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Nasdaq · USD

GWRS

Global Water Resources, Inc.

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234
SEC CIK
0001434728
Parsed reports
1,556

Last 12 months

Inside the activity.

10 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202610
Apr 202600
May 202670
Jun 202600
Jul 202600
Aug 202620
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 26, 2019 Filed Aug 27, 2019 20:48 UTC
Thuneman JasonVice President
Exercise / conversionCommon Stock 10,000 $4.26 $42,600.00
Disclosure

SEC source: 0001434728-19-000217 · wf-form4_156693891024143.xml · nonDerivative · entry 1

Thuneman Jason · CIK 0001709124 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 26, 2019 Filed Aug 27, 2019 20:46 UTC
Ellsworth JoanneVice President
Exercise / conversionStock Appreciation Right · Derivative 25,000 $0.00 Strike: $4.26 $0.00
Disclosure

SEC source: 0001434728-19-000215 · wf-form4_156693878037938.xml · derivative · entry 3

Ellsworth Joanne · CIK 0001709055 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2025-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The reporting person was originally granted 50,000 shares of stock appreciation rights on February 11, 2015. The stock appreciation rights vest ratably over sixteen quarters from the grant date.

Read SEC document
August 26, 2019 Filed Aug 27, 2019 20:46 UTC
Ellsworth JoanneVice President
Disposition to issuerCommon Stock 25,000 $12.28 $307,000.00
Disclosure

SEC source: 0001434728-19-000215 · wf-form4_156693878037938.xml · nonDerivative · entry 2

Ellsworth Joanne · CIK 0001709055 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
August 26, 2019 Filed Aug 27, 2019 20:46 UTC
Ellsworth JoanneVice President
Exercise / conversionCommon Stock 25,000 $4.26 $106,500.00
Disclosure

SEC source: 0001434728-19-000215 · wf-form4_156693878037938.xml · nonDerivative · entry 1

Ellsworth Joanne · CIK 0001709055 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 26, 2019 Filed Aug 27, 2019 20:45 UTC
Corwin Jonathan C.Vice President
Exercise / conversionStock Appreciation Right · Derivative 25,000 $0.00 Strike: $4.26 $0.00
Disclosure

SEC source: 0001434728-19-000213 · wf-form4_156693869016973.xml · derivative · entry 3

Corwin Jonathan C. · CIK 0001709483 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2025-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The reporting person was originally granted 50,000 shares of stock appreciation rights on February 11, 2015. The stock appreciation rights vest ratably over sixteen quarters from the grant date.

Read SEC document
August 26, 2019 Filed Aug 27, 2019 20:45 UTC
Corwin Jonathan C.Vice President
Disposition to issuerCommon Stock 25,000 $12.28 $307,000.00
Disclosure

SEC source: 0001434728-19-000213 · wf-form4_156693869016973.xml · nonDerivative · entry 2

Corwin Jonathan C. · CIK 0001709483 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,683

Read SEC document
August 26, 2019 Filed Aug 27, 2019 20:45 UTC
Corwin Jonathan C.Vice President
Exercise / conversionCommon Stock 25,000 $4.26 $106,500.00
Disclosure

SEC source: 0001434728-19-000213 · wf-form4_156693869016973.xml · nonDerivative · entry 1

Corwin Jonathan C. · CIK 0001709483 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,683

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 14, 2019 Filed Aug 15, 2019 17:32 UTC GrantDeferred Phantom Unit · Derivative 637 $0.00 $0.00
Disclosure

SEC source: 0001434728-19-000207 · wf-form4_156589034735794.xml · derivative · entry 1

Huckelbridge Brett · CIK 0001742329 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,505

Underlying: Common Stock · 637 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

Read SEC document
August 14, 2019 Filed Aug 15, 2019 13:40 UTC GrantDeferred Phantom Unit · Derivative 976 $0.00 $0.00
Disclosure

SEC source: 0001434728-19-000211 · wf-form4_156589083621910.xml · derivative · entry 1

