Last 12 months
Inside the activity.
10 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 1 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 7 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 2 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 28, 2019 Filed Jul 2, 2019 18:39 UTC |
Corwin Jonathan C.Vice President
|
Disposition to issuerCommon Stock | 137 | $10.21 | $1,398.77 |
DisclosureSEC source: 0001434728-19-000163 · wf-form4_156209274826222.xml · nonDerivative · entry 2 Corwin Jonathan C. · CIK 0001709483 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,683 F2 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to June 28, 2019. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 18:39 UTC |
Corwin Jonathan C.Vice President
|
Exercise / conversionCommon Stock | 137 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-19-000163 · wf-form4_156209274826222.xml · nonDerivative · entry 1 Corwin Jonathan C. · CIK 0001709483 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,820 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). Read SEC document |
| June 28, 2019 Filed Mar 24, 2020 21:56 UTC |
COY DEBRADirector
|
PurchaseCommon Stock | 37.795 | $10.08 | $380.97 |
DisclosureSEC source: 0001434728-20-000083 · wf-form5_158508699909861.xml · nonDerivative · entry 10 COY DEBRA · CIK 0001733776 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,302.413 F1 · shares: Represents shares acquired through an automatic broker-administered dividend reinvestment program pursuant to a prior election made by the reporting person. Read SEC document |
| June 24, 2019 Filed Jun 25, 2019 18:00 UTC |
Fleming Ronnie LDirector · President and CEO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 2,000 | $9.40 Strike: $9.40 | $18,800.00 |
DisclosureSEC source: 0001434728-19-000157 · wf-form4_156148563340928.xml · derivative · entry 2 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,796 Underlying: Common Stock · 2,000 shares Expires 2027-08-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vests in four equal annual installments on August 10, 2018, August 10, 2019, August 10, 2020, and August 10, 2021. Read SEC document |
| June 24, 2019 Filed Jun 25, 2019 18:00 UTC |
Fleming Ronnie LDirector · President and CEO
|
Exercise / conversionCommon Stock | 2,000 | $9.40 | $18,800.00 |
DisclosureSEC source: 0001434728-19-000157 · wf-form4_156148563340928.xml · nonDerivative · entry 1 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 24, 2019 Filed Jun 25, 2019 18:02 UTC |
Liebman Michael JCFO and Corporate Secretary
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 2,000 | $9.40 Strike: $9.40 | $18,800.00 |
DisclosureSEC source: 0001434728-19-000159 · wf-form4_156148576274198.xml · derivative · entry 2 Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,000 Underlying: Common Stock · 2,000 shares Expires 2027-08-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vests in four equal annual installments on August 10, 2018, August 10, 2019, August 10, 2020, and August 10, 2021. Read SEC document |
| June 24, 2019 Filed Jun 25, 2019 18:02 UTC |
Liebman Michael JCFO and Corporate Secretary
|
Exercise / conversionCommon Stock | 2,000 | $9.40 | $18,800.00 |
DisclosureSEC source: 0001434728-19-000159 · wf-form4_156148576274198.xml · nonDerivative · entry 1 Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 13, 2019 Filed Jun 13, 2019 23:20 UTC |
Liebman Michael JCFO and Corporate Secretary
|
Exercise / conversionStock Appreciation Right · Derivative | 35,000 | $0.00 Strike: $5.13 | $0.00 |
DisclosureSEC source: 0001434728-19-000155 · wf-form4_156046803694278.xml · derivative · entry 3 Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 35,000 shares Expires 2025-05-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The reporting person was originally granted 120,000 of the stock appreciation rights on May 8, 2015, which vest over sixteen quarters, vesting 20% per year for the first three years, with the remainder, 40%, vesting in year four. F1 · derivative.exercise_date: The reporting person was originally granted 120,000 of the stock appreciation rights on May 8, 2015, which vest over sixteen quarters, vesting 20% per year for the first three years, with the remainder, 40%, vesting in year four. Read SEC document |
| June 13, 2019 Filed Jun 13, 2019 23:20 UTC |
Liebman Michael JCFO and Corporate Secretary
|
Disposition to issuerCommon Stock | 35,000 | $10.27 | $359,450.00 |
