Tapewire

NYSE · USD

GWRE

Guidewire Software, Inc.

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Tapewire entity
3313
SEC CIK
0001528396
Parsed reports
906

Last 12 months

Inside the activity.

0 purchase rows · 89 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202506
Dec 2025013
Jan 202604
Feb 202604
Mar 2026011
Apr 202604
May 202604
Jun 2026011
Jul 202605
Aug 202609
Sep 2026015
Oct 202603

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 15, 2017 Filed May 16, 2017 23:00 UTC
Roza ScottChief Business Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 583 $0.00 Strike: $45.80 $0.00
Disclosure

SEC source: 0001593806-17-000017 · edgardoc.xml · derivative · entry 6

Roza Scott · CIK 0001593806 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,497

Underlying: Common Stock · 583 shares

Expires 2023-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: When both ISO and NQ Stock Options granted on December 5, 2013 are combined, they vest over four years of continuous service as follows: 1/4th of the underlying shares vest on the one year anniversary of the vesting commencement date of November 15, 2013 and an additional 1/48th of the underlying shares vest monthly thereafter.

Read SEC document
May 15, 2017 Filed May 16, 2017 23:00 UTC
Roza ScottChief Business Officer
Exercise / conversionIncentive Stock Option (right to buy) · Derivative 199 $0.00 Strike: $45.80 $0.00
Disclosure

SEC source: 0001593806-17-000017 · edgardoc.xml · derivative · entry 5

Roza Scott · CIK 0001593806 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,191

Underlying: Common Stock · 199 shares

Expires 2023-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: When both ISO and NQ Stock Options granted on December 5, 2013 are combined, they vest over four years of continuous service as follows: 1/4th of the underlying shares vest on the one year anniversary of the vesting commencement date of November 15, 2013 and an additional 1/48th of the underlying shares vest monthly thereafter.

Read SEC document
May 15, 2017 Filed May 16, 2017 23:00 UTC
Roza ScottChief Business Officer
SaleCommon Stock 782 $61.78 $48,311.96
Disclosure

SEC source: 0001593806-17-000017 · edgardoc.xml · nonDerivative · entry 3

Roza Scott · CIK 0001593806 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800

F1 · kind: Automatic option exercise and sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 22, 2016.

Read SEC document
May 15, 2017 Filed May 16, 2017 23:00 UTC
Roza ScottChief Business Officer
Exercise / conversionCommon Stock 199 $45.80 $9,114.20
Disclosure

SEC source: 0001593806-17-000017 · edgardoc.xml · nonDerivative · entry 2

Roza Scott · CIK 0001593806 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,582

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2017 Filed May 16, 2017 23:00 UTC
Roza ScottChief Business Officer
Exercise / conversionCommon Stock 583 $45.80 $26,701.40
Disclosure

SEC source: 0001593806-17-000017 · edgardoc.xml · nonDerivative · entry 1

Roza Scott · CIK 0001593806 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,383

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2017 Filed May 16, 2017 21:52 UTC
Polelle MichaelChief Delivery Officer
Exercise / conversionIncentive Stock Option (right to buy) · Derivative 208 $0.00 Strike: $36.54 $0.00
Disclosure

SEC source: 0001609633-17-000010 · edgardoc.xml · derivative · entry 3

Polelle Michael · CIK 0001609633 · Chief Delivery Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,293

Underlying: Common Stock · 208 shares

Expires 2024-06-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: When both ISO and NQ Stock Options granted on June 4, 2014 are combined, they vest over four years of continuous service as follows: 1/4th of the underlying shares vest on the one year anniversary of the vesting commencement date of April 14, 2014 and an additional 1/48th of the underlying shares vest monthly thereafter.

Read SEC document
May 15, 2017 Filed May 16, 2017 21:52 UTC
Polelle MichaelChief Delivery Officer
SaleCommon Stock 208 $61.78 $12,850.24
Disclosure

SEC source: 0001609633-17-000010 · edgardoc.xml · nonDerivative · entry 2

Polelle Michael · CIK 0001609633 · Chief Delivery Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Automatic option exercise and sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 22, 2016.