Tedesco David C · CIK 0001673042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,576

Underlying: Common Stock · 976 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

Read SEC document
August 14, 2019 Filed Aug 15, 2019 17:35 UTC GrantDeferred Phantom Unit · Derivative 637 $0.00 $0.00
Disclosure

SEC source: 0001434728-19-000209 · wf-form4_156589053201205.xml · derivative · entry 1

Rousseau David · CIK 0001769282 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,108

Underlying: Common Stock · 637 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

Read SEC document
August 13, 2019 Filed Sep 3, 2019 20:43 UTC
Fleming Ronnie LDirector · President and CEO
GrantStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $11.26 $0.00
Disclosure

SEC source: 0001434728-19-000243 · wf-form4_156754338590214.xml · derivative · entry 1

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2029-08-13

F1 · derivative.exercise_date: The option vests in four equal annual installments on August 13, 2020, August 13, 2021, August 13, 2022, and August 13, 2023.

Read SEC document
August 13, 2019 Filed Sep 3, 2019 20:49 UTC
Liebman Michael JCFO and Corporate Secretary
GrantStock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $11.26 $0.00
Disclosure

SEC source: 0001434728-19-000247 · wf-form4_156754376957518.xml · derivative · entry 1

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2029-08-13

F1 · derivative.exercise_date: The option vests in four equal annual installments on August 13, 2020, August 13, 2021, August 13, 2022, and August 13, 2023.

Read SEC document
August 13, 2019 Filed Sep 3, 2019 20:40 UTC
Ellsworth JoanneVice President
GrantStock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $11.26 $0.00
Disclosure

SEC source: 0001434728-19-000241 · wf-form4_156754319077153.xml · derivative · entry 1

Ellsworth Joanne · CIK 0001709055 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2029-08-13

F1 · derivative.exercise_date: The option vests in four equal annual installments on August 13, 2020, August 13, 2021, August 13, 2022, and August 13, 2023.

Read SEC document
August 13, 2019 Filed Sep 3, 2019 20:51 UTC
Thuneman JasonVice President
GrantStock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $11.26 $0.00
Disclosure

SEC source: 0001434728-19-000249 · wf-form4_156754386033124.xml · derivative · entry 1

Thuneman Jason · CIK 0001709124 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2029-08-13

F1 · derivative.exercise_date: The option vests in four equal annual installments on August 13, 2020, August 13, 2021, August 13, 2022, and August 13, 2023.

Read SEC document
August 13, 2019 Filed Sep 3, 2019 20:46 UTC
Krupa Heather MVice President and Controller
GrantStock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $11.26 $0.00
Disclosure

SEC source: 0001434728-19-000245 · wf-form4_156754356907957.xml · derivative · entry 1

Krupa Heather M · CIK 0001785266 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2029-08-13

F1 · derivative.exercise_date: The option vests in four equal annual installments on August 13, 2020, August 13, 2021, August 13, 2022, and August 13, 2023.

Read SEC document
August 13, 2019 Filed Sep 3, 2019 20:38 UTC
Corwin Jonathan C.Vice President
GrantStock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $11.26 $0.00
Disclosure

SEC source: 0001434728-19-000239 · wf-form4_156754310615672.xml · derivative · entry 1

Corwin Jonathan C. · CIK 0001709483 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2029-08-13

F1 · derivative.exercise_date: The option vests in four equal annual installments on August 13, 2020, August 13, 2021, August 13, 2022, and August 13, 2023.

