Tapewire

NYSE · USD

GWRE

Guidewire Software, Inc.

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3313
SEC CIK
0001528396
Parsed reports
906

Last 12 months

Inside the activity.

0 purchase rows · 89 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202506
Dec 2025013
Jan 202604
Feb 202604
Mar 2026011
Apr 202604
May 202604
Jun 2026011
Jul 202605
Aug 202609
Sep 2026015
Oct 202603

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 15, 2018 Filed Dec 17, 2018 21:51 UTC
Hung PriscillaChief Operating Officer
Exercise / conversionRestricted Stock Unit · Derivative 468 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001557593-18-000035 · edgardoc.xml · derivative · entry 5

Hung Priscilla · CIK 0001557593 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,407

Underlying: Common Stock · 468 shares

Expires 2025-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The grant consists of two separate issuances of Restricted Stock Units. One issuance consists of 7,500 units which vest as follows: 1/16th of the units vest quarterly commencing December 15, 2015, subject to the Reporting Person's continued service to the Issuer. The second issuance consists of 11,255 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were previously deemed by the Issuer's Board of Directors to have been met and exceeded, and the time-based vesting criteria are as follows: 1/4th of the units vested on the one year anniversary of the vesting commencement date of September 15, 2015 and an additional 1/16th of the units will vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
December 15, 2018 Filed Dec 17, 2018 21:51 UTC
Hung PriscillaChief Operating Officer
Exercise / conversionPerformance Shares · Derivative 310 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001557593-18-000035 · edgardoc.xml · derivative · entry 4

Hung Priscilla · CIK 0001557593 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,048

Underlying: Common Stock · 310 shares

Expires 2027-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The grant consists of three separate issuances of Restricted Stock Units, each with vesting subject to the Reporting Person's continued service to the Issuer. The first is 7,600 units vesting as follows: 1/16th of the units vest quarterly commencing December 15, 2017. The second is 4,968* units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were deemed met and exceeded by the Issuer's Board of Directors, and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2018 and an additional 1/16th of the units will vest quarterly thereafter. The third consists of units for which vesting will be determined based on the Issuer's total shareholder return percentile ranking relative to a set peer group, over a three year period ending on July 31, 2020. *Correctly reflects the number of total units vested from previous filing September 15, 2018.

F5 · balance_after: The number of shares reported in Column 9 of Table II represents the 2017 Performance Stock Unit ("PSU") and the Total Shareholder Return grants less the number of PSU shares vested as of this Transaction Date.

Read SEC document
December 15, 2018 Filed Dec 17, 2018 21:51 UTC
Hung PriscillaChief Operating Officer
Exercise / conversionPerformance Shares · Derivative 288 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001557593-18-000035 · edgardoc.xml · derivative · entry 3

Hung Priscilla · CIK 0001557593 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,905

Underlying: Common Stock · 288 shares

Expires 2026-09-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The grant consists of three separate issuances of Restricted Stock Units, each with vesting subject to the Reporting Person's continued service to the Issuer. The first is 7,500 units vesting as follows: 1/16th of the units vest quarterly commencing December 15, 2016. The second is 4,614 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were deemed met and exceeded by the Issuer's Board of Directors, and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2017 and an additional 1/16th of the units will vest quarterly thereafter. The third consists of units for which vesting will be determined based on the Issuer's total shareholder return percentile ranking relative to a set peer group, over a three year period ending on July 31, 2019.

F3 · balance_after: The number of shares reported in Column 9 of Table II represents the 2016 Performance Stock Unit ("PSU") and the Total Shareholder Return grants less the number of PSU shares vested as of this Transaction Date.

