Tapewire

NYSE · USD

GWRE

Guidewire Software, Inc.

Export transactions ↓
Tapewire entity
3313
SEC CIK
0001528396
Parsed reports
906

Last 12 months

Inside the activity.

0 purchase rows · 89 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202506
Dec 2025013
Jan 202604
Feb 202604
Mar 2026011
Apr 202604
May 202604
Jun 2026011
Jul 202605
Aug 202609
Sep 2026015
Oct 202603

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 19, 2020 Filed Oct 21, 2020 21:38 UTC
Ryu MarcusDirector
SaleCommon Stock 2,208 $104.97 $231,764.04
Disclosure

SEC source: 0001540041-20-000028 · edgardoc.xml · nonDerivative · entry 4

Ryu Marcus · CIK 0001540041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,997

F4 · kind: Automatic stock sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 8, 2019.

F5 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $104.51 to $105.50 per share. The reporting person will provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
October 19, 2020 Filed Oct 21, 2020 21:38 UTC
Ryu MarcusDirector
SaleCommon Stock 1,344 $105.36 $141,600.61
Disclosure

SEC source: 0001540041-20-000028 · edgardoc.xml · nonDerivative · entry 3

Ryu Marcus · CIK 0001540041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,205

F1 · kind: Automatic stock option exercise and sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 8, 2019.

F3 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $105.26 to $105.50 per share. The reporting person will provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
October 19, 2020 Filed Oct 21, 2020 21:38 UTC
Ryu MarcusDirector
SaleCommon Stock 11,156 $104.71 $1,168,169.30
Disclosure

SEC source: 0001540041-20-000028 · edgardoc.xml · nonDerivative · entry 2

Ryu Marcus · CIK 0001540041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,549

F1 · kind: Automatic stock option exercise and sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 8, 2019.

F2 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $104.26 to $105.16 per share. The reporting person will provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
October 19, 2020 Filed Oct 21, 2020 21:38 UTC
Ryu MarcusDirector
Exercise / conversionCommon Stock 12,500 $45.27 $565,875.00
Disclosure

SEC source: 0001540041-20-000028 · edgardoc.xml · nonDerivative · entry 1

Ryu Marcus · CIK 0001540041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,705

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 18, 2020 Filed Sep 21, 2020 23:35 UTC
Cooper Jeffrey ElliottChief Financial Officer
SaleCommon Stock 725 $103.69 $75,174.09
Disclosure

SEC source: 0001805719-20-000035 · edgardoc.xml · nonDerivative · entry 1

Cooper Jeffrey Elliott · CIK 0001805719 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,175

F1 · kind: Automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 7, 2019.

Read SEC document
September 18, 2020 Filed Sep 21, 2020 23:40 UTC
King James WinstonChief Admin Officer, Gen Couns
SaleCommon Stock 3,505 $103.69 $363,427.84
Disclosure

SEC source: 0001586253-20-000023 · edgardoc.xml · nonDerivative · entry 1

King James Winston · CIK 0001586253 · Chief Admin Officer, Gen Couns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,210

F1 · kind: Automatic sale pursuant to a 10b5-1 Trading Plan adopted by the Reporting Person on October 11, 2019.

Read SEC document
September 18, 2020 Filed Sep 21, 2020 23:37 UTC
Ryu MarcusDirector
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 12,500 $0.00 Strike: $45.27 $0.00
Disclosure

SEC source: 0001540041-20-000026 · edgardoc.xml · derivative · entry 4

Ryu Marcus · CIK 0001540041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,316

Underlying: Common Stock · 12,500 shares

Expires 2024-09-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Option is vested and fully exercisable.

Read SEC document
September 18, 2020 Filed Sep 21, 2020 23:37 UTC
Ryu MarcusDirector
SaleCommon Stock 7,390 $103.69 $766,257.28
Disclosure

SEC source: 0001540041-20-000026 · edgardoc.xml · nonDerivative · entry 3

Ryu Marcus · CIK 0001540041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,205

F2 · kind: Automatic stock sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 8, 2019.

Read SEC document
September 18, 2020 Filed Sep 21, 2020 23:37 UTC
Ryu MarcusDirector
SaleCommon Stock 12,500 $103.69 $1,296,105.00
Disclosure

SEC source: 0001540041-20-000026 · edgardoc.xml · nonDerivative · entry 2

Ryu Marcus · CIK 0001540041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,595

F1 · kind: Automatic stock option exercise and sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 8, 2019.

