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Nasdaq · USD

HALO

HALOZYME THERAPEUTICS, INC.

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Tapewire entity
793
SEC CIK
0001159036
Parsed reports
393

Last 12 months

Inside the activity.

0 purchase rows · 106 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025010
Dec 202505
Jan 202601
Feb 202607
Mar 2026010
Apr 202606
May 2026013
Jun 2026011
Jul 202604
Aug 2026012
Sep 2026011
Oct 2026016

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 10, 2024 Filed Feb 13, 2024 21:12 UTC
Torley HelenDirector · PRESIDENT AND CEO
Tax withholdingCommon Stock 16,943 $35.49 $601,307.07
Disclosure

SEC source: 0001415889-24-003517 · form4-02132024_090243.xml · nonDerivative · entry 2

Torley Helen · CIK 0001528185 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 638,004

F1 · shares: The reported disposition of 16,943 shares represents the shares that were withheld by the issuer as payment for minimum statutory tax withholding obligations.

Read SEC document
February 10, 2024 Filed Feb 13, 2024 21:12 UTC
Torley HelenDirector · PRESIDENT AND CEO
Exercise / conversionCommon Stock 31,281 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-003517 · form4-02132024_090243.xml · nonDerivative · entry 1

Torley Helen · CIK 0001528185 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 654,947

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 17, 2024 Filed Jan 18, 2024 21:07 UTC
LaBarre Michael J.SVP, CHIEF TECHNICAL OFFICER
Exercise / conversionOption to Purchase Common Stock · Derivative 10,000 $0.00 Strike: $12.07 $0.00
Disclosure

SEC source: 0001415889-24-001520 · form4-01182024_090126.xml · derivative · entry 6

LaBarre Michael J. · CIK 0001507174 · SVP, CHIEF TECHNICAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 24,885

Underlying: Common Stock · 10,000 shares

Expires 2027-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected by a broker pursuant to instructions set forth in a Rule 10b5-1 trading plan adopted by the Reporting Person on March 9, 2023.

F3 · derivative.exercise_date: This option was granted on February 22, 2017 and vested one-fourth on the first anniversary of such date and then 1/48th monthly thereafter.

Read SEC document
January 17, 2024 Filed Jan 18, 2024 21:07 UTC
LaBarre Michael J.SVP, CHIEF TECHNICAL OFFICER
SaleCommon Stock 10,000 $36.00 $360,000.00
Disclosure

SEC source: 0001415889-24-001520 · form4-01182024_090126.xml · nonDerivative · entry 4

LaBarre Michael J. · CIK 0001507174 · SVP, CHIEF TECHNICAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 151,911

F1 · kind: The option exercises and sales reported on this Form 4 were effected by a broker pursuant to instructions set forth in a Rule 10b5-1 trading plan adopted by the Reporting Person on March 9, 2023.

F2 · price: Represents a weighted average sales price per share. These shares were sold at prices ranging from $36.00 to $36.01. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
January 17, 2024 Filed Jan 18, 2024 21:07 UTC
LaBarre Michael J.SVP, CHIEF TECHNICAL OFFICER
Exercise / conversionCommon Stock 10,000 $12.07 $120,700.00
Disclosure

SEC source: 0001415889-24-001520 · form4-01182024_090126.xml · nonDerivative · entry 3

LaBarre Michael J. · CIK 0001507174 · SVP, CHIEF TECHNICAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 161,911

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected by a broker pursuant to instructions set forth in a Rule 10b5-1 trading plan adopted by the Reporting Person on March 9, 2023.

Read SEC document
January 16, 2024 Filed Jan 18, 2024 21:07 UTC
LaBarre Michael J.SVP, CHIEF TECHNICAL OFFICER
Exercise / conversionOption to Purchase Common Stock · Derivative 10,000 $0.00 Strike: $12.07 $0.00
Disclosure

SEC source: 0001415889-24-001520 · form4-01182024_090126.xml · derivative · entry 5

LaBarre Michael J. · CIK 0001507174 · SVP, CHIEF TECHNICAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 34,885

Underlying: Common Stock · 10,000 shares

Expires 2027-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected by a broker pursuant to instructions set forth in a Rule 10b5-1 trading plan adopted by the Reporting Person on March 9, 2023.

F3 · derivative.exercise_date: This option was granted on February 22, 2017 and vested one-fourth on the first anniversary of such date and then 1/48th monthly thereafter.

