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Nasdaq · USD

HALO

HALOZYME THERAPEUTICS, INC.

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793
SEC CIK
0001159036
Parsed reports
393

Last 12 months

Inside the activity.

0 purchase rows · 106 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025010
Dec 202505
Jan 202601
Feb 202607
Mar 2026010
Apr 202606
May 2026013
Jun 2026011
Jul 202604
Aug 2026012
Sep 2026011
Oct 2026016

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 12, 2022 Filed Feb 15, 2022 00:29 UTC
LaBarre Michael J.SVP, Chief Technical Officer
Exercise / conversionRestricted Stock Units · Derivative 7,883 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-22-001201 · edgar.xml · derivative · entry 8

LaBarre Michael J. · CIK 0001507174 · SVP, Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,883

Underlying: Common Stock · 7,883 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer.

F4 · derivative.expiration_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer.

Read SEC document
February 12, 2022 Filed Feb 15, 2022 00:29 UTC
LaBarre Michael J.SVP, Chief Technical Officer
Tax withholdingCommon Stock 2,725 $34.20 $93,195.00
Disclosure

SEC source: 0001179110-22-001201 · edgar.xml · nonDerivative · entry 4

LaBarre Michael J. · CIK 0001507174 · SVP, Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,145

F2 · shares: The reported disposition of 2,725 shares represents the shares that were withheld by the issuer as payment for minimum statutory tax withholding obligations.

Read SEC document
February 12, 2022 Filed Feb 15, 2022 00:29 UTC
LaBarre Michael J.SVP, Chief Technical Officer
Exercise / conversionCommon Stock 7,883 $0.00 $0.00
Disclosure

SEC source: 0001179110-22-001201 · edgar.xml · nonDerivative · entry 3

LaBarre Michael J. · CIK 0001507174 · SVP, Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,870

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 12, 2022 Filed Feb 15, 2022 00:27 UTC
Torley HelenDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 32,795 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-22-001199 · edgar.xml · derivative · entry 8

Torley Helen · CIK 0001528185 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,794

Underlying: Common Stock · 32,795 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer.

F4 · derivative.expiration_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer.

Read SEC document
February 12, 2022 Filed Feb 15, 2022 00:27 UTC
Torley HelenDirector · President and CEO
Tax withholdingCommon Stock 17,266 $34.20 $590,497.20
Disclosure

SEC source: 0001179110-22-001199 · edgar.xml · nonDerivative · entry 4

Torley Helen · CIK 0001528185 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 567,373

F2 · shares: The reported disposition of 17,266 shares represents the shares that were withheld by the issuer as payment for minimum statutory tax withholding obligations.

Read SEC document
February 12, 2022 Filed Feb 15, 2022 00:27 UTC
Torley HelenDirector · President and CEO
Exercise / conversionCommon Stock 32,795 $0.00 $0.00
Disclosure

SEC source: 0001179110-22-001199 · edgar.xml · nonDerivative · entry 3

Torley Helen · CIK 0001528185 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 584,639

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 12, 2022 Filed Feb 15, 2022 00:28 UTC
LaBrosse NicoleSVP, Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 1,389 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-22-001200 · edgar.xml · derivative · entry 8

LaBrosse Nicole · CIK 0001910662 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,389

Underlying: Common Stock · 1,389 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer.

F4 · derivative.expiration_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer.

Read SEC document
February 12, 2022 Filed Feb 15, 2022 00:28 UTC
LaBrosse NicoleSVP, Chief Financial Officer
Tax withholdingCommon Stock 506 $34.20 $17,305.20
Disclosure

SEC source: 0001179110-22-001200 · edgar.xml · nonDerivative · entry 4

LaBrosse Nicole · CIK 0001910662 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,394

F2 · shares: The reported disposition of 506 shares represents the shares that were withheld by the issuer as payment for minimum statutory tax withholding obligations.

Read SEC document
February 12, 2022 Filed Feb 15, 2022 00:28 UTC
LaBrosse NicoleSVP, Chief Financial Officer
Exercise / conversionCommon Stock 1,389 $0.00 $0.00
Disclosure

SEC source: 0001179110-22-001200 · edgar.xml · nonDerivative · entry 3

LaBrosse Nicole · CIK 0001910662 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,900

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2022 Filed Feb 15, 2022 00:29 UTC
LaBarre Michael J.SVP, Chief Technical Officer
Exercise / conversionRestricted Stock Units · Derivative 8,133 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-22-001201 · edgar.xml · derivative · entry 7

LaBarre Michael J. · CIK 0001507174 · SVP, Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,266

Underlying: Common Stock · 8,133 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer.

