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HALO

HALOZYME THERAPEUTICS, INC.

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793
SEC CIK
0001159036
Parsed reports
393

Last 12 months

Inside the activity.

0 purchase rows · 106 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025010
Dec 202505
Jan 202601
Feb 202607
Mar 2026010
Apr 202606
May 2026013
Jun 2026011
Jul 202604
Aug 2026012
Sep 2026011
Oct 2026016

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 11, 2017 Filed May 15, 2017 09:09 UTC
KIRK RANDAL JDirector · 10% owner
Exercise / conversionCommon Stock 10,000 $10.37 $103,700.00
Disclosure

SEC source: 0001140361-17-020229 · doc1.xml · nonDerivative · entry 1

KIRK RANDAL J · CIK 0001091823 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,562,388

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2017 Filed May 9, 2017 22:00 UTC Exercise / conversionOptions to Purchase Common Stock · Derivative 10,000 $0.00 Strike: $10.37 $0.00
Disclosure

SEC source: 0001179110-17-006946 · edgar.xml · derivative · entry 2

MATSUI CONNIE · CIK 0001236537 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2017-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options became fully vested and exercisable on the date immediately preceding the date of the annual stockholders' meeting following the date of grant.

Read SEC document
May 08, 2017 Filed May 9, 2017 22:00 UTC Exercise / conversionCommon Stock 10,000 $10.37 $103,700.00
Disclosure

SEC source: 0001179110-17-006946 · edgar.xml · nonDerivative · entry 1

MATSUI CONNIE · CIK 0001236537 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,388

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2017 Filed May 5, 2017 20:58 UTC GrantCommon Stock 14,135 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-006701 · edgar.xml · nonDerivative · entry 1

MATSUI CONNIE · CIK 0001236537 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,388

F1 · shares: Represents annual restricted stock grant under the Issuer's director compensation program. This grant will vest in full on the earlier of (i) May 4, 2018 or (ii) the date of the Issuer's next annual meeting of stockholders.

Read SEC document
May 04, 2017 Filed May 5, 2017 20:59 UTC GrantCommon Stock 14,135 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-006704 · edgar.xml · nonDerivative · entry 1

Posard Matthew L. · CIK 0001543792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,388

F1 · shares: Represents annual restricted stock grant under the Issuer's director compensation program. This grant will vest in full on the earlier of (i) May 4, 2018 or (ii) the date of the Issuer's next annual meeting of stockholders.

Read SEC document
May 04, 2017 Filed May 5, 2017 20:56 UTC GrantCommon Stock 14,135 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-006699 · edgar.xml · nonDerivative · entry 1

Kelley Kenneth J · CIK 0001291219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,388

F1 · shares: Represents annual restricted stock grant under the Issuer's director compensation program. This grant will vest in full on the earlier of (i) May 4, 2018 or (ii) the date of the Issuer's next annual meeting of stockholders.

Read SEC document
May 04, 2017 Filed May 5, 2017 20:55 UTC GrantCommon Stock 14,135 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-006695 · edgar.xml · nonDerivative · entry 1

Henderson Jeffrey William · CIK 0001324015 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,742

F1 · shares: Represents annual restricted stock grant under the Issuer's director compensation program. This grant will vest in full on the earlier of (i) May 4, 2018 or (ii) the date of the Issuer's next annual meeting of stockholders.

Read SEC document
May 04, 2017 Filed May 5, 2017 20:53 UTC
Daly James MDirector
GrantCommon Stock 14,135 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-006690 · edgar.xml · nonDerivative · entry 1

Daly James M · CIK 0001560782 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,337

F1 · shares: Represents annual restricted stock grant under the Issuer's director compensation program. This grant will vest in full on the earlier of (i) May 4, 2018 or (ii) the date of the Issuer's next annual meeting of stockholders.

Read SEC document
May 04, 2017 Filed May 5, 2017 20:52 UTC GrantCommon Stock 14,135 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-006686 · edgar.xml · nonDerivative · entry 1

BIZZARI JEAN-PIERRE · CIK 0001630914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,949

F1 · shares: Represents annual restricted stock grant under the Issuer's director compensation program. This grant will vest in full on the earlier of (i) May 4, 2018 and (ii) the date of the Issuer's next annual meeting of stockholders.

