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Nasdaq · USD

HALO

HALOZYME THERAPEUTICS, INC.

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Tapewire entity
793
SEC CIK
0001159036
Parsed reports
393

Last 12 months

Inside the activity.

0 purchase rows · 106 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025010
Dec 202505
Jan 202601
Feb 202607
Mar 2026010
Apr 202606
May 2026013
Jun 2026011
Jul 202604
Aug 2026012
Sep 2026011
Oct 2026016

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 10, 2021 Filed Aug 10, 2021 23:01 UTC
Torley HelenDirector · President and CEO
Exercise / conversionCommon Stock 50,000 $14.66 $733,000.00
Disclosure

SEC source: 0001179110-21-008095 · edgar.xml · nonDerivative · entry 1

Torley Helen · CIK 0001528185 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 587,160

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sales reported on this Form 4 were made pursuant to a written trading plan adopted by the Reporting Person on December 7, 2020, in accordance with Rule 10b5-1.

Read SEC document
July 15, 2021 Filed Jul 15, 2021 23:36 UTC
LaBarre Michael J.SVP, Chief Technical Officer
Exercise / conversionOption to Purchase Common Stock · Derivative 14,685 $0.00 Strike: $6.55 $0.00
Disclosure

SEC source: 0001179110-21-007506 · edgar.xml · derivative · entry 2

LaBarre Michael J. · CIK 0001507174 · SVP, Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,685 shares

Expires 2023-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option was granted on February 4, 2013 and vested one-fourth on the first anniversary of such date and then 1/48th monthly thereafter.

Read SEC document
July 15, 2021 Filed Jul 15, 2021 23:36 UTC
LaBarre Michael J.SVP, Chief Technical Officer
Exercise / conversionCommon Stock 14,685 $6.55 $96,186.75
Disclosure

SEC source: 0001179110-21-007506 · edgar.xml · nonDerivative · entry 1

LaBarre Michael J. · CIK 0001507174 · SVP, Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,796

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 06, 2021 Filed Jul 6, 2021 22:09 UTC
Torley HelenDirector · President and CEO
Exercise / conversionOption to Purchase Common Stock · Derivative 50,000 $14.66 Strike: $14.66 $733,000.00
Disclosure

SEC source: 0001179110-21-007396 · edgar.xml · derivative · entry 3

Torley Helen · CIK 0001528185 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,000

Underlying: Common Stock · 50,000 shares

Expires 2024-01-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Grant to Reporting Person of options, exercisable over a 4-year period measured from the date of grant, 25% after 12 months, then 1/48th of the Option Shares per month thereafter. The date of grant was January 6, 2014.

Read SEC document
July 06, 2021 Filed Jul 6, 2021 22:09 UTC
Torley HelenDirector · President and CEO
SaleCommon Stock 50,000 $45.97 $2,298,650.00
Disclosure

SEC source: 0001179110-21-007396 · edgar.xml · nonDerivative · entry 2

Torley Helen · CIK 0001528185 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 537,160

F1 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on December 7, 2020, in accordance with Rule 10b5-1.

F2 · price: Represents a weighted average sales price per share. These shares were sold at prices ranging from $45.40 to $46.33. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
July 06, 2021 Filed Jul 6, 2021 22:09 UTC
Torley HelenDirector · President and CEO
Exercise / conversionCommon Stock 50,000 $14.66 $733,000.00
Disclosure

SEC source: 0001179110-21-007396 · edgar.xml · nonDerivative · entry 1

Torley Helen · CIK 0001528185 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 587,160

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on December 7, 2020, in accordance with Rule 10b5-1.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 21:19 UTC
LaBarre Michael J.SVP, Chief Technical Officer
Exercise / conversionOption to Purchase Common Stock · Derivative 40,315 $0.00 Strike: $6.55 $0.00
Disclosure

SEC source: 0001179110-21-007391 · edgar.xml · derivative · entry 3

LaBarre Michael J. · CIK 0001507174 · SVP, Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,685

Underlying: Common Stock · 40,315 shares

Expires 2023-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option was granted on February 4, 2013 and vested one-fourth on the first anniversary of such date and then 1/48th monthly thereafter.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 21:19 UTC
LaBarre Michael J.SVP, Chief Technical Officer
SaleCommon Stock 40,315 $45.70 $1,842,314.87
Disclosure

SEC source: 0001179110-21-007391 · edgar.xml · nonDerivative · entry 2

LaBarre Michael J. · CIK 0001507174 · SVP, Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,111