Read SEC document
January 16, 2024 Filed Jan 18, 2024 21:07 UTC
LaBarre Michael J.SVP, CHIEF TECHNICAL OFFICER
SaleCommon Stock 10,000 $36.00 $360,000.00
Disclosure

SEC source: 0001415889-24-001520 · form4-01182024_090126.xml · nonDerivative · entry 2

LaBarre Michael J. · CIK 0001507174 · SVP, CHIEF TECHNICAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 151,911

F1 · kind: The option exercises and sales reported on this Form 4 were effected by a broker pursuant to instructions set forth in a Rule 10b5-1 trading plan adopted by the Reporting Person on March 9, 2023.

Read SEC document
January 16, 2024 Filed Jan 18, 2024 21:07 UTC
LaBarre Michael J.SVP, CHIEF TECHNICAL OFFICER
Exercise / conversionCommon Stock 10,000 $12.07 $120,700.00
Disclosure

SEC source: 0001415889-24-001520 · form4-01182024_090126.xml · nonDerivative · entry 1

LaBarre Michael J. · CIK 0001507174 · SVP, CHIEF TECHNICAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 161,911

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected by a broker pursuant to instructions set forth in a Rule 10b5-1 trading plan adopted by the Reporting Person on March 9, 2023.

Read SEC document
January 03, 2024 Filed Jan 5, 2024 21:04 UTC
Snyder Mark HowardSVP, GENERAL COUNSEL
Exercise / conversionRestricted Stock Units · Derivative 7,611 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-000768 · form4-01052024_090119.xml · derivative · entry 3

Snyder Mark Howard · CIK 0001902866 · SVP, GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,222

Underlying: Common Stock · 7,611 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer.

F2 · derivative.expiration_date: This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer.

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January 03, 2024 Filed Jan 5, 2024 21:04 UTC
Snyder Mark HowardSVP, GENERAL COUNSEL
Tax withholdingCommon Stock 2,957 $35.78 $105,801.46
Disclosure

SEC source: 0001415889-24-000768 · form4-01052024_090119.xml · nonDerivative · entry 2

Snyder Mark Howard · CIK 0001902866 · SVP, GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,461

F1 · shares: The reported disposition of 2,957 shares represents the shares that were withheld by the issuer as payment for minimum statutory tax withholding obligations.

Read SEC document
January 03, 2024 Filed Jan 5, 2024 21:04 UTC
Snyder Mark HowardSVP, GENERAL COUNSEL
Exercise / conversionCommon Stock 7,611 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-000768 · form4-01052024_090119.xml · nonDerivative · entry 1

Snyder Mark Howard · CIK 0001902866 · SVP, GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,418

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 13, 2023 Filed Dec 14, 2023 00:48 UTC
LaBarre Michael J.SVP, CHIEF TECHNICAL OFFICER
Exercise / conversionOption to Purchase Common Stock · Derivative 10,000 $0.00 Strike: $12.07 $0.00
Disclosure

SEC source: 0001415889-23-016423 · form4-12142023_121225.xml · derivative · entry 9

LaBarre Michael J. · CIK 0001507174 · SVP, CHIEF TECHNICAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 44,885

Underlying: Common Stock · 10,000 shares

Expires 2027-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected by a broker pursuant to instructions set forth in a Rule 10b5-1 trading plan adopted by the Reporting Person on March 9, 2023.

F6 · derivative.exercise_date: This option was granted on February 22, 2017 and vested one-fourth on the first anniversary of such date and then 1/48th monthly thereafter.

Read SEC document
December 13, 2023 Filed Dec 14, 2023 00:48 UTC
LaBarre Michael J.SVP, CHIEF TECHNICAL OFFICER
SaleCommon Stock 10,000 $40.39 $403,940.00
Disclosure

SEC source: 0001415889-23-016423 · form4-12142023_121225.xml · nonDerivative · entry 6

LaBarre Michael J. · CIK 0001507174 · SVP, CHIEF TECHNICAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 151,911

F1 · kind: The option exercises and sales reported on this Form 4 were effected by a broker pursuant to instructions set forth in a Rule 10b5-1 trading plan adopted by the Reporting Person on March 9, 2023.