Read SEC document
December 15, 2018 Filed Dec 17, 2018 21:51 UTC
Hung PriscillaChief Operating Officer
Exercise / conversionPerformance Shares · Derivative 702 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001557593-18-000035 · edgardoc.xml · derivative · entry 2

Hung Priscilla · CIK 0001557593 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,112

Underlying: Common Stock · 702 shares

Expires 2025-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The grant consists of two separate issuances of Restricted Stock Units. One issuance consists of 7,500 units which vest as follows: 1/16th of the units vest quarterly commencing December 15, 2015, subject to the Reporting Person's continued service to the Issuer. The second issuance consists of 11,255 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were previously deemed by the Issuer's Board of Directors to have been met and exceeded, and the time-based vesting criteria are as follows: 1/4th of the units vested on the one year anniversary of the vesting commencement date of September 15, 2015 and an additional 1/16th of the units will vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
December 15, 2018 Filed Dec 17, 2018 21:51 UTC
Hung PriscillaChief Operating Officer
Exercise / conversionCommon Stock 3,898 $0.00 $0.00
Disclosure

SEC source: 0001557593-18-000035 · edgardoc.xml · nonDerivative · entry 1

Hung Priscilla · CIK 0001557593 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,533

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2018 Filed Dec 13, 2018 23:33 UTC
Polelle MichaelChief Delivery Officer
SaleCommon Stock 1,004 $86.77 $87,117.08
Disclosure

SEC source: 0001609633-18-000025 · edgardoc.xml · nonDerivative · entry 1

Polelle Michael · CIK 0001609633 · Chief Delivery Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,629

F1 · kind: Automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 10, 2018.

Read SEC document
December 07, 2018 Filed Dec 10, 2018 16:43 UTC
DUBOIS GUYDirector
SaleCommon Stock 798 $85.00 $67,830.00
Disclosure

SEC source: 0001232407-18-000004 · edgardoc.xml · nonDerivative · entry 1

DUBOIS GUY · CIK 0001232407 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,609

F1 · kind: Shares sold by Issuer to cover taxes associated with settlement of Restricted Stock Units.

Read SEC document
December 06, 2018 Filed Dec 10, 2018 16:40 UTC
DUBOIS GUYDirector
GrantCommon Stock 2,091 $0.00 $0.00
Disclosure

SEC source: 0001232407-18-000002 · edgardoc.xml · nonDerivative · entry 1

DUBOIS GUY · CIK 0001232407 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,407

F1 · kind: Exempt grant of restricted stock units (RSUs). The RSUs shall vest fully on December 6, 2019 provided the Reporting Person is still providing service to the Company. However, if the Reporting Person's term of board service ends at the next annual meeting of stockholders and the Reporting Person does not stand for reelection but remains in service through such annual meeting of stockholders, then the Reporting Person shall vest in all underlying shares at the time of the next annual stockholder meeting if such meeting occurs before December 6, 2019.

F2 · balance_after: 2,443 share discrepancy is due to historical shares withheld for tax purposes.

Read SEC document
December 06, 2018 Filed Dec 10, 2018 17:15 UTC GrantCommon Stock 2,091 $0.00 $0.00
Disclosure

SEC source: 0001228620-18-000002 · edgardoc.xml · nonDerivative · entry 1

WEATHERFORD CLIFTON THOMAS · CIK 0001228620 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,992

F1 · kind: Exempt grant of restricted stock units (RSUs). The RSUs shall vest fully on December 6, 2019 provided the Reporting Person is still providing service to the Company. However, if the Reporting Person's term of board service ends at the next annual meeting of stockholders and the Reporting Person does not stand for reelection but remains in service through such annual meeting of stockholders, then the Reporting Person shall vest in all underlying shares at the time of the next annual stockholder meeting if such meeting occurs before December 6, 2019.

Read SEC document
December 06, 2018 Filed Dec 10, 2018 21:57 UTC
Conway CraigDirector
GrantCommon Stock 2,091 $0.00 $0.00
Disclosure

SEC source: 0001340922-18-000025 · edgardoc.xml · nonDerivative · entry 1

Conway Craig · CIK 0001340922 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,303

F1 · kind: Exempt grant of restricted stock units (RSUs). The RSUs shall vest fully on December 6, 2019 provided the Reporting Person is still providing service to the Company. However, if the Reporting Person's term of board service ends at the next annual meeting of stockholders and the Reporting Person does not stand for reelection but remains in service through such annual meeting of stockholders, then the Reporting Person shall vest in all underlying shares at the time of the next annual stockholder meeting if such meeting occurs before December 6, 2019.