DisclosureSEC source: 0001434728-19-000155 · wf-form4_156046803694278.xml · nonDerivative · entry 2 Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Read SEC document |
| June 13, 2019 Filed Jun 13, 2019 23:20 UTC |
Liebman Michael JCFO and Corporate Secretary
|
Exercise / conversionCommon Stock | 35,000 | $5.13 | $179,550.00 |
DisclosureSEC source: 0001434728-19-000155 · wf-form4_156046803694278.xml · nonDerivative · entry 1 Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 13, 2019 Filed Jun 13, 2019 23:18 UTC |
Fleming Ronnie LDirector · President and CEO
|
Exercise / conversionStock Appreciation Right · Derivative | 52,000 | $0.00 Strike: $5.13 | $0.00 |
DisclosureSEC source: 0001434728-19-000153 · wf-form4_156046791281749.xml · derivative · entry 3 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,000 Underlying: Common Stock · 52,000 shares Expires 2025-05-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The reporting person was originally granted 180,000 of the stock appreciation rights on May 8, 2015, which vest over sixteen quarters, vesting 20% per year for the first three years, with the remainder, 40%, vesting in year four. F1 · derivative.exercise_date: The reporting person was originally granted 180,000 of the stock appreciation rights on May 8, 2015, which vest over sixteen quarters, vesting 20% per year for the first three years, with the remainder, 40%, vesting in year four. Read SEC document |
| June 13, 2019 Filed Jun 13, 2019 23:18 UTC |
Fleming Ronnie LDirector · President and CEO
|
Disposition to issuerCommon Stock | 52,000 | $10.27 | $534,040.00 |
DisclosureSEC source: 0001434728-19-000153 · wf-form4_156046791281749.xml · nonDerivative · entry 2 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Read SEC document |
| June 13, 2019 Filed Jun 13, 2019 23:18 UTC |
Fleming Ronnie LDirector · President and CEO
|
Exercise / conversionCommon Stock | 52,000 | $5.13 | $266,760.00 |
DisclosureSEC source: 0001434728-19-000153 · wf-form4_156046791281749.xml · nonDerivative · entry 1 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 31, 2019 Filed Jun 3, 2019 22:46 UTC |
Huckelbridge BrettDirector
|
GrantDeferred Phantom Unit · Derivative | 7 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-19-000143 · wf-form4_155960200253216.xml · derivative · entry 1 Huckelbridge Brett · CIK 0001742329 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,856 Underlying: Common Stock · 7 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. Read SEC document |
| May 31, 2019 Filed Jun 3, 2019 22:34 UTC |
Alexander Richard MDirector
|
GrantDeferred Phantom Unit · Derivative | 41 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-19-000133 · wf-form4_155960123513375.xml · derivative · entry 1 Alexander Richard M · CIK 0001672990 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,451 Underlying: Common Stock · 41 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. Read SEC document |
| May 31, 2019 Filed Jun 3, 2019 22:44 UTC |
Fleming Ronnie LDirector · President and CEO
|
GrantPhantom Stock Unit · Derivative | 76 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-19-000141 · wf-form4_155960186541568.xml · derivative · entry 1 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,440 Underlying: Common Stock · 76 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| May 31, 2019 Filed Jun 3, 2019 22:59 UTC |
Liebman Michael JCFO and Corporate Secretary
|
GrantPhantom Stock Unit · Derivative | 49 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-19-000149 · wf-form4_155960275673517.xml · derivative · entry 1 Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,510 Underlying: Common Stock · 49 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| May 31, 2019 Filed Jun 3, 2019 18:57 UTC |
Tedesco David CDirector
|
GrantDeferred Phantom Unit · Derivative | 118 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-19-000148 · wf-form4_155960263394133.xml · derivative · entry 1 Tedesco David C · CIK 0001673042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,399 Underlying: Common Stock · 118 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. Read SEC document |
| May 31, 2019 Filed Jun 3, 2019 23:01 UTC |
Thuneman JasonVice President
|
GrantPhantom Stock Unit · Derivative | 4 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-19-000151 · wf-form4_155960287783511.xml · derivative · entry 1 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,425 Underlying: Common Stock · 4 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. Read SEC document |
