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Nasdaq · USD

HALO

HALOZYME THERAPEUTICS, INC.

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Tapewire entity
793
SEC CIK
0001159036
Parsed reports
393

Last 12 months

Inside the activity.

0 purchase rows · 106 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025010
Dec 202505
Jan 202601
Feb 202607
Mar 2026010
Apr 202606
May 2026013
Jun 2026011
Jul 202604
Aug 2026012
Sep 2026011
Oct 2026016

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 09, 2023 Filed Mar 9, 2023 22:04 UTC
Torley HelenDirector · PRESIDENT AND CEO
SaleCommon Stock 10,000 $42.73 $427,270.00
Disclosure

SEC source: 0001415889-23-004600 · form4-03092023_100317.xml · nonDerivative · entry 6

Torley Helen · CIK 0001528185 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 623,666

F1 · kind: The options exercised and sales reported on this Form 4 were made pursuant to a written trading plan adopted by the Reporting Person on September 7, 2022 in accordance with Rule 10b5-1.

F4 · price: Represents a weighted average sales price per share. The shares were sold at prices ranging from $42.495 to $43.03. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
March 09, 2023 Filed Mar 9, 2023 22:04 UTC
Torley HelenDirector · PRESIDENT AND CEO
Exercise / conversionCommon Stock 10,000 $14.66 $146,600.00
Disclosure

SEC source: 0001415889-23-004600 · form4-03092023_100317.xml · nonDerivative · entry 5

Torley Helen · CIK 0001528185 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 633,666

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The options exercised and sales reported on this Form 4 were made pursuant to a written trading plan adopted by the Reporting Person on September 7, 2022 in accordance with Rule 10b5-1.

Read SEC document
March 08, 2023 Filed Mar 9, 2023 22:04 UTC
Torley HelenDirector · PRESIDENT AND CEO
Exercise / conversionOption to Purchase Common Stock · Derivative 10,000 $14.66 Strike: $14.66 $146,600.00
Disclosure

SEC source: 0001415889-23-004600 · form4-03092023_100317.xml · derivative · entry 8

Torley Helen · CIK 0001528185 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2024-01-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The options exercised and sales reported on this Form 4 were made pursuant to a written trading plan adopted by the Reporting Person on September 7, 2022 in accordance with Rule 10b5-1.

F5 · derivative.exercise_date: Grant to Reporting Person of options, exercisable over a 4-year period measured from the date of grant, 25% after 12 months, then 1/48th of the Option Shares per month thereafter. The date of grant was January 6, 2014.

Read SEC document
March 08, 2023 Filed Mar 9, 2023 22:04 UTC
Torley HelenDirector · PRESIDENT AND CEO
SaleCommon Stock 10,000 $43.26 $432,590.00
Disclosure

SEC source: 0001415889-23-004600 · form4-03092023_100317.xml · nonDerivative · entry 4

Torley Helen · CIK 0001528185 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 623,666

F1 · kind: The options exercised and sales reported on this Form 4 were made pursuant to a written trading plan adopted by the Reporting Person on September 7, 2022 in accordance with Rule 10b5-1.

F3 · price: Represents a weighted average sales price per share. The shares were sold at prices ranging from $42.74 to $43.625. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
March 08, 2023 Filed Mar 9, 2023 22:04 UTC
Torley HelenDirector · PRESIDENT AND CEO
Exercise / conversionCommon Stock 10,000 $14.66 $146,600.00
Disclosure

SEC source: 0001415889-23-004600 · form4-03092023_100317.xml · nonDerivative · entry 3

Torley Helen · CIK 0001528185 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 633,666

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The options exercised and sales reported on this Form 4 were made pursuant to a written trading plan adopted by the Reporting Person on September 7, 2022 in accordance with Rule 10b5-1.