Read SEC document
December 06, 2018 Filed Dec 10, 2018 22:10 UTC
Lavin PaulDirector
GrantCommon Stock 2,091 $0.00 $0.00
Disclosure

SEC source: 0001602485-18-000004 · edgardoc.xml · nonDerivative · entry 1

Lavin Paul · CIK 0001602485 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,684

F1 · kind: Exempt grant of restricted stock units (RSUs). The RSUs shall vest fully on December 6, 2019 provided the Reporting Person is still providing service to the Company. However, if the Reporting Person's term of board service ends at the next annual meeting of stockholders and the Reporting Person does not stand for reelection but remains in service through such annual meeting of stockholders, then the Reporting Person shall vest in all underlying shares at the time of the next annual stockholder meeting if such meeting occurs before December 6, 2019.

Read SEC document
December 06, 2018 Filed Dec 10, 2018 21:46 UTC GrantCommon Stock 2,091 $0.00 $0.00
Disclosure

SEC source: 0001593803-18-000004 · edgardoc.xml · nonDerivative · entry 1

Brown Andrew William Fraser · CIK 0001593803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,937

F1 · kind: Exempt grant of restricted stock units (RSUs). The RSUs shall vest fully on December 6, 2019 provided the Reporting Person is still providing service to the Company. However, if the Reporting Person's term of board service ends at the next annual meeting of stockholders and the Reporting Person does not stand for reelection but remains in service through such annual meeting of stockholders, then the Reporting Person shall vest in all underlying shares at the time of the next annual stockholder meeting if such meeting occurs before December 6, 2019.

Read SEC document
December 06, 2018 Filed Dec 10, 2018 22:06 UTC GrantCommon Stock 2,091 $0.00 $0.00
Disclosure

SEC source: 0001585821-18-000002 · edgardoc.xml · nonDerivative · entry 1

Gassner Peter P · CIK 0001585821 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,723

F1 · kind: Exempt grant of restricted stock units (RSUs). The RSUs shall vest fully on December 6, 2019 provided the Reporting Person is still providing service to the Company. However, if the Reporting Person's term of board service ends at the next annual meeting of stockholders and the Reporting Person does not stand for reelection but remains in service through such annual meeting of stockholders, then the Reporting Person shall vest in all underlying shares at the time of the next annual stockholder meeting if such meeting occurs before December 6, 2019.

Read SEC document
December 03, 2018 Filed Dec 6, 2018 23:03 UTC
Ryu MarcusDirector · CEO and President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $3.92 $0.00
Disclosure

SEC source: 0001540041-18-000035 · edgardoc.xml · derivative · entry 16

Ryu Marcus · CIK 0001540041 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,033

Underlying: Common Stock · 20,000 shares

Expires 2019-12-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F15 · derivative.exercise_date: This Stock Option vests over four years of continuous service as follows: 1/48th of the underlying shares vest monthly following the vesting commencement date of December 21, 2009.

Read SEC document
December 03, 2018 Filed Dec 6, 2018 23:03 UTC
Ryu MarcusDirector · CEO and President
SaleCommon Stock 300 $95.24 $28,572.00
Disclosure

SEC source: 0001540041-18-000035 · edgardoc.xml · nonDerivative · entry 15

Ryu Marcus · CIK 0001540041 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276

F1 · kind: Automatic stock option exercise and sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 10, 2018.

F14 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $95.22 to $95.26 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 03, 2018 Filed Dec 6, 2018 23:03 UTC
Ryu MarcusDirector · CEO and President
SaleCommon Stock 300 $94.18 $28,254.51
Disclosure

SEC source: 0001540041-18-000035 · edgardoc.xml · nonDerivative · entry 14

Ryu Marcus · CIK 0001540041 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 576

F1 · kind: Automatic stock option exercise and sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 10, 2018.

