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Nasdaq · USD

HALO

HALOZYME THERAPEUTICS, INC.

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793
SEC CIK
0001159036
Parsed reports
393

Last 12 months

Inside the activity.

0 purchase rows · 106 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025010
Dec 202505
Jan 202601
Feb 202607
Mar 2026010
Apr 202606
May 2026013
Jun 2026011
Jul 202604
Aug 2026012
Sep 2026011
Oct 2026016

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 14, 2020 Filed Feb 18, 2020 21:15 UTC
Stelzer LaurieSVP, Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 7,809 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-20-001749 · edgar.xml · derivative · entry 4

Stelzer Laurie · CIK 0001644348 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,616

Underlying: Common Stock · 7,809 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer.

F3 · derivative.expiration_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer.

Read SEC document
February 14, 2020 Filed Feb 18, 2020 21:15 UTC
Stelzer LaurieSVP, Chief Financial Officer
Tax withholdingCommon Stock 2,700 $21.10 $56,970.00
Disclosure

SEC source: 0001179110-20-001749 · edgar.xml · nonDerivative · entry 2

Stelzer Laurie · CIK 0001644348 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,283

F1 · shares: The reported disposition of 2,700 shares represents the shares that were withheld by the issuer as payment for minimum statutory tax withholding obligations.

Read SEC document
February 14, 2020 Filed Feb 18, 2020 21:15 UTC
Stelzer LaurieSVP, Chief Financial Officer
Exercise / conversionCommon Stock 7,809 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-001749 · edgar.xml · nonDerivative · entry 1

Stelzer Laurie · CIK 0001644348 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,983

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2020 Filed Feb 18, 2020 21:14 UTC
Torley HelenDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 28,730 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-20-001748 · edgar.xml · derivative · entry 3

Torley Helen · CIK 0001528185 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,458

Underlying: Common Stock · 28,730 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer.

F2 · derivative.expiration_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer.

Read SEC document
February 14, 2020 Filed Feb 18, 2020 21:14 UTC
Torley HelenDirector · President and CEO
Tax withholdingCommon Stock 14,244 $21.10 $300,548.40
Disclosure

SEC source: 0001179110-20-001748 · edgar.xml · nonDerivative · entry 2

Torley Helen · CIK 0001528185 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 470,679

F1 · shares: The reported disposition of 14,244 shares represents the shares that were withheld by the issuer as payment for minimum statutory tax withholding obligations.

Read SEC document
February 14, 2020 Filed Feb 18, 2020 21:14 UTC
Torley HelenDirector · President and CEO
Exercise / conversionCommon Stock 28,730 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-001748 · edgar.xml · nonDerivative · entry 1

Torley Helen · CIK 0001528185 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 484,923

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 12, 2020 Filed Feb 13, 2020 23:24 UTC
Torley HelenDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 32,795 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-20-001579 · edgar.xml · derivative · entry 3

Torley Helen · CIK 0001528185 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,384

Underlying: Common Stock · 32,795 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer.

F2 · derivative.expiration_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer.

Read SEC document
February 12, 2020 Filed Feb 13, 2020 23:24 UTC
Torley HelenDirector · President and CEO
Tax withholdingCommon Stock 16,259 $20.00 $325,180.00
Disclosure

SEC source: 0001179110-20-001579 · edgar.xml · nonDerivative · entry 2

Torley Helen · CIK 0001528185 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 456,193

F1 · shares: The reported disposition of 16,259 shares represents the shares that were withheld by the issuer as payment for minimum statutory tax withholding obligations.

Read SEC document
February 12, 2020 Filed Feb 13, 2020 23:24 UTC
Torley HelenDirector · President and CEO
Exercise / conversionCommon Stock 32,795 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-001579 · edgar.xml · nonDerivative · entry 1

Torley Helen · CIK 0001528185 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 472,452

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 12, 2020 Filed Feb 13, 2020 23:41 UTC
Matsuda MasaruSVP, General Counsel
Exercise / conversionRestricted Stock Units · Derivative 4,130 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-20-001583 · edgar.xml · derivative · entry 3

Matsuda Masaru · CIK 0001798679 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,387

Underlying: Common Stock · 4,130 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer.

F2 · derivative.expiration_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer.

