Last 12 months
Inside the activity.
0 purchase rows · 89 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 6 |
| Dec 2025 | 0 | 13 |
| Jan 2026 | 0 | 4 |
| Feb 2026 | 0 | 4 |
| Mar 2026 | 0 | 11 |
| Apr 2026 | 0 | 4 |
| May 2026 | 0 | 4 |
| Jun 2026 | 0 | 11 |
| Jul 2026 | 0 | 5 |
| Aug 2026 | 0 | 9 |
| Sep 2026 | 0 | 15 |
| Oct 2026 | 0 | 3 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 19, 2020 Filed Oct 21, 2020 21:38 UTC |
Ryu MarcusDirector
|
SaleCommon Stock | 2,208 | $104.97 | $231,764.04 |
DisclosureSEC source: 0001540041-20-000028 · edgardoc.xml · nonDerivative · entry 4 Ryu Marcus · CIK 0001540041 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,997 F4 · kind: Automatic stock sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 8, 2019. F5 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $104.51 to $105.50 per share. The reporting person will provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 19, 2020 Filed Oct 21, 2020 21:38 UTC |
Ryu MarcusDirector
|
SaleCommon Stock | 1,344 | $105.36 | $141,600.61 |
DisclosureSEC source: 0001540041-20-000028 · edgardoc.xml · nonDerivative · entry 3 Ryu Marcus · CIK 0001540041 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,205 F1 · kind: Automatic stock option exercise and sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 8, 2019. F3 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $105.26 to $105.50 per share. The reporting person will provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 19, 2020 Filed Oct 21, 2020 21:38 UTC |
Ryu MarcusDirector
|
SaleCommon Stock | 11,156 | $104.71 | $1,168,169.30 |
DisclosureSEC source: 0001540041-20-000028 · edgardoc.xml · nonDerivative · entry 2 Ryu Marcus · CIK 0001540041 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,549 F1 · kind: Automatic stock option exercise and sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 8, 2019. F2 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $104.26 to $105.16 per share. The reporting person will provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 19, 2020 Filed Oct 21, 2020 21:38 UTC |
Ryu MarcusDirector
|
Exercise / conversionCommon Stock | 12,500 | $45.27 | $565,875.00 |
DisclosureSEC source: 0001540041-20-000028 · edgardoc.xml · nonDerivative · entry 1 Ryu Marcus · CIK 0001540041 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,705 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 18, 2020 Filed Sep 21, 2020 23:35 UTC |
Cooper Jeffrey ElliottChief Financial Officer
|
SaleCommon Stock | 725 | $103.69 | $75,174.09 |
DisclosureSEC source: 0001805719-20-000035 · edgardoc.xml · nonDerivative · entry 1 Cooper Jeffrey Elliott · CIK 0001805719 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,175 F1 · kind: Automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 7, 2019. Read SEC document |
| September 18, 2020 Filed Sep 21, 2020 23:40 UTC |
King James WinstonChief Admin Officer, Gen Couns
|
SaleCommon Stock | 3,505 | $103.69 | $363,427.84 |
DisclosureSEC source: 0001586253-20-000023 · edgardoc.xml · nonDerivative · entry 1 King James Winston · CIK 0001586253 · Chief Admin Officer, Gen Couns 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,210 F1 · kind: Automatic sale pursuant to a 10b5-1 Trading Plan adopted by the Reporting Person on October 11, 2019. Read SEC document |
| September 18, 2020 Filed Sep 21, 2020 23:37 UTC |
Ryu MarcusDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 12,500 | $0.00 Strike: $45.27 | $0.00 |
DisclosureSEC source: 0001540041-20-000026 · edgardoc.xml · derivative · entry 4 Ryu Marcus · CIK 0001540041 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,316 Underlying: Common Stock · 12,500 shares Expires 2024-09-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Option is vested and fully exercisable. Read SEC document |
| September 18, 2020 Filed Sep 21, 2020 23:37 UTC |
Ryu MarcusDirector
|
SaleCommon Stock | 7,390 | $103.69 | $766,257.28 |
DisclosureSEC source: 0001540041-20-000026 · edgardoc.xml · nonDerivative · entry 3 Ryu Marcus · CIK 0001540041 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,205 F2 · kind: Automatic stock sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 8, 2019. Read SEC document |
| September 18, 2020 Filed Sep 21, 2020 23:37 UTC |
Ryu MarcusDirector
|
SaleCommon Stock | 12,500 | $103.69 | $1,296,105.00 |
DisclosureSEC source: 0001540041-20-000026 · edgardoc.xml · nonDerivative · entry 2 Ryu Marcus · CIK 0001540041 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,595 F1 · kind: Automatic stock option exercise and sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 8, 2019. Read SEC document |
