Last 12 months
Inside the activity.
0 purchase rows · 89 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 6 |
| Dec 2025 | 0 | 13 |
| Jan 2026 | 0 | 4 |
| Feb 2026 | 0 | 4 |
| Mar 2026 | 0 | 11 |
| Apr 2026 | 0 | 4 |
| May 2026 | 0 | 4 |
| Jun 2026 | 0 | 11 |
| Jul 2026 | 0 | 5 |
| Aug 2026 | 0 | 9 |
| Sep 2026 | 0 | 15 |
| Oct 2026 | 0 | 3 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 01, 2018 Filed Oct 2, 2018 23:35 UTC |
Ryu MarcusDirector · CEO and President
|
SaleCommon Stock | 300 | $101.71 | $30,513.00 |
DisclosureSEC source: 0001540041-18-000031 · edgardoc.xml · nonDerivative · entry 6 Ryu Marcus · CIK 0001540041 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276 F4 · kind: Automatic stock sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 10, 2018. Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 23:35 UTC |
Ryu MarcusDirector · CEO and President
|
SaleCommon Stock | 4,300 | $101.04 | $434,481.03 |
DisclosureSEC source: 0001540041-18-000031 · edgardoc.xml · nonDerivative · entry 5 Ryu Marcus · CIK 0001540041 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 576 F4 · kind: Automatic stock sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 10, 2018. F6 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $100.55 to $101.44 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 23:35 UTC |
Ryu MarcusDirector · CEO and President
|
SaleCommon Stock | 11,222 | $99.94 | $1,121,528.92 |
DisclosureSEC source: 0001540041-18-000031 · edgardoc.xml · nonDerivative · entry 4 Ryu Marcus · CIK 0001540041 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,876 F4 · kind: Automatic stock sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 10, 2018. F5 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $99.51 to $100.49 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 23:35 UTC |
Ryu MarcusDirector · CEO and President
|
SaleCommon Stock | 2,000 | $101.10 | $202,206.60 |
DisclosureSEC source: 0001540041-18-000031 · edgardoc.xml · nonDerivative · entry 3 Ryu Marcus · CIK 0001540041 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,098 F1 · kind: Automatic stock option exercise and sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 10, 2018. F3 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $100.79 to $101.71 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 23:35 UTC |
Ryu MarcusDirector · CEO and President
|
SaleCommon Stock | 3,000 | $100.16 | $300,488.40 |
DisclosureSEC source: 0001540041-18-000031 · edgardoc.xml · nonDerivative · entry 2 Ryu Marcus · CIK 0001540041 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,098 F1 · kind: Automatic stock option exercise and sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 10, 2018. F2 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $99.76 to $100.65 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 23:35 UTC |
Ryu MarcusDirector · CEO and President
|
Exercise / conversionCommon Stock | 5,000 | $3.92 | $19,600.00 |
DisclosureSEC source: 0001540041-18-000031 · edgardoc.xml · nonDerivative · entry 1 Ryu Marcus · CIK 0001540041 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,098 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Automatic stock option exercise and sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 10, 2018. Read SEC document |
| September 19, 2018 Filed Sep 20, 2018 21:02 UTC |
Sherry Steven P.Chief Sales Officer
|
SaleCommon Stock | 2,867 | $102.49 | $293,838.83 |
DisclosureSEC source: 0001721294-18-000014 · edgardoc.xml · nonDerivative · entry 2 Sherry Steven P. · CIK 0001721294 · Chief Sales Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · kind: Automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 10, 2017. Read SEC document |
| September 19, 2018 Filed Sep 20, 2018 20:46 UTC |
Hung PriscillaChief Operating Officer
|
SaleCommon Stock | 2,863 | $102.49 | $293,428.87 |
DisclosureSEC source: 0001557593-18-000033 · edgardoc.xml · nonDerivative · entry 2 Hung Priscilla · CIK 0001557593 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,635 F2 · kind: Automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 10, 2017. Read SEC document |
| September 19, 2018 Filed Sep 20, 2018 20:52 UTC |
Polelle MichaelChief Delivery Officer
|
SaleCommon Stock | 1,985 | $102.49 | $203,442.65 |
DisclosureSEC source: 0001609633-18-000023 · edgardoc.xml · nonDerivative · entry 2 Polelle Michael · CIK 0001609633 · Chief Delivery Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,633 F2 · kind: Automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 5, 2018. Read SEC document |
| September 19, 2018 Filed Sep 20, 2018 20:42 UTC |
King James WinstonChief Admin Officer, Gen Couns
|
SaleCommon Stock | 2,667 | $102.49 | $273,340.83 |
DisclosureSEC source: 0001586253-18-000015 · edgardoc.xml · nonDerivative · entry 2 King James Winston · CIK 0001586253 · Chief Admin Officer, Gen Couns 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,201 F2 · kind: Automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 10, 2017. Read SEC document |
| September 18, 2018 Filed Sep 20, 2018 21:02 UTC |
Sherry Steven P.Chief Sales Officer
|
SaleCommon Stock | 2,579 | $105.31 | $271,583.40 |
DisclosureSEC source: 0001721294-18-000014 · edgardoc.xml · nonDerivative · entry 1 Sherry Steven P. · CIK 0001721294 · Chief Sales Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,867 F1 · kind: Shares sold by Issuer to cover taxes associated with settlement of Restricted Stock Units. Read SEC document |
| September 18, 2018 Filed Sep 20, 2018 20:46 UTC |
Hung PriscillaChief Operating Officer
|
SaleCommon Stock | 2,093 | $105.31 | $220,404.83 |
