Last 12 months
Inside the activity.
0 purchase rows · 106 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 10 |
| Dec 2025 | 0 | 5 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 7 |
| Mar 2026 | 0 | 10 |
| Apr 2026 | 0 | 6 |
| May 2026 | 0 | 13 |
| Jun 2026 | 0 | 11 |
| Jul 2026 | 0 | 4 |
| Aug 2026 | 0 | 12 |
| Sep 2026 | 0 | 11 |
| Oct 2026 | 0 | 16 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 01, 2018 Filed Jun 5, 2018 20:06 UTC |
Chondros DimitriosSVP, Chief Medical Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 2,043 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-008049 · edgar.xml · derivative · entry 3 Chondros Dimitrios · CIK 0001739693 · SVP, Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,127 Underlying: Common Stock · 2,043 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer. F2 · derivative.expiration_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:06 UTC |
Chondros DimitriosSVP, Chief Medical Officer
|
Tax withholdingCommon Stock | 712 | $18.59 | $13,236.08 |
DisclosureSEC source: 0001179110-18-008049 · edgar.xml · nonDerivative · entry 2 Chondros Dimitrios · CIK 0001739693 · SVP, Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,407 F1 · shares: The reported disposition of 712 shares represents the shares that were withheld by the issuer as payment for minimum statutory tax withholding obligations. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:06 UTC |
Chondros DimitriosSVP, Chief Medical Officer
|
Exercise / conversionCommon Stock | 2,043 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-008049 · edgar.xml · nonDerivative · entry 1 Chondros Dimitrios · CIK 0001739693 · SVP, Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,119 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 02, 2018 Filed May 2, 2018 23:42 UTC |
Posard Matthew L.Director
|
GrantCommon Stock | 10,363 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-006091 · edgar.xml · nonDerivative · entry 1 Posard Matthew L. · CIK 0001543792 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,751 F1 · shares: Represents annual restricted stock grant under the Issuer's director compensation program. This grant will vest in full on the earlier of (i) May 2, 2019 or (ii) the date of the Issuer's next annual meeting of stockholders. Read SEC document |
| May 02, 2018 Filed May 2, 2018 23:42 UTC |
MATSUI CONNIEDirector
|
GrantCommon Stock | 10,363 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-006090 · edgar.xml · nonDerivative · entry 1 MATSUI CONNIE · CIK 0001236537 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,751 F1 · shares: Represents annual restricted stock grant under the Issuer's director compensation program. This grant will vest in full on the earlier of (i) May 2, 2019 or (ii) the date of the Issuer's next annual meeting of stockholders. Read SEC document |
| May 02, 2018 Filed May 2, 2018 23:41 UTC |
Kelley Kenneth JDirector
|
GrantCommon Stock | 10,363 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-006089 · edgar.xml · nonDerivative · entry 1 Kelley Kenneth J · CIK 0001291219 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212,751 F1 · shares: Represents annual restricted stock grant under the Issuer's director compensation program. This grant will vest in full on the earlier of (i) May 2, 2019 or (ii) the date of the Issuer's next annual meeting of stockholders. Read SEC document |
| May 02, 2018 Filed May 2, 2018 23:40 UTC |
Henderson Jeffrey WilliamDirector
|
GrantCommon Stock | 10,363 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-006088 · edgar.xml · nonDerivative · entry 1 Henderson Jeffrey William · CIK 0001324015 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,105 F1 · shares: Represents annual restricted stock grant under the Issuer's director compensation program. This grant will vest in full on the earlier of (i) May 2, 2019 or (ii) the date of the Issuer's next annual meeting of stockholders. Read SEC document |
| May 02, 2018 Filed May 2, 2018 23:39 UTC |
Daly James MDirector
|
GrantCommon Stock | 10,363 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-006087 · edgar.xml · nonDerivative · entry 1 Daly James M · CIK 0001560782 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,700 F1 · shares: Represents annual restricted stock grant under the Issuer's director compensation program. This grant will vest in full on the earlier of (i) May 2, 2019 or (ii) the date of the Issuer's next annual meeting of stockholders. Read SEC document |