| September 18, 2020 Filed Sep 21, 2020 23:37 UTC |
Ryu MarcusDirector
|
Exercise / conversionCommon Stock | 12,500 | $45.27 | $565,875.00 |
DisclosureSEC source: 0001540041-20-000026 · edgardoc.xml · nonDerivative · entry 1 Ryu Marcus · CIK 0001540041 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,095 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 18, 2020 Filed Sep 21, 2020 23:32 UTC |
Hung PriscillaPresident, COO
|
SaleCommon Stock | 4,267 | $103.69 | $442,438.40 |
DisclosureSEC source: 0001557593-20-000013 · edgardoc.xml · nonDerivative · entry 1 Hung Priscilla · CIK 0001557593 · President, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,057 F1 · kind: Automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 7, 2019. Read SEC document |
| September 18, 2020 Filed Sep 21, 2020 23:30 UTC |
Polelle MichaelChief Delivery Officer
|
SaleCommon Stock | 2,804 | $103.69 | $290,742.27 |
DisclosureSEC source: 0001609633-20-000011 · edgardoc.xml · nonDerivative · entry 1 Polelle Michael · CIK 0001609633 · Chief Delivery Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,629 F1 · kind: Automatic sale pursuant to a 10b5-1 Trading Plan adopted by the Reporting Person on October 7, 2019. Read SEC document |
| September 17, 2020 Filed Sep 18, 2020 00:53 UTC |
Cooper Jeffrey ElliottChief Financial Officer
|
SaleCommon Stock | 1,021 | $105.29 | $107,503.13 |
DisclosureSEC source: 0001805719-20-000033 · edgardoc.xml · nonDerivative · entry 2 Cooper Jeffrey Elliott · CIK 0001805719 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,900 F1 · kind: Shares sold by Issuer to cover taxes associated with settlement of Restricted Stock Units. F2 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $105.2906 to $105.2924 per share. The reporting person will provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 17, 2020 Filed Sep 18, 2020 00:50 UTC |
Hung PriscillaPresident, COO
|
SaleCommon Stock | 3,819 | $105.29 | $402,111.29 |
DisclosureSEC source: 0001557593-20-000011 · edgardoc.xml · nonDerivative · entry 2 Hung Priscilla · CIK 0001557593 · President, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,324 F1 · kind: Shares sold by Issuer to cover taxes associated with settlement of Restricted Stock Units. F2 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $105.2906 to $105.2936 per share. The reporting person will provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 17, 2020 Filed Sep 18, 2020 00:44 UTC |
Polelle MichaelChief Delivery Officer
|
SaleCommon Stock | 1,340 | $105.29 | $141,092.08 |
DisclosureSEC source: 0001609633-20-000009 · edgardoc.xml · nonDerivative · entry 2 Polelle Michael · CIK 0001609633 · Chief Delivery Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,433 F1 · kind: Shares sold by Issuer to cover taxes associated with settlement of Restricted Stock Units. F2 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $105.2906 to $105.2960 per share. The reporting person will provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 17, 2020 Filed Sep 18, 2020 00:42 UTC |
Ryu MarcusDirector
|
SaleCommon Stock | 23,391 | $105.29 | $2,462,892.19 |
DisclosureSEC source: 0001540041-20-000024 · edgardoc.xml · nonDerivative · entry 2 Ryu Marcus · CIK 0001540041 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,595 F1 · kind: Shares sold by Issuer to cover taxes associated with settlement of Restricted Stock Units. F2 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $105.2921 to $105.2926 per share. The reporting person will provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 17, 2020 Filed Sep 18, 2020 00:39 UTC |
Rosenbaum Michael GeorgeDirector · Chief Executive Officer
|
SaleCommon Stock | 12,880 | $105.29 | $1,356,163.54 |
DisclosureSEC source: 0001784996-20-000005 · edgardoc.xml · nonDerivative · entry 2 Rosenbaum Michael George · CIK 0001784996 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,766 F1 · kind: Shares sold by Issuer to cover taxes associated with settlement of Restricted Stock Units. Read SEC document |
| September 17, 2020 Filed Sep 18, 2020 00:36 UTC |
King James WinstonChief Admin Officer, Gen Couns
|
SaleCommon Stock | 2,176 | $105.29 | $229,115.83 |
DisclosureSEC source: 0001586253-20-000021 · edgardoc.xml · nonDerivative · entry 2 King James Winston · CIK 0001586253 · Chief Admin Officer, Gen Couns 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,715 F1 · kind: Shares sold by Issuer to cover taxes associated with settlement of Restricted Stock Units. F2 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $105.2906 to $105.2942 per share. The reporting person will provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 15, 2020 Filed Sep 18, 2020 00:53 UTC |