F13 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $94.05 to $94.44 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 03, 2018 Filed Dec 6, 2018 23:03 UTC
Ryu MarcusDirector · CEO and President
SaleCommon Stock 900 $93.29 $83,958.03
Disclosure

SEC source: 0001540041-18-000035 · edgardoc.xml · nonDerivative · entry 13

Ryu Marcus · CIK 0001540041 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 876

F1 · kind: Automatic stock option exercise and sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 10, 2018.

F12 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $92.98 to $93.81 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 03, 2018 Filed Dec 6, 2018 23:03 UTC
Ryu MarcusDirector · CEO and President
SaleCommon Stock 3,500 $92.56 $323,974.00
Disclosure

SEC source: 0001540041-18-000035 · edgardoc.xml · nonDerivative · entry 12

Ryu Marcus · CIK 0001540041 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,776

F1 · kind: Automatic stock option exercise and sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 10, 2018.

F11 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $91.94 to $92.93 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 03, 2018 Filed Dec 6, 2018 23:03 UTC
Ryu MarcusDirector · CEO and President
SaleCommon Stock 200 $95.27 $19,053.00
Disclosure

SEC source: 0001540041-18-000035 · edgardoc.xml · nonDerivative · entry 11

Ryu Marcus · CIK 0001540041 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,276

F1 · kind: Automatic stock option exercise and sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 10, 2018.

F10 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $95.24 to $95.29 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 03, 2018 Filed Dec 6, 2018 23:03 UTC
Ryu MarcusDirector · CEO and President
SaleCommon Stock 300 $94.39 $28,318.26
Disclosure

SEC source: 0001540041-18-000035 · edgardoc.xml · nonDerivative · entry 10

Ryu Marcus · CIK 0001540041 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,476

F1 · kind: Automatic stock option exercise and sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 10, 2018.

F9 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $94.22 to $94.53 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 03, 2018 Filed Dec 6, 2018 23:03 UTC
Ryu MarcusDirector · CEO and President
SaleCommon Stock 800 $93.46 $74,765.04
Disclosure

SEC source: 0001540041-18-000035 · edgardoc.xml · nonDerivative · entry 9

Ryu Marcus · CIK 0001540041 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,776

F1 · kind: Automatic stock option exercise and sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 10, 2018.

F8 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $93.06 to $93.97 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 03, 2018 Filed Dec 6, 2018 23:03 UTC
Ryu MarcusDirector · CEO and President
SaleCommon Stock 3,700 $92.61 $342,639.98
Disclosure

SEC source: 0001540041-18-000035 · edgardoc.xml · nonDerivative · entry 8

Ryu Marcus · CIK 0001540041 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,576

F1 · kind: Automatic stock option exercise and sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 10, 2018.

F7 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $92 to $92.98 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 03, 2018 Filed Dec 6, 2018 23:03 UTC
Ryu MarcusDirector · CEO and President
SaleCommon Stock 400 $94.85 $37,941.00
Disclosure

SEC source: 0001540041-18-000035 · edgardoc.xml · nonDerivative · entry 7

Ryu Marcus · CIK 0001540041 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,276

F1 · kind: Automatic stock option exercise and sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 10, 2018.

F6 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $94.44 to $95.29 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 03, 2018 Filed Dec 6, 2018 23:03 UTC
Ryu MarcusDirector · CEO and President
SaleCommon Stock 900 $93.57 $84,210.84
Disclosure

SEC source: 0001540041-18-000035 · edgardoc.xml · nonDerivative · entry 6

Ryu Marcus · CIK 0001540041 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,676

F1 · kind: Automatic stock option exercise and sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 10, 2018.

F5 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $93.06 to $94.055 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 03, 2018 Filed Dec 6, 2018 23:03 UTC
Ryu MarcusDirector · CEO and President
SaleCommon Stock 3,700 $92.58 $342,562.65
Disclosure

SEC source: 0001540041-18-000035 · edgardoc.xml · nonDerivative · entry 5

Ryu Marcus · CIK 0001540041 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,576

F1 · kind: Automatic stock option exercise and sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 10, 2018.