F4 · price: Represents a weighted average sales price per share. These shares were sold at prices ranging from $40.20 to $40.72. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
December 13, 2023 Filed Dec 14, 2023 00:48 UTC
LaBarre Michael J.SVP, CHIEF TECHNICAL OFFICER
Exercise / conversionCommon Stock 10,000 $12.07 $120,700.00
Disclosure

SEC source: 0001415889-23-016423 · form4-12142023_121225.xml · nonDerivative · entry 5

LaBarre Michael J. · CIK 0001507174 · SVP, CHIEF TECHNICAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 161,911

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected by a broker pursuant to instructions set forth in a Rule 10b5-1 trading plan adopted by the Reporting Person on March 9, 2023.

Read SEC document
December 12, 2023 Filed Dec 14, 2023 00:48 UTC
LaBarre Michael J.SVP, CHIEF TECHNICAL OFFICER
Exercise / conversionOption to Purchase Common Stock · Derivative 1,467 $0.00 Strike: $12.07 $0.00
Disclosure

SEC source: 0001415889-23-016423 · form4-12142023_121225.xml · derivative · entry 8

LaBarre Michael J. · CIK 0001507174 · SVP, CHIEF TECHNICAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 54,885

Underlying: Common Stock · 1,467 shares

Expires 2027-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected by a broker pursuant to instructions set forth in a Rule 10b5-1 trading plan adopted by the Reporting Person on March 9, 2023.

F6 · derivative.exercise_date: This option was granted on February 22, 2017 and vested one-fourth on the first anniversary of such date and then 1/48th monthly thereafter.

Read SEC document
December 12, 2023 Filed Dec 14, 2023 00:48 UTC
LaBarre Michael J.SVP, CHIEF TECHNICAL OFFICER
Exercise / conversionOption to Purchase Common Stock · Derivative 8,533 $0.00 Strike: $13.81 $0.00
Disclosure

SEC source: 0001415889-23-016423 · form4-12142023_121225.xml · derivative · entry 7

LaBarre Michael J. · CIK 0001507174 · SVP, CHIEF TECHNICAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,533 shares

Expires 2025-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected by a broker pursuant to instructions set forth in a Rule 10b5-1 trading plan adopted by the Reporting Person on March 9, 2023.

F5 · derivative.exercise_date: This option was granted on February 4, 2015 and vested one-fourth on the first anniversary of such date and then 1/48th monthly thereafter.

Read SEC document
December 12, 2023 Filed Dec 14, 2023 00:48 UTC
LaBarre Michael J.SVP, CHIEF TECHNICAL OFFICER
SaleCommon Stock 643 $40.47 $26,019.00
Disclosure

SEC source: 0001415889-23-016423 · form4-12142023_121225.xml · nonDerivative · entry 4

LaBarre Michael J. · CIK 0001507174 · SVP, CHIEF TECHNICAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 151,911

F1 · kind: The option exercises and sales reported on this Form 4 were effected by a broker pursuant to instructions set forth in a Rule 10b5-1 trading plan adopted by the Reporting Person on March 9, 2023.

F2 · price: Represents a weighted average sales price per share. These shares were sold at prices ranging from $39.25 to $40.19. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · price: Represents a weighted average sales price per share. These shares were sold at prices ranging from $40.315 to $40.50. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
December 12, 2023 Filed Dec 14, 2023 00:48 UTC
LaBarre Michael J.SVP, CHIEF TECHNICAL OFFICER
SaleCommon Stock 9,357 $39.58 $370,303.28
Disclosure

SEC source: 0001415889-23-016423 · form4-12142023_121225.xml · nonDerivative · entry 3

LaBarre Michael J. · CIK 0001507174 · SVP, CHIEF TECHNICAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 152,554

F1 · kind: The option exercises and sales reported on this Form 4 were effected by a broker pursuant to instructions set forth in a Rule 10b5-1 trading plan adopted by the Reporting Person on March 9, 2023.

F2 · price: Represents a weighted average sales price per share. These shares were sold at prices ranging from $39.25 to $40.19. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
December 12, 2023 Filed Dec 14, 2023 00:48 UTC
LaBarre Michael J.SVP, CHIEF TECHNICAL OFFICER
Exercise / conversionCommon Stock 1,467 $12.07 $17,706.69
Disclosure

SEC source: 0001415889-23-016423 · form4-12142023_121225.xml · nonDerivative · entry 2

LaBarre Michael J. · CIK 0001507174 · SVP, CHIEF TECHNICAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 161,911

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected by a broker pursuant to instructions set forth in a Rule 10b5-1 trading plan adopted by the Reporting Person on March 9, 2023.