DisclosureSEC source: 0001557593-18-000033 · edgardoc.xml · nonDerivative · entry 1 Hung Priscilla · CIK 0001557593 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,498 F1 · kind: Shares sold by Issuer to cover taxes associated with settlement of Restricted Stock Units. Read SEC document |
| September 18, 2018 Filed Sep 20, 2018 20:52 UTC |
Polelle MichaelChief Delivery Officer
|
SaleCommon Stock | 1,126 | $105.31 | $118,574.22 |
DisclosureSEC source: 0001609633-18-000023 · edgardoc.xml · nonDerivative · entry 1 Polelle Michael · CIK 0001609633 · Chief Delivery Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,618 F1 · kind: Shares sold by Issuer to cover taxes associated with settlement of Restricted Stock Units. Read SEC document |
| September 18, 2018 Filed Sep 20, 2018 20:42 UTC |
King James WinstonChief Admin Officer, Gen Couns
|
SaleCommon Stock | 1,500 | $105.31 | $157,958.55 |
DisclosureSEC source: 0001586253-18-000015 · edgardoc.xml · nonDerivative · entry 1 King James Winston · CIK 0001586253 · Chief Admin Officer, Gen Couns 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,868 F1 · kind: Shares sold by Issuer to cover taxes associated with settlement of Restricted Stock Units. Read SEC document |
| September 18, 2018 Filed Sep 20, 2018 20:20 UTC |
Ryu MarcusDirector · CEO and President
|
SaleCommon Stock | 15,935 | $105.31 | $1,678,046.33 |
DisclosureSEC source: 0001540041-18-000029 · edgardoc.xml · nonDerivative · entry 1 Ryu Marcus · CIK 0001540041 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,098 F1 · kind: Shares sold by Issuer to cover taxes associated with settlement of Restricted Stock Units. Read SEC document |
| September 17, 2018 Filed Sep 19, 2018 21:33 UTC |
Conway CraigDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 200 | $0.00 Strike: $45.80 | $0.00 |
DisclosureSEC source: 0001340922-18-000016 · edgardoc.xml · derivative · entry 4 Conway Craig · CIK 0001340922 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,019 Underlying: Common Stock · 200 shares Expires 2023-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These stock options vest over 12 months of continuous service as follows: 1/12th of the underlying options vest monthly following the vesting commencement date of December 5, 2013. However, if the Reporting Person's term of board service ends at the next annual meeting of stockholders and the Reporting Person does not stand for reelection but remains in service through such annual meeting of stockholders, then the Reporting Person shall vest in all underlying options at the time of the next annual shareholder meeting if such meeting occurs before December 5, 2014. Read SEC document |
| September 17, 2018 Filed Sep 19, 2018 21:33 UTC |
Conway CraigDirector
|
SaleCommon Stock | 200 | $107.10 | $21,420.00 |
DisclosureSEC source: 0001340922-18-000016 · edgardoc.xml · nonDerivative · entry 3 Conway Craig · CIK 0001340922 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,593 F2 · kind: Automatic sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person on January 12, 2018. Read SEC document |
| September 17, 2018 Filed Sep 19, 2018 21:33 UTC |
Conway CraigDirector
|
SaleCommon Stock | 200 | $107.10 | $21,420.00 |
DisclosureSEC source: 0001340922-18-000016 · edgardoc.xml · nonDerivative · entry 2 Conway Craig · CIK 0001340922 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,793 F1 · kind: Automatic option exercise and same day sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person on January 12, 2018. Read SEC document |
| September 17, 2018 Filed Sep 19, 2018 21:33 UTC |
Conway CraigDirector
|
Exercise / conversionCommon Stock | 200 | $45.80 | $9,160.00 |
DisclosureSEC source: 0001340922-18-000016 · edgardoc.xml · nonDerivative · entry 1 Conway Craig · CIK 0001340922 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,993 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 15, 2018 Filed Sep 17, 2018 21:31 UTC |
Hung PriscillaChief Operating Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 475 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001557593-18-000031 · edgardoc.xml · derivative · entry 10 Hung Priscilla · CIK 0001557593 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,700 Underlying: Common Stock · 475 shares Expires 2027-09-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The grant consists of three separate issuances of Restricted Stock Units, each with vesting subject to the Reporting Person's continued service to the Issuer. The first is 7,600 units vesting as follows: 1/16th of the units vest quarterly commencing December 15, 2017. The second is 4,600 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were deemed met and exceeded by the Issuer's Board of Directors, and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2018 and an additional 1/16th of the units will vest quarterly thereafter. The third consists of units for which vesting will be determined based on the Issuer's total shareholder return percentile ranking relative to a set peer group, over a three year period ending on July 31, 2020. Read SEC document |
| September 15, 2018 Filed Sep 17, 2018 21:31 UTC |
Hung PriscillaChief Operating Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 625 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001557593-18-000031 · edgardoc.xml · derivative · entry 9 Hung Priscilla · CIK 0001557593 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,875 Underlying: Common Stock · 625 shares Expires 2027-06-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: The Restricted Stock Units vest as follows: 1/16th of the units vest quarterly commencing September 15, 2017, subject to the Reporting Person's continued service to the Issuer. Read SEC document |
