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Nasdaq · USD

HBAN

HUNTINGTON BANCSHARES INC /MD/

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Tapewire entity
3125
SEC CIK
0000049196
Parsed reports
1,343

Last 12 months

Inside the activity.

17 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202512
Dec 202503
Jan 202601
Feb 202633
Mar 202662
Apr 202630
May 202600
Jun 202643
Jul 202600
Aug 202602
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2024 Filed Mar 5, 2024 22:17 UTC
Hingst Marcy CSEVP and General Counsel
GrantCommon Stock 42,471 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-003659 · doc4.xml · nonDerivative · entry 2

Hingst Marcy C · CIK 0001997520 · SEVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 338,776.082

F2 · shares: This is an award of restricted stock units. The award will vest in shares of common stock over 3 years - one-third upon March 1st of each of the 3 years following the date of grant (2025, 2026, and 2027).

F3 · balance_after: Total includes the exempt acquisition of shares via the automatic reinvestment of dividends.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 22:17 UTC
Hingst Marcy CSEVP and General Counsel
GrantCommon Stock 59,845 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-003659 · doc4.xml · nonDerivative · entry 1

Hingst Marcy C · CIK 0001997520 · SEVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 296,305.082

F1 · shares: An award of restricted stock units, to be released in shares of common stock, that vests in two equal installments: 50% on the third anniversary of the date of grant and 50% on the fourth anniversary of the date of grant.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 22:15 UTC
Nateri PrashantChief Corp Operations Officer
GrantCommon Stock 15,444 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-003658 · doc4.xml · nonDerivative · entry 1

Nateri Prashant · CIK 0002014306 · Chief Corp Operations Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,444

F1 · shares: An award of restricted stock units, to be released in shares of common stock, that vests in two equal installments: 50% on the third anniversary of the date of grant and 50% on the fourth anniversary of the date of grant.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 22:14 UTC
Kowalski Kendall AChief Information Officer
GrantCommon Stock 19,305 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-003657 · doc4.xml · nonDerivative · entry 1

Kowalski Kendall A · CIK 0002014348 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,272

F1 · shares: An award of restricted stock units, to be released in shares of common stock, that vests in two equal installments: 50% on the third anniversary of the date of grant and 50% on the fourth anniversary of the date of grant.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 22:12 UTC
Dhingra AmitChief Enterprise Pmts Officer
GrantCommon Stock 17,374 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-003656 · doc4.xml · nonDerivative · entry 1

Dhingra Amit · CIK 0002014299 · Chief Enterprise Pmts Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,752.832

F1 · shares: An award of restricted stock units, to be released in shares of common stock, that vests in two equal installments: 50% on the third anniversary of the date of grant and 50% on the fourth anniversary of the date of grant.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 22:18 UTC
Tutkovics Julie CSenior Exec. V.P.
Exercise / conversionEmployee/Director Stock Option (Right to Buy) · Derivative 27,450 $0.00 Strike: $8.57 $0.00
Disclosure

SEC source: 0001225208-24-003407 · doc4.xml · derivative · entry 8

Tutkovics Julie C · CIK 0001643424 · Senior Exec. V.P.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 27,450

Underlying: Common Stock · 27,450 shares

Expires 2030-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 22:18 UTC
Tutkovics Julie CSenior Exec. V.P.
Exercise / conversionEmployee/Director Stock Option (Right to Buy) · Derivative 27,448 $0.00 Strike: $8.57 $0.00
Disclosure

SEC source: 0001225208-24-003407 · doc4.xml · derivative · entry 7

Tutkovics Julie C · CIK 0001643424 · Senior Exec. V.P.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 54,900

Underlying: Common Stock · 27,448 shares

Expires 2030-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 22:18 UTC
Tutkovics Julie CSenior Exec. V.P.
Tax withholdingCommon Stock 21,007 $12.88 $270,570.16
Disclosure

SEC source: 0001225208-24-003407 · doc4.xml · nonDerivative · entry 4

Tutkovics Julie C · CIK 0001643424 · Senior Exec. V.P.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 316,341.436

Read SEC document
February 28, 2024 Filed Mar 1, 2024 22:18 UTC
Tutkovics Julie CSenior Exec. V.P.
Tax withholdingCommon Stock 21,005 $12.88 $270,544.40
Disclosure