Read SEC document
March 07, 2023 Filed Mar 9, 2023 22:04 UTC
Torley HelenDirector · PRESIDENT AND CEO
Exercise / conversionOption to Purchase Common Stock · Derivative 10,000 $14.66 Strike: $14.66 $146,600.00
Disclosure

SEC source: 0001415889-23-004600 · form4-03092023_100317.xml · derivative · entry 7

Torley Helen · CIK 0001528185 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 10,000 shares

Expires 2024-01-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The options exercised and sales reported on this Form 4 were made pursuant to a written trading plan adopted by the Reporting Person on September 7, 2022 in accordance with Rule 10b5-1.

F5 · derivative.exercise_date: Grant to Reporting Person of options, exercisable over a 4-year period measured from the date of grant, 25% after 12 months, then 1/48th of the Option Shares per month thereafter. The date of grant was January 6, 2014.

Read SEC document
March 07, 2023 Filed Mar 9, 2023 22:04 UTC
Torley HelenDirector · PRESIDENT AND CEO
SaleCommon Stock 10,000 $45.47 $454,690.00
Disclosure

SEC source: 0001415889-23-004600 · form4-03092023_100317.xml · nonDerivative · entry 2

Torley Helen · CIK 0001528185 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 623,666

F1 · kind: The options exercised and sales reported on this Form 4 were made pursuant to a written trading plan adopted by the Reporting Person on September 7, 2022 in accordance with Rule 10b5-1.

F2 · price: Represents a weighted average sales price per share. The shares were sold at prices ranging from $45.195 to $45.925. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
March 07, 2023 Filed Mar 9, 2023 22:04 UTC
Torley HelenDirector · PRESIDENT AND CEO
Exercise / conversionCommon Stock 10,000 $14.66 $146,600.00
Disclosure

SEC source: 0001415889-23-004600 · form4-03092023_100317.xml · nonDerivative · entry 1

Torley Helen · CIK 0001528185 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 633,666

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The options exercised and sales reported on this Form 4 were made pursuant to a written trading plan adopted by the Reporting Person on September 7, 2022 in accordance with Rule 10b5-1.

Read SEC document
March 01, 2023 Filed Mar 1, 2023 23:11 UTC
Torley HelenDirector · PRESIDENT AND CEO
GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-003706 · form4-03012023_110313.xml · nonDerivative · entry 1

Torley Helen · CIK 0001528185 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 623,666

F1 · kind: Represents a bona fide gift to charity.

Read SEC document
March 01, 2023 Filed Mar 1, 2023 23:07 UTC SaleCommon Stock 10,000 $47.71 $477,100.00
Disclosure

SEC source: 0001415889-23-003703 · form4-03012023_110312.xml · nonDerivative · entry 2

Henderson Jeffrey William · CIK 0001324015 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,045

Read SEC document
February 28, 2023 Filed Mar 1, 2023 23:07 UTC SaleCommon Stock 10,000 $48.51 $485,100.00
Disclosure

SEC source: 0001415889-23-003703 · form4-03012023_110312.xml · nonDerivative · entry 1

Henderson Jeffrey William · CIK 0001324015 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,045

Read SEC document
February 27, 2023 Filed Feb 28, 2023 21:59 UTC
LaBarre Michael J.SVP, CHIEF TECHNICAL OFFICER
SaleCommon Stock 2,984 $49.55 $147,854.22
Disclosure

SEC source: 0001415889-23-003487 · form4-02282023_090212.xml · nonDerivative · entry 2

LaBarre Michael J. · CIK 0001507174 · SVP, CHIEF TECHNICAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,927

F1 · kind: This disposition was effected by a broker pursuant to instructions set forth in a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: Represents a weighted average sales price per share. These shares were sold at prices ranging from $49.36 to $49.80. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
February 27, 2023 Filed Feb 28, 2023 21:59 UTC
LaBarre Michael J.SVP, CHIEF TECHNICAL OFFICER
SaleCommon Stock 7,016 $49.55 $347,628.77
Disclosure

SEC source: 0001415889-23-003487 · form4-02282023_090212.xml · nonDerivative · entry 1