Read SEC document
December 12, 2023 Filed Dec 14, 2023 00:48 UTC
LaBarre Michael J.SVP, CHIEF TECHNICAL OFFICER
Exercise / conversionCommon Stock 8,533 $13.81 $117,840.73
Disclosure

SEC source: 0001415889-23-016423 · form4-12142023_121225.xml · nonDerivative · entry 1

LaBarre Michael J. · CIK 0001507174 · SVP, CHIEF TECHNICAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 160,444

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected by a broker pursuant to instructions set forth in a Rule 10b5-1 trading plan adopted by the Reporting Person on March 9, 2023.

Read SEC document
November 15, 2023 Filed Nov 16, 2023 21:18 UTC
LaBarre Michael J.SVP, CHIEF TECHNICAL OFFICER
Exercise / conversionOption to Purchase Common Stock · Derivative 10,000 $0.00 Strike: $13.81 $0.00
Disclosure

SEC source: 0001415889-23-015195 · form4-11162023_091135.xml · derivative · entry 9

LaBarre Michael J. · CIK 0001507174 · SVP, CHIEF TECHNICAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 8,533

Underlying: Common Stock · 10,000 shares

Expires 2025-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected by a broker pursuant to instructions set forth in a Rule 10b5-1 trading plan adopted by the Reporting Person on March 9, 2023.

F4 · derivative.exercise_date: This option was granted on February 4, 2015 and vested one-fourth on the first anniversary of such date and then 1/48th monthly thereafter.

Read SEC document
November 15, 2023 Filed Nov 16, 2023 21:18 UTC
LaBarre Michael J.SVP, CHIEF TECHNICAL OFFICER
SaleCommon Stock 10,000 $39.79 $397,880.00
Disclosure

SEC source: 0001415889-23-015195 · form4-11162023_091135.xml · nonDerivative · entry 6

LaBarre Michael J. · CIK 0001507174 · SVP, CHIEF TECHNICAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 151,911

F1 · kind: The option exercises and sales reported on this Form 4 were effected by a broker pursuant to instructions set forth in a Rule 10b5-1 trading plan adopted by the Reporting Person on March 9, 2023.

F3 · price: Represents a weighted average sales price per share. These shares were sold at prices ranging from $39.335 to $40.155. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
November 15, 2023 Filed Nov 16, 2023 21:18 UTC
LaBarre Michael J.SVP, CHIEF TECHNICAL OFFICER
Exercise / conversionCommon Stock 10,000 $13.81 $138,100.00
Disclosure

SEC source: 0001415889-23-015195 · form4-11162023_091135.xml · nonDerivative · entry 5

LaBarre Michael J. · CIK 0001507174 · SVP, CHIEF TECHNICAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 161,911

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected by a broker pursuant to instructions set forth in a Rule 10b5-1 trading plan adopted by the Reporting Person on March 9, 2023.

Read SEC document
November 14, 2023 Filed Nov 16, 2023 21:18 UTC
LaBarre Michael J.SVP, CHIEF TECHNICAL OFFICER
Exercise / conversionOption to Purchase Common Stock · Derivative 1,708 $0.00 Strike: $16.78 $0.00
Disclosure

SEC source: 0001415889-23-015195 · form4-11162023_091135.xml · derivative · entry 8

LaBarre Michael J. · CIK 0001507174 · SVP, CHIEF TECHNICAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 292

Underlying: Common Stock · 1,708 shares

Expires 2028-07-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected by a broker pursuant to instructions set forth in a Rule 10b5-1 trading plan adopted by the Reporting Person on March 9, 2023.

F5 · derivative.exercise_date: This option was granted on July 2, 2018 and vested one-fourth on the first anniversary of such date and then 1/48th monthly thereafter.

Read SEC document
November 14, 2023 Filed Nov 16, 2023 21:18 UTC
LaBarre Michael J.SVP, CHIEF TECHNICAL OFFICER
Exercise / conversionOption to Purchase Common Stock · Derivative 8,292 $0.00 Strike: $13.81 $0.00
Disclosure

SEC source: 0001415889-23-015195 · form4-11162023_091135.xml · derivative · entry 7

LaBarre Michael J. · CIK 0001507174 · SVP, CHIEF TECHNICAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 18,533

Underlying: Common Stock · 8,292 shares

Expires 2025-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected by a broker pursuant to instructions set forth in a Rule 10b5-1 trading plan adopted by the Reporting Person on March 9, 2023.

