GWRE

SEC source: 0001540041-18-000016 · edgardoc.xml · derivative · entry 7

Ryu Marcus · CIK 0001540041 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,497

Underlying: Common Stock · 2,610 shares

Expires 2026-09-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The grant consists of four separate issuances of Restricted Stock Units, each with vesting subject to the Reporting Person's continued service to the Issuer. The first is 41,771 units vesting as follows: 1/16th of the units vest quarterly commencing December 15, 2016. The second is 38,529 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were deemed met and exceeded by the Issuer's Board of Directors, and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2017 and an additional 1/16th of the units will vest quarterly thereafter. The third and fourth consist of units for which vesting will be determined based on (i) the Issuer's total shareholder return percentile ranking relative to a set peer group, over a three year period ending on July 31, 2019 and (ii) attainment of certain financial targets by Issuer over the same period.

SEC source: 0001540041-18-000016 · edgardoc.xml · derivative · entry 6

Ryu Marcus · CIK 0001540041 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,468

Underlying: Common Stock · 2,893 shares

Expires 2025-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The grant consists of two separate issuances of Restricted Stock Units. One issuance consists of 46,296 units which vest as follows: 1/16th of the units vest quarterly commencing December 15, 2015, subject to the Reporting Person's continued service to the Issuer. The second issuance consists of 69,447 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were previously deemed by the Issuer's Board of Directors to have been met and exceeded, and the time-based vesting criteria are as follows: 1/4th of the units vested on the one year anniversary of the vesting commencement date of September 15, 2015 and an additional 1/16th of the units will vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer.

SEC source: 0001540041-18-000016 · edgardoc.xml · derivative · entry 5

Ryu Marcus · CIK 0001540041 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,859

Underlying: Common Stock · 2,301 shares

Expires 2024-09-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The grant consists of two separate issuances of Restricted Stock Units. One issuance consists of 36,816 units which vest as follows: 1/16th of the units vest quarterly following the vesting commencement date of September 15, 2014 (the "VCD"), subject to the Reporting Person's continued service to the Issuer. The second issuance consists of 24,928 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. Attainment regarding the performance-based conditions was determined by the Issuer's Board of Directors based on the Issuer's results for FYE July 31, 2015 and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2015, the one year anniversary of the VCD, and an additional 1/16th of the units will vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer.

SEC source: 0001540041-18-000016 · edgardoc.xml · derivative · entry 4

Ryu Marcus · CIK 0001540041 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,160

Underlying: Common Stock · 1,558 shares

Expires 2024-09-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The grant consists of two separate issuances of Restricted Stock Units. One issuance consists of 36,816 units which vest as follows: 1/16th of the units vest quarterly following the vesting commencement date of September 15, 2014 (the "VCD"), subject to the Reporting Person's continued service to the Issuer. The second issuance consists of 24,928 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. Attainment regarding the performance-based conditions was determined by the Issuer's Board of Directors based on the Issuer's results for FYE July 31, 2015 and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2015, the one year anniversary of the VCD, and an additional 1/16th of the units will vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer.

SEC source: 0001540041-18-000016 · edgardoc.xml · derivative · entry 3

Ryu Marcus · CIK 0001540041 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,455

Underlying: Common Stock · 2,408 shares

Expires 2026-09-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The grant consists of four separate issuances of Restricted Stock Units, each with vesting subject to the Reporting Person's continued service to the Issuer. The first is 41,771 units vesting as follows: 1/16th of the units vest quarterly commencing December 15, 2016. The second is 38,529 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were deemed met and exceeded by the Issuer's Board of Directors, and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2017 and an additional 1/16th of the units will vest quarterly thereafter. The third and fourth consist of units for which vesting will be determined based on (i) the Issuer's total shareholder return percentile ranking relative to a set peer group, over a three year period ending on July 31, 2019 and (ii) attainment of certain financial targets by Issuer over the same period.

F3 · balance_after: The number of shares reported in Column 9 of Table II represents the 2016 Performance Stock Unit ("PSU") and the Total Shareholder Return grants less the number of PSU shares vested as of this Transaction Date.

SEC source: 0001540041-18-000016 · edgardoc.xml · derivative · entry 2

Ryu Marcus · CIK 0001540041 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,703

Underlying: Common Stock · 4,340 shares

Expires 2025-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The grant consists of two separate issuances of Restricted Stock Units. One issuance consists of 46,296 units which vest as follows: 1/16th of the units vest quarterly commencing December 15, 2015, subject to the Reporting Person's continued service to the Issuer. The second issuance consists of 69,447 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were previously deemed by the Issuer's Board of Directors to have been met and exceeded, and the time-based vesting criteria are as follows: 1/4th of the units vested on the one year anniversary of the vesting commencement date of September 15, 2015 and an additional 1/16th of the units will vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer.