F4 · derivative.expiration_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer.

Read SEC document
February 10, 2022 Filed Feb 15, 2022 00:29 UTC
LaBarre Michael J.SVP, Chief Technical Officer
Tax withholdingCommon Stock 2,992 $34.94 $104,540.48
Disclosure

SEC source: 0001179110-22-001201 · edgar.xml · nonDerivative · entry 2

LaBarre Michael J. · CIK 0001507174 · SVP, Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,987

F1 · shares: The reported disposition of 2,992 shares represents the shares that were withheld by the issuer as payment for minimum statutory tax withholding obligations.

Read SEC document
February 10, 2022 Filed Feb 15, 2022 00:29 UTC
LaBarre Michael J.SVP, Chief Technical Officer
Exercise / conversionCommon Stock 8,133 $0.00 $0.00
Disclosure

SEC source: 0001179110-22-001201 · edgar.xml · nonDerivative · entry 1

LaBarre Michael J. · CIK 0001507174 · SVP, Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,979

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2022 Filed Feb 15, 2022 00:27 UTC
Torley HelenDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 31,282 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-22-001199 · edgar.xml · derivative · entry 7

Torley Helen · CIK 0001528185 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,562

Underlying: Common Stock · 31,282 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer.

F4 · derivative.expiration_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer.

Read SEC document
February 10, 2022 Filed Feb 15, 2022 00:27 UTC
Torley HelenDirector · President and CEO
Tax withholdingCommon Stock 16,598 $34.94 $579,934.12
Disclosure

SEC source: 0001179110-22-001199 · edgar.xml · nonDerivative · entry 2

Torley Helen · CIK 0001528185 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 551,844

F1 · shares: The reported disposition of 16,598 shares represents the shares that were withheld by the issuer as payment for minimum statutory tax withholding obligations.

Read SEC document
February 10, 2022 Filed Feb 15, 2022 00:27 UTC
Torley HelenDirector · President and CEO
Exercise / conversionCommon Stock 31,282 $0.00 $0.00
Disclosure

SEC source: 0001179110-22-001199 · edgar.xml · nonDerivative · entry 1

Torley Helen · CIK 0001528185 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 568,442

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2022 Filed Feb 15, 2022 00:28 UTC
LaBrosse NicoleSVP, Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 2,503 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-22-001200 · edgar.xml · derivative · entry 7

LaBrosse Nicole · CIK 0001910662 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,005

Underlying: Common Stock · 2,503 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer.

F4 · derivative.expiration_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer.

Read SEC document
February 10, 2022 Filed Feb 15, 2022 00:28 UTC
LaBrosse NicoleSVP, Chief Financial Officer
Tax withholdingCommon Stock 1,025 $34.94 $35,813.50
Disclosure

SEC source: 0001179110-22-001200 · edgar.xml · nonDerivative · entry 2

LaBrosse Nicole · CIK 0001910662 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,511

F1 · shares: The reported disposition of 1,025 shares represents the shares that were withheld by the issuer as payment for minimum statutory tax withholding obligations.

Read SEC document
February 10, 2022 Filed Feb 15, 2022 00:28 UTC
LaBrosse NicoleSVP, Chief Financial Officer
Exercise / conversionCommon Stock 2,503 $0.00 $0.00
Disclosure

SEC source: 0001179110-22-001200 · edgar.xml · nonDerivative · entry 1

LaBrosse Nicole · CIK 0001910662 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,536

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 21:13 UTC
Snyder Mark HowardSVP, General Counsel
GrantRestricted Stock Unit · Derivative 30,444 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-22-000243 · edgar.xml · derivative · entry 2

Snyder Mark Howard · CIK 0001902866 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,444

Underlying: Common Stock · 30,444 shares

Expires 2032-01-03

F2 · derivative.exercise_date: This restricted stock unit grant vests one-fourth on such date and then one-fourth on each anniversary thereafter.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 21:13 UTC
Snyder Mark HowardSVP, General Counsel
GrantOption to Purchase Common Stock · Derivative 83,142 $0.00 Strike: $41.06 $0.00
Disclosure

SEC source: 0001179110-22-000243 · edgar.xml · derivative · entry 1

Snyder Mark Howard · CIK 0001902866 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,142

Underlying: Common Stock · 83,142 shares

Expires 2032-01-03

F1 · derivative.exercise_date: This option vests one-fourth on such date and then 1/48th monthly thereafter.