Read SEC document
May 15, 2017 Filed May 16, 2017 21:52 UTC
Polelle MichaelChief Delivery Officer
Exercise / conversionCommon Stock 208 $36.54 $7,600.32
Disclosure

SEC source: 0001609633-17-000010 · edgardoc.xml · nonDerivative · entry 1

Polelle Michael · CIK 0001609633 · Chief Delivery Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 12, 2017 Filed May 16, 2017 00:08 UTC
Ryu MarcusDirector · CEO and President
Exercise / conversionIncentive Stock Option (right to buy) · Derivative 179,317 $0.00 Strike: $2.74 $0.00
Disclosure

SEC source: 0001540041-17-000018 · edgardoc.xml · derivative · entry 2

Ryu Marcus · CIK 0001540041 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 179,317 shares

Expires 2017-08-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option fully vested on August 16, 2011 and is fully exercisable.

Read SEC document
May 12, 2017 Filed May 16, 2017 00:08 UTC
Ryu MarcusDirector · CEO and President
Exercise / conversionCommon Stock 179,317 $2.74 $491,328.58
Disclosure

SEC source: 0001540041-17-000018 · edgardoc.xml · nonDerivative · entry 1

Ryu Marcus · CIK 0001540041 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,775

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2017 Filed May 5, 2017 20:16 UTC
Roza ScottChief Business Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 93 $0.00 Strike: $45.27 $0.00
Disclosure

SEC source: 0001557593-17-000016 · edgardoc.xml · derivative · entry 4

Roza Scott · CIK 0001593806 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 657

Underlying: Common Stock · 93 shares

Expires 2024-09-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: When both ISO and NQ Stock Options granted on September 4, 2014 are combined, they vest over four years as follows: 1/48 of the underlying shares vest monthly following the vesting commencement date of September 4, 2014, subject to the Reporting Person's continuous service.

Read SEC document
May 04, 2017 Filed May 5, 2017 20:16 UTC
Roza ScottChief Business Officer
SaleCommon Stock 93 $60.85 $5,659.05
Disclosure

SEC source: 0001557593-17-000016 · edgardoc.xml · nonDerivative · entry 2

Roza Scott · CIK 0001593806 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800

F1 · kind: Automatic option exercise and sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 22, 2016.

Read SEC document
May 04, 2017 Filed May 5, 2017 20:16 UTC
Roza ScottChief Business Officer
Exercise / conversionCommon Stock 93 $45.27 $4,210.11
Disclosure

SEC source: 0001557593-17-000016 · edgardoc.xml · nonDerivative · entry 1

Roza Scott · CIK 0001593806 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 893

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2017 Filed May 5, 2017 20:13 UTC
Hung PriscillaChief Administrative Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 113 $0.00 Strike: $45.27 $0.00
Disclosure

SEC source: 0001557593-17-000015 · edgardoc.xml · derivative · entry 5

Hung Priscilla · CIK 0001557593 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 790

Underlying: Common Stock · 113 shares

Expires 2024-09-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: When both ISO and NQ Stock Options granted on September 4, 2014 are combined, they vest over four years as follows: 1/48 of the underlying shares vest monthly following the vesting commencement date of September 4, 2014, subject to the Reporting Person's continuous service.

Read SEC document
May 04, 2017 Filed May 5, 2017 20:13 UTC
Hung PriscillaChief Administrative Officer
Exercise / conversionIncentive Stock Option (right to buy) · Derivative 22 $0.00 Strike: $45.27 $0.00
Disclosure

SEC source: 0001557593-17-000015 · edgardoc.xml · derivative · entry 4

Hung Priscilla · CIK 0001557593 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,378

Underlying: Common Stock · 22 shares

Expires 2024-09-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: When both ISO and NQ Stock Options granted on September 4, 2014 are combined, they vest over four years as follows: 1/48 of the underlying shares vest monthly following the vesting commencement date of September 4, 2014, subject to the Reporting Person's continuous service.

