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GWRS

Global Water Resources, Inc.

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234
SEC CIK
0001434728
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1,556

Last 12 months

Inside the activity.

10 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202610
Apr 202600
May 202670
Jun 202600
Jul 202600
Aug 202620
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 28, 2018 Filed Jan 2, 2019 16:13 UTC
Fleming Ronnie LDirector · President and CEO
Exercise / conversionCommon Stock 4,743 $0.00 $0.00
Disclosure

SEC source: 0001434728-19-000006 · wf-form4_154644559427003.xml · nonDerivative · entry 1

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,743

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

Read SEC document
December 28, 2018 Filed Jan 2, 2019 16:06 UTC GrantDeferred Phantom Unit · Derivative 38 $0.00 $0.00
Disclosure

SEC source: 0001434728-19-000002 · wf-form4_154644514858683.xml · derivative · entry 1

Alexander Richard M · CIK 0001672990 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,249

Underlying: Common Stock · 38 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

Read SEC document
December 28, 2018 Filed Jan 2, 2019 16:19 UTC
Liebman Michael JCFO and Corporate Secretary
Exercise / conversionPhantom Stock Unit · Derivative 2,868 $0.00 $0.00
Disclosure

SEC source: 0001434728-19-000010 · wf-form4_154644597308816.xml · derivative · entry 4

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,534

Underlying: Common Stock · 2,868 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F5 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F5 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
December 28, 2018 Filed Jan 2, 2019 16:19 UTC
Liebman Michael JCFO and Corporate Secretary
GrantPhantom Stock Unit · Derivative 31 $0.00 $0.00
Disclosure

SEC source: 0001434728-19-000010 · wf-form4_154644597308816.xml · derivative · entry 3

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,402

Underlying: Common Stock · 31 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F3 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date.

F3 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date.

F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
December 28, 2018 Filed Jan 2, 2019 16:19 UTC
Liebman Michael JCFO and Corporate Secretary
Disposition to issuerCommon Stock 2,868 $10.13 $29,052.84
Disclosure

SEC source: 0001434728-19-000010 · wf-form4_154644597308816.xml · nonDerivative · entry 2

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

F2 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to December 28, 2018.

Read SEC document
December 28, 2018 Filed Jan 2, 2019 16:19 UTC
Liebman Michael JCFO and Corporate Secretary
Exercise / conversionCommon Stock 2,868 $0.00 $0.00
Disclosure

SEC source: 0001434728-19-000010 · wf-form4_154644597308816.xml · nonDerivative · entry 1

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,868

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

Read SEC document
December 28, 2018 Filed Jan 2, 2019 11:22 UTC GrantDeferred Phantom Unit · Derivative 104 $0.00 $0.00
Disclosure

SEC source: 0001434728-19-000012 · wf-form4_154644611008822.xml · derivative · entry 1

Tedesco David C · CIK 0001673042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,366

Underlying: Common Stock · 104 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

Read SEC document
December 28, 2018 Filed Jan 2, 2019 16:10 UTC
COY DEBRADirector
GrantDeferred Phantom Unit · Derivative 3 $0.00 $0.00
Disclosure

SEC source: 0001434728-19-000004 · wf-form4_154644542856256.xml · derivative · entry 1

COY DEBRA · CIK 0001733776 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,374

Underlying: Common Stock · 3 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

Read SEC document
December 28, 2018 Filed Mar 24, 2020 21:56 UTC
COY DEBRADirector
PurchaseCommon Stock 21.61 $10.26 $221.72
Disclosure

SEC source: 0001434728-20-000083 · wf-form5_158508699909861.xml · nonDerivative · entry 4

COY DEBRA · CIK 0001733776 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,104.098

F1 · shares: Represents shares acquired through an automatic broker-administered dividend reinvestment program pursuant to a prior election made by the reporting person.