Read SEC document
May 04, 2017 Filed May 8, 2017 16:01 UTC
KIRK RANDAL JDirector · 10% owner
GrantCommon Stock 14,135 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-018828 · doc1.xml · nonDerivative · entry 1

KIRK RANDAL J · CIK 0001091823 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,552,388

F1 · shares: Represents annual restricted stock grant as compensation for services pursuant to the Halozyme Therapeutics, Inc. 2011 Stock Plan. This grant will vest in full on the earlier of (i) May 4, 2018 or (ii) the date of the issuer's next Annual Meeting.

Read SEC document
April 13, 2017 Filed Apr 14, 2017 18:03 UTC
LEONHARDT HARRY JSVP, GC and CCO
Exercise / conversionRestricted Stock Units · Derivative 6,875 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-17-005998 · edgar.xml · derivative · entry 3

LEONHARDT HARRY J · CIK 0001286102 · SVP, GC and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,750

Underlying: Common Stock · 6,875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the Issuer.

F2 · derivative.expiration_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the Issuer.

Read SEC document
April 13, 2017 Filed Apr 14, 2017 18:03 UTC
LEONHARDT HARRY JSVP, GC and CCO
Tax withholdingCommon Stock 2,583 $12.81 $33,088.23
Disclosure

SEC source: 0001179110-17-005998 · edgar.xml · nonDerivative · entry 2

LEONHARDT HARRY J · CIK 0001286102 · SVP, GC and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,799

F1 · shares: The reported disposition of 2,583 shares represents the shares that were withheld by the Issuer as payment for minimum statutory tax withholding requirements.

Read SEC document
April 13, 2017 Filed Apr 14, 2017 18:03 UTC
LEONHARDT HARRY JSVP, GC and CCO
Exercise / conversionCommon Stock 6,875 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-005998 · edgar.xml · nonDerivative · entry 1

LEONHARDT HARRY J · CIK 0001286102 · SVP, GC and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,382

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 21:06 UTC
LEONHARDT HARRY JSVP, GC and CCO
GrantRestricted Stock Units · Derivative 45,568 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-17-003120 · edgar.xml · derivative · entry 2

LEONHARDT HARRY J · CIK 0001286102 · SVP, GC and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,568

Underlying: Common Stock · 45,568 shares

Expires not disclosed

F2 · derivative.exercise_date: This award vests one-fourth on the first anniversary of the grant date then one-fourth on each anniversary date thereafter.

F2 · derivative.expiration_date: This award vests one-fourth on the first anniversary of the grant date then one-fourth on each anniversary date thereafter.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 21:06 UTC
LEONHARDT HARRY JSVP, GC and CCO
GrantOption to Purchase Common Stock · Derivative 72,925 $0.00 Strike: $12.07 $0.00
Disclosure

SEC source: 0001179110-17-003120 · edgar.xml · derivative · entry 1

LEONHARDT HARRY J · CIK 0001286102 · SVP, GC and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,925

Underlying: Common Stock · 72,925 shares

Expires 2027-02-22

F1 · derivative.exercise_date: This option vests one-fourth on such date and then 1/48th monthly thereafter.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 21:06 UTC
Countouriotis AthenaSVP and Chief Medical Officer
GrantRestricted Stock Units · Derivative 45,568 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-17-003119 · edgar.xml · derivative · entry 2

Countouriotis Athena · CIK 0001571469 · SVP and Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,568

Underlying: Common Stock · 45,568 shares

Expires not disclosed

F2 · derivative.exercise_date: This award vests one-fourth on the first anniversary of the grant date and then one-fourth on each anniversary thereafter.

F2 · derivative.expiration_date: This award vests one-fourth on the first anniversary of the grant date and then one-fourth on each anniversary thereafter.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 21:06 UTC
Countouriotis AthenaSVP and Chief Medical Officer
GrantOption to Purchase Common Stock · Derivative 72,925 $0.00 Strike: $12.07 $0.00
Disclosure

SEC source: 0001179110-17-003119 · edgar.xml · derivative · entry 1

Countouriotis Athena · CIK 0001571469 · SVP and Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,925

Underlying: Common Stock · 72,925 shares

Expires 2027-02-22

F1 · derivative.exercise_date: This option vests one-fourth on such date and then 1/48th monthly thereafter.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 21:05 UTC
Stelzer LaurieSVP, Chief Financial Officer
GrantRestricted Stock Units · Derivative 45,568 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-17-003117 · edgar.xml · derivative · entry 2

Stelzer Laurie · CIK 0001644348 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,568

Underlying: Common Stock · 45,568 shares

Expires not disclosed

F2 · derivative.exercise_date: This award vests one-fourth on the first anniversary of the grant date and then one-fourth on each anniversary date thereafter.