Read SEC document
May 04, 2017 Filed May 5, 2017 20:13 UTC
Hung PriscillaChief Administrative Officer
SaleCommon Stock 135 $60.85 $8,214.75
Disclosure

SEC source: 0001557593-17-000015 · edgardoc.xml · nonDerivative · entry 3

Hung Priscilla · CIK 0001557593 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 599

F1 · kind: Automatic option exercise and sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 23, 2015 and amended January 13, 2017.

Read SEC document
May 04, 2017 Filed May 5, 2017 20:13 UTC
Hung PriscillaChief Administrative Officer
Exercise / conversionCommon Stock 113 $45.27 $5,115.51
Disclosure

SEC source: 0001557593-17-000015 · edgardoc.xml · nonDerivative · entry 2

Hung Priscilla · CIK 0001557593 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 734

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2017 Filed May 5, 2017 20:13 UTC
Hung PriscillaChief Administrative Officer
Exercise / conversionCommon Stock 22 $45.27 $995.94
Disclosure

SEC source: 0001557593-17-000015 · edgardoc.xml · nonDerivative · entry 1

Hung Priscilla · CIK 0001557593 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 621

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2017 Filed May 3, 2017 01:31 UTC
Ryu MarcusDirector · CEO and President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 17,878 $0.00 Strike: $7.50 $0.00
Disclosure

SEC source: 0001540041-17-000016 · edgardoc.xml · derivative · entry 10

Ryu Marcus · CIK 0001540041 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,878 shares

Expires 2021-07-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: When both ISO and NQ Stock Options granted on July 21, 2011 are combined, they vest over four years of continuous service as follows: 1/48th of the underlying shares vest monthly following the vesting commencement date of July 21, 2011.

Read SEC document
May 01, 2017 Filed May 3, 2017 01:31 UTC
Ryu MarcusDirector · CEO and President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 967 $0.00 Strike: $3.92 $0.00
Disclosure

SEC source: 0001540041-17-000016 · edgardoc.xml · derivative · entry 9

Ryu Marcus · CIK 0001540041 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,033

Underlying: Common Stock · 967 shares

Expires 2019-12-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This Stock Option vests over four years of continuous service as follows: 1/48th of the underlying shares vest monthly following the vesting commencement date of December 21, 2009.

Read SEC document
May 01, 2017 Filed May 3, 2017 01:31 UTC
Ryu MarcusDirector · CEO and President
Exercise / conversionIncentive Stock Option (right to buy) · Derivative 1,155 $0.00 Strike: $7.50 $0.00
Disclosure

SEC source: 0001540041-17-000016 · edgardoc.xml · derivative · entry 8

Ryu Marcus · CIK 0001540041 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,155 shares

Expires 2021-07-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: When both ISO and NQ Stock Options granted on July 21, 2011 are combined, they vest over four years of continuous service as follows: 1/48th of the underlying shares vest monthly following the vesting commencement date of July 21, 2011.

Read SEC document
May 01, 2017 Filed May 3, 2017 01:31 UTC
Ryu MarcusDirector · CEO and President
SaleCommon Stock 5,000 $61.00 $304,977.50
Disclosure

SEC source: 0001540041-17-000016 · edgardoc.xml · nonDerivative · entry 7

Ryu Marcus · CIK 0001540041 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,458

F1 · kind: Automatic stock option exercise and sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 14, 2016.

F2 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $60.67 to $61.57 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 01, 2017 Filed May 3, 2017 01:31 UTC
Ryu MarcusDirector · CEO and President
SaleCommon Stock 5,000 $60.99 $304,974.50
Disclosure

SEC source: 0001540041-17-000016 · edgardoc.xml · nonDerivative · entry 6

Ryu Marcus · CIK 0001540041 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,458

F1 · kind: Automatic stock option exercise and sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 14, 2016.

F2 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $60.67 to $61.57 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 01, 2017 Filed May 3, 2017 01:31 UTC
Ryu MarcusDirector · CEO and President
SaleCommon Stock 5,000 $61.00 $304,981.00
Disclosure

SEC source: 0001540041-17-000016 · edgardoc.xml · nonDerivative · entry 5

Ryu Marcus · CIK 0001540041 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,458

F1 · kind: Automatic stock option exercise and sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 14, 2016.