Read SEC document
December 26, 2018 Filed Dec 27, 2018 18:44 UTC
COY DEBRADirector
PurchaseCommon Stock 1,690 $10.04 $16,967.60
Disclosure

SEC source: 0001434728-18-000258 · wf-form4_154593623353978.xml · nonDerivative · entry 2

COY DEBRA · CIK 0001733776 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,434

Read SEC document
December 26, 2018 Filed Dec 27, 2018 18:44 UTC
COY DEBRADirector
PurchaseCommon Stock 200 $10.00 $2,000.00
Disclosure

SEC source: 0001434728-18-000258 · wf-form4_154593623353978.xml · nonDerivative · entry 1

COY DEBRA · CIK 0001733776 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,744

Read SEC document
November 30, 2018 Filed Dec 3, 2018 19:51 UTC GrantDeferred Phantom Unit · Derivative 3 $0.00 $0.00
Disclosure

SEC source: 0001434728-18-000252 · wf-form4_154386667424772.xml · derivative · entry 1

Huckelbridge Brett · CIK 0001742329 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,371

Underlying: Common Stock · 3 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

Read SEC document
November 30, 2018 Filed Dec 3, 2018 19:44 UTC GrantDeferred Phantom Unit · Derivative 38 $0.00 $0.00
Disclosure

SEC source: 0001434728-18-000246 · wf-form4_154386622517139.xml · derivative · entry 1

Alexander Richard M · CIK 0001672990 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,211

Underlying: Common Stock · 38 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

Read SEC document
November 30, 2018 Filed Dec 3, 2018 19:49 UTC
Fleming Ronnie LDirector · President and CEO
GrantPhantom Stock Unit · Derivative 52 $0.00 $0.00
Disclosure

SEC source: 0001434728-18-000250 · wf-form4_154386656910053.xml · derivative · entry 1

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,334

Underlying: Common Stock · 52 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
November 30, 2018 Filed Dec 3, 2018 19:53 UTC
Liebman Michael JCFO and Corporate Secretary
GrantPhantom Stock Unit · Derivative 31 $0.00 $0.00
Disclosure

SEC source: 0001434728-18-000254 · wf-form4_154386678828250.xml · derivative · entry 1

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,371

Underlying: Common Stock · 31 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
November 30, 2018 Filed Dec 3, 2018 14:55 UTC GrantDeferred Phantom Unit · Derivative 102 $0.00 $0.00
Disclosure

SEC source: 0001434728-18-000256 · wf-form4_154386692943053.xml · derivative · entry 1

Tedesco David C · CIK 0001673042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,262

Underlying: Common Stock · 102 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

Read SEC document
November 30, 2018 Filed Dec 3, 2018 19:46 UTC
COY DEBRADirector
GrantDeferred Phantom Unit · Derivative 3 $0.00 $0.00
Disclosure

SEC source: 0001434728-18-000248 · wf-form4_154386640160100.xml · derivative · entry 1

COY DEBRA · CIK 0001733776 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,371

Underlying: Common Stock · 3 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

Read SEC document
November 30, 2018 Filed Feb 14, 2019 18:01 UTC
Thuneman JasonVice President
SaleCommon Stock 2,632 $10.25 $26,978.00
Disclosure

SEC source: 0001434728-19-000026 · wf-form4_155016730005719.xml · nonDerivative · entry 3

Thuneman Jason · CIK 0001709124 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
November 30, 2018 Filed Mar 24, 2020 21:56 UTC
COY DEBRADirector
PurchaseCommon Stock 21.276 $10.29 $218.93
Disclosure

SEC source: 0001434728-20-000083 · wf-form5_158508699909861.xml · nonDerivative · entry 3

COY DEBRA · CIK 0001733776 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,082.488

F1 · shares: Represents shares acquired through an automatic broker-administered dividend reinvestment program pursuant to a prior election made by the reporting person.