F2 · derivative.expiration_date: This award vests one-fourth on the first anniversary of the grant date and then one-fourth on each anniversary date thereafter.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 21:05 UTC
Stelzer LaurieSVP, Chief Financial Officer
GrantOption to Purchase Common Stock · Derivative 72,925 $0.00 Strike: $12.07 $0.00
Disclosure

SEC source: 0001179110-17-003117 · edgar.xml · derivative · entry 1

Stelzer Laurie · CIK 0001644348 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,925

Underlying: Common Stock · 72,925 shares

Expires 2027-02-22

F1 · derivative.exercise_date: This option vests one-fourth on such date and then 1/48th monthly thereafter.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 21:05 UTC
Gergen Mark JSVP, Chief Operating Officer
GrantRestricted Stock Units · Derivative 45,568 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-17-003118 · edgar.xml · derivative · entry 2

Gergen Mark J · CIK 0001373110 · SVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,568

Underlying: Common Stock · 45,568 shares

Expires not disclosed

F2 · derivative.exercise_date: This award vests one-fourth on the first anniversary of the grant date and then one-fourth on each anniversary date thereafter.

F2 · derivative.expiration_date: This award vests one-fourth on the first anniversary of the grant date and then one-fourth on each anniversary date thereafter.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 21:05 UTC
Gergen Mark JSVP, Chief Operating Officer
GrantOption to Purchase Common Stock · Derivative 72,925 $0.00 Strike: $12.07 $0.00
Disclosure

SEC source: 0001179110-17-003118 · edgar.xml · derivative · entry 1

Gergen Mark J · CIK 0001373110 · SVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,925

Underlying: Common Stock · 72,925 shares

Expires 2027-02-22

F1 · derivative.exercise_date: This option vests one-fourth on such date and then 1/48th monthly thereafter.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 21:04 UTC
Torley HelenDirector · President and CEO
GrantRestricted Stock Units · Derivative 157,416 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-17-003116 · edgar.xml · derivative · entry 2

Torley Helen · CIK 0001528185 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,416

Underlying: Common Stock · 157,416 shares

Expires not disclosed

F2 · derivative.exercise_date: This award vests one-fourth on the first anniversary of the grant date and then one-fourth on each anniversary date thereafter.

F2 · derivative.expiration_date: This award vests one-fourth on the first anniversary of the grant date and then one-fourth on each anniversary date thereafter.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 21:04 UTC
Torley HelenDirector · President and CEO
GrantOption to Purchase Common Stock · Derivative 251,923 $0.00 Strike: $12.07 $0.00
Disclosure

SEC source: 0001179110-17-003116 · edgar.xml · derivative · entry 1

Torley Helen · CIK 0001528185 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,923

Underlying: Common Stock · 251,923 shares

Expires 2027-02-22

F1 · derivative.exercise_date: This option vests one-fourth on such date and then 1/48th monthly thereafter.

Read SEC document
February 06, 2017 Filed Feb 7, 2017 21:39 UTC
Torley HelenDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 31,250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-17-001873 · edgar.xml · derivative · entry 2

Torley Helen · CIK 0001528185 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,500

Underlying: Common Stock · 31,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer.

F1 · derivative.expiration_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer.

Read SEC document
February 06, 2017 Filed Feb 7, 2017 21:39 UTC
Torley HelenDirector · President and CEO
Exercise / conversionCommon Stock 31,250 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-001873 · edgar.xml · nonDerivative · entry 1

Torley Helen · CIK 0001528185 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,159

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 00:01 UTC
Countouriotis AthenaSVP and Chief Medical Officer
Exercise / conversionRestricted Stock Units · Derivative 18,496 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-17-001809 · edgar.xml · derivative · entry 3

Countouriotis Athena · CIK 0001571469 · SVP and Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,487

Underlying: Common Stock · 18,496 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer.