F2 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $92 to $92.99 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 03, 2018 Filed Dec 6, 2018 23:03 UTC
Ryu MarcusDirector · CEO and President
SaleCommon Stock 400 $95.00 $38,001.00
Disclosure

SEC source: 0001540041-18-000035 · edgardoc.xml · nonDerivative · entry 4

Ryu Marcus · CIK 0001540041 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,276

F1 · kind: Automatic stock option exercise and sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 10, 2018.

F4 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $94.44 to $95.24 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 03, 2018 Filed Dec 6, 2018 23:03 UTC
Ryu MarcusDirector · CEO and President
SaleCommon Stock 1,000 $93.40 $93,398.00
Disclosure

SEC source: 0001540041-18-000035 · edgardoc.xml · nonDerivative · entry 3

Ryu Marcus · CIK 0001540041 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,676

F1 · kind: Automatic stock option exercise and sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 10, 2018.

F3 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $93.06 to $93.91 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 03, 2018 Filed Dec 6, 2018 23:03 UTC
Ryu MarcusDirector · CEO and President
SaleCommon Stock 3,600 $92.59 $333,314.64
Disclosure

SEC source: 0001540041-18-000035 · edgardoc.xml · nonDerivative · entry 2

Ryu Marcus · CIK 0001540041 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,676

F1 · kind: Automatic stock option exercise and sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 10, 2018.

F2 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $92 to $92.99 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 03, 2018 Filed Dec 6, 2018 23:03 UTC
Ryu MarcusDirector · CEO and President
Exercise / conversionCommon Stock 20,000 $3.92 $78,400.00
Disclosure

SEC source: 0001540041-18-000035 · edgardoc.xml · nonDerivative · entry 1

Ryu Marcus · CIK 0001540041 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,276

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 29, 2018 Filed Dec 3, 2018 22:06 UTC
Conway CraigDirector
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,019 $0.00 Strike: $45.80 $0.00
Disclosure

SEC source: 0001340922-18-000023 · edgardoc.xml · derivative · entry 2

Conway Craig · CIK 0001340922 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600

Underlying: Common Stock · 1,019 shares

Expires 2023-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These stock options vest over 12 months of continuous service as follows: 1/12th of the underlying options vest monthly following the vesting commencement date of December 5, 2013. However, if the Reporting Person's term of board service ends at the next annual meeting of stockholders and the Reporting Person does not stand for reelection but remains in service through such annual meeting of stockholders, then the Reporting Person shall vest in all underlying options at the time of the next annual shareholder meeting if such meeting occurs before December 5, 2014.

Read SEC document
November 29, 2018 Filed Dec 3, 2018 22:06 UTC
Conway CraigDirector
Exercise / conversionCommon Stock 1,019 $45.80 $46,670.20
Disclosure

SEC source: 0001340922-18-000023 · edgardoc.xml · nonDerivative · entry 1

Conway Craig · CIK 0001340922 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,212

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2018 Filed Nov 16, 2018 00:21 UTC
Conway CraigDirector
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 200 $0.00 Strike: $45.80 $0.00
Disclosure

SEC source: 0001340922-18-000020 · edgardoc.xml · derivative · entry 4

Conway Craig · CIK 0001340922 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,619

Underlying: Common Stock · 200 shares

Expires 2023-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These stock options vest over 12 months of continuous service as follows: 1/12th of the underlying options vest monthly following the vesting commencement date of December 5, 2013. However, if the Reporting Person's term of board service ends at the next annual meeting of stockholders and the Reporting Person does not stand for reelection but remains in service through such annual meeting of stockholders, then the Reporting Person shall vest in all underlying options at the time of the next annual shareholder meeting if such meeting occurs before December 5, 2014.