LaBarre Michael J. · CIK 0001507174 · SVP, CHIEF TECHNICAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,911

F1 · kind: This disposition was effected by a broker pursuant to instructions set forth in a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: Represents a weighted average sales price per share. These shares were sold at prices ranging from $49.34 to $49.80. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
February 27, 2023 Filed Apr 19, 2023 22:01 UTC Amendment
LaBarre Michael J.SVP, CHIEF TECHNICAL OFFICER
Exercise / conversionOption to Purchase Common Stock · Derivative 2,984 $0.00 Strike: $18.41 $0.00
Disclosure

SEC source: 0001415889-23-006738 · form4a-04192023_100445.xml · derivative · entry 3

LaBarre Michael J. · CIK 0001507174 · SVP, CHIEF TECHNICAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 37,505

Underlying: Common Stock · 2,984 shares

Expires 2028-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale reported on this Form 4 were effected by a broker pursuant to instructions set forth in a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · derivative.exercise_date: This option was granted on February 14, 2018 and vested one-fourth on the first anniversary of such date and then 1/48th monthly thereafter.

Read SEC document
February 27, 2023 Filed Apr 19, 2023 22:01 UTC Amendment
LaBarre Michael J.SVP, CHIEF TECHNICAL OFFICER
SaleCommon Stock 2,984 $49.55 $147,854.22
Disclosure

SEC source: 0001415889-23-006738 · form4a-04192023_100445.xml · nonDerivative · entry 2

LaBarre Michael J. · CIK 0001507174 · SVP, CHIEF TECHNICAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 141,911

F1 · kind: The option exercise and sale reported on this Form 4 were effected by a broker pursuant to instructions set forth in a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: Represents a weighted average sales price per share. These shares were sold at prices ranging from $49.36 to $49.80. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F2 · balance_after: This amendment is being filed to include the option exercise information in Tables I and II and to update the information in Table I, Column 5.

Read SEC document
February 27, 2023 Filed Apr 19, 2023 22:01 UTC Amendment
LaBarre Michael J.SVP, CHIEF TECHNICAL OFFICER
Exercise / conversionCommon Stock 2,984 $18.41 $54,935.44
Disclosure

SEC source: 0001415889-23-006738 · form4a-04192023_100445.xml · nonDerivative · entry 1

LaBarre Michael J. · CIK 0001507174 · SVP, CHIEF TECHNICAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 144,895

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale reported on this Form 4 were effected by a broker pursuant to instructions set forth in a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · kind: This amendment is being filed to include the option exercise information in Tables I and II and to update the information in Table I, Column 5.

Read SEC document
February 16, 2023 Filed Feb 22, 2023 00:05 UTC
LaBarre Michael J.SVP, CHIEF TECHNICAL OFFICER
GrantRestricted Stock Units · Derivative 17,053 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-23-002956 · form4-02222023_120249.xml · derivative · entry 5

LaBarre Michael J. · CIK 0001507174 · SVP, CHIEF TECHNICAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,053

Underlying: Common Stock · 17,053 shares

Expires not disclosed

F4 · derivative.exercise_date: This award vests one-fourth on the first anniversary of the grant date and then one-fourth on each anniversary date thereafter.

F4 · derivative.expiration_date: This award vests one-fourth on the first anniversary of the grant date and then one-fourth on each anniversary date thereafter.

Read SEC document
February 16, 2023 Filed Feb 22, 2023 00:05 UTC
LaBarre Michael J.SVP, CHIEF TECHNICAL OFFICER
GrantOption to Purchase Common Stock · Derivative 48,849 $0.00 Strike: $49.26 $0.00
Disclosure

SEC source: 0001415889-23-002956 · form4-02222023_120249.xml · derivative · entry 4

LaBarre Michael J. · CIK 0001507174 · SVP, CHIEF TECHNICAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,849

Underlying: Common Stock · 48,849 shares

Expires 2033-02-16

F3 · derivative.exercise_date: This option vests one-fourth on such date and then 1/48th monthly thereafter.

