry 3

Houston Helga · CIK 0001478277 · Senior Exec. V. P.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,010

Underlying: Common Stock · 101,010 shares

Expires 2031-03-26

F2 · derivative.exercise_date: The options become exercisable in 4 equal annual increments beginning on the first anniversary of the date of grant. The date reported is the first anniversary when a portion of the options first become exercisable.

Read SEC document
March 26, 2021 Filed Mar 30, 2021 20:42 UTC
Houston HelgaSenior Exec. V. P.
GrantCommon Stock 24,875 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-006076 · doc4.xml · nonDerivative · entry 1

Houston Helga · CIK 0001478277 · Senior Exec. V. P.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 558,325.692

F1 · shares: An award of restricted stock units, to be released in shares of common stock, that vests in two equal installments: 50% on the third anniversary of the date of grant and 50% on the fourth anniversary of the date of grant.

Read SEC document
March 26, 2021 Filed Mar 30, 2021 20:41 UTC
Maloney Nancy EEVP and Controller
GrantEmployee/Director Stock Option (Right to Buy) · Derivative 15,782 $0.00 Strike: $16.08 $0.00
Disclosure

SEC source: 0001225208-21-006085 · doc4.xml · derivative · entry 2

Maloney Nancy E · CIK 0001690202 · EVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,782

Underlying: Common Stock · 15,782 shares

Expires 2031-03-26

F2 · derivative.exercise_date: The options become exercisable in 4 equal annual increments beginning on the first anniversary of the date of grant. The date reported is the first anniversary when a portion of the options first become exercisable.

Read SEC document
March 26, 2021 Filed Mar 30, 2021 20:41 UTC
Maloney Nancy EEVP and Controller
GrantCommon Stock 5,441 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-006085 · doc4.xml · nonDerivative · entry 1

Maloney Nancy E · CIK 0001690202 · EVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,525

F1 · shares: An award of restricted stock units, to be released in shares of common stock, that vests in two equal installments: 50% on the third anniversary of the date of grant and 50% on the fourth anniversary of the date of grant.

Read SEC document
March 26, 2021 Filed Mar 30, 2021 20:40 UTC
STEINOUR STEPHEN DDirector · President, CEO & Chairman
GrantEmployee/Director Stock Option (Right to Buy) · Derivative 331,439 $0.00 Strike: $16.08 $0.00
Disclosure

SEC source: 0001225208-21-006074 · doc4.xml · derivative · entry 7

STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,439

Underlying: Common Stock · 331,439 shares

Expires 2031-03-26

F2 · derivative.exercise_date: The options become exercisable in 4 equal annual increments beginning on the first anniversary of the date of grant. The date reported is the first anniversary when a portion of the options first become exercisable.

Read SEC document
March 26, 2021 Filed Mar 30, 2021 20:40 UTC
STEINOUR STEPHEN DDirector · President, CEO & Chairman
GrantCommon Stock 65,298 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-006074 · doc4.xml · nonDerivative · entry 1

STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,580,411.6

F1 · shares: An award of restricted stock units, to be released in shares of common stock, that vests in two equal installments: 50% on the third anniversary of the date of grant and 50% on the fourth anniversary of the date of grant.

Read SEC document
March 26, 2021 Filed Mar 30, 2021 20:38 UTC
Thompson Mark ESenior EVP of Principal Sub.
GrantEmployee/Director Stock Option (Right to Buy) · Derivative 37,878 $0.00 Strike: $16.08 $0.00
Disclosure

SEC source: 0001225208-21-006082 · doc4.xml · derivative · entry 4

Thompson Mark E · CIK 0001462653 · Senior EVP of Principal Sub.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,878

Underlying: Common Stock · 37,878 shares

Expires 2031-03-26

F2 · derivative.exercise_date: The options become exercisable in 4 equal annual increments beginning on the first anniversary of the date of grant. The date reported is the first anniversary when a portion of the options first become exercisable.

Read SEC document
March 26, 2021 Filed Mar 30, 2021 20:38 UTC
Thompson Mark ESenior EVP of Principal Sub.
GrantCommon Stock 9,328 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-006082 · doc4.xml · nonDerivative · entry 1

Thompson Mark E · CIK 0001462653 · Senior EVP of Principal Sub.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 527,043.963

F1 · shares: An award of restricted stock units, to be released in shares of common stock, that vests in two equal installments: 50% on the third anniversary of the date of grant and 50% on the fourth anniversary of the date of grant.

Read SEC document
March 26, 2021 Filed Mar 30, 2021 20:38 UTC GrantEmployee/Director Stock Option (Right to Buy) · Derivative 88,383 $0.00 Strike: $16.08 $0.00
Disclosure

SEC source: 0001225208-21-006081 · doc4.xml · derivative · entry 2

Syal Rajeev · CIK 0001656194 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,383

Underlying: Common Stock · 88,383 shares

Expires 2031-03-26

F2 · derivative.exercise_date: The options become exercisable in 4 equal annual increments beginning on the first anniversary of the date of grant. The date reported is the first anniversary when a portion of the options first become exercisable.

Read SEC document
March 26, 2021 Filed Mar 30, 2021 20:38 UTC GrantCommon Stock 21,766 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-006081 · doc4.xml · nonDerivative · entry 1

Syal Rajeev · CIK 0001656194 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,564.02

F1 · shares: An award of restricted stock units, to be released in shares of common stock, that vests in two equal installments: 50% on the third anniversary of the date of grant and 50% on the fourth anniversary of the date of grant.