Read SEC document
February 12, 2020 Filed Feb 13, 2020 23:41 UTC
Matsuda MasaruSVP, General Counsel
Tax withholdingCommon Stock 1,681 $20.00 $33,620.00
Disclosure

SEC source: 0001179110-20-001583 · edgar.xml · nonDerivative · entry 2

Matsuda Masaru · CIK 0001798679 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,938

F1 · shares: The reported disposition of 1,681 shares represents the shares that were withheld by the issuer as payment for minimum statutory tax withholding obligations.

Read SEC document
February 12, 2020 Filed Feb 13, 2020 23:41 UTC
Matsuda MasaruSVP, General Counsel
Exercise / conversionCommon Stock 4,130 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-001583 · edgar.xml · nonDerivative · entry 1

Matsuda Masaru · CIK 0001798679 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,619

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 12, 2020 Filed Feb 13, 2020 23:39 UTC
LaBarre Michael J.SVP, Chief Technical Officer
Exercise / conversionRestricted Stock Units · Derivative 7,883 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-20-001582 · edgar.xml · derivative · entry 3

LaBarre Michael J. · CIK 0001507174 · SVP, Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,649

Underlying: Common Stock · 7,883 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer.

F2 · derivative.expiration_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer.

Read SEC document
February 12, 2020 Filed Feb 13, 2020 23:39 UTC
LaBarre Michael J.SVP, Chief Technical Officer
Tax withholdingCommon Stock 2,725 $20.00 $54,500.00
Disclosure

SEC source: 0001179110-20-001582 · edgar.xml · nonDerivative · entry 2

LaBarre Michael J. · CIK 0001507174 · SVP, Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,651

F1 · shares: The reported disposition of 2,725 shares represents the shares that were withheld by the issuer as payment for minimum statutory tax withholding obligations.

Read SEC document
February 12, 2020 Filed Feb 13, 2020 23:39 UTC
LaBarre Michael J.SVP, Chief Technical Officer
Exercise / conversionCommon Stock 7,883 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-001582 · edgar.xml · nonDerivative · entry 1

LaBarre Michael J. · CIK 0001507174 · SVP, Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,376

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 12, 2020 Filed Feb 13, 2020 23:38 UTC
Stelzer LaurieSVP, Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 11,262 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-20-001581 · edgar.xml · derivative · entry 4

Stelzer Laurie · CIK 0001644348 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 33,784 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer.

F3 · derivative.expiration_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer.

Read SEC document
February 12, 2020 Filed Feb 13, 2020 23:38 UTC
Stelzer LaurieSVP, Chief Financial Officer
Tax withholdingCommon Stock 3,894 $20.00 $77,880.00
Disclosure

SEC source: 0001179110-20-001581 · edgar.xml · nonDerivative · entry 2

Stelzer Laurie · CIK 0001644348 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,174

F1 · shares: The reported disposition of 3,894 shares represents the shares that were withheld by the issuer as payment for minimum statutory tax withholding obligations.

Read SEC document
February 12, 2020 Filed Feb 13, 2020 23:38 UTC
Stelzer LaurieSVP, Chief Financial Officer
Exercise / conversionCommon Stock 11,262 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-001581 · edgar.xml · nonDerivative · entry 1

Stelzer Laurie · CIK 0001644348 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,068

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 23:05 UTC
Matsuda MasaruSVP, General Counsel
GrantRestricted Stock Units · Derivative 25,026 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-20-001536 · edgar.xml · derivative · entry 2

Matsuda Masaru · CIK 0001798679 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,026

Underlying: Common Stock · 25,026 shares

Expires not disclosed

F2 · derivative.exercise_date: This award vests one-fourth on the first anniversary of the grant date and then one-fourth on each anniversary date thereafter.

F2 · derivative.expiration_date: This award vests one-fourth on the first anniversary of the grant date and then one-fourth on each anniversary date thereafter.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 23:05 UTC
Matsuda MasaruSVP, General Counsel
GrantOption to Purchase Common Stock · Derivative 53,211 $0.00 Strike: $19.98 $0.00
Disclosure

SEC source: 0001179110-20-001536 · edgar.xml · derivative · entry 1

Matsuda Masaru · CIK 0001798679 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,211

Underlying: Common Stock · 53,211 shares

Expires 2030-02-10

F1 · derivative.exercise_date: This option vests one-fourth on such date and then 1/48th monthly thereafter.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 23:03 UTC
LaBarre Michael J.SVP, Chief Technical Officer
GrantRestricted Stock Units · Derivative 32,533 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-20-001535 · edgar.xml · derivative · entry 2

LaBarre Michael J. · CIK 0001507174 · SVP, Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,533

Underlying: Common Stock · 32,533 shares

Expires not disclosed

F2 · derivative.exercise_date: This award vests one-fourth on the first anniversary of the grant date and then one-fourth on each anniversary date thereafter.