| May 31, 2019 Filed Jun 3, 2019 22:55 UTC |
Rousseau DavidDirector
|
GrantDeferred Phantom Unit · Derivative | 4 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-19-000146 · wf-form4_155960249905590.xml · derivative · entry 1 Rousseau David · CIK 0001769282 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,465 Underlying: Common Stock · 4 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. Read SEC document |
| May 31, 2019 Filed Jun 3, 2019 22:41 UTC |
Ellsworth JoanneVice President
|
GrantPhantom Stock Unit · Derivative | 2 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-19-000139 · wf-form4_155960165424405.xml · derivative · entry 1 Ellsworth Joanne · CIK 0001709055 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 702 Underlying: Common Stock · 2 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. Read SEC document |
| May 31, 2019 Filed Jun 3, 2019 22:37 UTC |
COY DEBRADirector
|
GrantDeferred Phantom Unit · Derivative | 5 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-19-000137 · wf-form4_155960146205896.xml · derivative · entry 1 COY DEBRA · CIK 0001733776 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,132 Underlying: Common Stock · 5 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. Read SEC document |
| May 31, 2019 Filed Jun 3, 2019 22:35 UTC |
Corwin Jonathan C.Vice President
|
GrantPhantom Stock Unit · Derivative | 4 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-19-000135 · wf-form4_155960134276281.xml · derivative · entry 1 Corwin Jonathan C. · CIK 0001709483 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,405 Underlying: Common Stock · 4 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. Read SEC document |
| May 31, 2019 Filed Mar 24, 2020 21:56 UTC |
COY DEBRADirector
|
PurchaseCommon Stock | 39.348 | $9.65 | $379.71 |
DisclosureSEC source: 0001434728-20-000083 · wf-form5_158508699909861.xml · nonDerivative · entry 9 COY DEBRA · CIK 0001733776 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,264.618 F1 · shares: Represents shares acquired through an automatic broker-administered dividend reinvestment program pursuant to a prior election made by the reporting person. Read SEC document |
| May 17, 2019 Filed May 21, 2019 16:41 UTC |
Tedesco David CDirector
|
GrantDeferred Phantom Unit · Derivative | 1,271 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-19-000131 · wf-form4_155847125316701.xml · derivative · entry 1 Tedesco David C · CIK 0001673042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,281 Underlying: Common Stock · 1,271 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. Read SEC document |
| May 17, 2019 Filed May 21, 2019 20:36 UTC |
Huckelbridge BrettDirector
|
GrantDeferred Phantom Unit · Derivative | 722 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-19-000127 · wf-form4_155847097434810.xml · derivative · entry 1 Huckelbridge Brett · CIK 0001742329 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,849 Underlying: Common Stock · 722 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. Read SEC document |
| May 17, 2019 Filed May 21, 2019 20:39 UTC |
Rousseau DavidDirector
|
GrantDeferred Phantom Unit · Derivative | 722 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-19-000129 · wf-form4_155847113797085.xml · derivative · entry 1 Rousseau David · CIK 0001769282 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,461 Underlying: Common Stock · 722 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. Read SEC document |
| April 30, 2019 Filed May 2, 2019 20:49 UTC |
Huckelbridge BrettDirector
|
GrantDeferred Phantom Unit · Derivative | 5 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-19-000111 · wf-form4_155683016766276.xml · derivative · entry 1 Huckelbridge Brett · CIK 0001742329 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,127 Underlying: Common Stock · 5 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. Read SEC document |
| April 30, 2019 Filed May 2, 2019 20:42 UTC |
COY DEBRADirector
|
GrantDeferred Phantom Unit · Derivative | 5 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-19-000105 · wf-form4_155682973539372.xml · derivative · entry 1 COY DEBRA · CIK 0001733776 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,127 Underlying: Common Stock · 5 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. Read SEC document |