Read SEC document
March 26, 2021 Filed Mar 30, 2021 20:38 UTC
Pohle Richard AExecutive Vice President
GrantEmployee/Director Stock Option (Right to Buy) · Derivative 50,505 $0.00 Strike: $16.08 $0.00
Disclosure

SEC source: 0001225208-21-006080 · doc4.xml · derivative · entry 3

Pohle Richard A · CIK 0001769568 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,505

Underlying: Common Stock · 50,505 shares

Expires 2031-03-26

F2 · derivative.exercise_date: The options become exercisable in 4 equal annual increments beginning on the first anniversary of the date of grant. The date reported is the first anniversary when a portion of the options first become exercisable.

Read SEC document
March 26, 2021 Filed Mar 30, 2021 20:38 UTC
Pohle Richard AExecutive Vice President
GrantCommon Stock 12,437 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-006080 · doc4.xml · nonDerivative · entry 1

Pohle Richard A · CIK 0001769568 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,264

F1 · shares: An award of restricted stock units, to be released in shares of common stock, that vests in two equal installments: 50% on the third anniversary of the date of grant and 50% on the fourth anniversary of the date of grant.

Read SEC document
March 26, 2021 Filed Mar 30, 2021 20:38 UTC
Litsey Jana JGeneral Counsel
GrantEmployee/Director Stock Option (Right to Buy) · Derivative 85,227 $0.00 Strike: $16.08 $0.00
Disclosure

SEC source: 0001225208-21-006078 · doc4.xml · derivative · entry 3

Litsey Jana J · CIK 0001719349 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,227

Underlying: Common Stock · 85,227 shares

Expires 2031-03-26

F2 · derivative.exercise_date: The options become exercisable in 4 equal annual increments beginning on the first anniversary of the date of grant. The date reported is the first anniversary when a portion of the options first become exercisable.

Read SEC document
March 26, 2021 Filed Mar 30, 2021 20:38 UTC
Litsey Jana JGeneral Counsel
GrantCommon Stock 20,988 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-006078 · doc4.xml · nonDerivative · entry 1

Litsey Jana J · CIK 0001719349 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,985

F1 · shares: An award of restricted stock units, to be released in shares of common stock, that vests in two equal installments: 50% on the third anniversary of the date of grant and 50% on the fourth anniversary of the date of grant.

Read SEC document
March 26, 2021 Filed Mar 30, 2021 20:38 UTC
Pierce Sandra E.Senior Exec Vice President
GrantEmployee/Director Stock Option (Right to Buy) · Derivative 94,696 $0.00 Strike: $16.08 $0.00
Disclosure

SEC source: 0001225208-21-006079 · doc4.xml · derivative · entry 3

Pierce Sandra E. · CIK 0001562298 · Senior Exec Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,696

Underlying: Common Stock · 94,696 shares

Expires 2031-03-26

F2 · derivative.exercise_date: The options become exercisable in 4 equal annual increments beginning on the first anniversary of the date of grant. The date reported is the first anniversary when a portion of the options first become exercisable.

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March 26, 2021 Filed Mar 30, 2021 20:38 UTC
Pierce Sandra E.Senior Exec Vice President
GrantCommon Stock 23,320 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-006079 · doc4.xml · nonDerivative · entry 1

Pierce Sandra E. · CIK 0001562298 · Senior Exec Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 448,819

F1 · shares: An award of restricted stock units, to be released in shares of common stock, that vests in two equal installments: 50% on the third anniversary of the date of grant and 50% on the fourth anniversary of the date of grant.

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March 26, 2021 Filed Mar 30, 2021 20:38 UTC
Kleinman Scott DSr. EVP of Principal Sub.
GrantEmployee/Director Stock Option (Right to Buy) · Derivative 101,010 $0.00 Strike: $16.08 $0.00
Disclosure

SEC source: 0001225208-21-006077 · doc4.xml · derivative · entry 3

Kleinman Scott D · CIK 0001810614 · Sr. EVP of Principal Sub.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,010

Underlying: Common Stock · 101,010 shares

Expires 2031-03-26

F2 · derivative.exercise_date: The options become exercisable in 4 equal annual increments beginning on the first anniversary of the date of grant. The date reported is the first anniversary when a portion of the options first become exercisable.

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March 26, 2021 Filed Mar 30, 2021 20:38 UTC
Kleinman Scott DSr. EVP of Principal Sub.
GrantCommon Stock 24,875 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-006077 · doc4.xml · nonDerivative · entry 1

Kleinman Scott D · CIK 0001810614 · Sr. EVP of Principal Sub.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,220

F1 · shares: An award of restricted stock units, to be released in shares of common stock, that vests in two equal installments: 50% on the third anniversary of the date of grant and 50% on the fourth anniversary of the date of grant.

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March 09, 2021 Filed Mar 10, 2021 21:22 UTC SaleCommon Stock 2,526 $16.33 $41,249.58
Disclosure

SEC source: 0001225208-21-005058 · doc4.xml · nonDerivative · entry 3

Syal Rajeev · CIK 0001656194 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,798.02

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March 08, 2021 Filed Mar 10, 2021 21:22 UTC Exercise / conversionEmployee/Director Stock Option (Right to Buy) · Derivative 18,015 $0.00 Strike: $13.09 $0.00
Disclosure

SEC source: 0001225208-21-005058 · doc4.xml · derivative · entry 4

Syal Rajeev · CIK 0001656194 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,027

Underlying: Common Stock · 18,015 shares

Expires 2027-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 08, 2021 Filed Mar 10, 2021 21:22 UTC Tax withholdingCommon Stock 15,489 $16.39 $253,864.71
Disclosure

SEC source: 0001225208-21-005058 · doc4.xml · nonDerivative · entry 2

Syal Rajeev · CIK 0001656194 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,324.02

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.