Read SEC document
November 29, 2018 Filed Feb 14, 2019 18:01 UTC
Thuneman JasonVice President
SaleCommon Stock 43 $10.25 $440.75
Disclosure

SEC source: 0001434728-19-000026 · wf-form4_155016730005719.xml · nonDerivative · entry 2

Thuneman Jason · CIK 0001709124 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,632

Read SEC document
November 28, 2018 Filed Feb 14, 2019 18:01 UTC
Thuneman JasonVice President
SaleCommon Stock 1,325 $10.25 $13,581.25
Disclosure

SEC source: 0001434728-19-000026 · wf-form4_155016730005719.xml · nonDerivative · entry 1

Thuneman Jason · CIK 0001709124 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,675

Read SEC document
November 14, 2018 Filed Nov 14, 2018 22:38 UTC GrantDeferred Phantom Unit · Derivative 636 $0.00 $0.00
Disclosure

SEC source: 0001434728-18-000242 · wf-form4_154223511959822.xml · derivative · entry 1

Huckelbridge Brett · CIK 0001742329 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,368

Underlying: Common Stock · 636 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

Read SEC document
November 14, 2018 Filed Nov 14, 2018 17:50 UTC GrantDeferred Phantom Unit · Derivative 1,034 $0.00 $0.00
Disclosure

SEC source: 0001434728-18-000244 · wf-form4_154223580279531.xml · derivative · entry 1

Tedesco David C · CIK 0001673042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,160

Underlying: Common Stock · 1,034 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

Read SEC document
November 14, 2018 Filed Nov 14, 2018 22:35 UTC
COY DEBRADirector
GrantDeferred Phantom Unit · Derivative 636 $0.00 $0.00
Disclosure

SEC source: 0001434728-18-000240 · wf-form4_154223492906275.xml · derivative · entry 1

COY DEBRA · CIK 0001733776 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,368

Underlying: Common Stock · 636 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

Read SEC document
October 30, 2018 Filed Nov 1, 2018 22:12 UTC GrantDeferred Phantom Unit · Derivative 1 $0.00 $0.00
Disclosure

SEC source: 0001434728-18-000227 · wf-form4_154111034367640.xml · derivative · entry 1

Huckelbridge Brett · CIK 0001742329 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 732

Underlying: Common Stock · 1 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

Read SEC document
October 30, 2018 Filed Nov 1, 2018 22:10 UTC
Fleming Ronnie LDirector · President and CEO
GrantPhantom Stock Unit · Derivative 47 $0.00 $0.00
Disclosure

SEC source: 0001434728-18-000225 · wf-form4_154111020123051.xml · derivative · entry 1

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,282

Underlying: Common Stock · 47 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
October 30, 2018 Filed Nov 1, 2018 22:04 UTC GrantDeferred Phantom Unit · Derivative 35 $0.00 $0.00
Disclosure

SEC source: 0001434728-18-000221 · wf-form4_154110985862175.xml · derivative · entry 1

Alexander Richard M · CIK 0001672990 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,173

Underlying: Common Stock · 35 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

Read SEC document
October 30, 2018 Filed Nov 1, 2018 18:18 UTC GrantDeferred Phantom Unit · Derivative 96 $0.00 $0.00
Disclosure

SEC source: 0001434728-18-000231 · wf-form4_154111066788872.xml · derivative · entry 1

Tedesco David C · CIK 0001673042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,126

Underlying: Common Stock · 96 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

Read SEC document
October 30, 2018 Filed Nov 1, 2018 22:15 UTC
Liebman Michael JCFO and Corporate Secretary
GrantPhantom Stock Unit · Derivative 28 $0.00 $0.00
Disclosure

SEC source: 0001434728-18-000229 · wf-form4_154111053584469.xml · derivative · entry 1

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,340

Underlying: Common Stock · 28 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
October 30, 2018 Filed Nov 1, 2018 22:08 UTC
COY DEBRADirector
GrantDeferred Phantom Unit · Derivative 1 $0.00 $0.00
Disclosure

SEC source: 0001434728-18-000223 · wf-form4_154111007313592.xml · derivative · entry 1

COY DEBRA · CIK 0001733776 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 732

Underlying: Common Stock · 1 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

Read SEC document
October 30, 2018 Filed Mar 24, 2020 21:56 UTC
COY DEBRADirector
PurchaseCommon Stock 20.643 $10.58 $218.40
Disclosure

SEC source: 0001434728-20-000083 · wf-form5_158508699909861.xml · nonDerivative · entry 2

COY DEBRA · CIK 0001733776 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,061.212

F1 · shares: Represents shares acquired through an automatic broker-administered dividend reinvestment program pursuant to a prior election made by the reporting person.

