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Nasdaq · USD

HALO

HALOZYME THERAPEUTICS, INC.

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Tapewire entity
793
SEC CIK
0001159036
Parsed reports
393

Last 12 months

Inside the activity.

0 purchase rows · 106 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025010
Dec 202505
Jan 202601
Feb 202607
Mar 2026010
Apr 202606
May 2026013
Jun 2026011
Jul 202604
Aug 2026012
Sep 2026011
Oct 2026016

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 25, 2020 Filed Nov 25, 2020 23:59 UTC SaleCommon Stock 24,498 $40.08 $981,757.35
Disclosure

SEC source: 0001179110-20-011428 · edgar.xml · nonDerivative · entry 1

Henderson Jeffrey William · CIK 0001324015 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,609

F1 · price: Represents a weighted average sales price per share. These shares were sold at prices ranging from $40.07 to $40.11. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
November 25, 2020 Filed Nov 25, 2020 23:57 UTC
Daly James MDirector
SaleCommon Stock 10,363 $40.41 $418,799.92
Disclosure

SEC source: 0001179110-20-011427 · edgar.xml · nonDerivative · entry 1

Daly James M · CIK 0001560782 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,002

F1 · price: Represents a weighted average sales price per share. These shares were sold at prices ranging from $40.40 to $40.48. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
November 25, 2020 Filed Nov 25, 2020 23:56 UTC
Torley HelenDirector · President and CEO
Exercise / conversionOption to Purchase Common Stock · Derivative 50,000 $14.66 Strike: $14.66 $733,000.00
Disclosure

SEC source: 0001179110-20-011426 · edgar.xml · derivative · entry 4

Torley Helen · CIK 0001528185 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 650,000

Underlying: Common Stock · 50,000 shares

Expires 2024-01-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vested one-fourth on the first anniversary of the January 6, 2014 grant date and then 1/48 monthly thereafter.

Read SEC document
November 25, 2020 Filed Nov 25, 2020 23:56 UTC
Torley HelenDirector · President and CEO
SaleCommon Stock 27,674 $41.18 $1,139,642.99
Disclosure

SEC source: 0001179110-20-011426 · edgar.xml · nonDerivative · entry 3

Torley Helen · CIK 0001528185 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 480,522

F2 · price: Represents a weighted average sales price per share. These shares were sold at prices ranging from $40.81 to $41.49. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
November 25, 2020 Filed Nov 25, 2020 23:56 UTC
Torley HelenDirector · President and CEO
SaleCommon Stock 22,326 $40.17 $896,924.72
Disclosure

SEC source: 0001179110-20-011426 · edgar.xml · nonDerivative · entry 2

Torley Helen · CIK 0001528185 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 508,196

F1 · price: Represents a weighted average sales price per share. These shares were sold at prices ranging from $39.78 to $40.75. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
November 25, 2020 Filed Nov 25, 2020 23:56 UTC
Torley HelenDirector · President and CEO
Exercise / conversionCommon Stock 50,000 $14.66 $733,000.00
Disclosure

SEC source: 0001179110-20-011426 · edgar.xml · nonDerivative · entry 1

Torley Helen · CIK 0001528185 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 530,522

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 25, 2020 Filed Nov 27, 2020 22:43 UTC SaleCommon Stock 9,671 $41.50 $401,350.37
Disclosure

SEC source: 0001179110-20-011448 · edgar.xml · nonDerivative · entry 1

Kelley Kenneth J · CIK 0001291219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,711

F1 · price: Represents a weighted average sales price per share. These shares were sold at prices ranging from $41.50 to $41.5102. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
November 20, 2020 Filed Nov 20, 2020 23:25 UTC
LaBarre Michael J.SVP, Chief Technical Officer
SaleCommon Stock 7,889 $39.04 $307,955.00
Disclosure

SEC source: 0001179110-20-011277 · edgar.xml · nonDerivative · entry 2

LaBarre Michael J. · CIK 0001507174 · SVP, Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,800