F1 · kind: This disposition was effected by a broker pursuant to instructions set forth in a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: Represents a weighted average sales price per share. These shares were sold at prices ranging from $45.20 to $46.06. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 21:19 UTC
LaBarre Michael J.SVP, Chief Technical Officer
Exercise / conversionCommon Stock 40,315 $6.55 $264,063.25
Disclosure

SEC source: 0001179110-21-007391 · edgar.xml · nonDerivative · entry 1

LaBarre Michael J. · CIK 0001507174 · SVP, Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,426

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 07, 2021 Filed Jun 7, 2021 22:53 UTC
Torley HelenDirector · President and CEO
Exercise / conversionOption to Purchase Common Stock · Derivative 50,000 $14.66 Strike: $14.66 $733,000.00
Disclosure

SEC source: 0001179110-21-006466 · edgar.xml · derivative · entry 3

Torley Helen · CIK 0001528185 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Common Stock · 50,000 shares

Expires 2024-01-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Grant to Reporting Person of options, exercisable over a 4-year period measured from the date of grant, 25% after 12 months, then 1/48th of the Option Shares per month thereafter. The date of grant was January 6, 2014.

Read SEC document
June 07, 2021 Filed Jun 7, 2021 22:53 UTC
Torley HelenDirector · President and CEO
SaleCommon Stock 50,000 $39.66 $1,982,950.00
Disclosure

SEC source: 0001179110-21-006466 · edgar.xml · nonDerivative · entry 2

Torley Helen · CIK 0001528185 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 537,160

F1 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on December 7, 2020, in accordance with Rule 10b5-1.

F2 · price: Represents a weighted average sales price per share. These shares were sold at prices ranging from $39.12 to $40.02. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
June 07, 2021 Filed Jun 7, 2021 22:53 UTC
Torley HelenDirector · President and CEO
Exercise / conversionCommon Stock 50,000 $14.66 $733,000.00
Disclosure

SEC source: 0001179110-21-006466 · edgar.xml · nonDerivative · entry 1

Torley Helen · CIK 0001528185 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 587,160

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on December 7, 2020, in accordance with Rule 10b5-1.

Read SEC document
May 11, 2021 Filed May 11, 2021 22:22 UTC
Torley HelenDirector · President and CEO
Exercise / conversionOption to Purchase Common Stock · Derivative 50,000 $14.66 Strike: $14.66 $733,000.00
Disclosure

SEC source: 0001179110-21-005214 · edgar.xml · derivative · entry 6

Torley Helen · CIK 0001528185 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 450,000

Underlying: Common Stock · 50,000 shares

Expires 2024-01-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Grant to Reporting Person of options, exercisable over a 4-year period measured from the date of grant, 25% after 12 months, then 1/48th of the Option Shares per month thereafter. The date of grant was January 6, 2014.

Read SEC document
May 11, 2021 Filed May 11, 2021 22:22 UTC
Torley HelenDirector · President and CEO
SaleCommon Stock 1,066 $44.84 $47,802.64
Disclosure

SEC source: 0001179110-21-005214 · edgar.xml · nonDerivative · entry 5

Torley Helen · CIK 0001528185 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 537,160

F1 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on December 7, 2020, in accordance with Rule 10b5-1.

F5 · price: Represents a weighted average sales price per share. These shares were sold at prices ranging from $44.63 to $44.98. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
May 11, 2021 Filed May 11, 2021 22:22 UTC
Torley HelenDirector · President and CEO
SaleCommon Stock 3,956 $44.11 $174,479.38
Disclosure

SEC source: 0001179110-21-005214 · edgar.xml · nonDerivative · entry 4

Torley Helen · CIK 0001528185 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 538,226

F1 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on December 7, 2020, in accordance with Rule 10b5-1.

F4 · price: Represents a weighted average sales price per share. These shares were sold at prices ranging from $43.59 to $44.38. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
May 11, 2021 Filed May 11, 2021 22:22 UTC
Torley HelenDirector · President and CEO
SaleCommon Stock 36,522 $43.05 $1,572,235.58
Disclosure

SEC source: 0001179110-21-005214 · edgar.xml · nonDerivative · entry 3

Torley Helen · CIK 0001528185 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 542,182

F1 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on December 7, 2020, in accordance with Rule 10b5-1.