| September 15, 2018 Filed Sep 17, 2018 21:31 UTC |
Hung PriscillaChief Operating Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 469 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001557593-18-000031 · edgardoc.xml · derivative · entry 8 Hung Priscilla · CIK 0001557593 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,750 Underlying: Common Stock · 469 shares Expires 2026-09-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The grant consists of three separate issuances of Restricted Stock Units, each with vesting subject to the Reporting Person's continued service to the Issuer. The first is 7,500 units vesting as follows: 1/16th of the units vest quarterly commencing December 15, 2016. The second is 4,614 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were deemed met and exceeded by the Issuer's Board of Directors, and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2017 and an additional 1/16th of the units will vest quarterly thereafter. The third consists of units for which vesting will be determined based on the Issuer's total shareholder return percentile ranking relative to a set peer group, over a three year period ending on July 31, 2019. Read SEC document |
| September 15, 2018 Filed Sep 17, 2018 21:31 UTC |
Hung PriscillaChief Operating Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 469 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001557593-18-000031 · edgardoc.xml · derivative · entry 7 Hung Priscilla · CIK 0001557593 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,875 Underlying: Common Stock · 469 shares Expires 2025-09-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The grant consists of two separate issuances of Restricted Stock Units. One issuance consists of 7,500 units which vest as follows: 1/16th of the units vest quarterly commencing December 15, 2015, subject to the Reporting Person's continued service to the Issuer. The second issuance consists of 11,255 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were previously deemed by the Issuer's Board of Directors to have been met and exceeded, and the time-based vesting criteria are as follows: 1/4th of the units vested on the one year anniversary of the vesting commencement date of September 15, 2015 and an additional 1/16th of the units will vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer. Read SEC document |
| September 15, 2018 Filed Sep 17, 2018 21:31 UTC |
Hung PriscillaChief Operating Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 276 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001557593-18-000031 · edgardoc.xml · derivative · entry 6 Hung Priscilla · CIK 0001557593 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 276 shares Expires 2024-09-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The grant consists of two separate issuances of Restricted Stock Units. One issuance consists of 6,500 units which vest as follows: 1/16th of the units vest quarterly following the vesting commencement date of September 15, 2014 (the "VCD"), subject to the Reporting Person's continued service to the Issuer. The second issuance consists of 4,403 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. Attainment regarding the performance-based conditions was determined by the Issuer's Board of Directors based on the Issuer's results for FYE July 31, 2015 and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2015, the one year anniversary of the VCD, and an additional 1/16th of the units will vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer. Read SEC document |
| September 15, 2018 Filed Sep 17, 2018 21:31 UTC |
Hung PriscillaChief Operating Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 407 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001557593-18-000031 · edgardoc.xml · derivative · entry 5 Hung Priscilla · CIK 0001557593 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276 Underlying: Common Stock · 407 shares Expires 2024-09-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The grant consists of two separate issuances of Restricted Stock Units. One issuance consists of 6,500 units which vest as follows: 1/16th of the units vest quarterly following the vesting commencement date of September 15, 2014 (the "VCD"), subject to the Reporting Person's continued service to the Issuer. The second issuance consists of 4,403 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. Attainment regarding the performance-based conditions was determined by the Issuer's Board of Directors based on the Issuer's results for FYE July 31, 2015 and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2015, the one year anniversary of the VCD, and an additional 1/16th of the units will vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer. Read SEC document |
| September 15, 2018 Filed Sep 17, 2018 21:31 UTC |
Hung PriscillaChief Operating Officer
|