F2 · derivative.expiration_date: This award vests one-fourth on the first anniversary of the grant date and then one-fourth on each anniversary date thereafter.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 23:03 UTC
LaBarre Michael J.SVP, Chief Technical Officer
GrantOption to Purchase Common Stock · Derivative 69,174 $0.00 Strike: $19.98 $0.00
Disclosure

SEC source: 0001179110-20-001535 · edgar.xml · derivative · entry 1

LaBarre Michael J. · CIK 0001507174 · SVP, Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,174

Underlying: Common Stock · 69,174 shares

Expires 2030-02-10

F1 · derivative.exercise_date: This option vests one-fourth on such date and then 1/48th monthly thereafter.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 22:59 UTC
Stelzer LaurieSVP, Chief Financial Officer
GrantRestricted Stock Units · Derivative 32,533 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-20-001533 · edgar.xml · derivative · entry 2

Stelzer Laurie · CIK 0001644348 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,533

Underlying: Common Stock · 32,533 shares

Expires not disclosed

F2 · derivative.exercise_date: This award vests one-fourth on the first anniversary of the grant date and then one-fourth on each anniversary date thereafter.

F2 · derivative.expiration_date: This award vests one-fourth on the first anniversary of the grant date and then one-fourth on each anniversary date thereafter.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 22:59 UTC
Stelzer LaurieSVP, Chief Financial Officer
GrantOption to Purchase Common Stock · Derivative 69,174 $0.00 Strike: $19.98 $0.00
Disclosure

SEC source: 0001179110-20-001533 · edgar.xml · derivative · entry 1

Stelzer Laurie · CIK 0001644348 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,174

Underlying: Common Stock · 69,174 shares

Expires 2030-02-10

F1 · derivative.exercise_date: This option vests one-fourth on such date and then 1/48th monthly thereafter.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 22:56 UTC
Torley HelenDirector · President and CEO
GrantRestricted Stock Units · Derivative 125,126 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-20-001532 · edgar.xml · derivative · entry 2

Torley Helen · CIK 0001528185 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,126

Underlying: Common Stock · 125,126 shares

Expires not disclosed

F2 · derivative.exercise_date: This award vests one-fourth on the first anniversary of the grant date and then one-fourth on each anniversary date thereafter.

F2 · derivative.expiration_date: This award vests one-fourth on the first anniversary of the grant date and then one-fourth on each anniversary date thereafter.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 22:56 UTC
Torley HelenDirector · President and CEO
GrantOption to Purchase Common Stock · Derivative 266,051 $0.00 Strike: $19.98 $0.00
Disclosure

SEC source: 0001179110-20-001532 · edgar.xml · derivative · entry 1

Torley Helen · CIK 0001528185 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,051

Underlying: Common Stock · 266,051 shares

Expires 2030-02-10

F1 · derivative.exercise_date: This option vests one-fourth on such date and then 1/48th monthly thereafter.

Read SEC document
February 03, 2020 Filed Feb 4, 2020 21:21 UTC
Stelzer LaurieSVP, Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 23,119 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-20-000989 · edgar.xml · derivative · entry 4

Stelzer Laurie · CIK 0001644348 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,119 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer.

F3 · derivative.expiration_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer.

Read SEC document
February 03, 2020 Filed Feb 4, 2020 21:21 UTC
Stelzer LaurieSVP, Chief Financial Officer
Tax withholdingCommon Stock 8,275 $19.21 $158,962.75
Disclosure

SEC source: 0001179110-20-000989 · edgar.xml · nonDerivative · entry 2

Stelzer Laurie · CIK 0001644348 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,806

F1 · shares: The reported disposition of 8,275 shares represents the shares that were withheld by the issuer as payment for minimum statutory tax withholding obligations.

Read SEC document
February 03, 2020 Filed Feb 4, 2020 21:21 UTC
Stelzer LaurieSVP, Chief Financial Officer
Exercise / conversionCommon Stock 23,119 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-000989 · edgar.xml · nonDerivative · entry 1

Stelzer Laurie · CIK 0001644348 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,081

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2020 Filed Feb 4, 2020 21:24 UTC
LaBarre Michael J.SVP, Chief Technical Officer
Exercise / conversionCommon Stock · Derivative 11,559 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-20-000992 · edgar.xml · derivative · entry 3

LaBarre Michael J. · CIK 0001507174 · SVP, Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,559 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer.