Read SEC document
July 31, 2019 Filed Aug 2, 2019 21:25 UTC GrantDeferred Phantom Unit · Derivative 5 $0.00 $0.00
Disclosure

SEC source: 0001434728-19-000191 · wf-form4_156478112557387.xml · derivative · entry 1

Huckelbridge Brett · CIK 0001742329 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,868

Underlying: Common Stock · 5 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

Read SEC document
July 31, 2019 Filed Aug 2, 2019 21:23 UTC
Fleming Ronnie LDirector · President and CEO
GrantPhantom Stock Unit · Derivative 49 $0.00 $0.00
Disclosure

SEC source: 0001434728-19-000189 · wf-form4_156478099201713.xml · derivative · entry 1

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,138

Underlying: Common Stock · 49 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
July 31, 2019 Filed Aug 2, 2019 21:04 UTC GrantDeferred Phantom Unit · Derivative 32 $0.00 $0.00
Disclosure

SEC source: 0001434728-19-000181 · wf-form4_156477987659953.xml · derivative · entry 1

Alexander Richard M · CIK 0001672990 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,521

Underlying: Common Stock · 32 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

Read SEC document
July 31, 2019 Filed Aug 2, 2019 17:30 UTC GrantDeferred Phantom Unit · Derivative 92 $0.00 $0.00
Disclosure

SEC source: 0001434728-19-000197 · wf-form4_156478141392040.xml · derivative · entry 1

Tedesco David C · CIK 0001673042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,600

Underlying: Common Stock · 92 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

Read SEC document
July 31, 2019 Filed Aug 2, 2019 21:27 UTC
Liebman Michael JCFO and Corporate Secretary
GrantPhantom Stock Unit · Derivative 32 $0.00 $0.00
Disclosure

SEC source: 0001434728-19-000193 · wf-form4_156478122955189.xml · derivative · entry 1

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,815

Underlying: Common Stock · 32 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
July 31, 2019 Filed Aug 2, 2019 21:06 UTC
Corwin Jonathan C.Vice President
GrantPhantom Stock Unit · Derivative 2 $0.00 $0.00
Disclosure

SEC source: 0001434728-19-000183 · wf-form4_156477995654612.xml · derivative · entry 1

Corwin Jonathan C. · CIK 0001709483 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,273

Underlying: Common Stock · 2 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

Read SEC document
July 31, 2019 Filed Aug 2, 2019 21:09 UTC
Ellsworth JoanneVice President
GrantPhantom Stock Unit · Derivative 1 $0.00 $0.00
Disclosure

SEC source: 0001434728-19-000187 · wf-form4_156478015563566.xml · derivative · entry 1

Ellsworth Joanne · CIK 0001709055 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 636

Underlying: Common Stock · 1 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

Read SEC document
July 31, 2019 Filed Aug 2, 2019 21:32 UTC
Thuneman JasonVice President
GrantPhantom Stock Unit · Derivative 2 $0.00 $0.00
Disclosure

SEC source: 0001434728-19-000199 · wf-form4_156478150749493.xml · derivative · entry 1

Thuneman Jason · CIK 0001709124 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,291

Underlying: Common Stock · 2 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

Read SEC document
July 31, 2019 Filed Aug 2, 2019 21:28 UTC GrantDeferred Phantom Unit · Derivative 3 $0.00 $0.00
Disclosure

SEC source: 0001434728-19-000195 · wf-form4_156478131722519.xml · derivative · entry 1

Rousseau David · CIK 0001769282 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,471

Underlying: Common Stock · 3 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

Read SEC document
July 31, 2019 Filed Aug 2, 2019 21:07 UTC
COY DEBRADirector
GrantDeferred Phantom Unit · Derivative 4 $0.00 $0.00
Disclosure

SEC source: 0001434728-19-000185 · wf-form4_156478005907267.xml · derivative · entry 1

COY DEBRA · CIK 0001733776 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,141

Underlying: Common Stock · 4 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

Read SEC document
July 31, 2019 Filed Mar 24, 2020 21:56 UTC
COY DEBRADirector
PurchaseCommon Stock 30.435 $12.54 $381.65
Disclosure

SEC source: 0001434728-20-000083 · wf-form5_158508699909861.xml · nonDerivative · entry 11

COY DEBRA · CIK 0001733776 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,332.848

F1 · shares: Represents shares acquired through an automatic broker-administered dividend reinvestment program pursuant to a prior election made by the reporting person.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 18:46 UTC GrantDeferred Phantom Unit · Derivative 7 $0.00 $0.00
Disclosure