Read SEC document
November 08, 2021 Filed Nov 8, 2021 23:22 UTC
Torley HelenDirector · President and CEO
Exercise / conversionOption to Purchase Common Stock · Derivative 50,000 $14.66 Strike: $14.66 $733,000.00
Disclosure

SEC source: 0001179110-21-009952 · edgar.xml · derivative · entry 4

Torley Helen · CIK 0001528185 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 50,000 shares

Expires 2024-01-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sales reported on this Form 4 were made pursuant to a written trading plan adopted by the Reporting Person on December 7, 2020, in accordance with Rule 10b5-1.

F4 · derivative.exercise_date: Grant to Reporting Person of options, exercisable over a 4-year period measured from the date of grant, 25% after 12 months, then 1/48th of the Option Shares per month thereafter. The date of grant was January 6, 2014.

Read SEC document
November 08, 2021 Filed Nov 8, 2021 23:22 UTC
Torley HelenDirector · President and CEO
SaleCommon Stock 12,225 $40.42 $494,122.28
Disclosure

SEC source: 0001179110-21-009952 · edgar.xml · nonDerivative · entry 3

Torley Helen · CIK 0001528185 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 537,160

F1 · kind: The option exercise and sales reported on this Form 4 were made pursuant to a written trading plan adopted by the Reporting Person on December 7, 2020, in accordance with Rule 10b5-1.

F3 · price: Represents a weighted average sales price per share. These shares were sold at prices ranging from $40.25 to $40.63. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
November 08, 2021 Filed Nov 8, 2021 23:22 UTC
Torley HelenDirector · President and CEO
SaleCommon Stock 37,775 $39.62 $1,496,645.50
Disclosure

SEC source: 0001179110-21-009952 · edgar.xml · nonDerivative · entry 2

Torley Helen · CIK 0001528185 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 549,385

F1 · kind: The option exercise and sales reported on this Form 4 were made pursuant to a written trading plan adopted by the Reporting Person on December 7, 2020, in accordance with Rule 10b5-1.

F2 · price: Represents a weighted average sales price per share. These shares were sold at prices ranging from $39.25 to $40.20. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
November 08, 2021 Filed Nov 8, 2021 23:22 UTC
Torley HelenDirector · President and CEO
Exercise / conversionCommon Stock 50,000 $14.66 $733,000.00
Disclosure

SEC source: 0001179110-21-009952 · edgar.xml · nonDerivative · entry 1

Torley Helen · CIK 0001528185 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 587,160

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sales reported on this Form 4 were made pursuant to a written trading plan adopted by the Reporting Person on December 7, 2020, in accordance with Rule 10b5-1.

Read SEC document
November 05, 2021 Filed Nov 5, 2021 21:59 UTC SaleCommon Stock 12,548 $40.77 $511,581.96
Disclosure

SEC source: 0001179110-21-009910 · edgar.xml · nonDerivative · entry 2

MATSUI CONNIE · CIK 0001236537 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,983

F2 · price: Represents a weighted average sales price per share. These shares were sold at prices ranging from $40.622 to $41.04. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
November 05, 2021 Filed Nov 5, 2021 21:59 UTC SaleCommon Stock 19,452 $40.13 $780,530.95
Disclosure

SEC source: 0001179110-21-009910 · edgar.xml · nonDerivative · entry 1

MATSUI CONNIE · CIK 0001236537 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,531

F1 · price: Represents a weighted average sales price per share. These shares were sold at prices ranging from $39.59 to $40.57. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
October 12, 2021 Filed Oct 12, 2021 23:06 UTC
LaBarre Michael J.SVP, Chief Technical Officer
Exercise / conversionOption to Purchase Common Stock · Derivative 8,050 $0.00 Strike: $13.10 $0.00
Disclosure

SEC source: 0001179110-21-009380 · edgar.xml · derivative · entry 2

LaBarre Michael J. · CIK 0001507174 · SVP, Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,050 shares

Expires 2024-02-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option was granted on February 6, 2014 and vested one-fourth on the first anniversary of such date and then 1/48th monthly thereafter.