SEC source: 0001225208-24-003407 · doc4.xml · nonDerivative · entry 3

Tutkovics Julie C · CIK 0001643424 · Senior Exec. V.P.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 337,348.436

Read SEC document
February 28, 2024 Filed Mar 1, 2024 22:18 UTC
Tutkovics Julie CSenior Exec. V.P.
Exercise / conversionCommon Stock 27,448 $8.57 $235,229.36
Disclosure

SEC source: 0001225208-24-003407 · doc4.xml · nonDerivative · entry 2

Tutkovics Julie C · CIK 0001643424 · Senior Exec. V.P.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 358,353.436

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 22:18 UTC
Tutkovics Julie CSenior Exec. V.P.
Exercise / conversionCommon Stock 27,450 $8.57 $235,246.50
Disclosure

SEC source: 0001225208-24-003407 · doc4.xml · nonDerivative · entry 1

Tutkovics Julie C · CIK 0001643424 · Senior Exec. V.P.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 330,905.436

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Total includes accrued dividend equivalents reflecting exempt automatic reinvestment of dividends on awards of restricted stock units.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 22:15 UTC
Kleinman Scott DSenior Exec. V.P.
Tax withholdingCommon Stock 631 $12.90 $8,139.90
Disclosure

SEC source: 0001225208-24-003406 · doc4.xml · nonDerivative · entry 1

Kleinman Scott D · CIK 0001810614 · Senior Exec. V.P.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 353,445.897

F1 · shares: Reflects shares withheld to satisfy reporting person's tax withholding obligation upon the vesting of a restricted stock unit award.

F2 · balance_after: Total includes accrued dividend equivalents reflecting exempt automatic reinvestment of dividends on awards of restricted stock units.

Read SEC document
February 23, 2024 Filed Feb 28, 2024 11:02 UTC
White Donnell RChief DEI Officer, SVP
Tax withholdingCommon Stock 161 $12.86 $2,070.46
Disclosure

SEC source: 0001225208-24-003169 · doc4.xml · nonDerivative · entry 1

White Donnell R · CIK 0001802620 · Chief DEI Officer, SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,169.89

F1 · shares: Shares were withheld to cover the associated tax liability upon the vesting of an RSU award.

F2 · balance_after: Total includes accrued dividend equivalents reflecting exempt automatic reinvestment of dividends on awards of restricted stock units.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 22:13 UTC
Tutkovics Julie CSenior Exec. V.P.
SaleCommon Stock 15,541 $12.68 $197,059.88
Disclosure

SEC source: 0001225208-24-002735 · doc4.xml · nonDerivative · entry 1

Tutkovics Julie C · CIK 0001643424 · Senior Exec. V.P.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 303,455.436

F1 · ownership.direct: The reported sale of shares occured automatically pursuant to a Rule 10b5-1 trading plan adopted by Ms. Tutkovics on November 20, 2023.

Read SEC document
January 30, 2024 Filed Feb 1, 2024 22:23 UTC
Houston HelgaSenior Exec. V. P.
SaleCommon Stock 28,700 $13.17 $378,004.83
Disclosure

SEC source: 0001225208-24-001383 · doc4.xml · nonDerivative · entry 1

Houston Helga · CIK 0001478277 · Senior Exec. V. P.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 568,221.584

F1 · price: This transaction was executed in multiple trades ranging from $13.17 to $13.175. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 23, 2024 Filed Jan 25, 2024 22:19 UTC
Sit Roger JDirector
GrantCommon Stock 2,392.447 $12.80 $30,623.32
Disclosure

SEC source: 0001225208-24-001124 · doc4.xml · nonDerivative · entry 1

Sit Roger J · CIK 0001631446 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Director Deferred Compensation Plan

Disclosed balance after: 25,330.882

F1 · balance_after: Total includes the exempt acquisition of shares via the automatic reinvestment of dividends.

F2 · ownership.nature: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities.

Read SEC document
January 23, 2024 Filed Jan 25, 2024 22:18 UTC GrantCommon Stock 3,027.178 $12.80 $38,747.88
Disclosure

SEC source: 0001225208-24-001123 · doc4.xml · nonDerivative · entry 1

Phelan Kenneth J · CIK 0001779467 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Director Deferred Compensation Plan

Disclosed balance after: 34,930.018

F1 · balance_after: Total includes the exempt acquisition of shares via the automatic reinvestment of dividends.