F4 · derivative.exercise_date: This option was granted on February 4, 2015 and vested one-fourth on the first anniversary of such date and then 1/48th monthly thereafter.

Read SEC document
November 14, 2023 Filed Nov 16, 2023 21:18 UTC
LaBarre Michael J.SVP, CHIEF TECHNICAL OFFICER
SaleCommon Stock 1,708 $39.08 $66,746.93
Disclosure

SEC source: 0001415889-23-015195 · form4-11162023_091135.xml · nonDerivative · entry 4

LaBarre Michael J. · CIK 0001507174 · SVP, CHIEF TECHNICAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 151,911

F1 · kind: The option exercises and sales reported on this Form 4 were effected by a broker pursuant to instructions set forth in a Rule 10b5-1 trading plan adopted by the Reporting Person on March 9, 2023.

F2 · price: Represents a weighted average sales price per share. These shares were sold at prices ranging from $38.75 to $39.62. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
November 14, 2023 Filed Nov 16, 2023 21:18 UTC
LaBarre Michael J.SVP, CHIEF TECHNICAL OFFICER
Exercise / conversionCommon Stock 1,708 $16.78 $28,660.24
Disclosure

SEC source: 0001415889-23-015195 · form4-11162023_091135.xml · nonDerivative · entry 3

LaBarre Michael J. · CIK 0001507174 · SVP, CHIEF TECHNICAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 153,619

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected by a broker pursuant to instructions set forth in a Rule 10b5-1 trading plan adopted by the Reporting Person on March 9, 2023.

Read SEC document
November 14, 2023 Filed Nov 16, 2023 21:18 UTC
LaBarre Michael J.SVP, CHIEF TECHNICAL OFFICER
SaleCommon Stock 8,292 $39.08 $324,043.07
Disclosure

SEC source: 0001415889-23-015195 · form4-11162023_091135.xml · nonDerivative · entry 2

LaBarre Michael J. · CIK 0001507174 · SVP, CHIEF TECHNICAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 151,911

F1 · kind: The option exercises and sales reported on this Form 4 were effected by a broker pursuant to instructions set forth in a Rule 10b5-1 trading plan adopted by the Reporting Person on March 9, 2023.

F2 · price: Represents a weighted average sales price per share. These shares were sold at prices ranging from $38.75 to $39.62. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
November 14, 2023 Filed Nov 16, 2023 21:18 UTC
LaBarre Michael J.SVP, CHIEF TECHNICAL OFFICER
Exercise / conversionCommon Stock 8,292 $13.81 $114,512.52
Disclosure

SEC source: 0001415889-23-015195 · form4-11162023_091135.xml · nonDerivative · entry 1

LaBarre Michael J. · CIK 0001507174 · SVP, CHIEF TECHNICAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 160,203

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected by a broker pursuant to instructions set forth in a Rule 10b5-1 trading plan adopted by the Reporting Person on March 9, 2023.

Read SEC document
October 17, 2023 Filed Oct 17, 2023 23:28 UTC
LaBarre Michael J.SVP, CHIEF TECHNICAL OFFICER
Exercise / conversionOption to Purchase Common Stock · Derivative 10,000 $0.00 Strike: $19.98 $0.00
Disclosure

SEC source: 0001415889-23-014366 · form4-10172023_111007.xml · derivative · entry 3

LaBarre Michael J. · CIK 0001507174 · SVP, CHIEF TECHNICAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 41,099

Underlying: Common Stock · 10,000 shares

Expires 2030-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale reported on this Form 4 were effected by a broker pursuant to instructions set forth in a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022.

F2 · derivative.exercise_date: This option was granted on February 10, 2020 and vested one-fourth on the first anniversary of such date and then 1/48th monthly thereafter.

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October 17, 2023 Filed Oct 17, 2023 23:28 UTC
LaBarre Michael J.SVP, CHIEF TECHNICAL OFFICER
SaleCommon Stock 10,000 $36.52 $365,200.00
Disclosure

SEC source: 0001415889-23-014366 · form4-10172023_111007.xml · nonDerivative · entry 2

LaBarre Michael J. · CIK 0001507174 · SVP, CHIEF TECHNICAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 151,911

F1 · kind: The option exercise and sale reported on this Form 4 were effected by a broker pursuant to instructions set forth in a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022.