F2 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $60.67 to $61.57 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 01, 2017 Filed May 3, 2017 01:31 UTC
Ryu MarcusDirector · CEO and President
SaleCommon Stock 5,000 $61.00 $304,975.50
Disclosure

SEC source: 0001540041-17-000016 · edgardoc.xml · nonDerivative · entry 4

Ryu Marcus · CIK 0001540041 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,458

F1 · kind: Automatic stock option exercise and sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 14, 2016.

F2 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $60.67 to $61.57 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 01, 2017 Filed May 3, 2017 01:31 UTC
Ryu MarcusDirector · CEO and President
Exercise / conversionCommon Stock 967 $3.92 $3,790.64
Disclosure

SEC source: 0001540041-17-000016 · edgardoc.xml · nonDerivative · entry 3

Ryu Marcus · CIK 0001540041 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,458

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2017 Filed May 3, 2017 01:31 UTC
Ryu MarcusDirector · CEO and President
Exercise / conversionCommon Stock 1,155 $7.50 $8,662.50
Disclosure

SEC source: 0001540041-17-000016 · edgardoc.xml · nonDerivative · entry 2

Ryu Marcus · CIK 0001540041 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,491

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2017 Filed May 3, 2017 01:31 UTC
Ryu MarcusDirector · CEO and President
Exercise / conversionCommon Stock 17,878 $7.50 $134,085.00
Disclosure

SEC source: 0001540041-17-000016 · edgardoc.xml · nonDerivative · entry 1

Ryu Marcus · CIK 0001540041 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,336

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 27, 2017 Filed Apr 27, 2017 23:32 UTC
Hung PriscillaChief Administrative Officer
Exercise / conversionIncentive Stock Option (right to buy) · Derivative 833 $0.00 Strike: $46.77 $0.00
Disclosure

SEC source: 0001557593-17-000013 · edgardoc.xml · derivative · entry 3

Hung Priscilla · CIK 0001557593 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,042

Underlying: Common Stock · 833 shares

Expires 2023-09-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: When both ISO and NQ Stock Options granted on September 13, 2013 are combined, they vest over four years of continuous service as follows: 1/48th of the underlying shares vest monthly following the vesting commencement date of September 13, 2013.

Read SEC document
April 27, 2017 Filed Apr 27, 2017 23:32 UTC
Hung PriscillaChief Administrative Officer
SaleCommon Stock 833 $61.77 $51,454.41
Disclosure

SEC source: 0001557593-17-000013 · edgardoc.xml · nonDerivative · entry 2

Hung Priscilla · CIK 0001557593 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 599

F1 · kind: Automatic option exercise and sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 23, 2015 and amended January 13, 2017.

Read SEC document
April 27, 2017 Filed Apr 27, 2017 23:32 UTC
Hung PriscillaChief Administrative Officer
Exercise / conversionCommon Stock 833 $46.77 $38,959.41
Disclosure

SEC source: 0001557593-17-000013 · edgardoc.xml · nonDerivative · entry 1

Hung Priscilla · CIK 0001557593 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,432

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 24, 2017 Filed Apr 25, 2017 21:16 UTC
Ryu MarcusDirector · CEO and President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $7.50 $0.00
Disclosure

SEC source: 0001540041-17-000014 · edgardoc.xml · derivative · entry 3

Ryu Marcus · CIK 0001540041 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,878

Underlying: Common Stock · 5,000 shares

Expires 2021-07-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: When both ISO and NQ Stock Options granted on July 21, 2011 are combined, they vest over four years of continuous service as follows: 1/48th of the underlying shares vest monthly following the vesting commencement date of July 21, 2011.

Read SEC document
April 24, 2017 Filed Apr 25, 2017 21:16 UTC
Ryu MarcusDirector · CEO and President
SaleCommon Stock 5,000 $60.00 $300,000.00
Disclosure

SEC source: 0001540041-17-000014 · edgardoc.xml · nonDerivative · entry 2

Ryu Marcus · CIK 0001540041 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,458

F1 · kind: Automatic stock option exercise and sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 14, 2016.