Read SEC document
February 16, 2023 Filed Feb 22, 2023 00:05 UTC
LaBarre Michael J.SVP, CHIEF TECHNICAL OFFICER
Exercise / conversionRestricted Stock Units · Derivative 6,112 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-23-002956 · form4-02222023_120249.xml · derivative · entry 3

LaBarre Michael J. · CIK 0001507174 · SVP, CHIEF TECHNICAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,336

Underlying: Common Stock · 6,112 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer.

F2 · derivative.expiration_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer.

Read SEC document
February 16, 2023 Filed Feb 22, 2023 00:05 UTC
LaBarre Michael J.SVP, CHIEF TECHNICAL OFFICER
SaleCommon Stock 2,878 $49.26 $141,770.28
Disclosure

SEC source: 0001415889-23-002956 · form4-02222023_120249.xml · nonDerivative · entry 2

LaBarre Michael J. · CIK 0001507174 · SVP, CHIEF TECHNICAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,927

F1 · shares: The reported disposition of 2,878 shares represents the shares that were withheld by the issuer as payment for tax withholding obligations.

Read SEC document
February 16, 2023 Filed Feb 22, 2023 00:05 UTC
LaBarre Michael J.SVP, CHIEF TECHNICAL OFFICER
Exercise / conversionCommon Stock 6,112 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-002956 · form4-02222023_120249.xml · nonDerivative · entry 1

LaBarre Michael J. · CIK 0001507174 · SVP, CHIEF TECHNICAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,805

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2023 Filed Feb 22, 2023 00:02 UTC
Snyder Mark HowardSVP, GENERAL COUNSEL
GrantRestricted Stock Units · Derivative 19,184 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-23-002955 · form4-02222023_120223.xml · derivative · entry 2

Snyder Mark Howard · CIK 0001902866 · SVP, GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,184

Underlying: Common Stock · 19,184 shares

Expires not disclosed

F2 · derivative.exercise_date: This award vests one-fourth on the first anniversary of the grant date and then one-fourth on each anniversary date thereafter.

F2 · derivative.expiration_date: This award vests one-fourth on the first anniversary of the grant date and then one-fourth on each anniversary date thereafter.

Read SEC document
February 16, 2023 Filed Feb 22, 2023 00:02 UTC
Snyder Mark HowardSVP, GENERAL COUNSEL
GrantOption to Purchase Common Stock · Derivative 54,955 $0.00 Strike: $49.26 $0.00
Disclosure

SEC source: 0001415889-23-002955 · form4-02222023_120223.xml · derivative · entry 1

Snyder Mark Howard · CIK 0001902866 · SVP, GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,955

Underlying: Common Stock · 54,955 shares

Expires 2033-02-16

F1 · derivative.exercise_date: This option vests one-fourth on such date and then 1/48th monthly thereafter.

Read SEC document
February 16, 2023 Filed Feb 22, 2023 00:00 UTC
LaBrosse NicoleSVP, CHIEF FINANCIAL OFFICER
GrantRestricted Stock Units · Derivative 21,316 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-23-002954 · form4-02222023_120245.xml · derivative · entry 5

LaBrosse Nicole · CIK 0001910662 · SVP, CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,316

Underlying: Common Stock · 21,316 shares

Expires not disclosed

F4 · derivative.exercise_date: This award vests one-fourth on the first anniversary of the grant date and then one-fourth on each anniversary date thereafter.

F4 · derivative.expiration_date: This award vests one-fourth on the first anniversary of the grant date and then one-fourth on each anniversary date thereafter.