| May 02, 2018 Filed May 2, 2018 23:39 UTC |
BIZZARI JEAN-PIERREDirector
|
GrantCommon Stock | 10,363 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-006086 · edgar.xml · nonDerivative · entry 1 BIZZARI JEAN-PIERRE · CIK 0001630914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,312 F1 · shares: Represents annual restricted stock grant under the Issuer's director compensation program. This grant will vest in full on the earlier of (i) May 2, 2019 and (ii) the date of the Issuer's next annual meeting of stockholders. Read SEC document |
| April 13, 2018 Filed Apr 13, 2018 23:15 UTC |
LEONHARDT HARRY JSVP, GC and CCO
|
Exercise / conversionRestricted Stock Units · Derivative | 6,875 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-005645 · edgar.xml · derivative · entry 3 LEONHARDT HARRY J · CIK 0001286102 · SVP, GC and CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,875 Underlying: Common Stock · 6,875 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the Issuer. F2 · derivative.expiration_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the Issuer. Read SEC document |
| April 13, 2018 Filed Apr 13, 2018 23:15 UTC |
LEONHARDT HARRY JSVP, GC and CCO
|
Tax withholdingCommon Stock | 2,377 | $19.37 | $46,042.49 |
DisclosureSEC source: 0001179110-18-005645 · edgar.xml · nonDerivative · entry 2 LEONHARDT HARRY J · CIK 0001286102 · SVP, GC and CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,558 F1 · shares: The reported disposition of 2,377 shares represents the shares that were withheld by the Issuer as payment for minimum statutory tax withholding requirements. Read SEC document |
| April 13, 2018 Filed Apr 13, 2018 23:15 UTC |
LEONHARDT HARRY JSVP, GC and CCO
|
Exercise / conversionCommon Stock | 6,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-005645 · edgar.xml · nonDerivative · entry 1 LEONHARDT HARRY J · CIK 0001286102 · SVP, GC and CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,935 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 22, 2018 Filed Feb 23, 2018 22:14 UTC |
LEONHARDT HARRY JSVP, GC and CCO
|
Exercise / conversionRestricted Stock Units · Derivative | 11,392 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-002768 · edgar.xml · derivative · entry 3 LEONHARDT HARRY J · CIK 0001286102 · SVP, GC and CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,176 Underlying: Common Stock · 11,392 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer. F2 · derivative.expiration_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer. Read SEC document |
| February 22, 2018 Filed Feb 23, 2018 22:14 UTC |
LEONHARDT HARRY JSVP, GC and CCO
|
Tax withholdingCommon Stock | 3,939 | $19.28 | $75,943.92 |
DisclosureSEC source: 0001179110-18-002768 · edgar.xml · nonDerivative · entry 2 LEONHARDT HARRY J · CIK 0001286102 · SVP, GC and CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,060 F1 · shares: The reported disposition of 3,939 shares represents the shares that were withheld by the issuer as payment for tax withholding obligations. Read SEC document |
| February 22, 2018 Filed Feb 23, 2018 22:14 UTC |
LEONHARDT HARRY JSVP, GC and CCO
|
Exercise / conversionCommon Stock | 11,392 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-002768 · edgar.xml · nonDerivative · entry 1 LEONHARDT HARRY J · CIK 0001286102 · SVP, GC and CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,999 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 22, 2018 Filed Feb 23, 2018 22:13 UTC |
Stelzer LaurieSVP, Chief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 11,392 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-002766 · edgar.xml · derivative · entry 4 Stelzer Laurie · CIK 0001644348 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,176 Underlying: Common Stock · 11,392 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer. F3 · derivative.expiration_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer. Read SEC document |
| February 22, 2018 Filed Feb 23, 2018 22:13 UTC |
Stelzer LaurieSVP, Chief Financial Officer
|
Tax withholdingCommon Stock | 3,939 | $19.28 | $75,943.92 |
DisclosureSEC source: 0001179110-18-002766 · edgar.xml · nonDerivative · entry 2 Stelzer Laurie · CIK 0001644348 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,510 F1 · shares: The reported disposition of 3,939 shares represents the shares that were withheld by the issuer as payment for minimum statutory tax withholding obligations. Read SEC document |
| February 22, 2018 Filed Feb 23, 2018 22:13 UTC |