Read SEC document
October 12, 2021 Filed Oct 12, 2021 23:06 UTC
LaBarre Michael J.SVP, Chief Technical Officer
Exercise / conversionCommon Stock 8,050 $13.10 $105,455.00
Disclosure

SEC source: 0001179110-21-009380 · edgar.xml · nonDerivative · entry 1

LaBarre Michael J. · CIK 0001507174 · SVP, Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,846

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 04, 2021 Filed Oct 4, 2021 23:37 UTC
Torley HelenDirector · President and CEO
Exercise / conversionOption to Purchase Common Stock · Derivative 50,000 $14.66 Strike: $14.66 $733,000.00
Disclosure

SEC source: 0001179110-21-009169 · edgar.xml · derivative · entry 4

Torley Helen · CIK 0001528185 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 50,000 shares

Expires 2024-01-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sales reported on this Form 4 were made pursuant to a written trading plan adopted by the Reporting Person on December 7, 2020, in accordance with Rule 10b5-1.

F4 · derivative.exercise_date: Grant to Reporting Person of options, exercisable over a 4-year period measured from the date of grant, 25% after 12 months, then 1/48th of the Option Shares per month thereafter. The date of grant was January 6, 2014.

Read SEC document
October 04, 2021 Filed Oct 4, 2021 23:37 UTC
Torley HelenDirector · President and CEO
SaleCommon Stock 5,857 $40.95 $239,861.72
Disclosure

SEC source: 0001179110-21-009169 · edgar.xml · nonDerivative · entry 3

Torley Helen · CIK 0001528185 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 537,160

F1 · kind: The option exercise and sales reported on this Form 4 were made pursuant to a written trading plan adopted by the Reporting Person on December 7, 2020, in accordance with Rule 10b5-1.

F3 · price: Represents a weighted average sales price per share. These shares were sold at prices ranging from $40.65 to $41.10. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
October 04, 2021 Filed Oct 4, 2021 23:37 UTC
Torley HelenDirector · President and CEO
SaleCommon Stock 44,143 $39.97 $1,764,528.14
Disclosure

SEC source: 0001179110-21-009169 · edgar.xml · nonDerivative · entry 2

Torley Helen · CIK 0001528185 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 543,017

F1 · kind: The option exercise and sales reported on this Form 4 were made pursuant to a written trading plan adopted by the Reporting Person on December 7, 2020, in accordance with Rule 10b5-1.

F2 · price: Represents a weighted average sales price per share. These shares were sold at prices ranging from $39.65 to $40.63. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
October 04, 2021 Filed Oct 4, 2021 23:37 UTC
Torley HelenDirector · President and CEO
Exercise / conversionCommon Stock 50,000 $14.66 $733,000.00
Disclosure

SEC source: 0001179110-21-009169 · edgar.xml · nonDerivative · entry 1

Torley Helen · CIK 0001528185 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 587,160

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sales reported on this Form 4 were made pursuant to a written trading plan adopted by the Reporting Person on December 7, 2020, in accordance with Rule 10b5-1.

Read SEC document
October 01, 2021 Filed Oct 1, 2021 23:32 UTC
LaBarre Michael J.SVP, Chief Technical Officer
Exercise / conversionOption to Purchase Common Stock · Derivative 29,450 $0.00 Strike: $13.10 $0.00
Disclosure

SEC source: 0001179110-21-009057 · edgar.xml · derivative · entry 3

LaBarre Michael J. · CIK 0001507174 · SVP, Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,050

Underlying: Common Stock · 29,450 shares

Expires 2024-02-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option was granted on February 6, 2014 and vested one-fourth on the first anniversary of such date and then 1/48th monthly thereafter.

Read SEC document
October 01, 2021 Filed Oct 1, 2021 23:32 UTC
LaBarre Michael J.SVP, Chief Technical Officer
SaleCommon Stock 29,450 $39.93 $1,175,967.95
Disclosure

SEC source: 0001179110-21-009057 · edgar.xml · nonDerivative · entry 2

LaBarre Michael J. · CIK 0001507174 · SVP, Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,796

F1 · kind: The option exercise and sale reported on this Form 4 were effected by a broker pursuant to instructions set forth in a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: Represents a weighted average sales price per share. These shares were sold at prices ranging from $39.528 to $40.50. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.