F2 · derivative.expiration_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 00:01 UTC
Countouriotis AthenaSVP and Chief Medical Officer
Tax withholdingCommon Stock 6,900 $12.26 $84,594.00
Disclosure

SEC source: 0001179110-17-001809 · edgar.xml · nonDerivative · entry 2

Countouriotis Athena · CIK 0001571469 · SVP and Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,077

F1 · shares: The reported disposition of 6,900 shares represents the shares that were withheld by the issuer as payment for minimum statutory tax withholding obligations.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 00:01 UTC
Countouriotis AthenaSVP and Chief Medical Officer
Exercise / conversionCommon Stock 18,496 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-001809 · edgar.xml · nonDerivative · entry 1

Countouriotis Athena · CIK 0001571469 · SVP and Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,977

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 00:01 UTC
LEONHARDT HARRY JSVP, GC and CCO
Exercise / conversionRestricted Stock Units · Derivative 15,413 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-17-001810 · edgar.xml · derivative · entry 3

LEONHARDT HARRY J · CIK 0001286102 · SVP, GC and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,239

Underlying: Common Stock · 15,413 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer.

F2 · derivative.expiration_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 00:01 UTC
LEONHARDT HARRY JSVP, GC and CCO
Tax withholdingCommon Stock 6,198 $12.26 $75,987.48
Disclosure

SEC source: 0001179110-17-001810 · edgar.xml · nonDerivative · entry 2

LEONHARDT HARRY J · CIK 0001286102 · SVP, GC and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,507

F1 · shares: The reported disposition of 6,198 shares represents the shares that were withheld by the issuer as payment for tax withholding obligations.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 00:01 UTC
LEONHARDT HARRY JSVP, GC and CCO
Exercise / conversionCommon Stock 15,413 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-001810 · edgar.xml · nonDerivative · entry 1

LEONHARDT HARRY J · CIK 0001286102 · SVP, GC and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,705

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 00:00 UTC
Torley HelenDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 55,487 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-17-001807 · edgar.xml · derivative · entry 2

Torley Helen · CIK 0001528185 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,461

Underlying: Common Stock · 55,487 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer.

F1 · derivative.expiration_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 00:00 UTC
Torley HelenDirector · President and CEO
Exercise / conversionCommon Stock 55,487 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-001807 · edgar.xml · nonDerivative · entry 1

Torley Helen · CIK 0001528185 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,909

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 00:01 UTC
Stelzer LaurieSVP, Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 23,120 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-17-001808 · edgar.xml · derivative · entry 4

Stelzer Laurie · CIK 0001644348 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,358

Underlying: Common Stock · 23,120 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer.

F3 · derivative.expiration_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 00:01 UTC
Stelzer LaurieSVP, Chief Financial Officer
Tax withholdingCommon Stock 9,085 $12.26 $111,382.10
Disclosure

SEC source: 0001179110-17-001808 · edgar.xml · nonDerivative · entry 2

Stelzer Laurie · CIK 0001644348 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,910

F1 · shares: The reported disposition of 9,085 shares represents the shares that were withheld by the issuer as payment for minimum statutory tax withholding obligations.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 00:01 UTC
Stelzer LaurieSVP, Chief Financial Officer
Exercise / conversionCommon Stock 23,120 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-001808 · edgar.xml · nonDerivative · entry 1

Stelzer Laurie · CIK 0001644348 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,995

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 06, 2017 Filed Jan 9, 2017 21:04 UTC
Torley HelenDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 30,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-17-000757 · edgar.xml · derivative · entry 2

Torley Helen · CIK 0001528185 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer.

F1 · derivative.expiration_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer.

Read SEC document
January 06, 2017 Filed Jan 9, 2017 21:04 UTC
Torley HelenDirector · President and CEO
Exercise / conversionCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-000757 · edgar.xml · nonDerivative · entry 1

Torley Helen · CIK 0001528185 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,422

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 05, 2017 Filed Jan 9, 2017 21:03 UTC
Countouriotis AthenaSVP and Chief Medical Officer
Exercise / conversionRestricted Stock Units · Derivative 7,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-17-000756 · edgar.xml · derivative · entry 2

Countouriotis Athena · CIK 0001571469 · SVP and Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 7,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer.

F1 · derivative.expiration_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer.

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January 05, 2017 Filed Jan 9, 2017 21:03 UTC
Countouriotis AthenaSVP and Chief Medical Officer
Exercise / conversionCommon Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-000756 · edgar.xml · nonDerivative · entry 1

Countouriotis Athena · CIK 0001571469 · SVP and Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,481

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.