SEC source: 0001540041-18-000016 · edgardoc.xml · nonDerivative · entry 1

Ryu Marcus · CIK 0001540041 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,036

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001634900-18-000008 · edgardoc.xml · derivative · entry 7

Kheirolomoom Ali · CIK 0001634900 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,175

Underlying: Common Stock · 475 shares

Expires 2027-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The Restricted Stock Units vest as follows: 1/16th of the units vest quarterly commencing December 15, 2017, subject to the Reporting Person's continued service to the Issuer through each such vesting date.

SEC source: 0001634900-18-000008 · edgardoc.xml · derivative · entry 6

Kheirolomoom Ali · CIK 0001634900 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,063

Underlying: Common Stock · 562 shares

Expires 2026-09-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The grant consists of three separate issuances of Restricted Stock Units, each with vesting subject to the Reporting Person's continued service to the Issuer. The first is 9,000 units vesting as follows: 1/16th of the units vest quarterly commencing December 15, 2016. The second is 5,539 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were deemed met and exceeded by the Issuer's Board of Directors, and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2017 and an additional 1/16th of the units will vest quarterly thereafter. The third consists of units for which vesting will be determined based on the Issuer's total shareholder return percentile ranking relative to a set peer group, over a three year period ending on July 31, 2019.

SEC source: 0001634900-18-000008 · edgardoc.xml · derivative · entry 5

Kheirolomoom Ali · CIK 0001634900 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,813

Underlying: Common Stock · 562 shares

Expires 2025-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The grant consists of two separate issuances of Restricted Stock Units. One issuance consists of 9,000 units which vest as follows: 1/16th of the units vest quarterly commencing December 15, 2015, subject to the Reporting Person's continued service to the Issuer. The second issuance consists of 13,503 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were previously deemed by the Issuer's Board of Directors to have been met and exceeded, and the time-based vesting criteria are as follows: 1/4th of the units vested on the one year anniversary of the vesting commencement date of September 15, 2015 and an additional 1/16th of the units will vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer.

SEC source: 0001634900-18-000008 · edgardoc.xml · derivative · entry 4

Kheirolomoom Ali · CIK 0001634900 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

Underlying: Common Stock · 3,500 shares

Expires 2025-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The Restricted Stock Units vest as follows: 1/4th of the units vest on the one year anniversary of the vesting commencement date of December 15, 2014 and an additional 1/16th of the units vest quarterly thereafter, subject to the Reporting Person's continuous service.

SEC source: 0001634900-18-000008 · edgardoc.xml · derivative · entry 3

Kheirolomoom Ali · CIK 0001634900 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,578

Underlying: Common Stock · 346 shares

Expires 2026-09-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The grant consists of three separate issuances of Restricted Stock Units, each with vesting subject to the Reporting Person's continued service to the Issuer. The first is 9,000 units vesting as follows: 1/16th of the units vest quarterly commencing December 15, 2016. The second is 5,539 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were deemed met and exceeded by the Issuer's Board of Directors, and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2017 and an additional 1/16th of the units will vest quarterly thereafter. The third consists of units for which vesting will be determined based on the Issuer's total shareholder return percentile ranking relative to a set peer group, over a three year period ending on July 31, 2019.

F3 · balance_after: The number of shares reported in Column 9 of Table II represents the 2016 Performance Stock Unit ("PSU") and the Total Shareholder Return grants less the number of PSU shares vested as of this Transaction Date.

SEC source: 0001634900-18-000008 · edgardoc.xml · derivative · entry 2

Kheirolomoom Ali · CIK 0001634900 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,221

Underlying: Common Stock · 843 shares

Expires 2025-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The grant consists of two separate issuances of Restricted Stock Units. One issuance consists of 9,000 units which vest as follows: 1/16th of the units vest quarterly commencing December 15, 2015, subject to the Reporting Person's continued service to the Issuer. The second issuance consists of 13,503 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were previously deemed by the Issuer's Board of Directors to have been met and exceeded, and the time-based vesting criteria are as follows: 1/4th of the units vested on the one year anniversary of the vesting commencement date of September 15, 2015 and an additional 1/16th of the units will vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer.

SEC source: 0001634900-18-000008 · edgardoc.xml · nonDerivative · entry 1

Kheirolomoom Ali · CIK 0001634900 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,536

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001340922-18-000010 · edgardoc.xml · derivative · entry 4

Conway Craig · CIK 0001340922 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,619

Underlying: Common Stock · 200 shares

Expires 2023-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These stock options vest over 12 months of continuous service as follows: 1/12th of the underlying options vest monthly following the vesting commencement date of December 5, 2013. However, if the Reporting Person's term of board service ends at the next annual meeting of stockholders and the Reporting Person does not stand for reelection but remains in service through such annual meeting of stockholders, then the Reporting Person shall vest in all underlying options at the time of the next annual shareholder meeting if such meeting occurs before December 5, 2014.