F1 · kind: This disposition was effected by a broker pursuant to instructions set forth in a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: Represents a weighted average sales price per share. These shares were sold at prices ranging from $38.75 to $39.12. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
November 20, 2020 Filed Nov 20, 2020 23:25 UTC
LaBarre Michael J.SVP, Chief Technical Officer
SaleCommon Stock 4,111 $38.24 $157,221.08
Disclosure

SEC source: 0001179110-20-011277 · edgar.xml · nonDerivative · entry 1

LaBarre Michael J. · CIK 0001507174 · SVP, Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,689

F1 · kind: This disposition was effected by a broker pursuant to instructions set forth in a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: Represents a weighted average sales price per share. These shares were sold at prices ranging from $37.74 to $38.72. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
October 20, 2020 Filed Oct 20, 2020 20:53 UTC
LaBarre Michael J.SVP, Chief Technical Officer
SaleCommon Stock 12,000 $30.43 $365,148.00
Disclosure

SEC source: 0001179110-20-010606 · edgar.xml · nonDerivative · entry 1

LaBarre Michael J. · CIK 0001507174 · SVP, Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,800

F1 · kind: This disposition was effected by a broker pursuant to instructions set forth in a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: Represents a weighted average sales price per share. These shares were sold at prices ranging from $29.73 to $30.50. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
September 21, 2020 Filed Sep 21, 2020 23:30 UTC
LaBarre Michael J.SVP, Chief Technical Officer
SaleCommon Stock 12,000 $26.91 $322,884.00
Disclosure

SEC source: 0001179110-20-009905 · edgar.xml · nonDerivative · entry 1

LaBarre Michael J. · CIK 0001507174 · SVP, Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,800

F1 · kind: This disposition was effected by a broker pursuant to instructions set forth in a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: Represents a weighted average sales price per share. These shares were sold at prices ranging from $26.68 to $27.42. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
September 14, 2020 Filed Sep 14, 2020 21:33 UTC GiftCommon Stock 8,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-009727 · edgar.xml · nonDerivative · entry 2

MATSUI CONNIE · CIK 0001236537 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,753

F2 · kind: Represents a bona fide gift to a charitable organization.

Read SEC document
September 11, 2020 Filed Sep 14, 2020 21:33 UTC SaleCommon Stock 32,000 $27.06 $865,792.00
Disclosure

SEC source: 0001179110-20-009727 · edgar.xml · nonDerivative · entry 1

MATSUI CONNIE · CIK 0001236537 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,753

F1 · price: Represents a weighted average sales price per share. These shares were sold at prices ranging from $26.95 to $27.16. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
September 04, 2020 Filed Sep 4, 2020 22:13 UTC
Matsuda MasaruSVP, General Counsel
Exercise / conversionRestricted Stock Units · Derivative 6,884 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-20-009605 · edgar.xml · derivative · entry 3

Matsuda Masaru · CIK 0001798679 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,766

Underlying: Common Stock · 6,884 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer.

F2 · derivative.expiration_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer.

Read SEC document
September 04, 2020 Filed Sep 4, 2020 22:13 UTC
Matsuda MasaruSVP, General Counsel
Tax withholdingCommon Stock 2,380 $27.70 $65,926.00
Disclosure

SEC source: 0001179110-20-009605 · edgar.xml · nonDerivative · entry 2

Matsuda Masaru · CIK 0001798679 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,442

F1 · shares: The reported disposition of 2,380 shares represents the shares that were withheld by the issuer as payment for minimum statutory tax withholding obligations.

Read SEC document
September 04, 2020 Filed Sep 4, 2020 22:13 UTC
Matsuda MasaruSVP, General Counsel
Exercise / conversionCommon Stock 6,884 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-009605 · edgar.xml · nonDerivative · entry 1

Matsuda Masaru · CIK 0001798679 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,822

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 20, 2020 Filed Aug 20, 2020 20:21 UTC
LaBarre Michael J.SVP, Chief Technical Officer
SaleCommon Stock 12,000 $28.30 $339,564.00
Disclosure

SEC source: 0001179110-20-009192 · edgar.xml · nonDerivative · entry 1

LaBarre Michael J. · CIK 0001507174 · SVP, Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,800

