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Nasdaq · USD

HALO

HALOZYME THERAPEUTICS, INC.

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793
SEC CIK
0001159036
Parsed reports
393

Last 12 months

Inside the activity.

0 purchase rows · 106 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025010
Dec 202505
Jan 202601
Feb 202607
Mar 2026010
Apr 202606
May 2026013
Jun 2026011
Jul 202604
Aug 2026012
Sep 2026011
Oct 2026016

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 02, 2019 Filed May 3, 2019 20:20 UTC GrantCommon Stock 12,173 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-005508 · edgar.xml · nonDerivative · entry 1

MATSUI CONNIE · CIK 0001236537 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,924

F1 · shares: Represents annual restricted stock grant under the Issuer's director compensation program. This grant will vest in full on the earlier of (i) May 2, 2020 or (ii) the date of the Issuer's next annual meeting of stockholders.

Read SEC document
May 02, 2019 Filed May 3, 2019 20:15 UTC GrantCommon Stock 12,173 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-005504 · edgar.xml · nonDerivative · entry 1

Henderson Jeffrey William · CIK 0001324015 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,278

F1 · shares: Represents annual restricted stock grant under the Issuer's director compensation program. This grant will vest in full on the earlier of (i) May 2, 2020 or (ii) the date of the Issuer's next annual meeting of stockholders.

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May 02, 2019 Filed May 3, 2019 20:12 UTC
Daly James MDirector
GrantCommon Stock 12,173 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-005501 · edgar.xml · nonDerivative · entry 1

Daly James M · CIK 0001560782 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,873

F1 · shares: Represents annual restricted stock grant under the Issuer's director compensation program. This grant will vest in full on the earlier of (i) May 2, 2020 or (ii) the date of the Issuer's next annual meeting of stockholders.

Read SEC document
May 02, 2019 Filed May 3, 2019 20:10 UTC GrantCommon Stock 12,173 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-005499 · edgar.xml · nonDerivative · entry 1

Connaughton Bernadette · CIK 0001662521 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,954

F1 · shares: Represents annual restricted stock grant under the Issuer's director compensation program. This grant will vest in full on the earlier of (i) May 2, 2020 or (ii) the date of the Issuer's next annual meeting of stockholders.

Read SEC document
May 02, 2019 Filed May 3, 2019 20:07 UTC GrantCommon Stock 12,173 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-005497 · edgar.xml · nonDerivative · entry 1

BIZZARI JEAN-PIERRE · CIK 0001630914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,485

F1 · shares: Represents annual restricted stock grant under the Issuer's director compensation program. This grant will vest in full on the earlier of (i) May 2, 2020 and (ii) the date of the Issuer's next annual meeting of stockholders.

Read SEC document
April 13, 2019 Filed Apr 15, 2019 20:08 UTC Exercise / conversionRestricted Stock Units · Derivative 6,875 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-19-004936 · edgar.xml · derivative · entry 3

LEONHARDT HARRY J · CIK 0001286102 · SVP, GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the Issuer.

F2 · derivative.expiration_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the Issuer.

Read SEC document
April 13, 2019 Filed Apr 15, 2019 20:08 UTC Tax withholdingCommon Stock 2,377 $16.54 $39,315.58
Disclosure

SEC source: 0001179110-19-004936 · edgar.xml · nonDerivative · entry 2

LEONHARDT HARRY J · CIK 0001286102 · SVP, GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,373

F1 · shares: The reported disposition of 2,377 shares represents the shares that were withheld by the Issuer as payment for minimum statutory tax withholding requirements.

Read SEC document
April 13, 2019 Filed Apr 15, 2019 20:08 UTC Exercise / conversionCommon Stock 6,875 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-004936 · edgar.xml · nonDerivative · entry 1

LEONHARDT HARRY J · CIK 0001286102 · SVP, GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2019 Filed Feb 23, 2019 00:03 UTC Exercise / conversionRestricted Stock Units · Derivative 11,392 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-19-002464 · edgar.xml · derivative · entry 3

LEONHARDT HARRY J · CIK 0001286102 · SVP, GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,784

Underlying: Common Stock · 11,392 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer.

F2 · derivative.expiration_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer.