F2 · ownership.nature: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities.

Read SEC document
January 23, 2024 Filed Jan 25, 2024 22:18 UTC GrantCommon Stock 3,027.178 $12.80 $38,747.88
Disclosure

SEC source: 0001225208-24-001122 · doc4.xml · nonDerivative · entry 1

NEU RICHARD W · CIK 0001220191 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Director Deferred Compensation Plan

Disclosed balance after: 215,528.964

F1 · balance_after: Total includes the exempt acquisition of shares via the automatic reinvestment of dividends.

F2 · ownership.nature: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities.

Read SEC document
January 23, 2024 Filed Jan 25, 2024 22:18 UTC GrantCommon Stock 112.299 $12.80 $1,437.43
Disclosure

SEC source: 0001225208-24-001121 · doc4.xml · nonDerivative · entry 1

Kline Katherine M. A. · CIK 0001753616 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Director Deferred Compensation Plan

Disclosed balance after: 3,995.922

F1 · balance_after: Total includes the exempt acquisition of shares via the automatic reinvestment of dividends.

F2 · ownership.nature: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities.

Read SEC document
January 23, 2024 Filed Jan 25, 2024 22:16 UTC GrantCommon Stock 2,392.447 $12.80 $30,623.32
Disclosure

SEC source: 0001225208-24-001120 · doc4.xml · nonDerivative · entry 1

Diaz-Granados Rafael · CIK 0001979008 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Director Deferred Compensation Plan

Disclosed balance after: 7,739.335

F1 · balance_after: Total includes the exempt acquisition of shares via the automatic reinvestment of dividends.

F2 · ownership.nature: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities.

Read SEC document
January 23, 2024 Filed Jan 25, 2024 22:16 UTC
CRANE ANN BDirector
GrantCommon Stock 2,978.353 $12.80 $38,122.92
Disclosure

SEC source: 0001225208-24-001119 · doc4.xml · nonDerivative · entry 1

CRANE ANN B · CIK 0001252451 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Director Deferred Compensation Plan

Disclosed balance after: 73,828.42

F1 · balance_after: Total includes the exempt acquisition of shares via the automatic reinvestment of dividends.

F2 · ownership.nature: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities.

Read SEC document
January 23, 2024 Filed Jan 25, 2024 22:16 UTC GrantCommon Stock 2,245.971 $12.80 $28,748.43
Disclosure

SEC source: 0001225208-24-001118 · doc4.xml · nonDerivative · entry 1

Cotton Alanna Y. · CIK 0001797695 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Director Deferred Compensation Plan

Disclosed balance after: 19,209.934

F1 · balance_after: Total includes the exempt acquisition of shares via the automatic reinvestment of dividends.

F2 · ownership.nature: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities.

Read SEC document
November 21, 2023 Filed Nov 21, 2023 22:14 UTC
Houston HelgaSenior Exec. V. P.
SaleCommon Stock 2,750 $10.98 $30,181.25
Disclosure

SEC source: 0001225208-23-010351 · doc4.xml · nonDerivative · entry 1

Houston Helga · CIK 0001478277 · Senior Exec. V. P.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 592,763.667

F1 · price: This transaction was executed in multiple trades, all with the same price of 10.975 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 07, 2023 Filed Nov 8, 2023 22:05 UTC
Houston HelgaSenior Exec. V. P.
SaleCommon Stock 4,300 $10.47 $44,999.50
Disclosure

SEC source: 0001225208-23-010106 · doc4.xml · nonDerivative · entry 1

Houston Helga · CIK 0001478277 · Senior Exec. V. P.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 595,513.667

F1 · price: This transaction was executed in multiple trades, all with the same price of $10.465. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 01, 2023 Filed Nov 2, 2023 23:34 UTC
Hingst Marcy CSEVP and General Counsel
GrantCommon Stock 233,644 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-009912 · doc4.xml · nonDerivative · entry 1

Hingst Marcy C · CIK 0001997520 · SEVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 233,644

F1 · shares: An award of restricted stock units, to be released in shares of common stock, that vests in three installments: 40% on the first anniversary of the date of grant, 40% on the second anniversary of the date of grant and 20% on the third anniversary of the date of grant.