SEC source: 0001340922-18-000010 · edgardoc.xml · nonDerivative · entry 3

Conway Craig · CIK 0001340922 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,193

F2 · kind: Automatic sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person on January 12, 2018.

SEC source: 0001340922-18-000010 · edgardoc.xml · nonDerivative · entry 2

Conway Craig · CIK 0001340922 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,393

F1 · kind: Automatic option exercise and same day sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person on January 12, 2018.

SEC source: 0001340922-18-000010 · edgardoc.xml · nonDerivative · entry 1

Conway Craig · CIK 0001340922 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,593

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001557593-18-000018 · edgardoc.xml · derivative · entry 3

Hung Priscilla · CIK 0001557593 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 407

Underlying: Common Stock · 135 shares

Expires 2024-09-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: When both ISO and NQ Stock Options granted on September 4, 2014 are combined, they vest over four years as follows: 1/48 of the underlying shares vest monthly following the vesting commencement date of September 4, 2014, subject to the Reporting Person's continuous service.

SEC source: 0001557593-18-000018 · edgardoc.xml · nonDerivative · entry 2

Hung Priscilla · CIK 0001557593 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,579

F1 · kind: Automatic option exercise and sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 10, 2017.

SEC source: 0001557593-18-000018 · edgardoc.xml · nonDerivative · entry 1

Hung Priscilla · CIK 0001557593 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,714

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001340922-18-000008 · edgardoc.xml · derivative · entry 4

Conway Craig · CIK 0001340922 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,819

Underlying: Common Stock · 200 shares

Expires 2023-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These stock options vest over 12 months of continuous service as follows: 1/12th of the underlying options vest monthly following the vesting commencement date of December 5, 2013. However, if the Reporting Person's term of board service ends at the next annual meeting of stockholders and the Reporting Person does not stand for reelection but remains in service through such annual meeting of stockholders, then the Reporting Person shall vest in all underlying options at the time of the next annual shareholder meeting if such meeting occurs before December 5, 2014.

SEC source: 0001340922-18-000008 · edgardoc.xml · nonDerivative · entry 3

Conway Craig · CIK 0001340922 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,393

F2 · kind: Automatic sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person on January 12, 2018.

SEC source: 0001340922-18-000008 · edgardoc.xml · nonDerivative · entry 2

Conway Craig · CIK 0001340922 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,593

F1 · kind: Automatic option exercise and same day sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person on January 12, 2018.

SEC source: 0001340922-18-000008 · edgardoc.xml · nonDerivative · entry 1

Conway Craig · CIK 0001340922 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,793

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001557593-18-000016 · edgardoc.xml · derivative · entry 3

Hung Priscilla · CIK 0001557593 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 542

Underlying: Common Stock · 136 shares

Expires 2024-09-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: When both ISO and NQ Stock Options granted on September 4, 2014 are combined, they vest over four years as follows: 1/48 of the underlying shares vest monthly following the vesting commencement date of September 4, 2014, subject to the Reporting Person's continuous service.

SEC source: 0001557593-18-000016 · edgardoc.xml · nonDerivative · entry 2

Hung Priscilla · CIK 0001557593 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,579

F1 · kind: Automatic option exercise and sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 10, 2017.

SEC source: 0001557593-18-000016 · edgardoc.xml · nonDerivative · entry 1

Hung Priscilla · CIK 0001557593 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,715

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001540041-18-000014 · edgardoc.xml · nonDerivative · entry 3

Ryu Marcus · CIK 0001540041 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,948

F1 · kind: Automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 14, 2017.

F4 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $83.73 to $84.60 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001540041-18-000014 · edgardoc.xml · nonDerivative · entry 2

Ryu Marcus · CIK 0001540041 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,265

F1 · kind: Automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 14, 2017.

F3 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $83.70 to $84.60 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001540041-18-000014 · edgardoc.xml · nonDerivative · entry 1

Ryu Marcus · CIK 0001540041 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,265

F1 · kind: Automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 14, 2017.

F2 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $83.80 to $84.60 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001340922-18-000006 · edgardoc.xml · derivative · entry 4

Conway Craig · CIK 0001340922 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,019

Underlying: Common Stock · 200 shares

Expires 2023-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These stock options vest over 12 months of continuous service as follows: 1/12th of the underlying options vest monthly following the vesting commencement date of December 5, 2013. However, if the Reporting Person's term of board service ends at the next annual meeting of stockholders and the Reporting Person does not stand for reelection but remains in service through such annual meeting of stockholders, then the Reporting Person shall vest in all underlying options at the time of the next annual shareholder meeting if such meeting occurs before December 5, 2014.