F3 · price: Represents a weighted average sales price per share. These shares were sold at prices ranging from $42.57 to $43.50. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
May 11, 2021 Filed May 11, 2021 22:22 UTC
Torley HelenDirector · President and CEO
SaleCommon Stock 8,456 $42.17 $356,581.06
Disclosure

SEC source: 0001179110-21-005214 · edgar.xml · nonDerivative · entry 2

Torley Helen · CIK 0001528185 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 578,704

F1 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on December 7, 2020, in accordance with Rule 10b5-1.

F2 · price: Represents a weighted average sales price per share. These shares were sold at prices ranging from $41.56 to $42.55. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
May 11, 2021 Filed May 11, 2021 22:22 UTC
Torley HelenDirector · President and CEO
Exercise / conversionCommon Stock 50,000 $14.66 $733,000.00
Disclosure

SEC source: 0001179110-21-005214 · edgar.xml · nonDerivative · entry 1

Torley Helen · CIK 0001528185 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 587,160

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on December 7, 2020, in accordance with Rule 10b5-1.

Read SEC document
May 05, 2021 Filed May 7, 2021 00:04 UTC GrantRestricted Stock Units 5,230 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-004974 · edgar.xml · nonDerivative · entry 1

Posard Matthew L. · CIK 0001543792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,983

F1 · shares: Represents annual restricted stock unit grant under the Issuer's director compensation program. This grant will vest in full on the earlier of (i) May 5, 2022 and (ii) the date of the Issuer's next annual meeting of stockholders.

Read SEC document
May 05, 2021 Filed May 7, 2021 00:03 UTC GrantRestricted Stock Units 5,230 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-004973 · edgar.xml · nonDerivative · entry 1

MATSUI CONNIE · CIK 0001236537 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,983

F1 · shares: Represents annual restricted stock unit grant under the Issuer's director compensation program. This grant will vest in full on the earlier of (i) May 5, 2022 and (ii) the date of the Issuer's next annual meeting of stockholders.

Read SEC document
May 05, 2021 Filed May 7, 2021 00:02 UTC GrantRestricted Stock Units 5,230 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-004972 · edgar.xml · nonDerivative · entry 1

Henderson Jeffrey William · CIK 0001324015 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,839

F1 · shares: Represents annual restricted stock unit grant under the Issuer's director compensation program. This grant will vest in full on the earlier of (i) May 5, 2022 and (ii) the date of the Issuer's next annual meeting of stockholders.

Read SEC document
May 05, 2021 Filed May 7, 2021 00:01 UTC
Daly James MDirector
GrantRestricted Stock Unit 5,230 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-004971 · edgar.xml · nonDerivative · entry 1

Daly James M · CIK 0001560782 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,232

F1 · shares: Represents annual restricted stock unit grant under the Issuer's director compensation program. This grant will vest in full on the earlier of (i) May 5, 2022 and (ii) the date of the Issuer's next annual meeting of stockholders.

Read SEC document
May 05, 2021 Filed May 7, 2021 00:01 UTC GrantRestricted Stock Units 5,230 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-004970 · edgar.xml · nonDerivative · entry 1

Connaughton Bernadette · CIK 0001662521 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,013

F1 · shares: Represents annual restricted stock unit grant under the Issuer's director compensation program. This grant will vest in full on the earlier of (i) May 5, 2022 and (ii) the date of the Issuer's next annual meeting of stockholders.

Read SEC document
May 05, 2021 Filed May 7, 2021 00:00 UTC GrantRestricted Stock Units 5,230 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-004969 · edgar.xml · nonDerivative · entry 1

BIZZARI JEAN-PIERRE · CIK 0001630914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,544

F1 · shares: Represents annual restricted stock unit grant under the Issuer's director compensation program. This grant will vest in full on the earlier of (i) May 5, 2022 and (ii) the date of the Issuer's next annual meeting of stockholders.

Read SEC document
May 03, 2021 Filed May 4, 2021 00:27 UTC
LaBarre Michael J.SVP, Chief Technical Officer
Exercise / conversionOption to Purchase Common Stock · Derivative 11,311 $0.00 Strike: $11.29 $0.00
Disclosure

SEC source: 0001179110-21-004815 · edgar.xml · derivative · entry 2

LaBarre Michael J. · CIK 0001507174 · SVP, Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,311 shares

Expires 2022-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option was granted on February 2, 2012 and vested one-fourth on the first anniversary of such date and then 1/48th monthly thereafter.