Exercise / conversionPerformance Shares · Derivative | 1,242 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001557593-18-000031 · edgardoc.xml · derivative · entry 4 Hung Priscilla · CIK 0001557593 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,358 Underlying: Common Stock · 1,242 shares Expires 2027-09-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The grant consists of three separate issuances of Restricted Stock Units, each with vesting subject to the Reporting Person's continued service to the Issuer. The first is 7,600 units vesting as follows: 1/16th of the units vest quarterly commencing December 15, 2017. The second is 4,600 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were deemed met and exceeded by the Issuer's Board of Directors, and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2018 and an additional 1/16th of the units will vest quarterly thereafter. The third consists of units for which vesting will be determined based on the Issuer's total shareholder return percentile ranking relative to a set peer group, over a three year period ending on July 31, 2020. F5 · balance_after: The number of shares reported in Column 9 of Table II represents the 2017 Performance Stock Unit ("PSU") and the Total Shareholder Return grants less the number of PSU shares vested as of this Transaction Date. Read SEC document |
| September 15, 2018 Filed Sep 17, 2018 21:31 UTC |
Hung PriscillaChief Operating Officer
|
Exercise / conversionPerformance Shares · Derivative | 289 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001557593-18-000031 · edgardoc.xml · derivative · entry 3 Hung Priscilla · CIK 0001557593 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,193 Underlying: Common Stock · 289 shares Expires 2026-09-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The grant consists of three separate issuances of Restricted Stock Units, each with vesting subject to the Reporting Person's continued service to the Issuer. The first is 7,500 units vesting as follows: 1/16th of the units vest quarterly commencing December 15, 2016. The second is 4,614 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were deemed met and exceeded by the Issuer's Board of Directors, and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2017 and an additional 1/16th of the units will vest quarterly thereafter. The third consists of units for which vesting will be determined based on the Issuer's total shareholder return percentile ranking relative to a set peer group, over a three year period ending on July 31, 2019. F3 · balance_after: The number of shares reported in Column 9 of Table II represents the 2016 Performance Stock Unit ("PSU") and the Total Shareholder Return grants less the number of PSU shares vested as of this Transaction Date. Read SEC document |
| September 15, 2018 Filed Sep 17, 2018 21:31 UTC |
Hung PriscillaChief Operating Officer
|
Exercise / conversionPerformance Shares · Derivative | 704 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001557593-18-000031 · edgardoc.xml · derivative · entry 2 Hung Priscilla · CIK 0001557593 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,814 Underlying: Common Stock · 704 shares Expires 2025-09-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The grant consists of two separate issuances of Restricted Stock Units. One issuance consists of 7,500 units which vest as follows: 1/16th of the units vest quarterly commencing December 15, 2015, subject to the Reporting Person's continued service to the Issuer. The second issuance consists of 11,255 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were previously deemed by the Issuer's Board of Directors to have been met and exceeded, and the time-based vesting criteria are as follows: 1/4th of the units vested on the one year anniversary of the vesting commencement date of September 15, 2015 and an additional 1/16th of the units will vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer. Read SEC document |
| September 15, 2018 Filed Sep 17, 2018 21:31 UTC |
Hung PriscillaChief Operating Officer
|
Exercise / conversionCommon Stock | 4,956 | $0.00 | $0.00 |
DisclosureSEC source: 0001557593-18-000031 · edgardoc.xml · nonDerivative · entry 1 Hung Priscilla · CIK 0001557593 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,591 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 15, 2018 Filed Sep 17, 2018 21:25 UTC |
Polelle MichaelChief Delivery Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 357 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001609633-18-000021 · edgardoc.xml · derivative · entry 7 Polelle Michael · CIK 0001609633 · Chief Delivery Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,275 Underlying: Common Stock · 357 shares Expires 2027-09-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The grant consists of three separate issuances of Restricted Stock Units, each with vesting subject to the Reporting Person's continued service to the Issuer. The first is 5,700 units vesting as follows: 1/16th of the units vest quarterly commencing December 15, 2017. The second is 3,400 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were deemed met and exceeded by the Issuer's Board of Directors, and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2018 and an additional 1/16th of the units will vest quarterly thereafter. The third consists of units for which vesting will be determined based on the Issuer's total shareholder return percentile ranking relative to a set peer group, over a three year period ending on July 31, 2020. Read SEC document |
| September 15, 2018 Filed Sep 17, 2018 21:25 UTC |
Polelle MichaelChief Delivery Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 313 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001609633-18-000021 · edgardoc.xml · derivative · entry 6 Polelle Michael · CIK 0001609633 · Chief Delivery Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 313 shares Expires 2026-09-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The grant consists of three separate issuances of Restricted Stock Units, each with vesting subject to the Reporting Person's continued service to the Issuer. The first is 5,000 units vesting as follows: 1/16th of the units vest quarterly commencing December 15, 2016. The second is 3,076 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were deemed met and exceeded by the Issuer's Board of Directors, and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2017 and an additional 1/16th of the units will vest quarterly thereafter. The third consists of units for which vesting will be determined based on the Issuer's total shareholder return percentile ranking relative to a set peer group, over a three year period ending on July 31, 2019. Read SEC document |