Read SEC document
February 22, 2019 Filed Feb 23, 2019 00:03 UTC Tax withholdingCommon Stock 3,939 $16.81 $66,214.59
Disclosure

SEC source: 0001179110-19-002464 · edgar.xml · nonDerivative · entry 2

LEONHARDT HARRY J · CIK 0001286102 · SVP, GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,875

F1 · shares: The reported disposition of 3,939 shares represents the shares that were withheld by the issuer as payment for tax withholding obligations.

Read SEC document
February 22, 2019 Filed Feb 23, 2019 00:03 UTC Exercise / conversionCommon Stock 11,392 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-002464 · edgar.xml · nonDerivative · entry 1

LEONHARDT HARRY J · CIK 0001286102 · SVP, GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,814

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2019 Filed Feb 23, 2019 00:04 UTC
Chondros DimitriosSVP, Chief Medical Officer
Exercise / conversionRestricted Stock Units · Derivative 3,884 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-19-002465 · edgar.xml · derivative · entry 3

Chondros Dimitrios · CIK 0001739693 · SVP, Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,767

Underlying: Common Stock · 3,884 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer.

F2 · derivative.expiration_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer.

Read SEC document
February 22, 2019 Filed Feb 23, 2019 00:04 UTC
Chondros DimitriosSVP, Chief Medical Officer
Tax withholdingCommon Stock 1,343 $16.81 $22,575.83
Disclosure

SEC source: 0001179110-19-002465 · edgar.xml · nonDerivative · entry 2

Chondros Dimitrios · CIK 0001739693 · SVP, Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,575

F1 · shares: The reported disposition of 1,343 shares represents the shares that were withheld by the issuer as payment for minimum statutory tax withholding obligations.

Read SEC document
February 22, 2019 Filed Feb 23, 2019 00:04 UTC
Chondros DimitriosSVP, Chief Medical Officer
Exercise / conversionCommon Stock 3,884 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-002465 · edgar.xml · nonDerivative · entry 1

Chondros Dimitrios · CIK 0001739693 · SVP, Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,918

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2019 Filed Feb 23, 2019 00:03 UTC
Stelzer LaurieSVP, Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 11,392 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-19-002463 · edgar.xml · derivative · entry 4

Stelzer Laurie · CIK 0001644348 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,784

Underlying: Common Stock · 11,392 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer.

F3 · derivative.expiration_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer.

Read SEC document
February 22, 2019 Filed Feb 23, 2019 00:03 UTC
Stelzer LaurieSVP, Chief Financial Officer
Tax withholdingCommon Stock 3,939 $16.81 $66,214.59
Disclosure

SEC source: 0001179110-19-002463 · edgar.xml · nonDerivative · entry 2

Stelzer Laurie · CIK 0001644348 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,495

F1 · shares: The reported disposition of 3,939 shares represents the shares that were withheld by the issuer as payment for minimum statutory tax withholding obligations.

Read SEC document
February 22, 2019 Filed Feb 23, 2019 00:03 UTC
Stelzer LaurieSVP, Chief Financial Officer
Exercise / conversionCommon Stock 11,392 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-002463 · edgar.xml · nonDerivative · entry 1

Stelzer Laurie · CIK 0001644348 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,434

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2019 Filed Feb 23, 2019 00:02 UTC
Torley HelenDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 39,354 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-19-002462 · edgar.xml · derivative · entry 3

Torley Helen · CIK 0001528185 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,708

Underlying: Common Stock · 39,354 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer.

F2 · derivative.expiration_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer.

Read SEC document
February 22, 2019 Filed Feb 23, 2019 00:02 UTC
Torley HelenDirector · President and CEO
Tax withholdingCommon Stock 19,511 $16.81 $327,979.91
Disclosure

SEC source: 0001179110-19-002462 · edgar.xml · nonDerivative · entry 2

Torley Helen · CIK 0001528185 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 416,580

F1 · shares: The reported disposition of 19,511 shares represents the shares that were withheld by the issuer as payment for minimum statutory tax withholding obligations.

Read SEC document
February 22, 2019 Filed Feb 23, 2019 00:02 UTC
Torley HelenDirector · President and CEO
Exercise / conversionCommon Stock 39,354 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-002462 · edgar.xml · nonDerivative · entry 1

Torley Helen · CIK 0001528185 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 436,091

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2019 Filed Feb 15, 2019 22:36 UTC
Chondros DimitriosSVP, Chief Medical Officer
Exercise / conversionRestricted Stock Units · Derivative 6,790 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-19-002007 · edgar.xml · derivative · entry 3

Chondros Dimitrios · CIK 0001739693 · SVP, Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,370

Underlying: Common Stock · 6,790 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer.