Read SEC document
September 18, 2020 Filed Sep 21, 2020 23:37 UTC
Ryu MarcusDirector
Exercise / conversionCommon Stock 12,500 $45.27 $565,875.00
Disclosure

SEC source: 0001540041-20-000026 · edgardoc.xml · nonDerivative · entry 1

Ryu Marcus · CIK 0001540041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,095

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 18, 2020 Filed Sep 21, 2020 23:32 UTC
Hung PriscillaPresident, COO
SaleCommon Stock 4,267 $103.69 $442,438.40
Disclosure

SEC source: 0001557593-20-000013 · edgardoc.xml · nonDerivative · entry 1

Hung Priscilla · CIK 0001557593 · President, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,057

F1 · kind: Automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 7, 2019.

Read SEC document
September 18, 2020 Filed Sep 21, 2020 23:30 UTC
Polelle MichaelChief Delivery Officer
SaleCommon Stock 2,804 $103.69 $290,742.27
Disclosure

SEC source: 0001609633-20-000011 · edgardoc.xml · nonDerivative · entry 1

Polelle Michael · CIK 0001609633 · Chief Delivery Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,629

F1 · kind: Automatic sale pursuant to a 10b5-1 Trading Plan adopted by the Reporting Person on October 7, 2019.

Read SEC document
September 17, 2020 Filed Sep 18, 2020 00:53 UTC
Cooper Jeffrey ElliottChief Financial Officer
SaleCommon Stock 1,021 $105.29 $107,503.13
Disclosure

SEC source: 0001805719-20-000033 · edgardoc.xml · nonDerivative · entry 2

Cooper Jeffrey Elliott · CIK 0001805719 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,900

F1 · kind: Shares sold by Issuer to cover taxes associated with settlement of Restricted Stock Units.

F2 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $105.2906 to $105.2924 per share. The reporting person will provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 17, 2020 Filed Sep 18, 2020 00:50 UTC
Hung PriscillaPresident, COO
SaleCommon Stock 3,819 $105.29 $402,111.29
Disclosure

SEC source: 0001557593-20-000011 · edgardoc.xml · nonDerivative · entry 2

Hung Priscilla · CIK 0001557593 · President, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,324

F1 · kind: Shares sold by Issuer to cover taxes associated with settlement of Restricted Stock Units.

F2 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $105.2906 to $105.2936 per share. The reporting person will provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 17, 2020 Filed Sep 18, 2020 00:44 UTC
Polelle MichaelChief Delivery Officer
SaleCommon Stock 1,340 $105.29 $141,092.08
Disclosure

SEC source: 0001609633-20-000009 · edgardoc.xml · nonDerivative · entry 2

Polelle Michael · CIK 0001609633 · Chief Delivery Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,433

F1 · kind: Shares sold by Issuer to cover taxes associated with settlement of Restricted Stock Units.

F2 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $105.2906 to $105.2960 per share. The reporting person will provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 17, 2020 Filed Sep 18, 2020 00:42 UTC
Ryu MarcusDirector
SaleCommon Stock 23,391 $105.29 $2,462,892.19
Disclosure

SEC source: 0001540041-20-000024 · edgardoc.xml · nonDerivative · entry 2

Ryu Marcus · CIK 0001540041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,595

F1 · kind: Shares sold by Issuer to cover taxes associated with settlement of Restricted Stock Units.

F2 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $105.2921 to $105.2926 per share. The reporting person will provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 17, 2020 Filed Sep 18, 2020 00:39 UTC
Rosenbaum Michael GeorgeDirector · Chief Executive Officer
SaleCommon Stock 12,880 $105.29 $1,356,163.54
Disclosure

SEC source: 0001784996-20-000005 · edgardoc.xml · nonDerivative · entry 2

Rosenbaum Michael George · CIK 0001784996 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,766

F1 · kind: Shares sold by Issuer to cover taxes associated with settlement of Restricted Stock Units.

Read SEC document
September 17, 2020 Filed Sep 18, 2020 00:36 UTC
King James WinstonChief Admin Officer, Gen Couns
SaleCommon Stock 2,176 $105.29 $229,115.83
Disclosure

SEC source: 0001586253-20-000021 · edgardoc.xml · nonDerivative · entry 2

King James Winston · CIK 0001586253 · Chief Admin Officer, Gen Couns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,715

F1 · kind: Shares sold by Issuer to cover taxes associated with settlement of Restricted Stock Units.