| September 15, 2018 Filed Sep 17, 2018 21:25 UTC |
Polelle MichaelChief Delivery Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 532 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001609633-18-000021 · edgardoc.xml · derivative · entry 5 Polelle Michael · CIK 0001609633 · Chief Delivery Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,125 Underlying: Common Stock · 532 shares Expires 2025-09-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The grant consists of two separate issuances of Restricted Stock Units. One issuance consists of 8,500 units which vest as follows: 1/16th of the units vest quarterly commencing December 15, 2015, subject to the Reporting Person's continued service to the Issuer. The second issuance consists of 12,755 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were previously deemed by the Issuer's Board of Directors to have been met and exceeded, and the time-based vesting criteria are as follows: 1/4th of the units vested on the one year anniversary of the vesting commencement date of September 15, 2015 and an additional 1/16th of the units will vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer. Read SEC document |
| September 15, 2018 Filed Sep 17, 2018 21:25 UTC |
Polelle MichaelChief Delivery Officer
|
Exercise / conversionPerformance Shares · Derivative | 918 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001609633-18-000021 · edgardoc.xml · derivative · entry 4 Polelle Michael · CIK 0001609633 · Chief Delivery Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,782 Underlying: Common Stock · 918 shares Expires 2027-09-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The grant consists of three separate issuances of Restricted Stock Units, each with vesting subject to the Reporting Person's continued service to the Issuer. The first is 5,700 units vesting as follows: 1/16th of the units vest quarterly commencing December 15, 2017. The second is 3,400 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were deemed met and exceeded by the Issuer's Board of Directors, and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2018 and an additional 1/16th of the units will vest quarterly thereafter. The third consists of units for which vesting will be determined based on the Issuer's total shareholder return percentile ranking relative to a set peer group, over a three year period ending on July 31, 2020. F5 · balance_after: The number of shares reported in Column 9 of Table II represents the 2017 Performance Stock Unit ("PSU") and the Total Shareholder Return grants less the number of PSU shares vested as of this Transaction Date. Read SEC document |
| September 15, 2018 Filed Sep 17, 2018 21:25 UTC |
Polelle MichaelChief Delivery Officer
|
Exercise / conversionPerformance Shares · Derivative | 193 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001609633-18-000021 · edgardoc.xml · derivative · entry 3 Polelle Michael · CIK 0001609633 · Chief Delivery Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,462 Underlying: Common Stock · 193 shares Expires 2026-09-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The grant consists of three separate issuances of Restricted Stock Units, each with vesting subject to the Reporting Person's continued service to the Issuer. The first is 5,000 units vesting as follows: 1/16th of the units vest quarterly commencing December 15, 2016. The second is 3,076 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were deemed met and exceeded by the Issuer's Board of Directors, and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2017 and an additional 1/16th of the units will vest quarterly thereafter. The third consists of units for which vesting will be determined based on the Issuer's total shareholder return percentile ranking relative to a set peer group, over a three year period ending on July 31, 2019. F3 · balance_after: The number of shares reported in Column 9 of Table II represents the 2016 Performance Stock Unit ("PSU") and the Total Shareholder Return grants less the number of PSU shares vested as of this Transaction Date. Read SEC document |
| September 15, 2018 Filed Sep 17, 2018 21:25 UTC |
Polelle MichaelChief Delivery Officer
|
Exercise / conversionPerformance Shares · Derivative | 798 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001609633-18-000021 · edgardoc.xml · derivative · entry 2 Polelle Michael · CIK 0001609633 · Chief Delivery Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,189 Underlying: Common Stock · 798 shares Expires 2025-09-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The grant consists of two separate issuances of Restricted Stock Units. One issuance consists of 8,500 units which vest as follows: 1/16th of the units vest quarterly commencing December 15, 2015, subject to the Reporting Person's continued service to the Issuer. The second issuance consists of 12,755 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were previously deemed by the Issuer's Board of Directors to have been met and exceeded, and the time-based vesting criteria are as follows: 1/4th of the units vested on the one year anniversary of the vesting commencement date of September 15, 2015 and an additional 1/16th of the units will vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer. Read SEC document |