Stelzer LaurieSVP, Chief Financial Officer
|
Exercise / conversionCommon Stock | 11,392 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-002766 · edgar.xml · nonDerivative · entry 1 Stelzer Laurie · CIK 0001644348 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,449 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 22, 2018 Filed Feb 23, 2018 22:09 UTC |
Torley HelenDirector · President and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 39,354 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-002765 · edgar.xml · derivative · entry 3 Torley Helen · CIK 0001528185 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,062 Underlying: Common Stock · 39,354 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer. F2 · derivative.expiration_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer. Read SEC document |
| February 22, 2018 Filed Feb 23, 2018 22:09 UTC |
Torley HelenDirector · President and CEO
|
Tax withholdingCommon Stock | 19,511 | $19.28 | $376,172.08 |
DisclosureSEC source: 0001179110-18-002765 · edgar.xml · nonDerivative · entry 2 Torley Helen · CIK 0001528185 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 329,486 F1 · shares: The reported disposition of 19,511 shares represents the shares that were withheld by the issuer as payment for minimum statutory tax withholding obligations. Read SEC document |
| February 22, 2018 Filed Feb 23, 2018 22:09 UTC |
Torley HelenDirector · President and CEO
|
Exercise / conversionCommon Stock | 39,354 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-002765 · edgar.xml · nonDerivative · entry 1 Torley Helen · CIK 0001528185 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 348,997 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2018 Filed Feb 16, 2018 21:09 UTC |
LEONHARDT HARRY JSVP, GC and CCO
|
GrantRestricted Stock Units · Derivative | 31,234 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-002259 · edgar.xml · derivative · entry 2 LEONHARDT HARRY J · CIK 0001286102 · SVP, GC and CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,234 Underlying: Common Stock · 31,234 shares Expires not disclosed F2 · derivative.exercise_date: This award vests one-fourth on the first anniversary of the grant date then one-fourth on each anniversary date thereafter. F2 · derivative.expiration_date: This award vests one-fourth on the first anniversary of the grant date then one-fourth on each anniversary date thereafter. Read SEC document |
| February 14, 2018 Filed Feb 16, 2018 21:09 UTC |
LEONHARDT HARRY JSVP, GC and CCO
|
GrantOption to Purchase Common Stock · Derivative | 54,780 | $0.00 Strike: $18.41 | $0.00 |
DisclosureSEC source: 0001179110-18-002259 · edgar.xml · derivative · entry 1 LEONHARDT HARRY J · CIK 0001286102 · SVP, GC and CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,780 Underlying: Common Stock · 54,780 shares Expires 2028-02-14 F1 · derivative.exercise_date: This option vests one-fourth on such date and then 1/48th monthly thereafter. Read SEC document |
| February 14, 2018 Filed Feb 16, 2018 21:07 UTC |
Stelzer LaurieSVP, Chief Financial Officer
|
GrantRestricted Stock Units · Derivative | 31,234 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-002257 · edgar.xml · derivative · entry 2 Stelzer Laurie · CIK 0001644348 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,234 Underlying: Common Stock · 31,234 shares Expires not disclosed F2 · derivative.exercise_date: This award vests one-fourth on the first anniversary of the grant date and then one-fourth on each anniversary date thereafter. F2 · derivative.expiration_date: This award vests one-fourth on the first anniversary of the grant date and then one-fourth on each anniversary date thereafter. Read SEC document |
| February 14, 2018 Filed Feb 16, 2018 21:07 UTC |
Stelzer LaurieSVP, Chief Financial Officer
|
GrantOption to Purchase Common Stock · Derivative | 54,780 | $0.00 Strike: $18.41 | $0.00 |
DisclosureSEC source: 0001179110-18-002257 · edgar.xml · derivative · entry 1 Stelzer Laurie · CIK 0001644348 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,780 Underlying: Common Stock · 54,780 shares Expires 2028-02-14 F1 · derivative.exercise_date: This option vests one-fourth on such date and then 1/48th monthly thereafter. Read SEC document |
| February 14, 2018 Filed Feb 16, 2018 21:06 UTC |
Torley HelenDirector · President and CEO
|