F2 · derivative.expiration_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer.

Read SEC document
February 03, 2020 Filed Feb 4, 2020 21:24 UTC
LaBarre Michael J.SVP, Chief Technical Officer
Tax withholdingCommon Stock 4,289 $19.21 $82,391.69
Disclosure

SEC source: 0001179110-20-000992 · edgar.xml · nonDerivative · entry 2

LaBarre Michael J. · CIK 0001507174 · SVP, Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,493

F1 · shares: The reported disposition of 4,289 shares represents the shares that were withheld by the issuer as payment for minimum statutory tax withholding obligations.

Read SEC document
February 03, 2020 Filed Feb 4, 2020 21:24 UTC
LaBarre Michael J.SVP, Chief Technical Officer
Exercise / conversionCommon Stock 11,559 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-000992 · edgar.xml · nonDerivative · entry 1

LaBarre Michael J. · CIK 0001507174 · SVP, Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,782

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2020 Filed Feb 4, 2020 21:18 UTC
Torley HelenDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 55,487 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-20-000987 · edgar.xml · derivative · entry 3

Torley Helen · CIK 0001528185 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 55,487 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer.

F2 · derivative.expiration_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer.

Read SEC document
February 03, 2020 Filed Feb 4, 2020 21:18 UTC
Torley HelenDirector · President and CEO
Tax withholdingCommon Stock 19,910 $19.21 $382,471.10
Disclosure

SEC source: 0001179110-20-000987 · edgar.xml · nonDerivative · entry 2

Torley Helen · CIK 0001528185 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 439,657

F1 · shares: The reported disposition of 19,910 shares represents the shares that were withheld by the issuer as payment for minimum statutory tax withholding obligations.

Read SEC document
February 03, 2020 Filed Feb 4, 2020 21:18 UTC
Torley HelenDirector · President and CEO
Exercise / conversionCommon Stock 55,487 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-000987 · edgar.xml · nonDerivative · entry 1

Torley Helen · CIK 0001528185 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 459,567

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 19, 2019 Filed Feb 4, 2020 21:11 UTC
Torley HelenDirector · President and CEO
GiftCommon Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-000982 · edgar.xml · nonDerivative · entry 1

Torley Helen · CIK 0001528185 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 404,080

F1 · kind: REPRESENTS A BONA FIDE GIFT TO A CHARITABLE ORGANIZATION.

Read SEC document
October 01, 2019 Filed Oct 1, 2019 23:10 UTC
Hickey BenjaminSVP, Chief Commerical Officer
Exercise / conversionRestricted Stock Units · Derivative 20,216 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001104659-19-052329 · a4.xml · derivative · entry 3

Hickey Benjamin · CIK 0001753055 · SVP, Chief Commerical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,647

Underlying: Common Stock · 20,216 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the Issuer.

F2 · derivative.expiration_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the Issuer.

Read SEC document
October 01, 2019 Filed Oct 1, 2019 23:10 UTC
Hickey BenjaminSVP, Chief Commerical Officer
Tax withholdingCommon Stock 6,990 $15.46 $108,065.40
Disclosure

SEC source: 0001104659-19-052329 · a4.xml · nonDerivative · entry 2

Hickey Benjamin · CIK 0001753055 · SVP, Chief Commerical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,226

F1 · shares: The reported disposition of 6,990 shares represents the shares that were withheld by the Issuer as payment for minimum statutory tax withholding requirements.

Read SEC document
October 01, 2019 Filed Oct 1, 2019 23:10 UTC
Hickey BenjaminSVP, Chief Commerical Officer
Exercise / conversionCommon Stock 20,216 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-052329 · a4.xml · nonDerivative · entry 1

Hickey Benjamin · CIK 0001753055 · SVP, Chief Commerical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,216

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 03, 2019 Filed Aug 6, 2019 00:11 UTC
Chondros DimitriosSVP, Chief Medical Officer
SaleCommon Stock 1,328 $16.70 $22,177.60
Disclosure

SEC source: 0001179110-19-009165 · edgar.xml · nonDerivative · entry 1

Chondros Dimitrios · CIK 0001739693 · SVP, Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,584

F1 · shares: The reported disposition of 1,328 shares represents the shares that were sold by the reporting person to cover minimum statutory obligations due upon vesting of 3,750 restricted stock award shares.