| September 15, 2018 Filed Sep 17, 2018 21:25 UTC |
Polelle MichaelChief Delivery Officer
|
Exercise / conversionCommon Stock | 3,111 | $0.00 | $0.00 |
DisclosureSEC source: 0001609633-18-000021 · edgardoc.xml · nonDerivative · entry 1 Polelle Michael · CIK 0001609633 · Chief Delivery Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,744 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 15, 2018 Filed Sep 17, 2018 21:28 UTC |
Sherry Steven P.Chief Sales Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 444 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001721294-18-000012 · edgardoc.xml · derivative · entry 10 Sherry Steven P. · CIK 0001721294 · Chief Sales Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,325 Underlying: Common Stock · 444 shares Expires 2027-09-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The grant consists of three separate issuances of Restricted Stock Units, each with vesting subject to the Reporting Person's continued service to the Issuer. The first is 7,100 units vesting as follows: 1/16th of the units vest quarterly commencing December 15, 2017. The second is 4,300 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were deemed met and exceeded by the Issuer's Board of Directors, and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2017 and an additional 1/16th of the units will vest quarterly thereafter. The third consists of units for which vesting will be determined based on the Issuer's total shareholder return percentile ranking relative to a set peer group, over a three year period ending on July 31, 2020. Read SEC document |
| September 15, 2018 Filed Sep 17, 2018 21:28 UTC |
Sherry Steven P.Chief Sales Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 407 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001721294-18-000012 · edgardoc.xml · derivative · entry 9 Sherry Steven P. · CIK 0001721294 · Chief Sales Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,250 Underlying: Common Stock · 407 shares Expires 2026-09-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The grant consists of three separate issuances of Restricted Stock Units, each with vesting subject to the Reporting Person's continued service to the Issuer. The first is 6,500 units vesting as follows: 1/16th of the units vest quarterly commencing December 15, 2016. The second is 4,001 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were deemed met and exceeded by the Issuer's Board of Directors, and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2017 and an additional 1/16th of the units will vest quarterly thereafter. The third consists of units for which vesting will be determined based on the Issuer's total shareholder return percentile ranking relative to a set peer group, over a three year period ending on July 31, 2019. Read SEC document |
| September 15, 2018 Filed Sep 17, 2018 21:28 UTC |
Sherry Steven P.Chief Sales Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 1,563 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001721294-18-000012 · edgardoc.xml · derivative · entry 8 Sherry Steven P. · CIK 0001721294 · Chief Sales Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,375 Underlying: Common Stock · 1,563 shares Expires 2026-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: The Restricted Stock Units vest as follows: 1/16th of the units vest quarterly commencing June 15, 2016 subject to the Reporting Person's continued service to the Issuer through each such vesting date. Read SEC document |
| September 15, 2018 Filed Sep 17, 2018 21:28 UTC |
Sherry Steven P.Chief Sales Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 438 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001721294-18-000012 · edgardoc.xml · derivative · entry 7 Sherry Steven P. · CIK 0001721294 · Chief Sales Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,750 Underlying: Common Stock · 438 shares Expires 2025-09-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The grant consists of two separate issuances of Restricted Stock Units. One issuance consists of 7,000 units which vest as follows: 1/16th of the units vest quarterly commencing December 15, 2015, subject to the Reporting Person's continued service to the Issuer. The second issuance consists of 10,503 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were previously deemed by the Issuer's Board of Directors to have been met and exceeded, and the time-based vesting criteria are as follows: 1/4th of the units vested on the one year anniversary of the vesting commencement date of September 15, 2015 and an additional 1/16th of the units will vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer. Read SEC document |
| September 15, 2018 Filed Sep 17, 2018 21:28 UTC |
Sherry Steven P.Chief Sales Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 313 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001721294-18-000012 · edgardoc.xml · derivative · entry 6 Sherry Steven P. · CIK 0001721294 · Chief Sales Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 313 shares Expires 2024-09-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The grant consists of two separate issuances of Restricted Stock Units. One issuance consists of 5,000 units which vest as follows: 1/16th of the units vest quarterly following the vesting commencement date of September 15, 2014 (the "VCD"), subject to the Reporting Person's continued service to the Issuer. The second issuance consists of 3,384 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. Attainment regarding the performance-based conditions was determined by the Issuer's Board of Directors based on the Issuer's results for FYE July 31, 2015 and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2015, the one year anniversary of the VCD, and an additional 1/16th of the units will vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer. Read SEC document |