GrantRestricted Stock Units · Derivative | 114,918 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-002255 · edgar.xml · derivative · entry 2 Torley Helen · CIK 0001528185 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,918 Underlying: Common Stock · 114,918 shares Expires not disclosed F2 · derivative.exercise_date: This award vests one-fourth on the first anniversary of the grant date and then one-fourth on each anniversary date thereafter. F2 · derivative.expiration_date: This award vests one-fourth on the first anniversary of the grant date and then one-fourth on each anniversary date thereafter. Read SEC document |
| February 14, 2018 Filed Feb 16, 2018 21:06 UTC |
Torley HelenDirector · President and CEO
|
GrantOption to Purchase Common Stock · Derivative | 201,552 | $0.00 Strike: $18.41 | $0.00 |
DisclosureSEC source: 0001179110-18-002255 · edgar.xml · derivative · entry 1 Torley Helen · CIK 0001528185 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,552 Underlying: Common Stock · 201,552 shares Expires 2028-02-14 F1 · derivative.exercise_date: This option vests one-fourth on such date and then 1/48th monthly thereafter. Read SEC document |
| February 06, 2018 Filed Feb 7, 2018 00:43 UTC |
Torley HelenDirector · President and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 31,250 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-001681 · edgar.xml · derivative · entry 3 Torley Helen · CIK 0001528185 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,250 Underlying: Common Stock · 31,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer. F2 · derivative.expiration_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer. Read SEC document |
| February 06, 2018 Filed Feb 7, 2018 00:43 UTC |
Torley HelenDirector · President and CEO
|
Tax withholdingCommon Stock | 15,493 | $18.25 | $282,747.25 |
DisclosureSEC source: 0001179110-18-001681 · edgar.xml · nonDerivative · entry 2 Torley Helen · CIK 0001528185 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 309,643 F1 · shares: The reported disposition of 15,493 shares represents the shares that were withheld by the issuer as payment for minimum statutory tax withholding obligations. Read SEC document |
| February 06, 2018 Filed Feb 7, 2018 00:43 UTC |
Torley HelenDirector · President and CEO
|
Exercise / conversionCommon Stock | 31,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-001681 · edgar.xml · nonDerivative · entry 1 Torley Helen · CIK 0001528185 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 325,136 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2018 Filed Feb 5, 2018 21:27 UTC |
LEONHARDT HARRY JSVP, GC and CCO
|
Exercise / conversionRestricted Stock Units · Derivative | 15,413 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-001495 · edgar.xml · derivative · entry 3 LEONHARDT HARRY J · CIK 0001286102 · SVP, GC and CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,826 Underlying: Common Stock · 15,413 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer. F2 · derivative.expiration_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer. Read SEC document |
| February 03, 2018 Filed Feb 5, 2018 21:27 UTC |
LEONHARDT HARRY JSVP, GC and CCO
|
Tax withholdingCommon Stock | 5,605 | $18.37 | $102,963.85 |
DisclosureSEC source: 0001179110-18-001495 · edgar.xml · nonDerivative · entry 2 LEONHARDT HARRY J · CIK 0001286102 · SVP, GC and CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,607 F1 · shares: The reported disposition of 5,605 shares represents the shares that were withheld by the issuer as payment for tax withholding obligations. Read SEC document |
| February 03, 2018 Filed Feb 5, 2018 21:27 UTC |
LEONHARDT HARRY JSVP, GC and CCO
|
Exercise / conversionCommon Stock | 15,413 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-001495 · edgar.xml · nonDerivative · entry 1 LEONHARDT HARRY J · CIK 0001286102 · SVP, GC and CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,212 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2018 Filed Feb 5, 2018 21:25 UTC |
Stelzer LaurieSVP, Chief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 23,120 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-001493 · edgar.xml · derivative · entry 4 Stelzer Laurie · CIK 0001644348 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,238 Underlying: Common Stock · 23,120 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer. F3 · derivative.expiration_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer. Read SEC document |
| February 03, 2018 Filed Feb 5, 2018 21:25 UTC |
Stelzer LaurieSVP, Chief Financial Officer
|
Tax withholdingCommon Stock | 8,265 | $18.37 | $151,828.05 |