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October 17, 2023 Filed Oct 17, 2023 23:28 UTC
LaBarre Michael J.SVP, CHIEF TECHNICAL OFFICER
Exercise / conversionCommon Stock 10,000 $19.98 $199,800.00
Disclosure

SEC source: 0001415889-23-014366 · form4-10172023_111007.xml · nonDerivative · entry 1

LaBarre Michael J. · CIK 0001507174 · SVP, CHIEF TECHNICAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 161,911

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale reported on this Form 4 were effected by a broker pursuant to instructions set forth in a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022.

Read SEC document
September 19, 2023 Filed Sep 19, 2023 20:09 UTC
LaBarre Michael J.SVP, CHIEF TECHNICAL OFFICER
Exercise / conversionOption to Purchase Common Stock · Derivative 10,000 $0.00 Strike: $19.98 $0.00
Disclosure

SEC source: 0001415889-23-013397 · form4-09192023_080951.xml · derivative · entry 3

LaBarre Michael J. · CIK 0001507174 · SVP, CHIEF TECHNICAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 51,099

Underlying: Common Stock · 10,000 shares

Expires 2030-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected by a broker pursuant to instructions set forth in a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022.

F3 · derivative.exercise_date: This option was granted on February 10, 2020 and vested one-fourth on the first anniversary of such date and then 1/48th monthly thereafter.

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September 19, 2023 Filed Sep 19, 2023 20:09 UTC
LaBarre Michael J.SVP, CHIEF TECHNICAL OFFICER
SaleCommon Stock 10,000 $39.10 $390,980.00
Disclosure

SEC source: 0001415889-23-013397 · form4-09192023_080951.xml · nonDerivative · entry 2

LaBarre Michael J. · CIK 0001507174 · SVP, CHIEF TECHNICAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 151,911

F1 · kind: The option exercises and sales reported on this Form 4 were effected by a broker pursuant to instructions set forth in a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022.

F2 · price: Represents a weighted average sales price per share. These shares were sold at prices ranging from $38.885 to $39.29. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

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September 19, 2023 Filed Sep 19, 2023 20:09 UTC
LaBarre Michael J.SVP, CHIEF TECHNICAL OFFICER
Exercise / conversionCommon Stock 10,000 $19.98 $199,800.00
Disclosure

SEC source: 0001415889-23-013397 · form4-09192023_080951.xml · nonDerivative · entry 1

LaBarre Michael J. · CIK 0001507174 · SVP, CHIEF TECHNICAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 161,911

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected by a broker pursuant to instructions set forth in a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022.

Read SEC document
August 31, 2023 Filed Aug 31, 2023 21:35 UTC
Torley HelenDirector · PRESIDENT AND CEO
Exercise / conversionOption to Purchase Common Stock · Derivative 10,000 $13.87 Strike: $13.87 $138,700.00
Disclosure

SEC source: 0001415889-23-012840 · form4-08312023_080808.xml · derivative · entry 9

Torley Helen · CIK 0001528185 · Director · PRESIDENT AND CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 110,000

Underlying: Common Stock · 10,000 shares

Expires 2025-02-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The options exercised and sales reported on this Form 4 were made pursuant to a written trading plan adopted by the Reporting Person on September 7, 2022 in accordance with Rule 10b5-1.

F5 · derivative.exercise_date: Grant to Reporting Person of options, exercisable over a 4-year period measured from the date of grant, 25% after 12 months, then 1/48th of the Option Shares per month thereafter. The date of grant was February 6, 2015.

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August 31, 2023 Filed Aug 31, 2023 21:35 UTC
Torley HelenDirector · PRESIDENT AND CEO
SaleCommon Stock 10,000 $42.82 $428,170.00
Disclosure

SEC source: 0001415889-23-012840 · form4-08312023_080808.xml · nonDerivative · entry 6

Torley Helen · CIK 0001528185 · Director · PRESIDENT AND CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 623,666

F1 · kind: The options exercised and sales reported on this Form 4 were made pursuant to a written trading plan adopted by the Reporting Person on September 7, 2022 in accordance with Rule 10b5-1.