F2 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $105.2906 to $105.2942 per share. The reporting person will provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 15, 2020 Filed Sep 18, 2020 00:53 UTC
Cooper Jeffrey ElliottChief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 1,804 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001805719-20-000033 · edgardoc.xml · derivative · entry 8

Cooper Jeffrey Elliott · CIK 0001805719 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,068

Underlying: Common Stock · 1,804 shares

Expires 2030-06-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: The Restricted Stock Units vest as follows: 1/16th of the units vest quarterly commencing September 15, 2020, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
September 15, 2020 Filed Sep 18, 2020 00:53 UTC
Cooper Jeffrey ElliottChief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 142 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001805719-20-000033 · edgardoc.xml · derivative · entry 7

Cooper Jeffrey Elliott · CIK 0001805719 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,695

Underlying: Common Stock · 142 shares

Expires 2029-09-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The Restricted Stock Units vest as follows: 1/16th of the units vest quarterly commencing December 15, 2019, subject to the Reporting Person's continued service to the Issuer through each such vesting date.

Read SEC document
September 15, 2020 Filed Sep 18, 2020 00:53 UTC
Cooper Jeffrey ElliottChief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 130 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001805719-20-000033 · edgardoc.xml · derivative · entry 6

Cooper Jeffrey Elliott · CIK 0001805719 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,433

Underlying: Common Stock · 130 shares

Expires 2029-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The Restricted Stock Units vest as follows: 1/16th of the units vest quarterly commencing September 15, 2019, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
September 15, 2020 Filed Sep 18, 2020 00:53 UTC
Cooper Jeffrey ElliottChief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 94 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001805719-20-000033 · edgardoc.xml · derivative · entry 5

Cooper Jeffrey Elliott · CIK 0001805719 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 750

Underlying: Common Stock · 94 shares

Expires 2028-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The grant consists of three separate issuance of Restricted Stock Units, each with vesting subject to the Reporting Person's continued service to the Issuer. The first is 1,500 units vesting as follows: 1/16th of the units vest quarterly commencing December 15, 2018. The second is 1,012 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were deemed met and exceeded by the Issuer's Board of Directors, and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2019 and an additional 1/16th of the units will vest quarterly thereafter. The third consists of units for which vesting will be determined based on the Issuer's total shareholder return percentile ranking relative to a set peer group, over a three-year period ending on July 31, 2021.

Read SEC document
September 15, 2020 Filed Sep 18, 2020 00:53 UTC
Cooper Jeffrey ElliottChief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 687 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001805719-20-000033 · edgardoc.xml · derivative · entry 4

Cooper Jeffrey Elliott · CIK 0001805719 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,438

Underlying: Common Stock · 687 shares

Expires 2027-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The Restricted Stock Units vest as follows: 1/4 of the units vested on December 15, 2018 and an additional 1/16th of the units vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer through each such vesting date.

Read SEC document
September 15, 2020 Filed Sep 18, 2020 00:53 UTC
Cooper Jeffrey ElliottChief Financial Officer
Exercise / conversionPerformance Shares · Derivative 64 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001805719-20-000033 · edgardoc.xml · derivative · entry 3

Cooper Jeffrey Elliott · CIK 0001805719 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,106

Underlying: Common Stock · 64 shares

Expires 2028-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The grant consists of three separate issuance of Restricted Stock Units, each with vesting subject to the Reporting Person's continued service to the Issuer. The first is 1,500 units vesting as follows: 1/16th of the units vest quarterly commencing December 15, 2018. The second is 1,012 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were deemed met and exceeded by the Issuer's Board of Directors, and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2019 and an additional 1/16th of the units will vest quarterly thereafter. The third consists of units for which vesting will be determined based on the Issuer's total shareholder return percentile ranking relative to a set peer group, over a three-year period ending on July 31, 2021.

F4 · balance_after: The number of shares reported in Column 9 of Table II represents the 2018 Performance Stock Unit ("PSU") and the Total Shareholder Return ("TSR") grants less the number of PSU shares vested as of this Transaction Date.