Cooper Jeffrey ElliottChief Financial Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 1,804 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001805719-20-000033 · edgardoc.xml · derivative · entry 8 Cooper Jeffrey Elliott · CIK 0001805719 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,068 Underlying: Common Stock · 1,804 shares Expires 2030-06-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: The Restricted Stock Units vest as follows: 1/16th of the units vest quarterly commencing September 15, 2020, subject to the Reporting Person's continued service to the Issuer. Read SEC document |
| September 15, 2020 Filed Sep 18, 2020 00:53 UTC |
Cooper Jeffrey ElliottChief Financial Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 142 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001805719-20-000033 · edgardoc.xml · derivative · entry 7 Cooper Jeffrey Elliott · CIK 0001805719 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,695 Underlying: Common Stock · 142 shares Expires 2029-09-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: The Restricted Stock Units vest as follows: 1/16th of the units vest quarterly commencing December 15, 2019, subject to the Reporting Person's continued service to the Issuer through each such vesting date. Read SEC document |
| September 15, 2020 Filed Sep 18, 2020 00:53 UTC |
Cooper Jeffrey ElliottChief Financial Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 130 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001805719-20-000033 · edgardoc.xml · derivative · entry 6 Cooper Jeffrey Elliott · CIK 0001805719 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,433 Underlying: Common Stock · 130 shares Expires 2029-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The Restricted Stock Units vest as follows: 1/16th of the units vest quarterly commencing September 15, 2019, subject to the Reporting Person's continued service to the Issuer. Read SEC document |
| September 15, 2020 Filed Sep 18, 2020 00:53 UTC |
Cooper Jeffrey ElliottChief Financial Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 94 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001805719-20-000033 · edgardoc.xml · derivative · entry 5 Cooper Jeffrey Elliott · CIK 0001805719 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 750 Underlying: Common Stock · 94 shares Expires 2028-09-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The grant consists of three separate issuance of Restricted Stock Units, each with vesting subject to the Reporting Person's continued service to the Issuer. The first is 1,500 units vesting as follows: 1/16th of the units vest quarterly commencing December 15, 2018. The second is 1,012 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were deemed met and exceeded by the Issuer's Board of Directors, and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2019 and an additional 1/16th of the units will vest quarterly thereafter. The third consists of units for which vesting will be determined based on the Issuer's total shareholder return percentile ranking relative to a set peer group, over a three-year period ending on July 31, 2021. Read SEC document |
| September 15, 2020 Filed Sep 18, 2020 00:53 UTC |
Cooper Jeffrey ElliottChief Financial Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 687 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001805719-20-000033 · edgardoc.xml · derivative · entry 4 Cooper Jeffrey Elliott · CIK 0001805719 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,438 Underlying: Common Stock · 687 shares Expires 2027-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The Restricted Stock Units vest as follows: 1/4 of the units vested on December 15, 2018 and an additional 1/16th of the units vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer through each such vesting date. Read SEC document |
| September 15, 2020 Filed Sep 18, 2020 00:53 UTC |
Cooper Jeffrey ElliottChief Financial Officer
|