F4 · price: Represents a weighted average sales price per share. The shares were sold at prices ranging from $42.613 to $43.19. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
August 31, 2023 Filed Aug 31, 2023 21:35 UTC
Torley HelenDirector · PRESIDENT AND CEO
Exercise / conversionCommon Stock 10,000 $13.87 $138,700.00
Disclosure

SEC source: 0001415889-23-012840 · form4-08312023_080808.xml · nonDerivative · entry 5

Torley Helen · CIK 0001528185 · Director · PRESIDENT AND CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 633,666

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The options exercised and sales reported on this Form 4 were made pursuant to a written trading plan adopted by the Reporting Person on September 7, 2022 in accordance with Rule 10b5-1.

Read SEC document
August 30, 2023 Filed Aug 31, 2023 21:35 UTC
Torley HelenDirector · PRESIDENT AND CEO
Exercise / conversionOption to Purchase Common Stock · Derivative 10,000 $13.87 Strike: $13.87 $138,700.00
Disclosure

SEC source: 0001415889-23-012840 · form4-08312023_080808.xml · derivative · entry 8

Torley Helen · CIK 0001528185 · Director · PRESIDENT AND CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Common Stock · 10,000 shares

Expires 2025-02-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The options exercised and sales reported on this Form 4 were made pursuant to a written trading plan adopted by the Reporting Person on September 7, 2022 in accordance with Rule 10b5-1.

F5 · derivative.exercise_date: Grant to Reporting Person of options, exercisable over a 4-year period measured from the date of grant, 25% after 12 months, then 1/48th of the Option Shares per month thereafter. The date of grant was February 6, 2015.

Read SEC document
August 30, 2023 Filed Aug 31, 2023 21:35 UTC
Torley HelenDirector · PRESIDENT AND CEO
SaleCommon Stock 10,000 $42.85 $428,540.00
Disclosure

SEC source: 0001415889-23-012840 · form4-08312023_080808.xml · nonDerivative · entry 4

Torley Helen · CIK 0001528185 · Director · PRESIDENT AND CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 623,666

F1 · kind: The options exercised and sales reported on this Form 4 were made pursuant to a written trading plan adopted by the Reporting Person on September 7, 2022 in accordance with Rule 10b5-1.

F3 · price: Represents a weighted average sales price per share. The shares were sold at prices ranging from $42.38 to $43.21. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
August 30, 2023 Filed Aug 31, 2023 21:35 UTC
Torley HelenDirector · PRESIDENT AND CEO
Exercise / conversionCommon Stock 10,000 $13.87 $138,700.00
Disclosure

SEC source: 0001415889-23-012840 · form4-08312023_080808.xml · nonDerivative · entry 3

Torley Helen · CIK 0001528185 · Director · PRESIDENT AND CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 633,666

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The options exercised and sales reported on this Form 4 were made pursuant to a written trading plan adopted by the Reporting Person on September 7, 2022 in accordance with Rule 10b5-1.

Read SEC document
August 29, 2023 Filed Aug 31, 2023 21:35 UTC
Torley HelenDirector · PRESIDENT AND CEO
Exercise / conversionOption to Purchase Common Stock · Derivative 10,000 $13.87 Strike: $13.87 $138,700.00
Disclosure

SEC source: 0001415889-23-012840 · form4-08312023_080808.xml · derivative · entry 7

Torley Helen · CIK 0001528185 · Director · PRESIDENT AND CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 130,000

Underlying: Common Stock · 10,000 shares

Expires 2025-02-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The options exercised and sales reported on this Form 4 were made pursuant to a written trading plan adopted by the Reporting Person on September 7, 2022 in accordance with Rule 10b5-1.

F5 · derivative.exercise_date: Grant to Reporting Person of options, exercisable over a 4-year period measured from the date of grant, 25% after 12 months, then 1/48th of the Option Shares per month thereafter. The date of grant was February 6, 2015.

Read SEC document
August 29, 2023 Filed Aug 31, 2023 21:35 UTC
Torley HelenDirector · PRESIDENT AND CEO
SaleCommon Stock 10,000 $42.40 $424,020.00
Disclosure

SEC source: 0001415889-23-012840 · form4-08312023_080808.xml · nonDerivative · entry 2

Torley Helen · CIK 0001528185 · Director · PRESIDENT AND CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 623,666

F1 · kind: The options exercised and sales reported on this Form 4 were made pursuant to a written trading plan adopted by the Reporting Person on September 7, 2022 in accordance with Rule 10b5-1.