F1 · kind: This disposition was effected by a broker pursuant to instructions set forth in a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: Represents a weighted average sales price per share. These shares were sold at prices ranging from $28.05 to $28.56. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
August 14, 2020 Filed Aug 14, 2020 20:08 UTC
Torley HelenDirector · President and CEO
GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-009047 · edgar.xml · nonDerivative · entry 1

Torley Helen · CIK 0001528185 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 480,522

F1 · shares: REPRESENTS A BONA FIDE GIFT TO A CHARITABLE ORGANIZATION

Read SEC document
August 13, 2020 Filed Aug 13, 2020 22:43 UTC
Daly James MDirector
SaleCommon Stock 34,337 $29.12 $999,893.44
Disclosure

SEC source: 0001179110-20-009018 · edgar.xml · nonDerivative · entry 1

Daly James M · CIK 0001560782 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,365

F1 · price: Represents a weighted average sales price per share. These shares were sold at prices ranging from $29.00 to $29.37. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
July 20, 2020 Filed Jul 20, 2020 22:33 UTC
LaBarre Michael J.SVP, Chief Technical Officer
SaleCommon Stock 12,000 $29.01 $348,072.00
Disclosure

SEC source: 0001179110-20-008379 · edgar.xml · nonDerivative · entry 1

LaBarre Michael J. · CIK 0001507174 · SVP, Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,800

F1 · kind: This disposition was effected by a broker pursuant to instructions set forth in a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: Represents a weighted average sales price per share. These shares were sold at prices ranging from $28.61 to $29.29. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.

Read SEC document
May 22, 2020 Filed May 22, 2020 22:39 UTC
LaBarre Michael J.SVP, Chief Technical Officer
Exercise / conversionOption to Purchase Common Stock · Derivative 18,613 $0.00 Strike: $7.14 $0.00
Disclosure

SEC source: 0001179110-20-006544 · edgar.xml · derivative · entry 2

LaBarre Michael J. · CIK 0001507174 · SVP, Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,613 shares

Expires 2021-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option was granted on February 3, 2011 and vested one-fourth on the first anniversary of such date and then 1/48th monthly thereafter.

Read SEC document
May 22, 2020 Filed May 22, 2020 22:39 UTC
LaBarre Michael J.SVP, Chief Technical Officer
Exercise / conversionCommon Stock 18,613 $7.14 $132,896.82
Disclosure

SEC source: 0001179110-20-006544 · edgar.xml · nonDerivative · entry 1

LaBarre Michael J. · CIK 0001507174 · SVP, Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 20, 2020 Filed May 21, 2020 20:11 UTC
LaBarre Michael J.SVP, Chief Technical Officer
Exercise / conversionOption to Purchase Common Stock · Derivative 21,387 $0.00 Strike: $7.14 $0.00
Disclosure

SEC source: 0001179110-20-006427 · edgar.xml · derivative · entry 3

LaBarre Michael J. · CIK 0001507174 · SVP, Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,613

Underlying: Common Stock · 21,387 shares

Expires 2021-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option was granted on February 3, 2011 and vested one-fourth on the first anniversary of such date and then 1/48th monthly thereafter.

Read SEC document
May 20, 2020 Filed May 21, 2020 20:11 UTC
LaBarre Michael J.SVP, Chief Technical Officer
SaleCommon Stock 21,387 $23.80 $509,074.76
Disclosure

SEC source: 0001179110-20-006427 · edgar.xml · nonDerivative · entry 2

LaBarre Michael J. · CIK 0001507174 · SVP, Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,187

F1 · kind: This disposition was effected by a broker pursuant to instructions set forth in a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: Represents a weighted average sales price per share. These shares were sold at prices ranging from $23.46 to $24.03. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.