Read SEC document
October 01, 2021 Filed Oct 1, 2021 23:32 UTC
LaBarre Michael J.SVP, Chief Technical Officer
Exercise / conversionCommon Stock 29,450 $13.10 $385,795.00
Disclosure

SEC source: 0001179110-21-009057 · edgar.xml · nonDerivative · entry 1

LaBarre Michael J. · CIK 0001507174 · SVP, Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,246

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale reported on this Form 4 were effected by a broker pursuant to instructions set forth in a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
September 07, 2021 Filed Sep 7, 2021 21:46 UTC
Torley HelenDirector · President and CEO
Exercise / conversionOption to Purchase Common Stock · Derivative 50,000 $14.66 Strike: $14.66 $733,000.00
Disclosure

SEC source: 0001179110-21-008665 · edgar.xml · derivative · entry 4

Torley Helen · CIK 0001528185 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 50,000 shares

Expires 2024-01-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sales reported on this Form 4 were made pursuant to a written trading plan adopted by the Reporting Person on December 7, 2020, in accordance with Rule 10b5-1.

F4 · derivative.exercise_date: Grant to Reporting Person of options, exercisable over a 4-year period measured from the date of grant, 25% after 12 months, then 1/48th of the Option Shares per month thereafter. The date of grant was January 6, 2014.

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September 07, 2021 Filed Sep 7, 2021 21:46 UTC
Torley HelenDirector · President and CEO
SaleCommon Stock 6,560 $42.98 $281,942.24
Disclosure

SEC source: 0001179110-21-008665 · edgar.xml · nonDerivative · entry 3

Torley Helen · CIK 0001528185 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 537,160

F1 · kind: The option exercise and sales reported on this Form 4 were made pursuant to a written trading plan adopted by the Reporting Person on December 7, 2020, in accordance with Rule 10b5-1.

F3 · price: Represents a weighted average sales price per share. These shares were sold at prices ranging from $42.93 to $43.17. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

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September 07, 2021 Filed Sep 7, 2021 21:46 UTC
Torley HelenDirector · President and CEO
SaleCommon Stock 43,440 $42.29 $1,836,903.84
Disclosure

SEC source: 0001179110-21-008665 · edgar.xml · nonDerivative · entry 2

Torley Helen · CIK 0001528185 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 543,720

F1 · kind: The option exercise and sales reported on this Form 4 were made pursuant to a written trading plan adopted by the Reporting Person on December 7, 2020, in accordance with Rule 10b5-1.

F2 · price: Represents a weighted average sales price per share. These shares were sold at prices ranging from $41.90 to $42.87. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
September 07, 2021 Filed Sep 7, 2021 21:46 UTC
Torley HelenDirector · President and CEO
Exercise / conversionCommon Stock 50,000 $14.66 $733,000.00
Disclosure

SEC source: 0001179110-21-008665 · edgar.xml · nonDerivative · entry 1

Torley Helen · CIK 0001528185 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 587,160

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sales reported on this Form 4 were made pursuant to a written trading plan adopted by the Reporting Person on December 7, 2020, in accordance with Rule 10b5-1.

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September 04, 2021 Filed Sep 7, 2021 21:42 UTC
Matsuda MasaruSVP, General Counsel
Exercise / conversionRestricted Stock Units · Derivative 6,883 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-21-008662 · edgar.xml · derivative · entry 3

Matsuda Masaru · CIK 0001798679 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,883

Underlying: Common Stock · 6,883 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer.

F2 · derivative.expiration_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer.

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September 04, 2021 Filed Sep 7, 2021 21:42 UTC
Matsuda MasaruSVP, General Counsel
Tax withholdingCommon Stock 3,412 $42.22 $144,054.64
Disclosure

SEC source: 0001179110-21-008662 · edgar.xml · nonDerivative · entry 2

Matsuda Masaru · CIK 0001798679 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,049

F1 · shares: The reported disposition of 3,412 shares represents the shares that were withheld by the issuer as payment for minimum statutory tax withholding obligations.

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September 04, 2021 Filed Sep 7, 2021 21:42 UTC
Matsuda MasaruSVP, General Counsel
Exercise / conversionCommon Stock 6,883 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-008662 · edgar.xml · nonDerivative · entry 1

Matsuda Masaru · CIK 0001798679 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,461

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 25, 2021 Filed Aug 25, 2021 21:54 UTC SaleCommon Stock 35,000 $41.01 $1,435,455.00
Disclosure

SEC source: 0001179110-21-008418 · edgar.xml · nonDerivative · entry 1

BIZZARI JEAN-PIERRE · CIK 0001630914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,544

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August 10, 2021 Filed Aug 10, 2021 23:01 UTC
Torley HelenDirector · President and CEO
Exercise / conversionOption to Purchase Common Stock · Derivative 50,000 $14.66 Strike: $14.66 $733,000.00
Disclosure

SEC source: 0001179110-21-008095 · edgar.xml · derivative · entry 8

Torley Helen · CIK 0001528185 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 50,000 shares

Expires 2024-01-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sales reported on this Form 4 were made pursuant to a written trading plan adopted by the Reporting Person on December 7, 2020, in accordance with Rule 10b5-1.