F2 · price: Represents a weighted average sales price per share. The shares were sold at prices ranging from $42.30 to $42.58. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
August 29, 2023 Filed Aug 31, 2023 21:35 UTC
Torley HelenDirector · PRESIDENT AND CEO
Exercise / conversionCommon Stock 10,000 $13.87 $138,700.00
Disclosure

SEC source: 0001415889-23-012840 · form4-08312023_080808.xml · nonDerivative · entry 1

Torley Helen · CIK 0001528185 · Director · PRESIDENT AND CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 633,666

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The options exercised and sales reported on this Form 4 were made pursuant to a written trading plan adopted by the Reporting Person on September 7, 2022 in accordance with Rule 10b5-1.

Read SEC document
August 22, 2023 Filed Aug 23, 2023 21:08 UTC
LaBarre Michael J.SVP, CHIEF TECHNICAL OFFICER
Exercise / conversionOption to Purchase Common Stock · Derivative 8,075 $0.00 Strike: $19.98 $0.00
Disclosure

SEC source: 0001415889-23-012570 · form4-08232023_090830.xml · derivative · entry 6

LaBarre Michael J. · CIK 0001507174 · SVP, CHIEF TECHNICAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 61,099

Underlying: Common Stock · 8,075 shares

Expires 2030-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected by a broker pursuant to instructions set forth in a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · derivative.exercise_date: This option was granted on February 10, 2020 and vested one-fourth on the first anniversary of such date and then 1/48th monthly thereafter.

Read SEC document
August 22, 2023 Filed Aug 23, 2023 21:08 UTC
LaBarre Michael J.SVP, CHIEF TECHNICAL OFFICER
Exercise / conversionOption to Purchase Common Stock · Derivative 1,925 $0.00 Strike: $18.41 $0.00
Disclosure

SEC source: 0001415889-23-012570 · form4-08232023_090830.xml · derivative · entry 5

LaBarre Michael J. · CIK 0001507174 · SVP, CHIEF TECHNICAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,580

Underlying: Common Stock · 1,925 shares

Expires 2028-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected by a broker pursuant to instructions set forth in a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · derivative.exercise_date: This option was granted on February 14, 2018 and vested one-fourth on the first anniversary of such date and then 1/48th monthly thereafter.

Read SEC document
August 22, 2023 Filed Aug 23, 2023 21:08 UTC
LaBarre Michael J.SVP, CHIEF TECHNICAL OFFICER
SaleCommon Stock 8,075 $42.41 $342,436.53
Disclosure

SEC source: 0001415889-23-012570 · form4-08232023_090830.xml · nonDerivative · entry 4

LaBarre Michael J. · CIK 0001507174 · SVP, CHIEF TECHNICAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 151,911

F1 · kind: The option exercises and sales reported on this Form 4 were effected by a broker pursuant to instructions set forth in a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: Represents a weighted average sales price per share. These shares were sold at prices ranging from $42.15 to $42.735. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
August 22, 2023 Filed Aug 23, 2023 21:08 UTC
LaBarre Michael J.SVP, CHIEF TECHNICAL OFFICER
Exercise / conversionCommon Stock 8,075 $19.98 $161,338.50
Disclosure

SEC source: 0001415889-23-012570 · form4-08232023_090830.xml · nonDerivative · entry 3

LaBarre Michael J. · CIK 0001507174 · SVP, CHIEF TECHNICAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 159,986

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected by a broker pursuant to instructions set forth in a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
August 22, 2023 Filed Aug 23, 2023 21:08 UTC
LaBarre Michael J.SVP, CHIEF TECHNICAL OFFICER
SaleCommon Stock 1,925 $42.41 $81,633.48
Disclosure

SEC source: 0001415889-23-012570 · form4-08232023_090830.xml · nonDerivative · entry 2

LaBarre Michael J. · CIK 0001507174 · SVP, CHIEF TECHNICAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 151,911

F1 · kind: The option exercises and sales reported on this Form 4 were effected by a broker pursuant to instructions set forth in a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: Represents a weighted average sales price per share. These shares were sold at prices ranging from $42.15 to $42.735. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
August 22, 2023 Filed Aug 23, 2023 21:08 UTC
LaBarre Michael J.SVP, CHIEF TECHNICAL OFFICER
Exercise / conversionCommon Stock 1,925 $18.41 $35,439.25
Disclosure

SEC source: 0001415889-23-012570 · form4-08232023_090830.xml · nonDerivative · entry 1

LaBarre Michael J. · CIK 0001507174 · SVP, CHIEF TECHNICAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 153,836

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected by a broker pursuant to instructions set forth in a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.