Read SEC document
October 24, 2023 Filed Oct 26, 2023 23:52 UTC GrantCommon Stock 4,267.597 $9.55 $40,755.55
Disclosure

SEC source: 0001225208-23-009760 · doc4.xml · nonDerivative · entry 1

Phelan Kenneth J · CIK 0001779467 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Director Deferred Compensation Plan

Disclosed balance after: 31,523.26

F1 · balance_after: Total includes the exempt acquisition of shares via the automatic reinvestment of dividends.

F2 · ownership.nature: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities.

Read SEC document
October 24, 2023 Filed Oct 26, 2023 23:52 UTC GrantCommon Stock 4,686.502 $9.55 $44,756.09
Disclosure

SEC source: 0001225208-23-009759 · doc4.xml · nonDerivative · entry 1

NEU RICHARD W · CIK 0001220191 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Director Deferred Compensation Plan

Disclosed balance after: 209,973.441

F1 · balance_after: Total includes the exempt acquisition of shares via the automatic reinvestment of dividends.

F2 · ownership.nature: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities.

Read SEC document
October 24, 2023 Filed Oct 26, 2023 23:51 UTC
Sit Roger JDirector
GrantCommon Stock 3,416.695 $9.55 $32,629.44
Disclosure

SEC source: 0001225208-23-009758 · doc4.xml · nonDerivative · entry 1

Sit Roger J · CIK 0001631446 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Director Deferred Compensation Plan

Disclosed balance after: 22,665.513

F1 · balance_after: Total includes the exempt acquisition of shares via the automatic reinvestment of dividends.

F2 · ownership.nature: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities.

Read SEC document
October 24, 2023 Filed Oct 26, 2023 23:50 UTC GrantCommon Stock 150.544 $9.55 $1,437.70
Disclosure

SEC source: 0001225208-23-009757 · doc4.xml · nonDerivative · entry 1

Kline Katherine M. A. · CIK 0001753616 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Director Deferred Compensation Plan

Disclosed balance after: 3,837.416

F1 · balance_after: Total includes the exempt acquisition of shares via the automatic reinvestment of dividends.

F2 · ownership.nature: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities.

Read SEC document
October 24, 2023 Filed Oct 26, 2023 23:49 UTC GrantCommon Stock 3,416.695 $9.55 $32,629.44
Disclosure

SEC source: 0001225208-23-009756 · doc4.xml · nonDerivative · entry 1

Diaz-Granados Rafael · CIK 0001979008 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Director Deferred Compensation Plan

Disclosed balance after: 5,283.27

F1 · balance_after: Total includes the exempt acquisition of shares via the automatic reinvestment of dividends.

F2 · ownership.nature: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities.

Read SEC document
October 24, 2023 Filed Oct 26, 2023 23:49 UTC
CRANE ANN BDirector
GrantCommon Stock 3,992.69 $9.55 $38,130.19
Disclosure

SEC source: 0001225208-23-009755 · doc4.xml · nonDerivative · entry 1

CRANE ANN B · CIK 0001252451 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Director Deferred Compensation Plan

Disclosed balance after: 70,007.093

F1 · balance_after: Total includes the exempt acquisition of shares via the automatic reinvestment of dividends.

F2 · ownership.nature: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities.

Read SEC document
October 24, 2023 Filed Oct 26, 2023 23:48 UTC GrantCommon Stock 3,010.881 $9.55 $28,753.91
Disclosure

SEC source: 0001225208-23-009754 · doc4.xml · nonDerivative · entry 1

Cotton Alanna Y. · CIK 0001797695 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Director Deferred Compensation Plan

Disclosed balance after: 16,762.126

F1 · balance_after: Total includes the exempt acquisition of shares via the automatic reinvestment of dividends.

F2 · ownership.nature: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities.