| April 30, 2019 Filed May 2, 2019 20:38 UTC |
Alexander Richard MDirector
|
GrantDeferred Phantom Unit · Derivative | 40 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-19-000101 · wf-form4_155682947223954.xml · derivative · entry 1 Alexander Richard M · CIK 0001672990 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,410 Underlying: Common Stock · 40 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. Read SEC document |
| April 30, 2019 Filed May 2, 2019 20:46 UTC |
Fleming Ronnie LDirector · President and CEO
|
GrantPhantom Stock Unit · Derivative | 74 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-19-000109 · wf-form4_155683000287306.xml · derivative · entry 1 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,364 Underlying: Common Stock · 74 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| April 30, 2019 Filed May 2, 2019 20:52 UTC |
Liebman Michael JCFO and Corporate Secretary
|
GrantPhantom Stock Unit · Derivative | 48 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-19-000113 · wf-form4_155683034172395.xml · derivative · entry 1 Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,461 Underlying: Common Stock · 48 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| April 30, 2019 Filed May 2, 2019 16:57 UTC |
Tedesco David CDirector
|
GrantDeferred Phantom Unit · Derivative | 113 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-19-000117 · wf-form4_155683060533326.xml · derivative · entry 1 Tedesco David C · CIK 0001673042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,010 Underlying: Common Stock · 113 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. Read SEC document |
| April 30, 2019 Filed May 2, 2019 20:59 UTC |
Thuneman JasonVice President
|
GrantPhantom Stock Unit · Derivative | 3 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-19-000119 · wf-form4_155683075585851.xml · derivative · entry 1 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,421 Underlying: Common Stock · 3 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. Read SEC document |
| April 30, 2019 Filed May 2, 2019 20:54 UTC |
Rousseau DavidDirector
|
GrantDeferred Phantom Unit · Derivative | 2 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-19-000115 · wf-form4_155683046637362.xml · derivative · entry 1 Rousseau David · CIK 0001769282 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 739 Underlying: Common Stock · 2 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. Read SEC document |
| April 30, 2019 Filed May 2, 2019 20:44 UTC |
Ellsworth JoanneVice President
|
GrantPhantom Stock Unit · Derivative | 2 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-19-000107 · wf-form4_155682986932307.xml · derivative · entry 1 Ellsworth Joanne · CIK 0001709055 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 700 Underlying: Common Stock · 2 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. Read SEC document |
| April 30, 2019 Filed May 2, 2019 20:40 UTC |
Corwin Jonathan C.Vice President
|
GrantPhantom Stock Unit · Derivative | 3 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-19-000103 · wf-form4_155682959216136.xml · derivative · entry 1 Corwin Jonathan C. · CIK 0001709483 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,401 Underlying: Common Stock · 3 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. Read SEC document |
| April 26, 2019 Filed Apr 29, 2019 19:36 UTC |
Alexander Richard MDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $7.50 | $0.00 |
DisclosureSEC source: 0001434728-19-000099 · wf-form4_155656660273250.xml · derivative · entry 3 Alexander Richard M · CIK 0001672990 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2019-05-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vests in two equal annual installments on May 20, 2017 and May 20, 2018. Read SEC document |
| April 26, 2019 Filed Apr 29, 2019 19:36 UTC |
Alexander Richard MDirector
|
Tax withholdingCommon Stock | 38,462 | $9.75 | $375,004.50 |
DisclosureSEC source: 0001434728-19-000099 · wf-form4_155656660273250.xml · nonDerivative · entry 2 Alexander Richard M · CIK 0001672990 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,038 Read SEC document |
| April 26, 2019 Filed Apr 29, 2019 19:36 UTC |
Alexander Richard MDirector
|
Exercise / conversionCommon Stock | 50,000 | $7.50 | $375,000.00 |