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June 15, 2019 Filed Jun 17, 2019 12:19 UTC
Stelzer LaurieSVP, Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 6,875 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-19-007734 · edgar.xml · derivative · entry 4

Stelzer Laurie · CIK 0001644348 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer.

F3 · derivative.expiration_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer.

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June 15, 2019 Filed Jun 17, 2019 12:19 UTC
Stelzer LaurieSVP, Chief Financial Officer
Tax withholdingCommon Stock 3,408 $15.73 $53,607.84
Disclosure

SEC source: 0001179110-19-007734 · edgar.xml · nonDerivative · entry 2

Stelzer Laurie · CIK 0001644348 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,962

F1 · shares: The reported disposition of 3,408 shares represents the shares that were withheld by the issuer as payment for minimum statutory tax withholding obligations.

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June 15, 2019 Filed Jun 17, 2019 12:19 UTC
Stelzer LaurieSVP, Chief Financial Officer
Exercise / conversionCommon Stock 6,875 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-007734 · edgar.xml · nonDerivative · entry 1

Stelzer Laurie · CIK 0001644348 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,370

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 03, 2019 Filed Jun 4, 2019 20:44 UTC
Armour Alison A.SVP, Research & Development
GrantRestricted Stock Units · Derivative 65,920 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-19-007125 · edgar.xml · derivative · entry 2

Armour Alison A. · CIK 0001646726 · SVP, Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,920

Underlying: Common Stock · 65,920 shares

Expires 2029-06-03

F2 · derivative.exercise_date: This award vests one-fourth on such date and one-fourth on each anniversary thereafter.

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June 03, 2019 Filed Jun 4, 2019 20:44 UTC
Armour Alison A.SVP, Research & Development
GrantOptions to Purchase Common Stock · Derivative 129,358 $0.00 Strike: $15.17 $0.00
Disclosure

SEC source: 0001179110-19-007125 · edgar.xml · derivative · entry 1

Armour Alison A. · CIK 0001646726 · SVP, Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,358

Underlying: Common Stock · 129,358 shares

Expires 2029-06-03

F1 · derivative.exercise_date: This option vests one-fourth on such date and 1/48 monthly thereafter.

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June 01, 2019 Filed Jun 3, 2019 21:22 UTC
Chondros DimitriosSVP, Chief Medical Officer
Exercise / conversionRestricted Stock Units · Derivative 2,043 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-19-007033 · edgar.xml · derivative · entry 3

Chondros Dimitrios · CIK 0001739693 · SVP, Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,084

Underlying: Common Stock · 2,043 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer.

F2 · derivative.expiration_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer.

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June 01, 2019 Filed Jun 3, 2019 21:22 UTC
Chondros DimitriosSVP, Chief Medical Officer
Tax withholdingCommon Stock 706 $14.75 $10,413.50
Disclosure

SEC source: 0001179110-19-007033 · edgar.xml · nonDerivative · entry 2

Chondros Dimitrios · CIK 0001739693 · SVP, Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,912

F1 · shares: The reported disposition of 706 shares represents the shares that were withheld by the issuer as payment for minimum statutory tax withholding obligations.

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June 01, 2019 Filed Jun 3, 2019 21:22 UTC
Chondros DimitriosSVP, Chief Medical Officer
Exercise / conversionCommon Stock 2,043 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-007033 · edgar.xml · nonDerivative · entry 1

Chondros Dimitrios · CIK 0001739693 · SVP, Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,618

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 02, 2019 Filed May 3, 2019 20:23 UTC GrantCommon Stock 12,173 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-005511 · edgar.xml · nonDerivative · entry 1

Posard Matthew L. · CIK 0001543792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,924

F1 · shares: Represents annual restricted stock grant under the Issuer's director compensation program. This grant will vest in full on the earlier of (i) May 2, 2020 or (ii) the date of the Issuer's next annual meeting of stockholders.

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May 02, 2019 Filed May 3, 2019 20:17 UTC GrantCommon Stock 12,173 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-005506 · edgar.xml · nonDerivative · entry 1

Kelley Kenneth J · CIK 0001291219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,924

F1 · shares: Represents annual restricted stock grant under the Issuer's director compensation program. This grant will vest in full on the earlier of (i) May 2, 2020 or (ii) the date of the Issuer's next annual meeting of stockholders.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.