Read SEC document
August 09, 2023 Filed Aug 11, 2023 22:47 UTC
Heller Paul GSr. EVP & Chief Technology Off
Exercise / conversionEmployee/Director Stock Option (Right to Buy) · Derivative 63,344 $0.00 Strike: $8.57 $0.00
Disclosure

SEC source: 0001225208-23-008213 · doc4.xml · derivative · entry 5

Heller Paul G · CIK 0001561163 · Sr. EVP & Chief Technology Off

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,345

Underlying: Common Stock · 63,344 shares

Expires 2030-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 09, 2023 Filed Aug 11, 2023 22:47 UTC
Heller Paul GSr. EVP & Chief Technology Off
Tax withholdingCommon Stock 53,668 $11.90 $638,380.86
Disclosure

SEC source: 0001225208-23-008213 · doc4.xml · nonDerivative · entry 3

Heller Paul G · CIK 0001561163 · Sr. EVP & Chief Technology Off

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 452,242.403

F3 · price: This transaction was executed in multiple trades ranging from $11.89 to $11.90. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 09, 2023 Filed Aug 11, 2023 22:47 UTC
Heller Paul GSr. EVP & Chief Technology Off
SaleCommon Stock 23,816.569 $11.89 $283,214.73
Disclosure

SEC source: 0001225208-23-008213 · doc4.xml · nonDerivative · entry 2

Heller Paul G · CIK 0001561163 · Sr. EVP & Chief Technology Off

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 505,910.403

F2 · price: This transaction was executed in multiple trades ranging from $11.89 to $11.895. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 09, 2023 Filed Aug 11, 2023 22:47 UTC
Heller Paul GSr. EVP & Chief Technology Off
Exercise / conversionCommon Stock 63,344 $8.57 $542,858.08
Disclosure

SEC source: 0001225208-23-008213 · doc4.xml · nonDerivative · entry 1

Heller Paul G · CIK 0001561163 · Sr. EVP & Chief Technology Off

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 529,726.972

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Total includes accrued dividend equivalents reflecting exempt automatic reinvestment of dividends on awards of restricted stock units.

Read SEC document
August 09, 2023 Filed Aug 11, 2023 20:14 UTC
Houston HelgaSenior Exec. V. P.
SaleCommon Stock 12,280 $11.97 $146,991.60
Disclosure

SEC source: 0001225208-23-008208 · doc4.xml · nonDerivative · entry 2

Houston Helga · CIK 0001478277 · Senior Exec. V. P.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 594,563.705

F2 · price: This transaction was executed in multiple trades, all with the same price of $11.97 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 09, 2023 Filed Aug 11, 2023 20:14 UTC
Houston HelgaSenior Exec. V. P.
GiftCommon Stock 4,200 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-008208 · doc4.xml · nonDerivative · entry 1

Houston Helga · CIK 0001478277 · Senior Exec. V. P.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 606,843.705

F1 · balance_after: Total includes accrued dividend equivalents reflecting exempt automatic reinvestment of dividends on awards of restricted stock units.

Read SEC document
August 02, 2023 Filed Aug 4, 2023 20:19 UTC
Dennis Donald LeeExecutive V.P.
Tax withholdingCommon Stock 241 $12.24 $2,949.84
Disclosure

SEC source: 0001225208-23-007998 · doc4.xml · nonDerivative · entry 1

Dennis Donald Lee · CIK 0001858781 · Executive V.P.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,618.725

F1 · shares: Shares withheld to cover the associated tax liability upon the vesting of a restricted stock unit award.

F2 · balance_after: Total reflects the transfer of shares from directly-owned to the Executive Deferred Compensation Plan and includes accrued dividend equivalents reflecting exempt automatic reinvestment of dividends on awards of restricted stock units.

Read SEC document
July 25, 2023 Filed Jul 28, 2023 01:46 UTC GrantCommon Stock 3,343.151 $12.19 $40,750.00
Disclosure

SEC source: 0001225208-23-007719 · doc4.xml · nonDerivative · entry 1

Phelan Kenneth J · CIK 0001779467 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Director Deferred Compensation Plan

Disclosed balance after: 26,854.501

F1 · balance_after: Total includes the exempt acquisition of shares via the automatic reinvestment of dividends.

F2 · ownership.nature: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities.

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July 25, 2023 Filed Jul 28, 2023 01:45 UTC GrantCommon Stock 126.137 $12.19 $1,537.50
Disclosure

SEC source: 0001225208-23-007717 · doc4.xml · nonDerivative · entry 1

Kline Katherine M. A. · CIK 0001753616 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Director Deferred Compensation Plan

Disclosed balance after: 3,632.607

F1 · balance_after: Total includes the exempt acquisition of shares via the automatic reinvestment of dividends.