Read SEC document
May 03, 2021 Filed May 4, 2021 00:27 UTC
LaBarre Michael J.SVP, Chief Technical Officer
Exercise / conversionCommon Stock 11,311 $11.29 $127,701.19
Disclosure

SEC source: 0001179110-21-004815 · edgar.xml · nonDerivative · entry 1

LaBarre Michael J. · CIK 0001507174 · SVP, Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,111

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 14, 2021 Filed Apr 14, 2021 20:19 UTC SaleCommon Stock 5,000 $45.00 $225,000.00
Disclosure

SEC source: 0001179110-21-004416 · edgar.xml · nonDerivative · entry 1

Kelley Kenneth J · CIK 0001291219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,833

F1 · kind: This disposition was effected by a broker pursuant to instructions set forth in a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
April 05, 2021 Filed Apr 5, 2021 23:51 UTC
Torley HelenDirector · President and CEO
Exercise / conversionOption to Purchase Common Stock · Derivative 50,000 $14.66 Strike: $14.66 $733,000.00
Disclosure

SEC source: 0001179110-21-004215 · edgar.xml · derivative · entry 3

Torley Helen · CIK 0001528185 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 50,000 shares

Expires 2024-01-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Grant to Reporting Person of options, exercisable over a 4-year period measured from the date of grant, 25% after 12 months, then 1/48th of the Option Shares per month thereafter. The date of grant was January 6, 2014.

Read SEC document
April 05, 2021 Filed Apr 5, 2021 23:51 UTC
Torley HelenDirector · President and CEO
SaleCommon Stock 50,000 $42.55 $2,127,250.00
Disclosure

SEC source: 0001179110-21-004215 · edgar.xml · nonDerivative · entry 2

Torley Helen · CIK 0001528185 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 537,160

F1 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on December 7, 2020, in accordance with Rule 10b5-1.

F2 · price: Represents a weighted average sales price per share. These shares were sold at prices ranging from $42.159 to $42.83. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
April 05, 2021 Filed Apr 5, 2021 23:51 UTC
Torley HelenDirector · President and CEO
Exercise / conversionCommon Stock 50,000 $14.66 $733,000.00
Disclosure

SEC source: 0001179110-21-004215 · edgar.xml · nonDerivative · entry 1

Torley Helen · CIK 0001528185 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 587,160

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on December 7, 2020, in accordance with Rule 10b5-1.

Read SEC document
April 01, 2021 Filed Apr 1, 2021 23:44 UTC
LaBarre Michael J.SVP, Chief Technical Officer
Exercise / conversionOption to Purchase Common Stock · Derivative 28,689 $0.00 Strike: $11.29 $0.00
Disclosure

SEC source: 0001179110-21-003975 · edgar.xml · derivative · entry 4

LaBarre Michael J. · CIK 0001507174 · SVP, Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,311

Underlying: Common Stock · 28,689 shares

Expires 2022-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option was granted on February 2, 2012 and vested one-fourth on the first anniversary of such date and then 1/48th monthly thereafter.

Read SEC document
April 01, 2021 Filed Apr 1, 2021 23:44 UTC
LaBarre Michael J.SVP, Chief Technical Officer
SaleCommon Stock 18,994 $42.79 $812,829.24
Disclosure

SEC source: 0001179110-21-003975 · edgar.xml · nonDerivative · entry 3

LaBarre Michael J. · CIK 0001507174 · SVP, Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,800

F1 · kind: This disposition was effected by a broker pursuant to instructions set forth in a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: Represents a weighted average sales price per share. These shares were sold at prices ranging from $42.41 to $43.09. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.

Read SEC document
April 01, 2021 Filed Apr 1, 2021 23:44 UTC
LaBarre Michael J.SVP, Chief Technical Officer
SaleCommon Stock 9,695 $42.11 $408,207.98
Disclosure

SEC source: 0001179110-21-003975 · edgar.xml · nonDerivative · entry 2

LaBarre Michael J. · CIK 0001507174 · SVP, Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,794

F1 · kind: This disposition was effected by a broker pursuant to instructions set forth in a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: Represents a weighted average sales price per share. These shares were sold at prices ranging from $41.41 to $42.40. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.