Read SEC document
February 16, 2023 Filed Feb 22, 2023 00:00 UTC
LaBrosse NicoleSVP, CHIEF FINANCIAL OFFICER
GrantOption to Purchase Common Stock · Derivative 61,061 $0.00 Strike: $49.26 $0.00
Disclosure

SEC source: 0001415889-23-002954 · form4-02222023_120245.xml · derivative · entry 4

LaBrosse Nicole · CIK 0001910662 · SVP, CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,061

Underlying: Common Stock · 61,061 shares

Expires 2033-02-16

F3 · derivative.exercise_date: This option vests one-fourth on such date and then 1/48th monthly thereafter.

Read SEC document
February 16, 2023 Filed Feb 22, 2023 00:00 UTC
LaBrosse NicoleSVP, CHIEF FINANCIAL OFFICER
Exercise / conversionRestricted Stock Units · Derivative 5,094 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-23-002954 · form4-02222023_120245.xml · derivative · entry 3

LaBrosse Nicole · CIK 0001910662 · SVP, CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,279

Underlying: Common Stock · 5,094 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer.

F2 · derivative.expiration_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer.

Read SEC document
February 16, 2023 Filed Feb 22, 2023 00:00 UTC
LaBrosse NicoleSVP, CHIEF FINANCIAL OFFICER
SaleCommon Stock 2,525 $49.26 $124,381.50
Disclosure

SEC source: 0001415889-23-002954 · form4-02222023_120245.xml · nonDerivative · entry 2

LaBrosse Nicole · CIK 0001910662 · SVP, CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,066

F1 · shares: The reported disposition of 2,525 shares represents the shares that were withheld by the issuer as payment for tax withholding obligations.

Read SEC document
February 16, 2023 Filed Feb 22, 2023 00:00 UTC
LaBrosse NicoleSVP, CHIEF FINANCIAL OFFICER
Exercise / conversionCommon Stock 5,094 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-002954 · form4-02222023_120245.xml · nonDerivative · entry 1

LaBrosse Nicole · CIK 0001910662 · SVP, CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,591

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 23:59 UTC
Torley HelenDirector · PRESIDENT AND CEO
GrantRestricted Stock Units · Derivative 67,499 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-23-002953 · form4-02212023_110200.xml · derivative · entry 5

Torley Helen · CIK 0001528185 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,499

Underlying: Common Stock · 67,499 shares

Expires not disclosed

F4 · derivative.exercise_date: This award vests one-fourth on the first anniversary of the grant date and then one-fourth on each anniversary date thereafter.

F4 · derivative.expiration_date: This award vests one-fourth on the first anniversary of the grant date and then one-fourth on each anniversary date thereafter.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 23:59 UTC
Torley HelenDirector · PRESIDENT AND CEO
GrantOption to Purchase Common Stock · Derivative 193,360 $0.00 Strike: $49.26 $0.00
Disclosure

SEC source: 0001415889-23-002953 · form4-02212023_110200.xml · derivative · entry 4

Torley Helen · CIK 0001528185 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,360

Underlying: Common Stock · 193,360 shares

Expires 2033-02-16

F3 · derivative.exercise_date: This option vests one-fourth on such date and then 1/48th monthly thereafter.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 23:59 UTC
Torley HelenDirector · PRESIDENT AND CEO
Exercise / conversionRestricted Stock Units · Derivative 21,010 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-23-002953 · form4-02212023_110200.xml · derivative · entry 3

Torley Helen · CIK 0001528185 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,027

Underlying: Common Stock · 21,010 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer.

F2 · derivative.expiration_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 23:59 UTC
Torley HelenDirector · PRESIDENT AND CEO
SaleCommon Stock 11,061 $49.26 $544,864.86
Disclosure

SEC source: 0001415889-23-002953 · form4-02212023_110200.xml · nonDerivative · entry 2

Torley Helen · CIK 0001528185 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 633,666

F1 · shares: The reported disposition of 11,061 shares represents the shares that were withheld by the issuer as payment for minimum statutory tax withholding obligations.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 23:59 UTC
Torley HelenDirector · PRESIDENT AND CEO
Exercise / conversionCommon Stock 21,010 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-002953 · form4-02212023_110200.xml · nonDerivative · entry 1

Torley Helen · CIK 0001528185 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 644,727

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 11:29 UTC
LaBarre Michael J.SVP, CHIEF TECHNICAL OFFICER
Exercise / conversionRestricted Stock Units · Derivative 3,386 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-23-002714 · form4-02172023_110255.xml · derivative · entry 4

LaBarre Michael J. · CIK 0001507174 · SVP, CHIEF TECHNICAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,772

Underlying: Common Stock · 3,386 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer.