Exercise / conversionPerformance Shares · Derivative | 64 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001805719-20-000033 · edgardoc.xml · derivative · entry 3 Cooper Jeffrey Elliott · CIK 0001805719 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,106 Underlying: Common Stock · 64 shares Expires 2028-09-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The grant consists of three separate issuance of Restricted Stock Units, each with vesting subject to the Reporting Person's continued service to the Issuer. The first is 1,500 units vesting as follows: 1/16th of the units vest quarterly commencing December 15, 2018. The second is 1,012 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were deemed met and exceeded by the Issuer's Board of Directors, and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2019 and an additional 1/16th of the units will vest quarterly thereafter. The third consists of units for which vesting will be determined based on the Issuer's total shareholder return percentile ranking relative to a set peer group, over a three-year period ending on July 31, 2021. F4 · balance_after: The number of shares reported in Column 9 of Table II represents the 2018 Performance Stock Unit ("PSU") and the Total Shareholder Return ("TSR") grants less the number of PSU shares vested as of this Transaction Date. Read SEC document |
| September 15, 2020 Filed Sep 18, 2020 00:53 UTC |
Cooper Jeffrey ElliottChief Financial Officer
|
Exercise / conversionCommon Stock | 2,921 | $0.00 | $0.00 |
DisclosureSEC source: 0001805719-20-000033 · edgardoc.xml · nonDerivative · entry 1 Cooper Jeffrey Elliott · CIK 0001805719 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,921 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 15, 2020 Filed Sep 18, 2020 00:50 UTC |
Hung PriscillaPresident, COO
|
Exercise / conversionRestricted Stock Unit · Derivative | 782 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001557593-20-000011 · edgardoc.xml · derivative · entry 13 Hung Priscilla · CIK 0001557593 · President, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,375 Underlying: Common Stock · 782 shares Expires 2029-09-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_date: The grant consists of three separate issuances of Restricted Stock Units, each with vesting subject to the Reporting Person's continued service to the Issuer. The first is 12,500 units vesting as follows: 1/16th of the units vest quarterly commencing December 15, 2019. The second is 5,475 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. Attainment regarding the performance-based conditions was determined by the Issuer's Board of Directors based on the Issuer's results for FYE July 31, 2020, and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2020 and an additional 1/16th of the units will vest quarterly thereafter. The third consists of units for which vesting will be determined based on the Issuer's total shareholder return percentile ranking relative to a set peer group, over a three year period ending on July 31, 2022. Read SEC document |
| September 15, 2020 Filed Sep 18, 2020 00:50 UTC |
Hung PriscillaPresident, COO
|
Exercise / conversionRestricted Stock Unit · Derivative | 651 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001557593-20-000011 · edgardoc.xml · derivative · entry 12 Hung Priscilla · CIK 0001557593 · President, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,161 Underlying: Common Stock · 651 shares Expires 2029-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F13 · derivative.exercise_date: The Restricted Stock Units vest as follows: 1/16th of the units vest quarterly commencing September 15, 2019, subject to the Reporting Person's continued service to the Issuer. Read SEC document |
| September 15, 2020 Filed Sep 18, 2020 00:50 UTC |
Hung PriscillaPresident, COO
|
Exercise / conversionRestricted Stock Unit · Derivative | 563 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001557593-20-000011 · edgardoc.xml · derivative · entry 11 Hung Priscilla · CIK 0001557593 · President, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,500 Underlying: Common Stock · 563 shares Expires 2028-09-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: The grant consists of three separate issuances of Restricted Stock Units, each with vesting subject to the Reporting Person's continued service to the Issuer. The first is 9,000 units vesting as follows: 1/16th of the units vest quarterly commencing December 15, 2018. The second is 6,073 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were deemed met and exceeded by the Issuer's Board of Directors, and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2019 and an additional 1/16th of the units will vest quarterly thereafter. The third consists of units for which vesting will be determined based on the Issuer's total shareholder return percentile ranking relative to a set peer group, over a three year period ending on July 31, 2021. Read SEC document |
| September 15, 2020 Filed Sep 18, 2020 00:50 UTC |
Hung PriscillaPresident, COO
|