F2 · derivative.expiration_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer.

Read SEC document
February 14, 2019 Filed Feb 15, 2019 22:36 UTC
Chondros DimitriosSVP, Chief Medical Officer
Tax withholdingCommon Stock 2,322 $16.54 $38,405.88
Disclosure

SEC source: 0001179110-19-002007 · edgar.xml · nonDerivative · entry 2

Chondros Dimitrios · CIK 0001739693 · SVP, Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,067

F1 · shares: The reported disposition of 2,322 shares represents the shares that were withheld by the issuer as payment for minimum statutory tax withholding obligations.

Read SEC document
February 14, 2019 Filed Feb 15, 2019 22:36 UTC
Chondros DimitriosSVP, Chief Medical Officer
Exercise / conversionCommon Stock 6,790 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-002007 · edgar.xml · nonDerivative · entry 1

Chondros Dimitrios · CIK 0001739693 · SVP, Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,389

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2019 Filed Feb 15, 2019 22:34 UTC Exercise / conversionRestricted Stock Units · Derivative 7,809 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-19-002006 · edgar.xml · derivative · entry 3

LEONHARDT HARRY J · CIK 0001286102 · SVP, GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,425

Underlying: Common Stock · 7,809 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer.

F2 · derivative.expiration_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer.

Read SEC document
February 14, 2019 Filed Feb 15, 2019 22:34 UTC Tax withholdingCommon Stock 2,700 $16.54 $44,658.00
Disclosure

SEC source: 0001179110-19-002006 · edgar.xml · nonDerivative · entry 2

LEONHARDT HARRY J · CIK 0001286102 · SVP, GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,422

F1 · shares: The reported disposition of 2,700 shares represents the shares that were withheld by the issuer as payment for tax withholding obligations.

Read SEC document
February 14, 2019 Filed Feb 15, 2019 22:34 UTC Exercise / conversionCommon Stock 7,809 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-002006 · edgar.xml · nonDerivative · entry 1

LEONHARDT HARRY J · CIK 0001286102 · SVP, GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,122

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2019 Filed Feb 15, 2019 22:33 UTC
Stelzer LaurieSVP, Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 7,809 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-19-002005 · edgar.xml · derivative · entry 4

Stelzer Laurie · CIK 0001644348 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,425

Underlying: Common Stock · 7,809 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer.

F3 · derivative.expiration_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer.

Read SEC document
February 14, 2019 Filed Feb 15, 2019 22:33 UTC
Stelzer LaurieSVP, Chief Financial Officer
Tax withholdingCommon Stock 2,700 $16.54 $44,658.00
Disclosure

SEC source: 0001179110-19-002005 · edgar.xml · nonDerivative · entry 2

Stelzer Laurie · CIK 0001644348 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,042

F1 · shares: The reported disposition of 2,700 shares represents the shares that were withheld by the issuer as payment for minimum statutory tax withholding obligations.

Read SEC document
February 14, 2019 Filed Feb 15, 2019 22:33 UTC
Stelzer LaurieSVP, Chief Financial Officer
Exercise / conversionCommon Stock 7,809 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-002005 · edgar.xml · nonDerivative · entry 1

Stelzer Laurie · CIK 0001644348 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,742

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2019 Filed Feb 15, 2019 22:32 UTC
Torley HelenDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 28,730 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-19-002004 · edgar.xml · derivative · entry 3

Torley Helen · CIK 0001528185 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,188

Underlying: Common Stock · 28,730 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer.

F2 · derivative.expiration_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer.

Read SEC document
February 14, 2019 Filed Feb 15, 2019 22:32 UTC
Torley HelenDirector · President and CEO
Tax withholdingCommon Stock 14,244 $16.54 $235,595.76
Disclosure

SEC source: 0001179110-19-002004 · edgar.xml · nonDerivative · entry 2

Torley Helen · CIK 0001528185 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 396,737

F1 · shares: The reported disposition of 14,244 shares represents the shares that were withheld by the issuer as payment for minimum statutory tax withholding obligations.