SEC source: 0001340922-18-000006 · edgardoc.xml · nonDerivative · entry 3

Conway Craig · CIK 0001340922 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,593

F2 · kind: Automatic sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person on January 12, 2018.

SEC source: 0001340922-18-000006 · edgardoc.xml · nonDerivative · entry 2

Conway Craig · CIK 0001340922 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,793

F1 · kind: Automatic option exercise and same day sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person on January 12, 2018.

SEC source: 0001340922-18-000006 · edgardoc.xml · nonDerivative · entry 1

Conway Craig · CIK 0001340922 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,993

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001609633-18-000014 · edgardoc.xml · derivative · entry 3

Polelle Michael · CIK 0001609633 · Chief Delivery Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 209 shares

Expires 2024-06-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: When both ISO and NQ Stock Options granted on June 4, 2014 are combined, they vest over four years of continuous service as follows: 1/4th of the underlying shares vest on the one year anniversary of the vesting commencement date of April 14, 2014 and an additional 1/48th of the underlying shares vest monthly thereafter.

SEC source: 0001609633-18-000014 · edgardoc.xml · nonDerivative · entry 2

Polelle Michael · CIK 0001609633 · Chief Delivery Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,391

F1 · kind: Automatic option exercise and same day sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 5, 2018.

SEC source: 0001609633-18-000014 · edgardoc.xml · nonDerivative · entry 1

Polelle Michael · CIK 0001609633 · Chief Delivery Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001557593-18-000014 · edgardoc.xml · derivative · entry 3

Hung Priscilla · CIK 0001557593 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 678

Underlying: Common Stock · 135 shares

Expires 2024-09-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: When both ISO and NQ Stock Options granted on September 4, 2014 are combined, they vest over four years as follows: 1/48 of the underlying shares vest monthly following the vesting commencement date of September 4, 2014, subject to the Reporting Person's continuous service.

SEC source: 0001557593-18-000014 · edgardoc.xml · nonDerivative · entry 2

Hung Priscilla · CIK 0001557593 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,579

F1 · kind: Automatic option exercise and sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 10, 2017.

SEC source: 0001557593-18-000014 · edgardoc.xml · nonDerivative · entry 1

Hung Priscilla · CIK 0001557593 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,714

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001609633-18-000012 · edgardoc.xml · nonDerivative · entry 1

Polelle Michael · CIK 0001609633 · Chief Delivery Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,391

F1 · kind: Automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 5, 2018.

SEC source: 0001540041-18-000012 · edgardoc.xml · nonDerivative · entry 12

Ryu Marcus · CIK 0001540041 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,265

F1 · kind: Automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 14, 2017.

F4 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $80.68 to $80.81 per share. The reporting person will provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001540041-18-000012 · edgardoc.xml · nonDerivative · entry 11

Ryu Marcus · CIK 0001540041 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,465

F1 · kind: Automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 14, 2017.

F8 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $79.42 to $80.37 per share. The reporting person will provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001540041-18-000012 · edgardoc.xml · nonDerivative · entry 10

Ryu Marcus · CIK 0001540041 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,565

F1 · kind: Automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 14, 2017.

F7 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $78.41 to $79.25 per share. The reporting person will provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001540041-18-000012 · edgardoc.xml · nonDerivative · entry 9

Ryu Marcus · CIK 0001540041 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,265

F1 · kind: Automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 14, 2017.

F4 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $80.68 to $80.81 per share. The reporting person will provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001540041-18-000012 · edgardoc.xml · nonDerivative · entry 8

Ryu Marcus · CIK 0001540041 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,465

F1 · kind: Automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 14, 2017.

F8 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $79.42 to $80.37 per share. The reporting person will provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001540041-18-000012 · edgardoc.xml · nonDerivative · entry 7

Ryu Marcus · CIK 0001540041 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,565

F1 · kind: Automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 14, 2017.

F7 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $78.41 to $79.25 per share. The reporting person will provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001540041-18-000012 · edgardoc.xml · nonDerivative · entry 6

Ryu Marcus · CIK 0001540041 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,265

F1 · kind: Automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 14, 2017.

F6 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $80.50 to $80.68 per share. The reporting person will provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001540041-18-000012 · edgardoc.xml · nonDerivative · entry 5

Ryu Marcus · CIK 0001540041 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,465

F1 · kind: Automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 14, 2017.

F5 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $79.42 to $80.16 per share. The reporting person will provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.