Exercise / conversionRestricted Stock Unit · Derivative | 475 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001557593-20-000011 · edgardoc.xml · derivative · entry 10 Hung Priscilla · CIK 0001557593 · President, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,900 Underlying: Common Stock · 475 shares Expires 2027-09-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The grant consists of three separate issuances of Restricted Stock Units, each with vesting subject to the Reporting Person's continued service to the Issuer. The first is 7,600 units vesting as follows: 1/16th of the units vest quarterly commencing December 15, 2017. The second is 4,968 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were deemed met and exceeded by the Issuer's Board of Directors, and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2018 and an additional 1/16th of the units will vest quarterly thereafter. The third previously described TSR has vested according to its terms and conditions. Read SEC document |
| September 15, 2020 Filed Sep 18, 2020 00:50 UTC |
Hung PriscillaPresident, COO
|
Exercise / conversionRestricted Stock Unit · Derivative | 625 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001557593-20-000011 · edgardoc.xml · derivative · entry 9 Hung Priscilla · CIK 0001557593 · President, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,875 Underlying: Common Stock · 625 shares Expires 2027-06-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · derivative.exercise_date: The Restricted Stock Units vest as follows: 1/16th of the units vest quarterly commencing September 15, 2017, subject to the Reporting Person's continued service to the Issuer. Read SEC document |
| September 15, 2020 Filed Sep 18, 2020 00:50 UTC |
Hung PriscillaPresident, COO
|
Exercise / conversionRestricted Stock Unit · Derivative | 469 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001557593-20-000011 · edgardoc.xml · derivative · entry 8 Hung Priscilla · CIK 0001557593 · President, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 469 shares Expires 2026-09-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The grant consists of three separate issuances of Restricted Stock Units, each with vesting subject to the Reporting Person's continued service to the Issuer. The first is 7,500 units vesting as follows: 1/16th of the units vest quarterly commencing December 15, 2016. The second is 4,614 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were deemed met and exceeded by the Issuer's Board of Directors, and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2017 and an additional 1/16th of the units will vest quarterly thereafter. The third previously described TSR grant has vested according to its terms and conditions. Read SEC document |
| September 15, 2020 Filed Sep 18, 2020 00:50 UTC |
Hung PriscillaPresident, COO
|
Exercise / conversionPerformance Shares · Derivative | 1,369 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001557593-20-000011 · edgardoc.xml · derivative · entry 7 Hung Priscilla · CIK 0001557593 · President, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,131 Underlying: Common Stock · 1,369 shares Expires 2029-09-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_date: The grant consists of three separate issuances of Restricted Stock Units, each with vesting subject to the Reporting Person's continued service to the Issuer. The first is 12,500 units vesting as follows: 1/16th of the units vest quarterly commencing December 15, 2019. The second is 5,475 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. Attainment regarding the performance-based conditions was determined by the Issuer's Board of Directors based on the Issuer's results for FYE July 31, 2020, and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2020 and an additional 1/16th of the units will vest quarterly thereafter. The third consists of units for which vesting will be determined based on the Issuer's total shareholder return percentile ranking relative to a set peer group, over a three year period ending on July 31, 2022. F11 · balance_after: The number of shares reported in Column 9 of Table II represents the 2019 Performance Stock Unit ("PSU") and the Total Shareholder Return ("TSR") grants less the number of PSU shares vested as of this Transaction Date. Read SEC document |
| September 15, 2020 Filed Sep 18, 2020 00:50 UTC |
Hung PriscillaPresident, COO
|