F7 · derivative.exercise_date: Grant to Reporting Person of options, exercisable over a 4-year period measured from the date of grant, 25% after 12 months, then 1/48th of the Option Shares per month thereafter. The date of grant was January 6, 2014.

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August 10, 2021 Filed Aug 10, 2021 23:01 UTC
Torley HelenDirector · President and CEO
SaleCommon Stock 1,048 $46.11 $48,323.28
Disclosure

SEC source: 0001179110-21-008095 · edgar.xml · nonDerivative · entry 7

Torley Helen · CIK 0001528185 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 537,160

F1 · kind: The option exercise and sales reported on this Form 4 were made pursuant to a written trading plan adopted by the Reporting Person on December 7, 2020, in accordance with Rule 10b5-1.

Read SEC document
August 10, 2021 Filed Aug 10, 2021 23:01 UTC
Torley HelenDirector · President and CEO
SaleCommon Stock 500 $44.91 $22,454.00
Disclosure

SEC source: 0001179110-21-008095 · edgar.xml · nonDerivative · entry 6

Torley Helen · CIK 0001528185 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 538,208

F1 · kind: The option exercise and sales reported on this Form 4 were made pursuant to a written trading plan adopted by the Reporting Person on December 7, 2020, in accordance with Rule 10b5-1.

F6 · price: Represents a weighted average sales price per share. These shares were sold at prices ranging from $44.76 to $45.02. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
August 10, 2021 Filed Aug 10, 2021 23:01 UTC
Torley HelenDirector · President and CEO
SaleCommon Stock 400 $43.26 $17,304.00
Disclosure

SEC source: 0001179110-21-008095 · edgar.xml · nonDerivative · entry 5

Torley Helen · CIK 0001528185 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 538,708

F1 · kind: The option exercise and sales reported on this Form 4 were made pursuant to a written trading plan adopted by the Reporting Person on December 7, 2020, in accordance with Rule 10b5-1.

F5 · price: Represents a weighted average sales price per share. These shares were sold at prices ranging from $43.17 to $43.33. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
August 10, 2021 Filed Aug 10, 2021 23:01 UTC
Torley HelenDirector · President and CEO
SaleCommon Stock 1,000 $42.64 $42,640.00
Disclosure

SEC source: 0001179110-21-008095 · edgar.xml · nonDerivative · entry 4

Torley Helen · CIK 0001528185 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 539,108

F1 · kind: The option exercise and sales reported on this Form 4 were made pursuant to a written trading plan adopted by the Reporting Person on December 7, 2020, in accordance with Rule 10b5-1.

F4 · price: Represents a weighted average sales price per share. These shares were sold at prices ranging from $42.07 to $42.99. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
August 10, 2021 Filed Aug 10, 2021 23:01 UTC
Torley HelenDirector · President and CEO
SaleCommon Stock 21,914 $41.47 $908,751.67
Disclosure

SEC source: 0001179110-21-008095 · edgar.xml · nonDerivative · entry 3

Torley Helen · CIK 0001528185 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 540,108

F1 · kind: The option exercise and sales reported on this Form 4 were made pursuant to a written trading plan adopted by the Reporting Person on December 7, 2020, in accordance with Rule 10b5-1.

F3 · price: Represents a weighted average sales price per share. These shares were sold at prices ranging from $40.98 to $41.97. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
August 10, 2021 Filed Aug 10, 2021 23:01 UTC
Torley HelenDirector · President and CEO
SaleCommon Stock 25,138 $40.42 $1,016,103.10
Disclosure

SEC source: 0001179110-21-008095 · edgar.xml · nonDerivative · entry 2

Torley Helen · CIK 0001528185 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 562,022

F1 · kind: The option exercise and sales reported on this Form 4 were made pursuant to a written trading plan adopted by the Reporting Person on December 7, 2020, in accordance with Rule 10b5-1.

F2 · price: Represents a weighted average sales price per share. These shares were sold at prices ranging from $39.92 to $40.91. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.