Read SEC document
May 20, 2020 Filed May 21, 2020 20:11 UTC
LaBarre Michael J.SVP, Chief Technical Officer
Exercise / conversionCommon Stock 21,387 $7.14 $152,703.18
Disclosure

SEC source: 0001179110-20-006427 · edgar.xml · nonDerivative · entry 1

LaBarre Michael J. · CIK 0001507174 · SVP, Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,574

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2020 Filed May 1, 2020 23:09 UTC GrantCommon Stock 8,829 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-005375 · edgar.xml · nonDerivative · entry 1

BIZZARI JEAN-PIERRE · CIK 0001630914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,314

F1 · shares: Represents annual restricted stock grant under the Issuer's director compensation program. This grant will vest in full on the earlier of (i) April 30, 2021 and (ii) the date of the Issuer's next annual meeting of stockholders.

Read SEC document
April 30, 2020 Filed May 1, 2020 23:14 UTC GrantCommon Stock 8,829 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-005380 · edgar.xml · nonDerivative · entry 1

MATSUI CONNIE · CIK 0001236537 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,753

F1 · shares: Represents annual restricted stock grant under the Issuer's director compensation program. This grant will vest in full on the earlier of (i) April 30, 2021 or (ii) the date of the Issuer's next annual meeting of stockholders.

Read SEC document
April 30, 2020 Filed May 1, 2020 23:15 UTC GrantRestricted Stock 8,829 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-005382 · edgar.xml · nonDerivative · entry 1

Posard Matthew L. · CIK 0001543792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,753

F1 · shares: Represents annual restricted stock grant under the Issuer's director compensation program. This grant will vest in full on the earlier of (i) April 30, 2021 or (ii) the date of the Issuer's next annual meeting of stockholders.

Read SEC document
April 30, 2020 Filed May 1, 2020 23:12 UTC GrantCommon Stock 8,829 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-005378 · edgar.xml · nonDerivative · entry 1

Henderson Jeffrey William · CIK 0001324015 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,107

F1 · shares: Represents annual restricted stock grant under the Issuer's director compensation program. This grant will vest in full on the earlier of (i) April 30, 2021 or (ii) the date of the Issuer's next annual meeting of stockholders.

Read SEC document
April 30, 2020 Filed May 1, 2020 23:12 UTC GrantCommon Stock 8,829 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-005379 · edgar.xml · nonDerivative · entry 1

Kelley Kenneth J · CIK 0001291219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,382

F1 · shares: Represents annual restricted stock grant under the Issuer's director compensation program. This grant will vest in full on the earlier of (i) April 30, 2021 or (ii) the date of the Issuer's next annual meeting of stockholders.

Read SEC document
April 30, 2020 Filed May 1, 2020 23:11 UTC
Daly James MDirector
GrantCommon Stock 8,829 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-005377 · edgar.xml · nonDerivative · entry 1

Daly James M · CIK 0001560782 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,702

F1 · shares: Represents annual restricted stock grant under the Issuer's director compensation program. This grant will vest in full on the earlier of (i) April 30, 2021 or (ii) the date of the Issuer's next annual meeting of stockholders.

Read SEC document
April 30, 2020 Filed May 1, 2020 23:10 UTC GrantCommon Stock 8,829 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-005376 · edgar.xml · nonDerivative · entry 1

Connaughton Bernadette · CIK 0001662521 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,783

F1 · shares: Represents annual restricted stock grant under the Issuer's director compensation program. This grant will vest in full on the earlier of (i) April 30, 2021 or (ii) the date of the Issuer's next annual meeting of stockholders.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 20:56 UTC
Sun Elaine DSVP, Chief Financial Officer
GrantPerformance Stock Units · Derivative 40,796 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-20-004645 · edgar.xml · derivative · entry 1

Sun Elaine D · CIK 0001805339 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,796

Underlying: Common Stock · 40,796 shares

Expires not disclosed

F1 · derivative.exercise_date: The vesting of these Performance Stock Units (PSUs) is subject to the satisfaction of both performance-based and time-based vesting conditions. The performance-based condition will be satisfied as to 25% of the total PSU grant upon achievement of each of four separate milestones of 20%, 30%, 40% and 50% increases of the closing price of the Issuer's common stock on the date of grant. The PSUs may be earned at any point during the three-year performance period (commencing on the date of grant) and any PSUs that are not earned during the three-year performance period will be forfeited. The time-based condition will be satisfied as to 25% of the total PSU grant upon each of the first four anniversaries of the date of grant contingent upon the Reporting Person's continued service to the Issuer through each such anniversary date.