F2 · ownership.nature: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities.

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July 25, 2023 Filed Jul 28, 2023 01:45 UTC GrantCommon Stock 1,839.102 $12.19 $22,417.00
Disclosure

SEC source: 0001225208-23-007718 · doc4.xml · nonDerivative · entry 1

Diaz-Granados Rafael · CIK 0001979008 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Director Deferred Compensation Plan

Disclosed balance after: 1,839.102

F1 · balance_after: Total includes the exempt acquisition of shares via the automatic reinvestment of dividends.

F2 · ownership.nature: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities.

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July 25, 2023 Filed Jul 28, 2023 01:45 UTC
CRANE ANN BDirector
GrantCommon Stock 3,291.876 $12.19 $40,125.01
Disclosure

SEC source: 0001225208-23-007716 · doc4.xml · nonDerivative · entry 1

CRANE ANN B · CIK 0001252451 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Director Deferred Compensation Plan

Disclosed balance after: 65,042.773

F1 · balance_after: Total includes the exempt acquisition of shares via the automatic reinvestment of dividends.

F2 · ownership.nature: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities.

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July 25, 2023 Filed Jul 28, 2023 01:44 UTC
Sit Roger JDirector
GrantCommon Stock 3,004.734 $12.19 $36,625.00
Disclosure

SEC source: 0001225208-23-007714 · doc4.xml · nonDerivative · entry 1

Sit Roger J · CIK 0001631446 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Director Deferred Compensation Plan

Disclosed balance after: 18,965.505

F1 · balance_after: Total includes the exempt acquisition of shares via the automatic reinvestment of dividends.

F2 · ownership.nature: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities.

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July 25, 2023 Filed Jul 28, 2023 01:45 UTC GrantCommon Stock 3,343.151 $12.19 $40,750.00
Disclosure

SEC source: 0001225208-23-007715 · doc4.xml · nonDerivative · entry 1

NEU RICHARD W · CIK 0001220191 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Director Deferred Compensation Plan

Disclosed balance after: 202,265.433

F1 · balance_after: Total includes the exempt acquisition of shares via the automatic reinvestment of dividends.

F2 · ownership.nature: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities.

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July 25, 2023 Filed Jul 28, 2023 01:44 UTC GrantCommon Stock 2,358.665 $12.19 $28,750.00
Disclosure

SEC source: 0001225208-23-007713 · doc4.xml · nonDerivative · entry 1

Cotton Alanna Y. · CIK 0001797695 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Director Deferred Compensation Plan

Disclosed balance after: 13,548.848

F1 · balance_after: Total includes the exempt acquisition of shares via the automatic reinvestment of dividends.

F2 · ownership.nature: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities.

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July 18, 2023 Filed Jul 21, 2023 23:44 UTC GrantCommon Stock 11,802 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-007631 · doc4.xml · nonDerivative · entry 1

Inglis John C · CIK 0001657175 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,828.7204

F1 · shares: An award of deferred stock units - the underlying shares are deliverable to the Reporting Person the later of six months following separation from service as a director or one year following the date of the award.

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July 18, 2023 Filed Jul 21, 2023 23:44 UTC GrantCommon Stock 11,802 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-007630 · doc4.xml · nonDerivative · entry 1

Diaz-Granados Rafael · CIK 0001979008 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,002

F1 · shares: An award of deferred stock units - the underlying shares are deliverable to the Reporting Person the later of six months following separation from service as a director or one year following the date of the award.

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May 31, 2023 Filed Jun 1, 2023 21:33 UTC PurchaseCommon Stock 200 $10.35 $2,070.00
Disclosure

SEC source: 0001225208-23-006439 · doc4.xml · nonDerivative · entry 1

Diaz-Granados Rafael · CIK 0001979008 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200

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May 30, 2023 Filed Jun 1, 2023 21:32 UTC
TORGOW GARYDirector
PurchaseCommon Stock 23,680 $10.56 $250,134.21
Disclosure

SEC source: 0001225208-23-006438 · doc4.xml · nonDerivative · entry 1

TORGOW GARY · CIK 0001251487 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 933,815.952

F1 · price: This transaction was executed in multiple trades ranging from $10.56 to $10.57. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.