Read SEC document
April 01, 2021 Filed Apr 1, 2021 23:44 UTC
LaBarre Michael J.SVP, Chief Technical Officer
Exercise / conversionCommon Stock 28,689 $11.29 $323,898.81
Disclosure

SEC source: 0001179110-21-003975 · edgar.xml · nonDerivative · entry 1

LaBarre Michael J. · CIK 0001507174 · SVP, Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,489

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2021 Filed Apr 1, 2021 23:43 UTC
Sun Elaine DSVP, Chief Financial Officer
Exercise / conversionPerformance Stock Units · Derivative 10,196 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-21-003974 · edgar.xml · derivative · entry 3

Sun Elaine D · CIK 0001805339 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,600

Underlying: Common Stock · 10,196 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each earned Performance Stock Unit (PSU) is settled by delivery of one share of common stock. The vesting of these PSUs was subject to the satisfaction of both performance-based and time-based vesting conditions. The performance-based condition was satisfied as to 25% of the total PSU grant upon achievement of each of four separate milestones of 20%, 30%, 40% and 50% average increases over 20 consecutive trading days of the closing price of the Issuer's common stock on the date of grant. The time-based condition will be satisfied as to 25% of the total PSU grant upon each of the first four anniversaries of the date of grant contingent upon the Reporting Person's continued service to the Issuer through each such anniversary date. Subject to the terms of the PSU award agreement, the performance-based conditions of the PSU grant were certified as satisfied on July 2, 2020. Therefore, vesting of these PSUs remains subject only to the time-based vesting conditions.

F2 · derivative.expiration_date: Each earned Performance Stock Unit (PSU) is settled by delivery of one share of common stock. The vesting of these PSUs was subject to the satisfaction of both performance-based and time-based vesting conditions. The performance-based condition was satisfied as to 25% of the total PSU grant upon achievement of each of four separate milestones of 20%, 30%, 40% and 50% average increases over 20 consecutive trading days of the closing price of the Issuer's common stock on the date of grant. The time-based condition will be satisfied as to 25% of the total PSU grant upon each of the first four anniversaries of the date of grant contingent upon the Reporting Person's continued service to the Issuer through each such anniversary date. Subject to the terms of the PSU award agreement, the performance-based conditions of the PSU grant were certified as satisfied on July 2, 2020. Therefore, vesting of these PSUs remains subject only to the time-based vesting conditions.

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April 01, 2021 Filed Apr 1, 2021 23:43 UTC
Sun Elaine DSVP, Chief Financial Officer
Tax withholdingCommon Stock 4,059 $42.43 $172,223.37
Disclosure

SEC source: 0001179110-21-003974 · edgar.xml · nonDerivative · entry 2

Sun Elaine D · CIK 0001805339 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,018

F1 · shares: The reported disposition of 4,059 shares represents the shares that were withheld by the issuer as payment for minimum statutory tax withholding obligations.

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April 01, 2021 Filed Apr 1, 2021 23:43 UTC
Sun Elaine DSVP, Chief Financial Officer
Exercise / conversionCommon Stock 10,196 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-003974 · edgar.xml · nonDerivative · entry 1

Sun Elaine D · CIK 0001805339 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,077

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 02, 2021 Filed Mar 3, 2021 00:15 UTC
Sun Elaine DSVP, Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 12,166 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-21-002560 · edgar.xml · derivative · entry 3

Sun Elaine D · CIK 0001805339 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,496

Underlying: Common Stock · 12,166 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer.

F2 · derivative.expiration_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer.

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March 02, 2021 Filed Mar 3, 2021 00:15 UTC
Sun Elaine DSVP, Chief Financial Officer
Tax withholdingCommon Stock 4,285 $45.01 $192,867.85
Disclosure

SEC source: 0001179110-21-002560 · edgar.xml · nonDerivative · entry 2

Sun Elaine D · CIK 0001805339 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,881

F1 · shares: The reported disposition of 4,285 shares represents the shares that were withheld by the issuer as payment for minimum statutory tax withholding obligations.

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March 02, 2021 Filed Mar 3, 2021 00:15 UTC
Sun Elaine DSVP, Chief Financial Officer
Exercise / conversionCommon Stock 12,166 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-002560 · edgar.xml · nonDerivative · entry 1

Sun Elaine D · CIK 0001805339 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,166

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 01:08 UTC SaleCommon Stock 500 $46.08 $23,042.00
Disclosure

SEC source: 0001179110-21-002487 · edgar.xml · nonDerivative · entry 2

Kelley Kenneth J · CIK 0001291219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,833

F1 · kind: This disposition was effected by a broker pursuant to instructions set forth in a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: Represents a weighted average sales price per share. These shares were sold at prices ranging from $45.91 to $46.35. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

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March 01, 2021 Filed Mar 2, 2021 01:08 UTC SaleCommon Stock 4,500 $45.26 $203,675.40
Disclosure