DisclosureSEC source: 0001179110-18-001493 · edgar.xml · nonDerivative · entry 2 Stelzer Laurie · CIK 0001644348 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,057 F1 · shares: The reported disposition of 8,265 shares represents the shares that were withheld by the issuer as payment for minimum statutory tax withholding obligations. Read SEC document |
| February 03, 2018 Filed Feb 5, 2018 21:25 UTC |
Stelzer LaurieSVP, Chief Financial Officer
|
Exercise / conversionCommon Stock | 23,120 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-001493 · edgar.xml · nonDerivative · entry 1 Stelzer Laurie · CIK 0001644348 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,322 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2018 Filed Feb 5, 2018 21:22 UTC |
Torley HelenDirector · President and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 55,487 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-001486 · edgar.xml · derivative · entry 3 Torley Helen · CIK 0001528185 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,974 Underlying: Common Stock · 55,487 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer. F2 · derivative.expiration_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer. Read SEC document |
| February 03, 2018 Filed Feb 5, 2018 21:22 UTC |
Torley HelenDirector · President and CEO
|
Tax withholdingCommon Stock | 24,111 | $18.37 | $442,919.07 |
DisclosureSEC source: 0001179110-18-001486 · edgar.xml · nonDerivative · entry 2 Torley Helen · CIK 0001528185 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 293,886 F1 · shares: The reported disposition of 24,111 shares represents the shares that were withheld by the issuer as payment for minimum statutory tax withholding obligations. Read SEC document |
| February 03, 2018 Filed Feb 5, 2018 21:22 UTC |
Torley HelenDirector · President and CEO
|
Exercise / conversionCommon Stock | 55,487 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-001486 · edgar.xml · nonDerivative · entry 1 Torley Helen · CIK 0001528185 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 317,997 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 06, 2018 Filed Jan 9, 2018 23:35 UTC |
Torley HelenDirector · President and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 30,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-000783 · edgar.xml · derivative · entry 3 Torley Helen · CIK 0001528185 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer. F2 · derivative.expiration_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer. Read SEC document |
| January 06, 2018 Filed Jan 9, 2018 23:35 UTC |
Torley HelenDirector · President and CEO
|
Tax withholdingCommon Stock | 11,649 | $19.46 | $226,689.54 |
DisclosureSEC source: 0001179110-18-000783 · edgar.xml · nonDerivative · entry 2 Torley Helen · CIK 0001528185 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 262,510 F1 · shares: The reported disposition of 11,649 shares represents the shares that were withheld by the issuer as payment for minimum statutory tax withholding obligations and was not an open market sale of the shares by the reporting person. Read SEC document |
| January 06, 2018 Filed Jan 9, 2018 23:35 UTC |
Torley HelenDirector · President and CEO
|
Exercise / conversionCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-000783 · edgar.xml · nonDerivative · entry 1 Torley Helen · CIK 0001528185 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 274,159 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 21, 2017 Filed Sep 21, 2017 23:20 UTC |
MATSUI CONNIEDirector
|
GiftCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-012575 · edgar.xml · nonDerivative · entry 1 MATSUI CONNIE · CIK 0001236537 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,388 F1 · kind: Represents a bona fide gift to a charitable organization. Read SEC document |
| July 24, 2017 Filed Jul 26, 2017 17:27 UTC |
KIRK RANDAL JDirector · 10% owner
|