Read SEC document
February 14, 2019 Filed Feb 15, 2019 22:32 UTC
Torley HelenDirector · President and CEO
Exercise / conversionCommon Stock 28,730 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-002004 · edgar.xml · nonDerivative · entry 1

Torley Helen · CIK 0001528185 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 410,981

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 23:29 UTC
Hickey BenjaminSVP, Chief Commercial Officer
GrantRestricted Stock Units · Derivative 37,538 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-19-001935 · edgar.xml · derivative · entry 2

Hickey Benjamin · CIK 0001753055 · SVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,538

Underlying: Common Stock · 37,538 shares

Expires not disclosed

F2 · derivative.exercise_date: This award vests one-fourth on such date and one-fourth on each anniversary thereafter.

F2 · derivative.expiration_date: This award vests one-fourth on such date and one-fourth on each anniversary thereafter.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 23:29 UTC
Hickey BenjaminSVP, Chief Commercial Officer
GrantOptions to purchase common stock · Derivative 71,602 $0.00 Strike: $16.65 $0.00
Disclosure

SEC source: 0001179110-19-001935 · edgar.xml · derivative · entry 1

Hickey Benjamin · CIK 0001753055 · SVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,602

Underlying: Common Stock · 71,602 shares

Expires 2029-02-12

F1 · derivative.exercise_date: This option vests one-fourth on such date and 1/48 monthly thereafter.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 23:28 UTC
Chondros DimitriosSVP, Chief Medical Officer
GrantRestricted Stock Units · Derivative 37,538 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-19-001934 · edgar.xml · derivative · entry 2

Chondros Dimitrios · CIK 0001739693 · SVP, Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,538

Underlying: Common Stock · 37,538 shares

Expires not disclosed

F2 · derivative.exercise_date: This award vests one-fourth on the first anniversary of the grant date and then one-fourth on each anniversary date thereafter.

F2 · derivative.expiration_date: This award vests one-fourth on the first anniversary of the grant date and then one-fourth on each anniversary date thereafter.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 23:28 UTC
Chondros DimitriosSVP, Chief Medical Officer
GrantOption to Purchase Common Stock · Derivative 71,602 $0.00 Strike: $16.65 $0.00
Disclosure

SEC source: 0001179110-19-001934 · edgar.xml · derivative · entry 1

Chondros Dimitrios · CIK 0001739693 · SVP, Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,602

Underlying: Common Stock · 71,602 shares

Expires 2029-02-12

F1 · derivative.exercise_date: This option vests one-fourth on such date and then 1/48th monthly thereafter.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 23:26 UTC GrantRestricted Stock Units · Derivative 37,538 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-19-001933 · edgar.xml · derivative · entry 2

LEONHARDT HARRY J · CIK 0001286102 · SVP, GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,538

Underlying: Common Stock · 37,538 shares

Expires not disclosed

F2 · derivative.exercise_date: This award vests one-fourth on the first anniversary of the grant date then one-fourth on each anniversary date thereafter.

F2 · derivative.expiration_date: This award vests one-fourth on the first anniversary of the grant date then one-fourth on each anniversary date thereafter.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 23:26 UTC GrantOption to Purchase Common Stock · Derivative 71,602 $0.00 Strike: $16.65 $0.00
Disclosure

SEC source: 0001179110-19-001933 · edgar.xml · derivative · entry 1

LEONHARDT HARRY J · CIK 0001286102 · SVP, GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,602

Underlying: Common Stock · 71,602 shares

Expires 2029-02-12

F1 · derivative.exercise_date: This option vests one-fourth on such date and then 1/48th monthly thereafter.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 23:24 UTC
Stelzer LaurieSVP, Chief Financial Officer
GrantRestricted Stock Units · Derivative 45,046 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-19-001932 · edgar.xml · derivative · entry 2

Stelzer Laurie · CIK 0001644348 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,046

Underlying: Common Stock · 45,046 shares

Expires not disclosed

F2 · derivative.exercise_date: This award vests one-fourth on the first anniversary of the grant date and then one-fourth on each anniversary date thereafter.