Read SEC document
September 15, 2020 Filed Sep 18, 2020 00:53 UTC
Cooper Jeffrey ElliottChief Financial Officer
Exercise / conversionCommon Stock 2,921 $0.00 $0.00
Disclosure

SEC source: 0001805719-20-000033 · edgardoc.xml · nonDerivative · entry 1

Cooper Jeffrey Elliott · CIK 0001805719 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,921

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2020 Filed Sep 18, 2020 00:50 UTC
Hung PriscillaPresident, COO
Exercise / conversionRestricted Stock Unit · Derivative 782 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001557593-20-000011 · edgardoc.xml · derivative · entry 13

Hung Priscilla · CIK 0001557593 · President, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,375

Underlying: Common Stock · 782 shares

Expires 2029-09-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: The grant consists of three separate issuances of Restricted Stock Units, each with vesting subject to the Reporting Person's continued service to the Issuer. The first is 12,500 units vesting as follows: 1/16th of the units vest quarterly commencing December 15, 2019. The second is 5,475 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. Attainment regarding the performance-based conditions was determined by the Issuer's Board of Directors based on the Issuer's results for FYE July 31, 2020, and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2020 and an additional 1/16th of the units will vest quarterly thereafter. The third consists of units for which vesting will be determined based on the Issuer's total shareholder return percentile ranking relative to a set peer group, over a three year period ending on July 31, 2022.

Read SEC document
September 15, 2020 Filed Sep 18, 2020 00:50 UTC
Hung PriscillaPresident, COO
Exercise / conversionRestricted Stock Unit · Derivative 651 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001557593-20-000011 · edgardoc.xml · derivative · entry 12

Hung Priscilla · CIK 0001557593 · President, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,161

Underlying: Common Stock · 651 shares

Expires 2029-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · derivative.exercise_date: The Restricted Stock Units vest as follows: 1/16th of the units vest quarterly commencing September 15, 2019, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
September 15, 2020 Filed Sep 18, 2020 00:50 UTC
Hung PriscillaPresident, COO
Exercise / conversionRestricted Stock Unit · Derivative 563 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001557593-20-000011 · edgardoc.xml · derivative · entry 11

Hung Priscilla · CIK 0001557593 · President, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,500

Underlying: Common Stock · 563 shares

Expires 2028-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: The grant consists of three separate issuances of Restricted Stock Units, each with vesting subject to the Reporting Person's continued service to the Issuer. The first is 9,000 units vesting as follows: 1/16th of the units vest quarterly commencing December 15, 2018. The second is 6,073 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were deemed met and exceeded by the Issuer's Board of Directors, and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2019 and an additional 1/16th of the units will vest quarterly thereafter. The third consists of units for which vesting will be determined based on the Issuer's total shareholder return percentile ranking relative to a set peer group, over a three year period ending on July 31, 2021.

Read SEC document
September 15, 2020 Filed Sep 18, 2020 00:50 UTC
Hung PriscillaPresident, COO
Exercise / conversionRestricted Stock Unit · Derivative 475 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001557593-20-000011 · edgardoc.xml · derivative · entry 10

Hung Priscilla · CIK 0001557593 · President, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,900

Underlying: Common Stock · 475 shares

Expires 2027-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The grant consists of three separate issuances of Restricted Stock Units, each with vesting subject to the Reporting Person's continued service to the Issuer. The first is 7,600 units vesting as follows: 1/16th of the units vest quarterly commencing December 15, 2017. The second is 4,968 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were deemed met and exceeded by the Issuer's Board of Directors, and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2018 and an additional 1/16th of the units will vest quarterly thereafter. The third previously described TSR has vested according to its terms and conditions.

Read SEC document
September 15, 2020 Filed Sep 18, 2020 00:50 UTC
Hung PriscillaPresident, COO
Exercise / conversionRestricted Stock Unit · Derivative 625 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001557593-20-000011 · edgardoc.xml · derivative · entry 9

Hung Priscilla · CIK 0001557593 · President, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,875

Underlying: Common Stock · 625 shares

Expires 2027-06-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_date: The Restricted Stock Units vest as follows: 1/16th of the units vest quarterly commencing September 15, 2017, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
September 15, 2020 Filed Sep 18, 2020 00:50 UTC
Hung PriscillaPresident, COO
Exercise / conversionRestricted Stock Unit · Derivative 469 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001557593-20-000011 · edgardoc.xml · derivative · entry 8

Hung Priscilla · CIK 0001557593 · President, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 469 shares

Expires 2026-09-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The grant consists of three separate issuances of Restricted Stock Units, each with vesting subject to the Reporting Person's continued service to the Issuer. The first is 7,500 units vesting as follows: 1/16th of the units vest quarterly commencing December 15, 2016. The second is 4,614 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were deemed met and exceeded by the Issuer's Board of Directors, and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2017 and an additional 1/16th of the units will vest quarterly thereafter. The third previously described TSR grant has vested according to its terms and conditions.