OtherCommon Stock | 2,327,603 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-028756 · doc1.xml · nonDerivative · entry 3 KIRK RANDAL J · CIK 0001091823 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by TSCP V Disclosed balance after: 2,327,603 F1 · kind: On July 24, 2017, New River Management V, LP ("NRM V") made a liquidating distribution of its assets to its partners in connection with the dissolution of the partnership in accordance with the terms of its Limited Partnership Agreement dated May 11, 2007. NRM V held 6,328,853 shares of common stock of the issuer. The following entities in their capacities as partners of NRM V, or designees, received shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT") and Third Security Capital Partners V, LLC ("TSCP V"). F1 · shares: On July 24, 2017, New River Management V, LP ("NRM V") made a liquidating distribution of its assets to its partners in connection with the dissolution of the partnership in accordance with the terms of its Limited Partnership Agreement dated May 11, 2007. NRM V held 6,328,853 shares of common stock of the issuer. The following entities in their capacities as partners of NRM V, or designees, received shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT") and Third Security Capital Partners V, LLC ("TSCP V"). F1 · price: On July 24, 2017, New River Management V, LP ("NRM V") made a liquidating distribution of its assets to its partners in connection with the dissolution of the partnership in accordance with the terms of its Limited Partnership Agreement dated May 11, 2007. NRM V held 6,328,853 shares of common stock of the issuer. The following entities in their capacities as partners of NRM V, or designees, received shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT") and Third Security Capital Partners V, LLC ("TSCP V"). F2 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, TSCP V, JPK 2012, LLC ("JPK 2012"), Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT"), Kapital Joe, LLC ("Kapital Joe"), JPK 2009, LLC ("JPK 2009"), MGK 2009, LLC ("MGK 2009"), ZSK 2009, LLC ("ZSK 2009"), JPK 2008, LLC ("JPK 2008"), MGK 2008, LLC ("MGK 2008"), ZSK 2008, LLC ("ZSK 2008"), Lotus Capital (2000) Company, Inc. ("Lotus Capital"), Third Security Staff 2001 LLC ("Staff 2001"), Third Security Senior Staff 2006 LLC ("Sr Staff 2006"), Third Security Staff 2006 LLC ("Staff 2006") and Third Security Incentive 2006 LLC ("Incentive 2006"). Shares held by these entities may be deemed to be indirectly beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| July 24, 2017 Filed Jul 26, 2017 17:27 UTC |
KIRK RANDAL JDirector · 10% owner
|
OtherCommon Stock | 2,264,483 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-028756 · doc1.xml · nonDerivative · entry 2 KIRK RANDAL J · CIK 0001091823 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by R.J. Kirk DOT Disclosed balance after: 5,321,084 F1 · kind: On July 24, 2017, New River Management V, LP ("NRM V") made a liquidating distribution of its assets to its partners in connection with the dissolution of the partnership in accordance with the terms of its Limited Partnership Agreement dated May 11, 2007. NRM V held 6,328,853 shares of common stock of the issuer. The following entities in their capacities as partners of NRM V, or designees, received shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT") and Third Security Capital Partners V, LLC ("TSCP V"). F1 · shares: On July 24, 2017, New River Management V, LP ("NRM V") made a liquidating distribution of its assets to its partners in connection with the dissolution of the partnership in accordance with the terms of its Limited Partnership Agreement dated May 11, 2007. NRM V held 6,328,853 shares of common stock of the issuer. The following entities in their capacities as partners of NRM V, or designees, received shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT") and Third Security Capital Partners V, LLC ("TSCP V"). F1 · price: On July 24, 2017, New River Management V, LP ("NRM V") made a liquidating distribution of its assets to its partners in connection with the dissolution of the partnership in accordance with the terms of its Limited Partnership Agreement dated May 11, 2007. NRM V held 6,328,853 shares of common stock of the issuer. The following entities in their capacities as partners of NRM V, or designees, received shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT") and Third Security Capital Partners V, LLC ("TSCP V"). F2 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, TSCP V, JPK 2012, LLC ("JPK 2012"), Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT"), Kapital Joe, LLC ("Kapital Joe"), JPK 2009, LLC ("JPK 2009"), MGK 2009, LLC ("MGK 2009"), ZSK 2009, LLC ("ZSK 2009"), JPK 2008, LLC ("JPK 2008"), MGK 2008, LLC ("MGK 2008"), ZSK 2008, LLC ("ZSK 2008"), Lotus Capital (2000) Company, Inc. ("Lotus Capital"), Third Security Staff 2001 LLC ("Staff 2001"), Third Security Senior Staff 2006 LLC ("Sr Staff 2006"), Third Security Staff 2006 LLC ("Staff 2006") and Third Security Incentive 2006 LLC ("Incentive 2006"). Shares held by these entities may be deemed to be indirectly beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| July 24, 2017 Filed Jul 26, 2017 17:27 UTC |