SEC source: 0001434728-19-000171 · wf-form4_156209316177446.xml · derivative · entry 1

Huckelbridge Brett · CIK 0001742329 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,863

Underlying: Common Stock · 7 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 18:47 UTC
Liebman Michael JCFO and Corporate Secretary
Exercise / conversionPhantom Stock Unit · Derivative 2,772 $0.00 $0.00
Disclosure

SEC source: 0001434728-19-000173 · wf-form4_156209324551165.xml · derivative · entry 4

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,783

Underlying: Common Stock · 2,772 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F5 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F5 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 18:47 UTC
Liebman Michael JCFO and Corporate Secretary
GrantPhantom Stock Unit · Derivative 45 $0.00 $0.00
Disclosure

SEC source: 0001434728-19-000173 · wf-form4_156209324551165.xml · derivative · entry 3

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,555

Underlying: Common Stock · 45 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F3 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date.

F3 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date.

F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 18:47 UTC
Liebman Michael JCFO and Corporate Secretary
Disposition to issuerCommon Stock 2,772 $10.21 $28,302.12
Disclosure

SEC source: 0001434728-19-000173 · wf-form4_156209324551165.xml · nonDerivative · entry 2

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

F2 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to June 28, 2019.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 18:47 UTC
Liebman Michael JCFO and Corporate Secretary
Exercise / conversionCommon Stock 2,772 $0.00 $0.00
Disclosure

SEC source: 0001434728-19-000173 · wf-form4_156209324551165.xml · nonDerivative · entry 1

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,772

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

Read SEC document
June 28, 2019 Filed Jul 2, 2019 18:44 UTC
Fleming Ronnie LDirector · President and CEO
Exercise / conversionPhantom Stock Unit · Derivative 4,421 $0.00 $0.00
Disclosure

SEC source: 0001434728-19-000169 · wf-form4_156209307736299.xml · derivative · entry 4

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,089

Underlying: Common Stock · 4,421 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F5 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F5 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 18:44 UTC
Fleming Ronnie LDirector · President and CEO
GrantPhantom Stock Unit · Derivative 70 $0.00 $0.00
Disclosure

SEC source: 0001434728-19-000169 · wf-form4_156209307736299.xml · derivative · entry 3

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,510

Underlying: Common Stock · 70 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F3 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date.

F3 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date.

F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 18:44 UTC
Fleming Ronnie LDirector · President and CEO
Disposition to issuerCommon Stock 4,421 $10.21 $45,138.41
Disclosure

SEC source: 0001434728-19-000169 · wf-form4_156209307736299.xml · nonDerivative · entry 2

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,000

F2 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to June 28, 2019.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 18:44 UTC
Fleming Ronnie LDirector · President and CEO
Exercise / conversionCommon Stock 4,421 $0.00 $0.00
Disclosure

SEC source: 0001434728-19-000169 · wf-form4_156209307736299.xml · nonDerivative · entry 1

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,421

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

Read SEC document
June 28, 2019 Filed Jul 2, 2019 18:33 UTC GrantDeferred Phantom Unit · Derivative 38 $0.00 $0.00
Disclosure

SEC source: 0001434728-19-000161 · wf-form4_156209238142127.xml · derivative · entry 1

Alexander Richard M · CIK 0001672990 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,489

Underlying: Common Stock · 38 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 14:52 UTC GrantDeferred Phantom Unit · Derivative 109 $0.00 $0.00
Disclosure

SEC source: 0001434728-19-000177 · wf-form4_156209352317003.xml · derivative · entry 1

Tedesco David C · CIK 0001673042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,508

Underlying: Common Stock · 109 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 18:40 UTC
COY DEBRADirector
GrantDeferred Phantom Unit · Derivative 5 $0.00 $0.00
Disclosure

SEC source: 0001434728-19-000165 · wf-form4_156209281562406.xml · derivative · entry 1

COY DEBRA · CIK 0001733776 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,137