Read SEC document
September 15, 2020 Filed Sep 18, 2020 00:50 UTC
Hung PriscillaPresident, COO
Exercise / conversionPerformance Shares · Derivative 1,369 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001557593-20-000011 · edgardoc.xml · derivative · entry 7

Hung Priscilla · CIK 0001557593 · President, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,131

Underlying: Common Stock · 1,369 shares

Expires 2029-09-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: The grant consists of three separate issuances of Restricted Stock Units, each with vesting subject to the Reporting Person's continued service to the Issuer. The first is 12,500 units vesting as follows: 1/16th of the units vest quarterly commencing December 15, 2019. The second is 5,475 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. Attainment regarding the performance-based conditions was determined by the Issuer's Board of Directors based on the Issuer's results for FYE July 31, 2020, and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2020 and an additional 1/16th of the units will vest quarterly thereafter. The third consists of units for which vesting will be determined based on the Issuer's total shareholder return percentile ranking relative to a set peer group, over a three year period ending on July 31, 2022.

F11 · balance_after: The number of shares reported in Column 9 of Table II represents the 2019 Performance Stock Unit ("PSU") and the Total Shareholder Return ("TSR") grants less the number of PSU shares vested as of this Transaction Date.

Read SEC document
September 15, 2020 Filed Sep 18, 2020 00:50 UTC
Hung PriscillaPresident, COO
Exercise / conversionPerformance Shares · Derivative 380 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001557593-20-000011 · edgardoc.xml · derivative · entry 6

Hung Priscilla · CIK 0001557593 · President, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,963

Underlying: Common Stock · 380 shares

Expires 2028-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: The grant consists of three separate issuances of Restricted Stock Units, each with vesting subject to the Reporting Person's continued service to the Issuer. The first is 9,000 units vesting as follows: 1/16th of the units vest quarterly commencing December 15, 2018. The second is 6,073 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were deemed met and exceeded by the Issuer's Board of Directors, and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2019 and an additional 1/16th of the units will vest quarterly thereafter. The third consists of units for which vesting will be determined based on the Issuer's total shareholder return percentile ranking relative to a set peer group, over a three year period ending on July 31, 2021.

F9 · balance_after: The number of shares reported in Column 9 of Table II represents the 2018 Performance Stock Unit ("PSU") and the Total Shareholder Return ("TSR") grants less the number of PSU shares vested as of this Transaction Date.

Read SEC document
September 15, 2020 Filed Sep 18, 2020 00:50 UTC
Hung PriscillaPresident, COO
Exercise / conversionPerformance Shares · Derivative 2,172 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001557593-20-000011 · edgardoc.xml · derivative · entry 5

Hung Priscilla · CIK 0001557593 · President, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,702

Underlying: Common Stock · 2,172 shares

Expires 2027-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The actual number of Performance Restricted Stock Units ("TSRs") earned based on the Issuer's total shareholder return percentile ranking relative to the companies in the S&P Software and Services Select Industry Index for a three-year cumulative performance period commencing August 1, 2017 and ending July 31, 2020, as affirmed by the Issuer's board of directors. All earned TSRs vested on September 15, 2020, subject to the Reporting Person's continued service to the Issuer.

F6 · balance_after: The number of shares reported in Column 9 of Table II represents the 2017 Performance Stock Unit ("PSU") and the Total Shareholder Return ("TSR") grants less the number of PSU and TSR shares vested as of this Transaction Date.

Read SEC document
September 15, 2020 Filed Sep 18, 2020 00:50 UTC
Hung PriscillaPresident, COO
Exercise / conversionPerformance Shares · Derivative 311 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001557593-20-000011 · edgardoc.xml · derivative · entry 4

Hung Priscilla · CIK 0001557593 · President, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,874

Underlying: Common Stock · 311 shares

Expires 2027-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The grant consists of three separate issuances of Restricted Stock Units, each with vesting subject to the Reporting Person's continued service to the Issuer. The first is 7,600 units vesting as follows: 1/16th of the units vest quarterly commencing December 15, 2017. The second is 4,968 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were deemed met and exceeded by the Issuer's Board of Directors, and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2018 and an additional 1/16th of the units will vest quarterly thereafter. The third previously described TSR has vested according to its terms and conditions.

F6 · balance_after: The number of shares reported in Column 9 of Table II represents the 2017 Performance Stock Unit ("PSU") and the Total Shareholder Return ("TSR") grants less the number of PSU and TSR shares vested as of this Transaction Date.