SEC source: 0001179110-21-002487 · edgar.xml · nonDerivative · entry 1

Kelley Kenneth J · CIK 0001291219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,333

F1 · kind: This disposition was effected by a broker pursuant to instructions set forth in a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: Represents a weighted average sales price per share. These shares were sold at prices ranging from $44.90 to $45.62. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

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March 01, 2021 Filed Mar 2, 2021 01:06 UTC
LaBarre Michael J.SVP, Chief Technical Officer
SaleCommon Stock 6,530 $46.26 $302,060.82
Disclosure

SEC source: 0001179110-21-002486 · edgar.xml · nonDerivative · entry 2

LaBarre Michael J. · CIK 0001507174 · SVP, Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,800

F1 · kind: This disposition was effected by a broker pursuant to instructions set forth in a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: Represents a weighted average sales price per share. These shares were sold at prices ranging from $46.08 to $46.56. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

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March 01, 2021 Filed Mar 2, 2021 01:06 UTC
LaBarre Michael J.SVP, Chief Technical Officer
SaleCommon Stock 11,794 $45.56 $537,302.80
Disclosure

SEC source: 0001179110-21-002486 · edgar.xml · nonDerivative · entry 1

LaBarre Michael J. · CIK 0001507174 · SVP, Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,330

F1 · kind: This disposition was effected by a broker pursuant to instructions set forth in a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: Represents a weighted average sales price per share. These shares were sold at prices ranging from $45.07 to $46.06. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

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March 01, 2021 Filed Mar 2, 2021 01:03 UTC
Torley HelenDirector · President and CEO
Exercise / conversionOption to Purchase Common Stock · Derivative 50,000 $14.66 Strike: $14.66 $733,000.00
Disclosure

SEC source: 0001179110-21-002485 · edgar.xml · derivative · entry 4

Torley Helen · CIK 0001528185 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 550,000

Underlying: Common Stock · 50,000 shares

Expires 2024-01-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Grant to Reporting Person of options, exercisable over a 4-year period measured from the date of grant, 25% after 12 months, then 1/48th of the Option Shares per month thereafter. The date of grant was January 6, 2014.

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March 01, 2021 Filed Mar 2, 2021 01:03 UTC
Torley HelenDirector · President and CEO
SaleCommon Stock 33,890 $46.48 $1,575,112.31
Disclosure

SEC source: 0001179110-21-002485 · edgar.xml · nonDerivative · entry 3

Torley Helen · CIK 0001528185 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 537,160

F1 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on December 7, 2020, in accordance with Rule 10b5-1.

F3 · price: Represents a weighted average sales price per share. These shares were sold at prices ranging from $46.13 to $46.84. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

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March 01, 2021 Filed Mar 2, 2021 01:03 UTC
Torley HelenDirector · President and CEO
SaleCommon Stock 16,110 $45.58 $734,342.13
Disclosure

SEC source: 0001179110-21-002485 · edgar.xml · nonDerivative · entry 2

Torley Helen · CIK 0001528185 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 571,050

F1 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on December 7, 2020, in accordance with Rule 10b5-1.

F2 · price: Represents a weighted average sales price per share. These shares were sold at prices ranging from $45.12 to $46.11. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 01:03 UTC
Torley HelenDirector · President and CEO
Exercise / conversionCommon Stock 50,000 $14.66 $733,000.00
Disclosure

SEC source: 0001179110-21-002485 · edgar.xml · nonDerivative · entry 1

Torley Helen · CIK 0001528185 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 587,160

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on December 7, 2020, in accordance with Rule 10b5-1.

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February 22, 2021 Filed Feb 22, 2021 23:28 UTC
LaBarre Michael J.SVP, Chief Technical Officer
Exercise / conversionRestricted Stock Units · Derivative 8,803 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-21-002057 · edgar.xml · derivative · entry 3

LaBarre Michael J. · CIK 0001507174 · SVP, Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,803 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer.

F2 · derivative.expiration_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer.

Read SEC document
February 22, 2021 Filed Feb 22, 2021 23:28 UTC
LaBarre Michael J.SVP, Chief Technical Officer
Tax withholdingCommon Stock 4,364 $48.69 $212,483.16
Disclosure

SEC source: 0001179110-21-002057 · edgar.xml · nonDerivative · entry 2

LaBarre Michael J. · CIK 0001507174 · SVP, Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,124

F1 · shares: The reported disposition of 4,364 shares represents the shares that were withheld by the issuer as payment for minimum statutory tax withholding obligations.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.