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November 15, 2018 Filed Nov 16, 2018 00:21 UTC
Conway CraigDirector
SaleCommon Stock 200 $84.17 $16,834.00
Disclosure

SEC source: 0001340922-18-000020 · edgardoc.xml · nonDerivative · entry 3

Conway Craig · CIK 0001340922 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,193

F2 · kind: Automatic sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person on January 12, 2018.

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November 15, 2018 Filed Nov 16, 2018 00:21 UTC
Conway CraigDirector
SaleCommon Stock 200 $84.17 $16,834.00
Disclosure

SEC source: 0001340922-18-000020 · edgardoc.xml · nonDerivative · entry 2

Conway Craig · CIK 0001340922 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,393

F1 · kind: Automatic option exercise and same day sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person on January 12, 2018.

Read SEC document
November 15, 2018 Filed Nov 16, 2018 00:21 UTC
Conway CraigDirector
Exercise / conversionCommon Stock 200 $45.80 $9,160.00
Disclosure

SEC source: 0001340922-18-000020 · edgardoc.xml · nonDerivative · entry 1

Conway Craig · CIK 0001340922 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,593

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2018 Filed Nov 5, 2018 22:12 UTC
Ryu MarcusDirector · CEO and President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $3.92 $0.00
Disclosure

SEC source: 0001540041-18-000033 · edgardoc.xml · derivative · entry 10

Ryu Marcus · CIK 0001540041 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,033

Underlying: Common Stock · 20,000 shares

Expires 2019-12-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: This Stock Option vests over four years of continuous service as follows: 1/48th of the underlying shares vest monthly following the vesting commencement date of December 21, 2009.

Read SEC document
November 01, 2018 Filed Nov 5, 2018 22:12 UTC
Ryu MarcusDirector · CEO and President
SaleCommon Stock 3,450 $89.32 $308,155.38
Disclosure

SEC source: 0001540041-18-000033 · edgardoc.xml · nonDerivative · entry 9

Ryu Marcus · CIK 0001540041 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276

F1 · kind: Automatic stock option exercise and sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 10, 2018.

F6 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $89.01 to $89.61 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 01, 2018 Filed Nov 5, 2018 22:12 UTC
Ryu MarcusDirector · CEO and President
SaleCommon Stock 1,550 $88.44 $137,082.47
Disclosure

SEC source: 0001540041-18-000033 · edgardoc.xml · nonDerivative · entry 8

Ryu Marcus · CIK 0001540041 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,726

F1 · kind: Automatic stock option exercise and sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 10, 2018.

F4 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $88.00 to $88.93 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 01, 2018 Filed Nov 5, 2018 22:12 UTC
Ryu MarcusDirector · CEO and President
SaleCommon Stock 3,450 $89.31 $308,124.33
Disclosure

SEC source: 0001540041-18-000033 · edgardoc.xml · nonDerivative · entry 7

Ryu Marcus · CIK 0001540041 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,276

F1 · kind: Automatic stock option exercise and sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 10, 2018.

F6 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $89.01 to $89.61 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 01, 2018 Filed Nov 5, 2018 22:12 UTC
Ryu MarcusDirector · CEO and President
SaleCommon Stock 1,550 $88.44 $137,089.44
Disclosure

SEC source: 0001540041-18-000033 · edgardoc.xml · nonDerivative · entry 6

Ryu Marcus · CIK 0001540041 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,726

F1 · kind: Automatic stock option exercise and sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 10, 2018.

F4 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $88.00 to $88.93 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 01, 2018 Filed Nov 5, 2018 22:12 UTC
Ryu MarcusDirector · CEO and President
SaleCommon Stock 3,305 $89.32 $295,213.84
Disclosure

SEC source: 0001540041-18-000033 · edgardoc.xml · nonDerivative · entry 5

Ryu Marcus · CIK 0001540041 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,276

F1 · kind: Automatic stock option exercise and sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 10, 2018.