Read SEC document
September 15, 2020 Filed Sep 18, 2020 00:50 UTC
Hung PriscillaPresident, COO
Exercise / conversionPerformance Shares · Derivative 289 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001557593-20-000011 · edgardoc.xml · derivative · entry 3

Hung Priscilla · CIK 0001557593 · President, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41

Underlying: Common Stock · 289 shares

Expires 2026-09-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The grant consists of three separate issuances of Restricted Stock Units, each with vesting subject to the Reporting Person's continued service to the Issuer. The first is 7,500 units vesting as follows: 1/16th of the units vest quarterly commencing December 15, 2016. The second is 4,614 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were deemed met and exceeded by the Issuer's Board of Directors, and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2017 and an additional 1/16th of the units will vest quarterly thereafter. The third previously described TSR grant has vested according to its terms and conditions.

F4 · balance_after: Shares are adjusted based on the attainment of the performance-based conditions as determined by the Issuer's Board of Directors based on the Company's results FYE July 31, 2016, and July 31, 2019.

Read SEC document
September 15, 2020 Filed Sep 18, 2020 00:50 UTC
Hung PriscillaPresident, COO
Exercise / conversionCommon Stock 8,086 $0.00 $0.00
Disclosure

SEC source: 0001557593-20-000011 · edgardoc.xml · nonDerivative · entry 1

Hung Priscilla · CIK 0001557593 · President, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,143

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2020 Filed Sep 18, 2020 00:44 UTC
Polelle MichaelChief Delivery Officer
Exercise / conversionRestricted Stock Unit · Derivative 313 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001609633-20-000009 · edgardoc.xml · derivative · entry 11

Polelle Michael · CIK 0001609633 · Chief Delivery Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 313 shares

Expires 2029-09-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: The grant consists of three separate issuances of Restricted Stock Units, each with vesting subject to the Reporting Person's continued service to the Issuer. The first is 5,000 units vesting as follows: 1/16th of the units vest quarterly commencing December 15, 2019. The second is 2,190 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. Attainment regarding the performance-based conditions was determined by the Issuer's Board of Directors based on the Issuer's results for FYE July 31, 2020, and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2020 and an additional 1/16th of the units will vest quarterly thereafter. The third consists of units for which vesting will be determined based on the Issuer's total shareholder return percentile ranking relative to a set peer group, over a three year period ending on July 31, 2022.

Read SEC document
September 15, 2020 Filed Sep 18, 2020 00:44 UTC
Polelle MichaelChief Delivery Officer
Exercise / conversionRestricted Stock Unit · Derivative 313 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001609633-20-000009 · edgardoc.xml · derivative · entry 10

Polelle Michael · CIK 0001609633 · Chief Delivery Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 313 shares

Expires 2028-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: The grant consists of three separate issuances of Restricted Stock Units, each with vesting subject to the Reporting Person's continued service to the Issuer. The first is 5,000 units vesting as follows: 1/16th of the units vest quarterly commencing December 15, 2018. The second is 3,376 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were deemed met and exceeded by the Issuer's Board of Directors, and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2019 and an additional 1/16th of the units will vest quarterly thereafter. The third consists of units for which vesting will be determined based on the Issuer's total shareholder return percentile ranking relative to a set peer group, over a three year period ending on July 31, 2021.

Read SEC document
September 15, 2020 Filed Sep 18, 2020 00:44 UTC
Polelle MichaelChief Delivery Officer
Exercise / conversionRestricted Stock Unit · Derivative 357 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001609633-20-000009 · edgardoc.xml · derivative · entry 9

Polelle Michael · CIK 0001609633 · Chief Delivery Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,425

Underlying: Common Stock · 357 shares

Expires 2027-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The grant consists of three separate issuances of Restricted Stock Units, each with vesting subject to the Reporting Person's continued service to the Issuer. The first is 5,700 units vesting as follows: 1/16th of the units vest quarterly commencing December 15, 2017. The second is 3,672 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were deemed met and exceeded by the Issuer's Board of Directors, and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2018 and an additional 1/16th of the units will vest quarterly thereafter. The third consists of units for which vesting will be determined based on the Issuer's total shareholder return percentile ranking relative to a set peer group, over a three year period ending on July 31, 2020.

Read SEC document
September 15, 2020 Filed Sep 18, 2020 00:44 UTC
Polelle MichaelChief Delivery Officer
Exercise / conversionRestricted Stock Unit · Derivative 313 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001609633-20-000009 · edgardoc.xml · derivative · entry 8

Polelle Michael · CIK 0001609633 · Chief Delivery Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 313 shares

Expires 2026-09-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The grant consists of three separate issuances of Restricted Stock Units, each with vesting subject to the Reporting Person's continued service to the Issuer. The first is 5,000 units vesting as follows: 1/16th of the units vest quarterly commencing December 15, 2016. The second is 3,076 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were deemed met and exceeded by the Issuer's Board of Directors, and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2017 and an additional 1/16th of the units will vest quarterly thereafter. The third previously described TSR grant has vested according to its terms and conditions.