F3 · derivative.expiration_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer.

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February 15, 2023 Filed Feb 17, 2023 11:29 UTC
LaBarre Michael J.SVP, CHIEF TECHNICAL OFFICER
Tax withholdingCommon Stock 1,170 $49.20 $57,564.00
Disclosure

SEC source: 0001415889-23-002714 · form4-02172023_110255.xml · nonDerivative · entry 3

LaBarre Michael J. · CIK 0001507174 · SVP, CHIEF TECHNICAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,693

F2 · shares: The reported disposition of 1,170 shares represents the shares that were withheld by the issuer as payment for tax withholding obligations.

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February 15, 2023 Filed Feb 17, 2023 11:29 UTC
LaBarre Michael J.SVP, CHIEF TECHNICAL OFFICER
Exercise / conversionCommon Stock 3,386 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-002714 · form4-02172023_110255.xml · nonDerivative · entry 2

LaBarre Michael J. · CIK 0001507174 · SVP, CHIEF TECHNICAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,863

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 15, 2023 Filed Feb 17, 2023 11:29 UTC
LaBarre Michael J.SVP, CHIEF TECHNICAL OFFICER
SaleCommon Stock 10,000 $48.39 $483,940.00
Disclosure

SEC source: 0001415889-23-002714 · form4-02172023_110255.xml · nonDerivative · entry 1

LaBarre Michael J. · CIK 0001507174 · SVP, CHIEF TECHNICAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,477

F1 · kind: This disposition was effected by a broker pursuant to instructions set forth in a Rule 10b5-1 trading plan adopted by the Reporting Person.

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February 15, 2023 Filed Feb 17, 2023 11:25 UTC
LaBrosse NicoleSVP, CHIEF FINANCIAL OFFICER
Exercise / conversionRestricted Stock Units · Derivative 1,254 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-23-002712 · form4-02172023_110222.xml · derivative · entry 3

LaBrosse Nicole · CIK 0001910662 · SVP, CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,508

Underlying: Common Stock · 1,254 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer.

F2 · derivative.expiration_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer.

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February 15, 2023 Filed Feb 17, 2023 11:25 UTC
LaBrosse NicoleSVP, CHIEF FINANCIAL OFFICER
Tax withholdingCommon Stock 621 $49.20 $30,553.20
Disclosure

SEC source: 0001415889-23-002712 · form4-02172023_110222.xml · nonDerivative · entry 2

LaBrosse Nicole · CIK 0001910662 · SVP, CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,497

F1 · shares: The reported disposition of 621 shares represents the shares that were withheld by the issuer as payment for minimum statutory tax withholding obligations.

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February 15, 2023 Filed Feb 17, 2023 11:25 UTC
LaBrosse NicoleSVP, CHIEF FINANCIAL OFFICER
Exercise / conversionCommon Stock 1,254 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-002712 · form4-02172023_110222.xml · nonDerivative · entry 1

LaBrosse Nicole · CIK 0001910662 · SVP, CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,118

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 11:20 UTC
Torley HelenDirector · PRESIDENT AND CEO
Exercise / conversionRestricted Stock Units · Derivative 13,092 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-23-002710 · form4-02172023_110250.xml · derivative · entry 3

Torley Helen · CIK 0001528185 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,184

Underlying: Common Stock · 13,092 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer.

F2 · derivative.expiration_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer.