Read SEC document
April 24, 2017 Filed Apr 25, 2017 21:16 UTC
Ryu MarcusDirector · CEO and President
Exercise / conversionCommon Stock 5,000 $7.50 $37,500.00
Disclosure

SEC source: 0001540041-17-000014 · edgardoc.xml · nonDerivative · entry 1

Ryu Marcus · CIK 0001540041 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,458

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 24, 2017 Filed Apr 25, 2017 21:10 UTC
Hung PriscillaChief Administrative Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 858 $0.00 Strike: $45.27 $0.00
Disclosure

SEC source: 0001557593-17-000011 · edgardoc.xml · derivative · entry 6

Hung Priscilla · CIK 0001557593 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 903

Underlying: Common Stock · 858 shares

Expires 2024-09-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: When both ISO and NQ Stock Options granted on September 4, 2014 are combined, they vest over four years as follows: 1/48 of the underlying shares vest monthly following the vesting commencement date of September 4, 2014, subject to the Reporting Person's continuous service.

Read SEC document
April 24, 2017 Filed Apr 25, 2017 21:10 UTC
Hung PriscillaChief Administrative Officer
Exercise / conversionIncentive Stock Option (right to buy) · Derivative 90 $0.00 Strike: $45.27 $0.00
Disclosure

SEC source: 0001557593-17-000011 · edgardoc.xml · derivative · entry 5

Hung Priscilla · CIK 0001557593 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,400

Underlying: Common Stock · 90 shares

Expires 2024-09-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: When both ISO and NQ Stock Options granted on September 4, 2014 are combined, they vest over four years as follows: 1/48 of the underlying shares vest monthly following the vesting commencement date of September 4, 2014, subject to the Reporting Person's continuous service.

Read SEC document
April 24, 2017 Filed Apr 25, 2017 21:10 UTC
Hung PriscillaChief Administrative Officer
SaleCommon Stock 90 $60.27 $5,424.30
Disclosure

SEC source: 0001557593-17-000011 · edgardoc.xml · nonDerivative · entry 4

Hung Priscilla · CIK 0001557593 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 599

F1 · kind: Automatic option exercise and sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 23, 2015 and amended January 13, 2017.

Read SEC document
April 24, 2017 Filed Apr 25, 2017 21:10 UTC
Hung PriscillaChief Administrative Officer
Exercise / conversionCommon Stock 90 $45.27 $4,074.30
Disclosure

SEC source: 0001557593-17-000011 · edgardoc.xml · nonDerivative · entry 3

Hung Priscilla · CIK 0001557593 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 689

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 24, 2017 Filed Apr 25, 2017 21:10 UTC
Hung PriscillaChief Administrative Officer
SaleCommon Stock 858 $60.27 $51,711.66
Disclosure

SEC source: 0001557593-17-000011 · edgardoc.xml · nonDerivative · entry 2

Hung Priscilla · CIK 0001557593 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 599

F1 · kind: Automatic option exercise and sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 23, 2015 and amended January 13, 2017.

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April 24, 2017 Filed Apr 25, 2017 21:10 UTC
Hung PriscillaChief Administrative Officer
Exercise / conversionCommon Stock 858 $45.27 $38,841.66
Disclosure

SEC source: 0001557593-17-000011 · edgardoc.xml · nonDerivative · entry 1

Hung Priscilla · CIK 0001557593 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,457

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 17, 2017 Filed Apr 17, 2017 21:18 UTC
Conway CraigDirector
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 300 $0.00 Strike: $35.00 $0.00
Disclosure

SEC source: 0001340922-17-000005 · edgardoc.xml · derivative · entry 4

Conway Craig · CIK 0001340922 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,111

Underlying: Common Stock · 300 shares

Expires 2022-03-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option shall become vested and exercisable with respect to 100% of the shares on December 1, 2012, subject to the Reporting Person's continued service as a Director on such date.

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April 17, 2017 Filed Apr 17, 2017 21:18 UTC
Conway CraigDirector
SaleCommon Stock 300 $58.43 $17,529.00
Disclosure

SEC source: 0001340922-17-000005 · edgardoc.xml · nonDerivative · entry 3

Conway Craig · CIK 0001340922 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,347

F2 · kind: Automatic sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person on January 12, 2017.