Read SEC document
September 15, 2020 Filed Sep 18, 2020 00:44 UTC
Polelle MichaelChief Delivery Officer
Exercise / conversionPerformance Shares · Derivative 548 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001609633-20-000009 · edgardoc.xml · derivative · entry 7

Polelle Michael · CIK 0001609633 · Chief Delivery Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,452

Underlying: Common Stock · 548 shares

Expires 2029-09-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: The grant consists of three separate issuances of Restricted Stock Units, each with vesting subject to the Reporting Person's continued service to the Issuer. The first is 5,000 units vesting as follows: 1/16th of the units vest quarterly commencing December 15, 2019. The second is 2,190 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. Attainment regarding the performance-based conditions was determined by the Issuer's Board of Directors based on the Issuer's results for FYE July 31, 2020, and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2020 and an additional 1/16th of the units will vest quarterly thereafter. The third consists of units for which vesting will be determined based on the Issuer's total shareholder return percentile ranking relative to a set peer group, over a three year period ending on July 31, 2022.

F11 · balance_after: The number of shares reported in Column 9 of Table II represents the 2019 Performance Stock Unit ("PSU") and the Total Shareholder Return ("TSR") grants less the number of PSU shares vested as of this Transaction Date.

Read SEC document
September 15, 2020 Filed Sep 18, 2020 00:44 UTC
Polelle MichaelChief Delivery Officer
Exercise / conversionPerformance Shares · Derivative 212 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001609633-20-000009 · edgardoc.xml · derivative · entry 6

Polelle Michael · CIK 0001609633 · Chief Delivery Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,312

Underlying: Common Stock · 212 shares

Expires 2028-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: The grant consists of three separate issuances of Restricted Stock Units, each with vesting subject to the Reporting Person's continued service to the Issuer. The first is 5,000 units vesting as follows: 1/16th of the units vest quarterly commencing December 15, 2018. The second is 3,376 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were deemed met and exceeded by the Issuer's Board of Directors, and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2019 and an additional 1/16th of the units will vest quarterly thereafter. The third consists of units for which vesting will be determined based on the Issuer's total shareholder return percentile ranking relative to a set peer group, over a three year period ending on July 31, 2021.

F9 · balance_after: The number of shares reported in Column 9 of Table II represents the 2018 Performance Stock Unit ("PSU") and the Total Shareholder Return ("TSR") grants less the number of PSU shares vested as of this Transaction Date.

Read SEC document
September 15, 2020 Filed Sep 18, 2020 00:44 UTC
Polelle MichaelChief Delivery Officer
Exercise / conversionPerformance Shares · Derivative 230 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001609633-20-000009 · edgardoc.xml · derivative · entry 5

Polelle Michael · CIK 0001609633 · Chief Delivery Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,281

Underlying: Common Stock · 230 shares

Expires 2027-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The grant consists of three separate issuances of Restricted Stock Units, each with vesting subject to the Reporting Person's continued service to the Issuer. The first is 5,700 units vesting as follows: 1/16th of the units vest quarterly commencing December 15, 2017. The second is 3,672 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were deemed met and exceeded by the Issuer's Board of Directors, and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2018 and an additional 1/16th of the units will vest quarterly thereafter. The third consists of units for which vesting will be determined based on the Issuer's total shareholder return percentile ranking relative to a set peer group, over a three year period ending on July 31, 2020.

F6 · balance_after: The number of shares reported in Column 9 of Table II represents the 2017 Performance Stock Unit ("PSU") and the Total Shareholder Return ("TSR") grants less the number of PSU and TSR shares vested as of this Transaction Date.

Read SEC document
September 15, 2020 Filed Sep 18, 2020 00:44 UTC
Polelle MichaelChief Delivery Officer
Exercise / conversionPerformance Shares · Derivative 1,665 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001609633-20-000009 · edgardoc.xml · derivative · entry 4

Polelle Michael · CIK 0001609633 · Chief Delivery Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,511

Underlying: Common Stock · 1,665 shares

Expires 2027-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The actual number of Performance Restricted Stock Units ("TSRs") earned based on the Issuer's total shareholder return percentile ranking relative to the companies in the S&P Software and Services Select Industry Index for a three-year cumulative performance period commencing August 1, 2017 and ending July 31, 2020, as affirmed by the Issuer's board of directors. All earned TSRs vested on September 15, 2020, subject to the Reporting Person's continued service to the Issuer.