Read SEC document
September 28, 2018 Filed Oct 2, 2018 15:27 UTC GrantDeferred Phantom Unit · Derivative 2 $0.00 $0.00
Disclosure

SEC source: 0001434728-18-000207 · wf-form4_153849401893282.xml · derivative · entry 1

Huckelbridge Brett · CIK 0001742329 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 731

Underlying: Common Stock · 2 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

Read SEC document
September 28, 2018 Filed Oct 3, 2018 00:02 UTC Amendment
Fleming Ronnie LDirector · President and CEO
Exercise / conversionPhantom Stock Unit · Derivative 4,785 $0.00 $0.00
Disclosure

SEC source: 0001434728-18-000213 · wf-form4a_153852494668595.xml · derivative · entry 4

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,805

Underlying: Common Stock · 4,785 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F5 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F5 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
September 28, 2018 Filed Oct 3, 2018 00:02 UTC Amendment
Fleming Ronnie LDirector · President and CEO
GrantPhantom Stock Unit · Derivative 60 $0.00 $0.00
Disclosure

SEC source: 0001434728-18-000213 · wf-form4a_153852494668595.xml · derivative · entry 3

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,020

Underlying: Common Stock · 60 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F3 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date.

F3 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date.

F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
September 28, 2018 Filed Oct 3, 2018 00:02 UTC Amendment
Fleming Ronnie LDirector · President and CEO
Disposition to issuerCommon Stock 4,785 $10.41 $49,811.85
Disclosure

SEC source: 0001434728-18-000213 · wf-form4a_153852494668595.xml · nonDerivative · entry 2

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

F2 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to September 28, 2018.

Read SEC document
September 28, 2018 Filed Oct 3, 2018 00:02 UTC Amendment
Fleming Ronnie LDirector · President and CEO
Exercise / conversionCommon Stock 4,785 $0.00 $0.00
Disclosure

SEC source: 0001434728-18-000213 · wf-form4a_153852494668595.xml · nonDerivative · entry 1

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,785

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

Read SEC document
September 28, 2018 Filed Oct 2, 2018 15:21 UTC GrantDeferred Phantom Unit · Derivative 36 $0.00 $0.00
Disclosure

SEC source: 0001434728-18-000201 · wf-form4_153849364482711.xml · derivative · entry 1

Alexander Richard M · CIK 0001672990 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,138

Underlying: Common Stock · 36 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

Read SEC document
September 28, 2018 Filed Oct 2, 2018 15:25 UTC
Fleming Ronnie LDirector · President and CEO
GrantPhantom Stock Unit · Derivative 60 $0.00 $0.00
Disclosure

SEC source: 0001434728-18-000205 · wf-form4_153849391051004.xml · derivative · entry 1

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,020

Underlying: Common Stock · 60 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date.

F2 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date.

F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
September 28, 2018 Filed Oct 2, 2018 11:31 UTC GrantDeferred Phantom Unit · Derivative 96 $0.00 $0.00
Disclosure

SEC source: 0001434728-18-000211 · wf-form4_153849430123910.xml · derivative · entry 1

Tedesco David C · CIK 0001673042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,030

Underlying: Common Stock · 96 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

Read SEC document
September 28, 2018 Filed Oct 3, 2018 00:05 UTC Amendment
Liebman Michael JCFO and Corporate Secretary
Exercise / conversionPhantom Stock Unit · Derivative 2,893 $0.00 $0.00
Disclosure

SEC source: 0001434728-18-000215 · wf-form4a_153852509106618.xml · derivative · entry 4

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,098

Underlying: Common Stock · 2,893 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F5 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F5 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
September 28, 2018 Filed Oct 3, 2018 00:05 UTC Amendment
Liebman Michael JCFO and Corporate Secretary
GrantPhantom Stock Unit · Derivative 36 $0.00 $0.00
Disclosure

SEC source: 0001434728-18-000215 · wf-form4a_153852509106618.xml · derivative · entry 3

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,205

Underlying: Common Stock · 36 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F3 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date.