Read SEC document
April 17, 2017 Filed Apr 17, 2017 21:18 UTC
Conway CraigDirector
SaleCommon Stock 300 $58.43 $17,529.00
Disclosure

SEC source: 0001340922-17-000005 · edgardoc.xml · nonDerivative · entry 2

Conway Craig · CIK 0001340922 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,647

F1 · kind: Automatic option exercise and same day sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person on January 12, 2017.

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April 17, 2017 Filed Apr 17, 2017 21:18 UTC
Conway CraigDirector
Exercise / conversionCommon Stock 300 $35.00 $10,500.00
Disclosure

SEC source: 0001340922-17-000005 · edgardoc.xml · nonDerivative · entry 1

Conway Craig · CIK 0001340922 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,947

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 17, 2017 Filed Apr 18, 2017 21:10 UTC
Polelle MichaelChief Delivery Officer
Exercise / conversionIncentive Stock Option (right to buy) · Derivative 208 $0.00 Strike: $36.54 $0.00
Disclosure

SEC source: 0001609633-17-000008 · edgardoc.xml · derivative · entry 3

Polelle Michael · CIK 0001609633 · Chief Delivery Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,501

Underlying: Common Stock · 208 shares

Expires 2024-06-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: When both ISO and NQ Stock Options granted on June 4, 2014 are combined, they vest over four years of continuous service as follows: 1/4th of the underlying shares vest on the one year anniversary of the vesting commencement date of April 14, 2014 and an additional 1/48th of the underlying shares vest monthly thereafter.

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April 17, 2017 Filed Apr 18, 2017 21:10 UTC
Polelle MichaelChief Delivery Officer
SaleCommon Stock 208 $58.43 $12,153.44
Disclosure

SEC source: 0001609633-17-000008 · edgardoc.xml · nonDerivative · entry 2

Polelle Michael · CIK 0001609633 · Chief Delivery Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Automatic option exercise and sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 22, 2016.

Read SEC document
April 17, 2017 Filed Apr 18, 2017 21:10 UTC
Polelle MichaelChief Delivery Officer
Exercise / conversionCommon Stock 208 $36.54 $7,600.32
Disclosure

SEC source: 0001609633-17-000008 · edgardoc.xml · nonDerivative · entry 1

Polelle Michael · CIK 0001609633 · Chief Delivery Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 17, 2017 Filed Apr 18, 2017 21:50 UTC
Roza ScottChief Business Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,166 $0.00 Strike: $45.80 $0.00
Disclosure

SEC source: 0001593806-17-000014 · edgardoc.xml · derivative · entry 6

Roza Scott · CIK 0001593806 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,080

Underlying: Common Stock · 1,166 shares

Expires 2023-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: When both ISO and NQ Stock Options granted on December 5, 2013 are combined, they vest over four years of continuous service as follows: 1/4th of the underlying shares vest on the one year anniversary of the vesting commencement date of November 15, 2013 and an additional 1/48th of the underlying shares vest monthly thereafter.

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April 17, 2017 Filed Apr 18, 2017 21:50 UTC
Roza ScottChief Business Officer
Exercise / conversionIncentive Stock Option (right to buy) · Derivative 397 $0.00 Strike: $45.80 $0.00
Disclosure

SEC source: 0001593806-17-000014 · edgardoc.xml · derivative · entry 5

Roza Scott · CIK 0001593806 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,390

Underlying: Common Stock · 397 shares

Expires 2023-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: When both ISO and NQ Stock Options granted on December 5, 2013 are combined, they vest over four years of continuous service as follows: 1/4th of the underlying shares vest on the one year anniversary of the vesting commencement date of November 15, 2013 and an additional 1/48th of the underlying shares vest monthly thereafter.

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April 17, 2017 Filed Apr 18, 2017 21:50 UTC
Roza ScottChief Business Officer
SaleCommon Stock 1,563 $58.43 $91,326.09
Disclosure

SEC source: 0001593806-17-000014 · edgardoc.xml · nonDerivative · entry 3

Roza Scott · CIK 0001593806 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800

F1 · kind: Automatic option exercise and sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 22, 2016.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.