F6 · balance_after: The number of shares reported in Column 9 of Table II represents the 2017 Performance Stock Unit ("PSU") and the Total Shareholder Return ("TSR") grants less the number of PSU and TSR shares vested as of this Transaction Date.

Read SEC document
September 15, 2020 Filed Sep 18, 2020 00:44 UTC
Polelle MichaelChief Delivery Officer
Exercise / conversionPerformance Shares · Derivative 193 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001609633-20-000009 · edgardoc.xml · derivative · entry 3

Polelle Michael · CIK 0001609633 · Chief Delivery Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27

Underlying: Common Stock · 193 shares

Expires 2026-09-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The grant consists of three separate issuances of Restricted Stock Units, each with vesting subject to the Reporting Person's continued service to the Issuer. The first is 5,000 units vesting as follows: 1/16th of the units vest quarterly commencing December 15, 2016. The second is 3,076 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were deemed met and exceeded by the Issuer's Board of Directors, and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2017 and an additional 1/16th of the units will vest quarterly thereafter. The third previously described TSR grant has vested according to its terms and conditions.

F4 · balance_after: Shares are adjusted based on the attainment of the performance-based conditions as determined by the Issuer's Board of Directors based on the Company's results FYE July 31, 2016, and July 31, 2019.

Read SEC document
September 15, 2020 Filed Sep 18, 2020 00:44 UTC
Polelle MichaelChief Delivery Officer
Exercise / conversionCommon Stock 4,144 $0.00 $0.00
Disclosure

SEC source: 0001609633-20-000009 · edgardoc.xml · nonDerivative · entry 1

Polelle Michael · CIK 0001609633 · Chief Delivery Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,773

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2020 Filed Sep 18, 2020 00:42 UTC
Ryu MarcusDirector
Exercise / conversionRestricted Stock Unit · Derivative 2,049 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001540041-20-000024 · edgardoc.xml · derivative · entry 10

Ryu Marcus · CIK 0001540041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,049 shares

Expires 2028-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: The grant consists of two separate issuances of Restricted Stock Units, each with vesting subject to the Reporting Person's continued service to the Issuer. The first is 16,392 units vesting as follows: 1/8th of the units vest quarterly commencing December 15, 2018. The second is 18,441 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were deemed met and exceeded by the Issuer's Board of Directors, and the time-based vesting criteria are as follows: 1/2 of the units vested on September 15, 2019 and an additional 1/8th of the units will vest quarterly thereafter.

Read SEC document
September 15, 2020 Filed Sep 18, 2020 00:42 UTC
Ryu MarcusDirector
Exercise / conversionRestricted Stock Unit · Derivative 1,977 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001540041-20-000024 · edgardoc.xml · derivative · entry 9

Ryu Marcus · CIK 0001540041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,910

Underlying: Common Stock · 1,977 shares

Expires 2027-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: The grant consists of four separate issuances of Restricted Stock Units, each with vesting subject to the Reporting Person's continued service to the Issuer. The first is 31,638 units vesting as follows: 1/16th of the units vest quarterly commencing December 15, 2017. The second is 54,668 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were deemed met and exceeded by the Issuer's Board of Directors, and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2018 and an additional 1/16th of the units will vest quarterly thereafter. The third and fourth consist of units for which vesting will be determined based on (i) the Issuer's total shareholder return percentile ranking relative to a set peer group, over a three year period ending on July 31, 2020 and (ii) attainment of certain financial targets by Issuer over the same period.

Read SEC document
September 15, 2020 Filed Sep 18, 2020 00:42 UTC
Ryu MarcusDirector
Exercise / conversionRestricted Stock Unit · Derivative 2,611 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001540041-20-000024 · edgardoc.xml · derivative · entry 8

Ryu Marcus · CIK 0001540041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,611 shares

Expires 2026-09-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The grant consists of four separate issuances of Restricted Stock Units, each with vesting subject to the Reporting Person's continued service to the Issuer. The first is 41,771 units vesting as follows: 1/16th of the units vest quarterly commencing December 15, 2016. The second is 38,529 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were deemed met and exceeded by the Issuer's Board of Directors, and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2017 and an additional 1/16th of the units will vest quarterly thereafter. The third and fourth previously described TSR grants have vested according to their terms and conditions.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.