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February 15, 2023 Filed Feb 17, 2023 11:20 UTC
Torley HelenDirector · PRESIDENT AND CEO
Tax withholdingCommon Stock 6,892 $49.20 $339,086.40
Disclosure

SEC source: 0001415889-23-002710 · form4-02172023_110250.xml · nonDerivative · entry 2

Torley Helen · CIK 0001528185 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 623,717

F1 · shares: The reported disposition of 6,892 shares represents the shares that were withheld by the issuer as payment for minimum statutory tax withholding obligations.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 11:20 UTC
Torley HelenDirector · PRESIDENT AND CEO
Exercise / conversionCommon Stock 13,092 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-002710 · form4-02172023_110250.xml · nonDerivative · entry 1

Torley Helen · CIK 0001528185 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 630,609

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 12, 2023 Filed Feb 14, 2023 22:24 UTC
LaBarre Michael J.SVP, CHIEF TECHNICAL OFFICER
Exercise / conversionRestricted Stock Unit · Derivative 7,883 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-23-002515 · form4-02142023_100215.xml · derivative · entry 6

LaBarre Michael J. · CIK 0001507174 · SVP, CHIEF TECHNICAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,883 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer.

F3 · derivative.expiration_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer.

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February 12, 2023 Filed Feb 14, 2023 22:24 UTC
LaBarre Michael J.SVP, CHIEF TECHNICAL OFFICER
Tax withholdingCommon Stock 2,725 $48.92 $133,307.00
Disclosure

SEC source: 0001415889-23-002515 · form4-02142023_100215.xml · nonDerivative · entry 4

LaBarre Michael J. · CIK 0001507174 · SVP, CHIEF TECHNICAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,477

F2 · shares: The reported disposition of 2,725 shares represents the shares that were withheld by the issuer as payment for minimum statutory tax withholding obligations.

Read SEC document
February 12, 2023 Filed Feb 14, 2023 22:24 UTC
LaBarre Michael J.SVP, CHIEF TECHNICAL OFFICER
Exercise / conversionCommon Stock 7,883 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-002515 · form4-02142023_100215.xml · nonDerivative · entry 3

LaBarre Michael J. · CIK 0001507174 · SVP, CHIEF TECHNICAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,202

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 12, 2023 Filed Feb 14, 2023 22:21 UTC
LaBrosse NicoleSVP, CHIEF FINANCIAL OFFICER
Exercise / conversionRestricted Stock Units · Derivative 1,389 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-23-002511 · form4-02142023_100247.xml · derivative · entry 6

LaBrosse Nicole · CIK 0001910662 · SVP, CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,389 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer.

F3 · derivative.expiration_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer.

Read SEC document
February 12, 2023 Filed Feb 14, 2023 22:21 UTC
LaBrosse NicoleSVP, CHIEF FINANCIAL OFFICER
Tax withholdingCommon Stock 681 $48.92 $33,314.52
Disclosure

SEC source: 0001415889-23-002511 · form4-02142023_100247.xml · nonDerivative · entry 4

LaBrosse Nicole · CIK 0001910662 · SVP, CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,864

F2 · shares: The reported disposition of 681 shares represents the shares that were withheld by the issuer as payment for minimum statutory tax withholding obligations.

Read SEC document
February 12, 2023 Filed Feb 14, 2023 22:21 UTC
LaBrosse NicoleSVP, CHIEF FINANCIAL OFFICER
Exercise / conversionCommon Stock 1,389 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-002511 · form4-02142023_100247.xml · nonDerivative · entry 3

LaBrosse Nicole · CIK 0001910662 · SVP, CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,545

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 12, 2023 Filed Feb 14, 2023 22:17 UTC
Torley HelenDirector · PRESIDENT AND CEO
Exercise / conversionRestricted Stock Units · Derivative 32,794 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-23-002504 · form4-02142023_100250.xml · derivative · entry 6

Torley Helen · CIK 0001528185 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 32,794 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer.

F3 · derivative.expiration_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.