Underlying: Common Stock · 5 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 18:43 UTC
Ellsworth JoanneVice President
Exercise / conversionPhantom Stock Unit · Derivative 69 $0.00 $0.00
Disclosure

SEC source: 0001434728-19-000167 · wf-form4_156209298411191.xml · derivative · entry 4

Ellsworth Joanne · CIK 0001709055 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 635

Underlying: Common Stock · 69 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F4 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F4 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 18:43 UTC
Ellsworth JoanneVice President
GrantPhantom Stock Unit · Derivative 2 $0.00 $0.00
Disclosure

SEC source: 0001434728-19-000167 · wf-form4_156209298411191.xml · derivative · entry 3

Ellsworth Joanne · CIK 0001709055 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 704

Underlying: Common Stock · 2 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F3 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date.

F3 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 18:43 UTC
Ellsworth JoanneVice President
Disposition to issuerCommon Stock 69 $10.21 $704.49
Disclosure

SEC source: 0001434728-19-000167 · wf-form4_156209298411191.xml · nonDerivative · entry 2

Ellsworth Joanne · CIK 0001709055 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to June 28, 2019.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 18:43 UTC
Ellsworth JoanneVice President
Exercise / conversionCommon Stock 69 $0.00 $0.00
Disclosure

SEC source: 0001434728-19-000167 · wf-form4_156209298411191.xml · nonDerivative · entry 1

Ellsworth Joanne · CIK 0001709055 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

Read SEC document
June 28, 2019 Filed Jul 2, 2019 18:54 UTC
Thuneman JasonVice President
Exercise / conversionPhantom Stock Unit · Derivative 139 $0.00 $0.00
Disclosure

SEC source: 0001434728-19-000179 · wf-form4_156209363688394.xml · derivative · entry 4

Thuneman Jason · CIK 0001709124 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,289

Underlying: Common Stock · 139 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F4 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F4 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 18:54 UTC
Thuneman JasonVice President
GrantPhantom Stock Unit · Derivative 3 $0.00 $0.00
Disclosure

SEC source: 0001434728-19-000179 · wf-form4_156209363688394.xml · derivative · entry 3

Thuneman Jason · CIK 0001709124 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,428

Underlying: Common Stock · 3 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F3 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date.

F3 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 18:54 UTC
Thuneman JasonVice President
Disposition to issuerCommon Stock 139 $10.21 $1,419.19
Disclosure

SEC source: 0001434728-19-000179 · wf-form4_156209363688394.xml · nonDerivative · entry 2

Thuneman Jason · CIK 0001709124 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to June 28, 2019.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 18:54 UTC
Thuneman JasonVice President
Exercise / conversionCommon Stock 139 $0.00 $0.00
Disclosure

SEC source: 0001434728-19-000179 · wf-form4_156209363688394.xml · nonDerivative · entry 1

Thuneman Jason · CIK 0001709124 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

Read SEC document
June 28, 2019 Filed Jul 2, 2019 18:48 UTC GrantDeferred Phantom Unit · Derivative 3 $0.00 $0.00
Disclosure

SEC source: 0001434728-19-000175 · wf-form4_156209332314412.xml · derivative · entry 1

Rousseau David · CIK 0001769282 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,468

Underlying: Common Stock · 3 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 18:39 UTC
Corwin Jonathan C.Vice President
Exercise / conversionPhantom Stock Unit · Derivative 137 $0.00 $0.00
Disclosure

SEC source: 0001434728-19-000163 · wf-form4_156209274826222.xml · derivative · entry 4

Corwin Jonathan C. · CIK 0001709483 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,271

Underlying: Common Stock · 137 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F4 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F4 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 18:39 UTC
Corwin Jonathan C.Vice President
GrantPhantom Stock Unit · Derivative 3 $0.00 $0.00
Disclosure

SEC source: 0001434728-19-000163 · wf-form4_156209274826222.xml · derivative · entry 3

Corwin Jonathan C. · CIK 0001709483 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,408

Underlying: Common Stock · 3 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F3 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date.

F3 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.