F5 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $89.00 to $89.61 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 01, 2018 Filed Nov 5, 2018 22:12 UTC
Ryu MarcusDirector · CEO and President
SaleCommon Stock 1,695 $88.45 $149,922.75
Disclosure

SEC source: 0001540041-18-000033 · edgardoc.xml · nonDerivative · entry 4

Ryu Marcus · CIK 0001540041 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,581

F1 · kind: Automatic stock option exercise and sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 10, 2018.

F4 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $88.00 to $88.93 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 01, 2018 Filed Nov 5, 2018 22:12 UTC
Ryu MarcusDirector · CEO and President
SaleCommon Stock 1,900 $88.54 $168,217.45
Disclosure

SEC source: 0001540041-18-000033 · edgardoc.xml · nonDerivative · entry 3

Ryu Marcus · CIK 0001540041 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,276

F1 · kind: Automatic stock option exercise and sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 10, 2018.

F3 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $88.04 to $89.02 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 01, 2018 Filed Nov 5, 2018 22:12 UTC
Ryu MarcusDirector · CEO and President
SaleCommon Stock 3,100 $89.34 $276,949.97
Disclosure

SEC source: 0001540041-18-000033 · edgardoc.xml · nonDerivative · entry 2

Ryu Marcus · CIK 0001540041 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,176

F1 · kind: Automatic stock option exercise and sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 10, 2018.

F2 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $89.05 to $89.61 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 01, 2018 Filed Nov 5, 2018 22:12 UTC
Ryu MarcusDirector · CEO and President
Exercise / conversionCommon Stock 20,000 $3.92 $78,400.00
Disclosure

SEC source: 0001540041-18-000033 · edgardoc.xml · nonDerivative · entry 1

Ryu Marcus · CIK 0001540041 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,276

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 15, 2018 Filed Oct 16, 2018 21:26 UTC
Conway CraigDirector
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 200 $0.00 Strike: $45.80 $0.00
Disclosure

SEC source: 0001340922-18-000018 · edgardoc.xml · derivative · entry 4

Conway Craig · CIK 0001340922 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,819

Underlying: Common Stock · 200 shares

Expires 2023-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These stock options vest over 12 months of continuous service as follows: 1/12th of the underlying options vest monthly following the vesting commencement date of December 5, 2013. However, if the Reporting Person's term of board service ends at the next annual meeting of stockholders and the Reporting Person does not stand for reelection but remains in service through such annual meeting of stockholders, then the Reporting Person shall vest in all underlying options at the time of the next annual shareholder meeting if such meeting occurs before December 5, 2014.

Read SEC document
October 15, 2018 Filed Oct 16, 2018 21:26 UTC
Conway CraigDirector
SaleCommon Stock 200 $88.78 $17,756.00
Disclosure

SEC source: 0001340922-18-000018 · edgardoc.xml · nonDerivative · entry 3

Conway Craig · CIK 0001340922 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,393

F2 · kind: Automatic sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person on January 12, 2018.

Read SEC document
October 15, 2018 Filed Oct 16, 2018 21:26 UTC
Conway CraigDirector
SaleCommon Stock 200 $88.78 $17,756.00
Disclosure

SEC source: 0001340922-18-000018 · edgardoc.xml · nonDerivative · entry 2

Conway Craig · CIK 0001340922 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,593

F1 · kind: Automatic option exercise and same day sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person on January 12, 2018.

Read SEC document
October 15, 2018 Filed Oct 16, 2018 21:26 UTC
Conway CraigDirector
Exercise / conversionCommon Stock 200 $45.80 $9,160.00
Disclosure

SEC source: 0001340922-18-000018 · edgardoc.xml · nonDerivative · entry 1

Conway Craig · CIK 0001340922 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,793

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 23:35 UTC
Ryu MarcusDirector · CEO and President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $3.92 $0.00
Disclosure

SEC source: 0001540041-18-000031 · edgardoc.xml · derivative · entry 7

Ryu Marcus · CIK 0001540041 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,033

Underlying: Common Stock · 5,000 shares

Expires 2019-12-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: This Stock Option vests over four years of continuous service as follows: 1/48th of the underlying shares vest monthly following the vesting commencement date of December 21, 2009.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.