F2 · derivative.expiration_date: This award vests one-fourth on the first anniversary of the grant date and then one-fourth on each anniversary date thereafter.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 23:24 UTC
Stelzer LaurieSVP, Chief Financial Officer
GrantOption to Purchase Common Stock · Derivative 85,922 $0.00 Strike: $16.65 $0.00
Disclosure

SEC source: 0001179110-19-001932 · edgar.xml · derivative · entry 1

Stelzer Laurie · CIK 0001644348 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,922

Underlying: Common Stock · 85,922 shares

Expires 2029-02-12

F1 · derivative.exercise_date: This option vests one-fourth on such date and then 1/48th monthly thereafter.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 23:22 UTC
Torley HelenDirector · President and CEO
GrantRestricted Stock Units · Derivative 131,179 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-19-001931 · edgar.xml · derivative · entry 2

Torley Helen · CIK 0001528185 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,179

Underlying: Common Stock · 131,179 shares

Expires not disclosed

F2 · derivative.exercise_date: This award vests one-fourth on the first anniversary of the grant date and then one-fourth on each anniversary date thereafter.

F2 · derivative.expiration_date: This award vests one-fourth on the first anniversary of the grant date and then one-fourth on each anniversary date thereafter.

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February 12, 2019 Filed Feb 14, 2019 23:22 UTC
Torley HelenDirector · President and CEO
GrantOption to Purchase Common Stock · Derivative 250,218 $0.00 Strike: $16.65 $0.00
Disclosure

SEC source: 0001179110-19-001931 · edgar.xml · derivative · entry 1

Torley Helen · CIK 0001528185 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,218

Underlying: Common Stock · 250,218 shares

Expires 2029-02-12

F1 · derivative.exercise_date: This option vests one-fourth on such date and then 1/48th monthly thereafter.

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February 06, 2019 Filed Feb 6, 2019 23:02 UTC
Torley HelenDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 31,250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-19-001452 · edgar.xml · derivative · entry 3

Torley Helen · CIK 0001528185 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 31,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer.

F2 · derivative.expiration_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer.

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February 06, 2019 Filed Feb 6, 2019 23:02 UTC
Torley HelenDirector · President and CEO
Tax withholdingCommon Stock 14,547 $16.73 $243,371.31
Disclosure

SEC source: 0001179110-19-001452 · edgar.xml · nonDerivative · entry 2

Torley Helen · CIK 0001528185 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 382,251

F1 · shares: The reported disposition of 14,547 shares represents the shares that were withheld by the issuer as payment for minimum statutory tax withholding obligations.

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February 06, 2019 Filed Feb 6, 2019 23:02 UTC
Torley HelenDirector · President and CEO
Exercise / conversionCommon Stock 31,250 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-001452 · edgar.xml · nonDerivative · entry 1

Torley Helen · CIK 0001528185 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 396,798

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 03, 2019 Filed Feb 5, 2019 21:10 UTC
Stelzer LaurieSVP, Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 23,119 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-19-001316 · edgar.xml · derivative · entry 4

Stelzer Laurie · CIK 0001644348 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,119

Underlying: Common Stock · 23,119 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer.

F3 · derivative.expiration_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer.

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February 03, 2019 Filed Feb 5, 2019 21:10 UTC
Stelzer LaurieSVP, Chief Financial Officer
Tax withholdingCommon Stock 8,317 $16.12 $134,070.04
Disclosure

SEC source: 0001179110-19-001316 · edgar.xml · nonDerivative · entry 2

Stelzer Laurie · CIK 0001644348 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,933

F1 · shares: The reported disposition of 8,317 shares represents the shares that were withheld by the issuer as payment for minimum statutory tax withholding obligations.

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February 03, 2019 Filed Feb 5, 2019 21:10 UTC
Stelzer LaurieSVP, Chief Financial Officer
Exercise / conversionCommon Stock 23,119 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-001316 · edgar.xml · nonDerivative · entry 1

Stelzer Laurie · CIK 0001644348 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 03, 2019 Filed Feb 5, 2019 21:12 UTC
Chondros DimitriosSVP, Chief Medical Officer
Tax withholdingCommon Stock 2,503 $16.12 $40,348.36
Disclosure

SEC source: 0001179110-19-001321 · edgar.xml · nonDerivative · entry 1

Chondros Dimitrios · CIK 0001739693 · SVP, Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,599

F1 · shares: The reported disposition of 2,503 shares represents the shares that were withheld by the issuer as payment for minimum statutory obligations due upon vesting of 6,165 restricted stock award shares.

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February 03, 2019 Filed Feb 5, 2019 21:11 UTC Exercise / conversionRestricted Stock Units · Derivative 15,413 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-19-001318 · edgar.xml · derivative · entry 3

LEONHARDT HARRY J · CIK 0001286102 · SVP, GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,413

Underlying: Common Stock · 15,413 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer.

F2 · derivative.expiration_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.