| September 15, 2018 Filed Sep 17, 2018 21:28 UTC |
Sherry Steven P.Chief Sales Officer
|
Exercise / conversionPerformance Shares · Derivative | 1,161 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001721294-18-000012 · edgardoc.xml · derivative · entry 5 Sherry Steven P. · CIK 0001721294 · Chief Sales Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,939 Underlying: Common Stock · 1,161 shares Expires 2027-09-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The grant consists of three separate issuances of Restricted Stock Units, each with vesting subject to the Reporting Person's continued service to the Issuer. The first is 7,100 units vesting as follows: 1/16th of the units vest quarterly commencing December 15, 2017. The second is 4,300 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were deemed met and exceeded by the Issuer's Board of Directors, and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2017 and an additional 1/16th of the units will vest quarterly thereafter. The third consists of units for which vesting will be determined based on the Issuer's total shareholder return percentile ranking relative to a set peer group, over a three year period ending on July 31, 2020. F6 · balance_after: The number of shares reported in Column 9 of Table II represents the 2017 Performance Stock Unit ("PSU") and the Total Shareholder Return grants less the number of PSU shares vested as of this Transaction Date. Read SEC document |
| September 15, 2018 Filed Sep 17, 2018 21:28 UTC |
Sherry Steven P.Chief Sales Officer
|
Exercise / conversionPerformance Shares · Derivative | 251 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001721294-18-000012 · edgardoc.xml · derivative · entry 4 Sherry Steven P. · CIK 0001721294 · Chief Sales Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,500 Underlying: Common Stock · 251 shares Expires 2026-09-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The grant consists of three separate issuances of Restricted Stock Units, each with vesting subject to the Reporting Person's continued service to the Issuer. The first is 6,500 units vesting as follows: 1/16th of the units vest quarterly commencing December 15, 2016. The second is 4,001 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were deemed met and exceeded by the Issuer's Board of Directors, and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2017 and an additional 1/16th of the units will vest quarterly thereafter. The third consists of units for which vesting will be determined based on the Issuer's total shareholder return percentile ranking relative to a set peer group, over a three year period ending on July 31, 2019. F4 · balance_after: The number of shares reported in Section 9 of Table II represents the 2016 Performance Stock Unit ("PSU") and the Total Shareholder Return grants less the number of PSU shares vested as of this Transaction Date. Read SEC document |
| September 15, 2018 Filed Sep 17, 2018 21:28 UTC |
Sherry Steven P.Chief Sales Officer
|
Exercise / conversionPerformance Shares · Derivative | 657 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001721294-18-000012 · edgardoc.xml · derivative · entry 3 Sherry Steven P. · CIK 0001721294 · Chief Sales Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,626 Underlying: Common Stock · 657 shares Expires 2025-09-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The grant consists of two separate issuances of Restricted Stock Units. One issuance consists of 7,000 units which vest as follows: 1/16th of the units vest quarterly commencing December 15, 2015, subject to the Reporting Person's continued service to the Issuer. The second issuance consists of 10,503 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were previously deemed by the Issuer's Board of Directors to have been met and exceeded, and the time-based vesting criteria are as follows: 1/4th of the units vested on the one year anniversary of the vesting commencement date of September 15, 2015 and an additional 1/16th of the units will vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer. Read SEC document |
| September 15, 2018 Filed Sep 17, 2018 21:28 UTC |
Sherry Steven P.Chief Sales Officer
|
Exercise / conversionPerformance Shares · Derivative | 212 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001721294-18-000012 · edgardoc.xml · derivative · entry 2 Sherry Steven P. · CIK 0001721294 · Chief Sales Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 212 shares Expires 2024-09-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The grant consists of two separate issuances of Restricted Stock Units. One issuance consists of 5,000 units which vest as follows: 1/16th of the units vest quarterly following the vesting commencement date of September 15, 2014 (the "VCD"), subject to the Reporting Person's continued service to the Issuer. The second issuance consists of 3,384 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. Attainment regarding the performance-based conditions was determined by the Issuer's Board of Directors based on the Issuer's results for FYE July 31, 2015 and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2015, the one year anniversary of the VCD, and an additional 1/16th of the units will vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer. Read SEC document |