F1 · derivative.expiration_date: The vesting of these Performance Stock Units (PSUs) is subject to the satisfaction of both performance-based and time-based vesting conditions. The performance-based condition will be satisfied as to 25% of the total PSU grant upon achievement of each of four separate milestones of 20%, 30%, 40% and 50% increases of the closing price of the Issuer's common stock on the date of grant. The PSUs may be earned at any point during the three-year performance period (commencing on the date of grant) and any PSUs that are not earned during the three-year performance period will be forfeited. The time-based condition will be satisfied as to 25% of the total PSU grant upon each of the first four anniversaries of the date of grant contingent upon the Reporting Person's continued service to the Issuer through each such anniversary date.

Read SEC document
March 19, 2020 Filed Mar 19, 2020 23:28 UTC PurchaseCommon Stock 17,543 $14.24 $249,780.74
Disclosure

SEC source: 0001179110-20-003999 · edgar.xml · nonDerivative · entry 3

Kelley Kenneth J · CIK 0001291219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277,553

F3 · price: Represents a weighted average purchase price per share. These shares were purchased at prices ranging from $14.15 to $14.25. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.

Read SEC document
March 19, 2020 Filed Mar 19, 2020 23:28 UTC PurchaseCommon Stock 17,543 $14.25 $249,982.49
Disclosure

SEC source: 0001179110-20-003999 · edgar.xml · nonDerivative · entry 2

Kelley Kenneth J · CIK 0001291219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,010

F2 · price: Represents a weighted average purchase price per share. These shares were purchased at prices ranging from $14.23 to $14.25. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.

Read SEC document
March 19, 2020 Filed Mar 19, 2020 23:28 UTC PurchaseCommon Stock 17,543 $14.19 $248,933.42
Disclosure

SEC source: 0001179110-20-003999 · edgar.xml · nonDerivative · entry 1

Kelley Kenneth J · CIK 0001291219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,467

F1 · price: Represents a weighted average purchase price per share. These shares were purchased at prices ranging from $14.11 to $14.24. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 21:03 UTC
Sun Elaine DSVP, Chief Financial Officer
GrantRestricted Stock Units · Derivative 48,662 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-20-003052 · edgar.xml · derivative · entry 2

Sun Elaine D · CIK 0001805339 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,662

Underlying: Common Stock · 48,662 shares

Expires 2030-03-02

F2 · derivative.exercise_date: This restricted stock unit grant vests one-fourth on such date and then one-fourth on each anniversary thereafter.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 21:03 UTC
Sun Elaine DSVP, Chief Financial Officer
GrantOption to Purchase Common Stock · Derivative 104,969 $0.00 Strike: $20.55 $0.00
Disclosure

SEC source: 0001179110-20-003052 · edgar.xml · derivative · entry 1

Sun Elaine D · CIK 0001805339 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,969

Underlying: Common Stock · 104,969 shares

Expires 2030-03-02

F1 · derivative.exercise_date: This option vests one-fourth on such date and then 1/48th monthly thereafter.

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February 22, 2020 Filed Feb 25, 2020 01:04 UTC
LaBarre Michael J.SVP, Chief Technical Officer
Exercise / conversionRestricted Stock Units · Derivative 8,803 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-20-002177 · edgar.xml · derivative · entry 3

LaBarre Michael J. · CIK 0001507174 · SVP, Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,803

Underlying: Common Stock · 8,803 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer.

F2 · derivative.expiration_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer.

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February 22, 2020 Filed Feb 25, 2020 01:04 UTC
LaBarre Michael J.SVP, Chief Technical Officer
Tax withholdingCommon Stock 3,044 $21.83 $66,450.52
Disclosure

SEC source: 0001179110-20-002177 · edgar.xml · nonDerivative · entry 2

LaBarre Michael J. · CIK 0001507174 · SVP, Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,187

F1 · shares: The reported disposition of 3,044 shares represents the shares that were withheld by the issuer as payment for minimum statutory tax withholding obligations.