KIRK RANDAL JDirector · 10% owner
|
OtherCommon Stock | 6,328,853 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-028756 · doc1.xml · nonDerivative · entry 1 KIRK RANDAL J · CIK 0001091823 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by NRM V Disclosed balance after: 0 F1 · kind: On July 24, 2017, New River Management V, LP ("NRM V") made a liquidating distribution of its assets to its partners in connection with the dissolution of the partnership in accordance with the terms of its Limited Partnership Agreement dated May 11, 2007. NRM V held 6,328,853 shares of common stock of the issuer. The following entities in their capacities as partners of NRM V, or designees, received shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT") and Third Security Capital Partners V, LLC ("TSCP V"). F1 · shares: On July 24, 2017, New River Management V, LP ("NRM V") made a liquidating distribution of its assets to its partners in connection with the dissolution of the partnership in accordance with the terms of its Limited Partnership Agreement dated May 11, 2007. NRM V held 6,328,853 shares of common stock of the issuer. The following entities in their capacities as partners of NRM V, or designees, received shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT") and Third Security Capital Partners V, LLC ("TSCP V"). F1 · price: On July 24, 2017, New River Management V, LP ("NRM V") made a liquidating distribution of its assets to its partners in connection with the dissolution of the partnership in accordance with the terms of its Limited Partnership Agreement dated May 11, 2007. NRM V held 6,328,853 shares of common stock of the issuer. The following entities in their capacities as partners of NRM V, or designees, received shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT") and Third Security Capital Partners V, LLC ("TSCP V"). F2 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, TSCP V, JPK 2012, LLC ("JPK 2012"), Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT"), Kapital Joe, LLC ("Kapital Joe"), JPK 2009, LLC ("JPK 2009"), MGK 2009, LLC ("MGK 2009"), ZSK 2009, LLC ("ZSK 2009"), JPK 2008, LLC ("JPK 2008"), MGK 2008, LLC ("MGK 2008"), ZSK 2008, LLC ("ZSK 2008"), Lotus Capital (2000) Company, Inc. ("Lotus Capital"), Third Security Staff 2001 LLC ("Staff 2001"), Third Security Senior Staff 2006 LLC ("Sr Staff 2006"), Third Security Staff 2006 LLC ("Staff 2006") and Third Security Incentive 2006 LLC ("Incentive 2006"). Shares held by these entities may be deemed to be indirectly beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| June 15, 2017 Filed Jun 16, 2017 20:10 UTC |
Stelzer LaurieSVP, Chief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 6,875 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-009188 · edgar.xml · derivative · entry 4 Stelzer Laurie · CIK 0001644348 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,750 Underlying: Common Stock · 6,875 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer. F3 · derivative.expiration_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer. Read SEC document |
| June 15, 2017 Filed Jun 16, 2017 20:10 UTC |
Stelzer LaurieSVP, Chief Financial Officer
|
Tax withholdingCommon Stock | 2,583 | $13.05 | $33,708.15 |
DisclosureSEC source: 0001179110-17-009188 · edgar.xml · nonDerivative · entry 2 Stelzer Laurie · CIK 0001644348 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,202 F1 · shares: The reported disposition of 2,583 shares represents the shares that were withheld by the issuer as payment for minimum statutory tax withholding obligations. Read SEC document |
| June 15, 2017 Filed Jun 16, 2017 20:10 UTC |
Stelzer LaurieSVP, Chief Financial Officer
|
Exercise / conversionCommon Stock | 6,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-009188 · edgar.xml · nonDerivative · entry 1 Stelzer Laurie · CIK 0001644348 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,785 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2017 Filed May 15, 2017 09:09 UTC |
KIRK RANDAL JDirector · 10% owner
|
Exercise / conversionOption to Purchase Common Stock · Derivative | 10,000 | $0.00 Strike: $10.37 | $0.00 |
DisclosureSEC source: 0001140361-17-020229 · doc1.xml · derivative · entry 18 KIRK RANDAL J · CIK 0001091823 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2017-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.