F3 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date.

F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
September 28, 2018 Filed Oct 3, 2018 00:05 UTC Amendment
Liebman Michael JCFO and Corporate Secretary
Disposition to issuerCommon Stock 2,893 $10.41 $30,116.13
Disclosure

SEC source: 0001434728-18-000215 · wf-form4a_153852509106618.xml · nonDerivative · entry 2

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

F2 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to September 28, 2018.

Read SEC document
September 28, 2018 Filed Oct 3, 2018 00:05 UTC Amendment
Liebman Michael JCFO and Corporate Secretary
Exercise / conversionCommon Stock 2,893 $0.00 $0.00
Disclosure

SEC source: 0001434728-18-000215 · wf-form4a_153852509106618.xml · nonDerivative · entry 1

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,893

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

Read SEC document
September 28, 2018 Filed Oct 2, 2018 15:29 UTC
Liebman Michael JCFO and Corporate Secretary
GrantPhantom Stock Unit · Derivative 36 $0.00 $0.00
Disclosure

SEC source: 0001434728-18-000209 · wf-form4_153849414201802.xml · derivative · entry 1

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,205

Underlying: Common Stock · 36 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date.

F2 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date.

F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
September 28, 2018 Filed Oct 2, 2018 15:23 UTC
COY DEBRADirector
GrantDeferred Phantom Unit · Derivative 2 $0.00 $0.00
Disclosure

SEC source: 0001434728-18-000203 · wf-form4_153849378747223.xml · derivative · entry 1

COY DEBRA · CIK 0001733776 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 731

Underlying: Common Stock · 2 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

Read SEC document
September 28, 2018 Filed Oct 3, 2018 17:55 UTC Amendment
Fleming Ronnie LDirector · President and CEO
Exercise / conversionPhantom Stock Unit · Derivative 4,785 $0.00 $0.00
Disclosure

SEC source: 0001434728-18-000217 · wf-form4a_153858929287928.xml · derivative · entry 4

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,235

Underlying: Common Stock · 4,785 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F5 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F5 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
September 28, 2018 Filed Oct 3, 2018 17:55 UTC Amendment
Fleming Ronnie LDirector · President and CEO
GrantPhantom Stock Unit · Derivative 60 $0.00 $0.00
Disclosure

SEC source: 0001434728-18-000217 · wf-form4a_153858929287928.xml · derivative · entry 3

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,020

Underlying: Common Stock · 60 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F3 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date.

F3 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date.

F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
September 28, 2018 Filed Oct 3, 2018 17:55 UTC Amendment
Fleming Ronnie LDirector · President and CEO
Disposition to issuerCommon Stock 4,785 $10.41 $49,811.85
Disclosure

SEC source: 0001434728-18-000217 · wf-form4a_153858929287928.xml · nonDerivative · entry 2

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

F2 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to September 28, 2018.

Read SEC document
September 28, 2018 Filed Oct 3, 2018 17:55 UTC Amendment
Fleming Ronnie LDirector · President and CEO
Exercise / conversionCommon Stock 4,785 $0.00 $0.00
Disclosure

SEC source: 0001434728-18-000217 · wf-form4a_153858929287928.xml · nonDerivative · entry 1

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,785

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

Read SEC document
September 28, 2018 Filed Oct 3, 2018 17:57 UTC Amendment
Liebman Michael JCFO and Corporate Secretary
Exercise / conversionPhantom Stock Unit · Derivative 2,893 $0.00 $0.00
Disclosure

SEC source: 0001434728-18-000219 · wf-form4a_153858940482252.xml · derivative · entry 4

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,312

Underlying: Common Stock · 2,893 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F5 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F5 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.