Read SEC document
February 22, 2020 Filed Feb 25, 2020 01:04 UTC
LaBarre Michael J.SVP, Chief Technical Officer
Exercise / conversionCommon Stock 8,803 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-002177 · edgar.xml · nonDerivative · entry 1

LaBarre Michael J. · CIK 0001507174 · SVP, Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,231

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2020 Filed Feb 25, 2020 01:03 UTC
Stelzer LaurieSVP, Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 11,392 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-20-002175 · edgar.xml · derivative · entry 4

Stelzer Laurie · CIK 0001644348 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,392

Underlying: Common Stock · 11,392 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer.

F3 · derivative.expiration_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer.

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February 22, 2020 Filed Feb 25, 2020 01:03 UTC
Stelzer LaurieSVP, Chief Financial Officer
Tax withholdingCommon Stock 4,508 $21.83 $98,409.64
Disclosure

SEC source: 0001179110-20-002175 · edgar.xml · nonDerivative · entry 2

Stelzer Laurie · CIK 0001644348 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,167

F1 · shares: The reported disposition of 4,508 shares represents the shares that were withheld by the issuer as payment for minimum statutory tax withholding obligations.

Read SEC document
February 22, 2020 Filed Feb 25, 2020 01:03 UTC
Stelzer LaurieSVP, Chief Financial Officer
Exercise / conversionCommon Stock 11,392 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-002175 · edgar.xml · nonDerivative · entry 1

Stelzer Laurie · CIK 0001644348 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,675

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2020 Filed Feb 25, 2020 01:02 UTC
Torley HelenDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 39,354 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-20-002174 · edgar.xml · derivative · entry 3

Torley Helen · CIK 0001528185 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,354

Underlying: Common Stock · 39,354 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer.

F2 · derivative.expiration_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer.

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February 22, 2020 Filed Feb 25, 2020 01:02 UTC
Torley HelenDirector · President and CEO
Tax withholdingCommon Stock 19,511 $21.83 $425,925.13
Disclosure

SEC source: 0001179110-20-002174 · edgar.xml · nonDerivative · entry 2

Torley Helen · CIK 0001528185 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 490,522

F1 · shares: The reported disposition of 19,511 shares represents the shares that were withheld by the issuer as payment for minimum statutory tax withholding obligations.

Read SEC document
February 22, 2020 Filed Feb 25, 2020 01:02 UTC
Torley HelenDirector · President and CEO
Exercise / conversionCommon Stock 39,354 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-002174 · edgar.xml · nonDerivative · entry 1

Torley Helen · CIK 0001528185 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 510,033

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2020 Filed Feb 18, 2020 21:16 UTC
LaBarre Michael J.SVP, Chief Technical Officer
Exercise / conversionRestricted Stock Units · Derivative 5,772 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-20-001750 · edgar.xml · derivative · entry 3

LaBarre Michael J. · CIK 0001507174 · SVP, Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,542

Underlying: Common Stock · 5,772 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer.

F2 · derivative.expiration_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer.

Read SEC document
February 14, 2020 Filed Feb 18, 2020 21:16 UTC
LaBarre Michael J.SVP, Chief Technical Officer
Tax withholdingCommon Stock 1,995 $21.10 $42,094.50
Disclosure

SEC source: 0001179110-20-001750 · edgar.xml · nonDerivative · entry 2

LaBarre Michael J. · CIK 0001507174 · SVP, Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,428

F1 · shares: The reported disposition of 1,995 shares represents the shares that were withheld by the issuer as payment for minimum statutory tax withholding obligations.

Read SEC document
February 14, 2020 Filed Feb 18, 2020 21:16 UTC
LaBarre Michael J.SVP, Chief Technical Officer
Exercise / conversionCommon Stock 5,772 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-001750 · edgar.xml · nonDerivative · entry 1

LaBarre Michael J. · CIK 0001507174 · SVP, Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,423

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.