| September 15, 2018 Filed Sep 17, 2018 21:28 UTC |
Sherry Steven P.Chief Sales Officer
|
Exercise / conversionCommon Stock | 5,446 | $0.00 | $0.00 |
DisclosureSEC source: 0001721294-18-000012 · edgardoc.xml · nonDerivative · entry 1 Sherry Steven P. · CIK 0001721294 · Chief Sales Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,446 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 15, 2018 Filed Sep 17, 2018 21:21 UTC |
King James WinstonChief Admin Officer, Gen Couns
|
Exercise / conversionRestricted Stock Unit · Derivative | 444 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001586253-18-000013 · edgardoc.xml · derivative · entry 10 King James Winston · CIK 0001586253 · Chief Admin Officer, Gen Couns 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,325 Underlying: Common Stock · 444 shares Expires 2027-09-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The grant consists of three separate issuances of Restricted Stock Units, each with vesting subject to the Reporting Person's continued service to the Issuer. The first is 7,100 units vesting as follows: 1/16th of the units vest quarterly commencing December 15, 2017. The second is 4,300 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were deemed met and exceeded by the Issuer's Board of Directors, and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2018 and an additional 1/16th of the units will vest quarterly thereafter. The third consists of units for which vesting will be determined based on the Issuer's total shareholder return percentile ranking relative to a set peer group, over a three year period ending on July 31, 2020. Read SEC document |
| September 15, 2018 Filed Sep 17, 2018 21:21 UTC |
King James WinstonChief Admin Officer, Gen Couns
|
Exercise / conversionRestricted Stock Unit · Derivative | 438 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001586253-18-000013 · edgardoc.xml · derivative · entry 9 King James Winston · CIK 0001586253 · Chief Admin Officer, Gen Couns 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,500 Underlying: Common Stock · 438 shares Expires 2026-09-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The grant consists of three separate issuances of Restricted Stock Units, each with vesting subject to the Reporting Person's continued service to the Issuer. The first is 7,000 units vesting as follows: 1/16th of the units vest quarterly commencing December 15, 2016. The second is 4,301 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were deemed met and exceeded by the Issuer's Board of Directors, and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2017 and an additional 1/16th of the units will vest quarterly thereafter. The third consists of units for which vesting will be determined based on the Issuer's total shareholder return percentile ranking relative to a set peer group, over a three year period ending on July 31, 2019. Read SEC document |
| September 15, 2018 Filed Sep 17, 2018 21:21 UTC |
King James WinstonChief Admin Officer, Gen Couns
|
Exercise / conversionRestricted Stock Unit · Derivative | 532 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001586253-18-000013 · edgardoc.xml · derivative · entry 8 King James Winston · CIK 0001586253 · Chief Admin Officer, Gen Couns 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,125 Underlying: Common Stock · 532 shares Expires 2025-09-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The grant consists of two separate issuances of Restricted Stock Units. One issuance consists of 8,500 units which vest as follows: 1/16th of the units vest quarterly commencing December 15, 2015, subject to the Reporting Person's continued service to the Issuer. The second issuance consists of 12,755 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were previously deemed by the Issuer's Board of Directors to have been met and exceeded, and the time-based vesting criteria are as follows: 1/4th of the units vested on the one year anniversary of the vesting commencement date of September 15, 2015 and an additional 1/16th of the units will vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer. Read SEC document |
| September 15, 2018 Filed Sep 17, 2018 21:21 UTC |
King James WinstonChief Admin Officer, Gen Couns
|
Exercise / conversionRestricted Stock Unit · Derivative | 30 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001586253-18-000013 · edgardoc.xml · derivative · entry 7 King James Winston · CIK 0001586253 · Chief Admin Officer, Gen Couns 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30 shares Expires 2024-09-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The grant consists of two separate issuances of Restricted Stock Units. One issuance consists of 5,000 units which vest as follows: 1/16th of the units vest quarterly following the vesting commencement date of September 15, 2014 (the "VCD"), subject to the Reporting Person's continued service to the Issuer. The second issuance consists of 3,384 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. Attainment regarding the performance-based conditions was determined by the Issuer's Board of Directors based on the Issuer's results for FYE July 31, 2015 and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2015, the one year anniversary of the VCD, and an additional 1/16th of the units will vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.