DisclosureSEC source: 0001434728-19-000099 · wf-form4_155656660273250.xml · nonDerivative · entry 1 Alexander Richard M · CIK 0001672990 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 17, 2019 Filed Apr 18, 2019 13:02 UTC |
Tedesco David CDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 50,000 | $7.50 Strike: $7.50 | $375,000.00 |
DisclosureSEC source: 0001434728-19-000097 · wf-form4_155560696332850.xml · derivative · entry 2 Tedesco David C · CIK 0001673042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2019-05-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vests in two equal annual installments on May 20, 2017 and May 20, 2018. Read SEC document |
| April 17, 2019 Filed Apr 18, 2019 13:02 UTC |
Tedesco David CDirector
|
Exercise / conversionCommon Stock | 50,000 | $7.50 | $375,000.00 |
DisclosureSEC source: 0001434728-19-000097 · wf-form4_155560696332850.xml · nonDerivative · entry 1 Tedesco David C · CIK 0001673042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 29, 2019 Filed Mar 29, 2019 22:06 UTC |
COY DEBRADirector
|
PurchaseCommon Stock | 2,600 | $9.90 | $25,740.00 |
DisclosureSEC source: 0001434728-19-000073 · wf-form4_155389717815142.xml · nonDerivative · entry 1 COY DEBRA · CIK 0001733776 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,034 Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 23:16 UTC |
Huckelbridge BrettDirector
|
GrantDeferred Phantom Unit · Derivative | 5 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-19-000085 · wf-form4_155424699941684.xml · derivative · entry 1 Huckelbridge Brett · CIK 0001742329 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,122 Underlying: Common Stock · 5 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 23:14 UTC |
Fleming Ronnie LDirector · President and CEO
|
Exercise / conversionPhantom Stock Unit · Derivative | 4,373 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-19-000083 · wf-form4_155424686525021.xml · derivative · entry 5 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,290 Underlying: Common Stock · 4,373 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F6 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F6 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 23:14 UTC |
Fleming Ronnie LDirector · President and CEO
|
GrantPhantom Stock Unit · Derivative | 84 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-19-000083 · wf-form4_155424686525021.xml · derivative · entry 4 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,663 Underlying: Common Stock · 84 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F5 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F5 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 23:14 UTC |
Fleming Ronnie LDirector · President and CEO
|
GrantPhantom Stock Unit · Derivative | 16,848 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-19-000083 · wf-form4_155424686525021.xml · derivative · entry 3 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,579 Underlying: Common Stock · 16,848 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F3 · derivative.exercise_date: The PSUs vest ratably over 12 quarters from the grant date. The PSUs do not have a set expiration date. F3 · derivative.expiration_date: The PSUs vest ratably over 12 quarters from the grant date. The PSUs do not have a set expiration date. F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 23:14 UTC |
Fleming Ronnie LDirector · President and CEO
|
Disposition to issuerCommon Stock | 4,373 | $9.88 | $43,205.24 |
DisclosureSEC source: 0001434728-19-000083 · wf-form4_155424686525021.xml · nonDerivative · entry 2 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 F2 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock for the five day period prior to March 29, 2019. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 23:14 UTC |
Fleming Ronnie LDirector · President and CEO
|
Exercise / conversionCommon Stock | 4,373 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-19-000083 · wf-form4_155424686525021.xml · nonDerivative · entry 1 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,373 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 23:03 UTC |
Alexander Richard MDirector
|
GrantDeferred Phantom Unit · Derivative | 39 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-19-000075 · wf-form4_155424622240790.xml · derivative · entry 1 Alexander Richard M · CIK 0001672990 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,370 Underlying: Common Stock · 39 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.