Exercise / conversionPerformance Shares · Derivative | 380 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001557593-20-000011 · edgardoc.xml · derivative · entry 6 Hung Priscilla · CIK 0001557593 · President, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,963 Underlying: Common Stock · 380 shares Expires 2028-09-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: The grant consists of three separate issuances of Restricted Stock Units, each with vesting subject to the Reporting Person's continued service to the Issuer. The first is 9,000 units vesting as follows: 1/16th of the units vest quarterly commencing December 15, 2018. The second is 6,073 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were deemed met and exceeded by the Issuer's Board of Directors, and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2019 and an additional 1/16th of the units will vest quarterly thereafter. The third consists of units for which vesting will be determined based on the Issuer's total shareholder return percentile ranking relative to a set peer group, over a three year period ending on July 31, 2021. F9 · balance_after: The number of shares reported in Column 9 of Table II represents the 2018 Performance Stock Unit ("PSU") and the Total Shareholder Return ("TSR") grants less the number of PSU shares vested as of this Transaction Date. Read SEC document |
| September 15, 2020 Filed Sep 18, 2020 00:50 UTC |
Hung PriscillaPresident, COO
|
Exercise / conversionPerformance Shares · Derivative | 2,172 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001557593-20-000011 · edgardoc.xml · derivative · entry 5 Hung Priscilla · CIK 0001557593 · President, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,702 Underlying: Common Stock · 2,172 shares Expires 2027-09-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: The actual number of Performance Restricted Stock Units ("TSRs") earned based on the Issuer's total shareholder return percentile ranking relative to the companies in the S&P Software and Services Select Industry Index for a three-year cumulative performance period commencing August 1, 2017 and ending July 31, 2020, as affirmed by the Issuer's board of directors. All earned TSRs vested on September 15, 2020, subject to the Reporting Person's continued service to the Issuer. F6 · balance_after: The number of shares reported in Column 9 of Table II represents the 2017 Performance Stock Unit ("PSU") and the Total Shareholder Return ("TSR") grants less the number of PSU and TSR shares vested as of this Transaction Date. Read SEC document |
| September 15, 2020 Filed Sep 18, 2020 00:50 UTC |
Hung PriscillaPresident, COO
|
Exercise / conversionPerformance Shares · Derivative | 311 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001557593-20-000011 · edgardoc.xml · derivative · entry 4 Hung Priscilla · CIK 0001557593 · President, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,874 Underlying: Common Stock · 311 shares Expires 2027-09-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The grant consists of three separate issuances of Restricted Stock Units, each with vesting subject to the Reporting Person's continued service to the Issuer. The first is 7,600 units vesting as follows: 1/16th of the units vest quarterly commencing December 15, 2017. The second is 4,968 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were deemed met and exceeded by the Issuer's Board of Directors, and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2018 and an additional 1/16th of the units will vest quarterly thereafter. The third previously described TSR has vested according to its terms and conditions. F6 · balance_after: The number of shares reported in Column 9 of Table II represents the 2017 Performance Stock Unit ("PSU") and the Total Shareholder Return ("TSR") grants less the number of PSU and TSR shares vested as of this Transaction Date. Read SEC document |
| September 15, 2020 Filed Sep 18, 2020 00:50 UTC |
Hung PriscillaPresident, COO
|
Exercise / conversionPerformance Shares · Derivative | 289 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001557593-20-000011 · edgardoc.xml · derivative · entry 3 Hung Priscilla · CIK 0001557593 · President, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41 Underlying: Common Stock · 289 shares Expires 2026-09-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The grant consists of three separate issuances of Restricted Stock Units, each with vesting subject to the Reporting Person's continued service to the Issuer. The first is 7,500 units vesting as follows: 1/16th of the units vest quarterly commencing December 15, 2016. The second is 4,614 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were deemed met and exceeded by the Issuer's Board of Directors, and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2017 and an additional 1/16th of the units will vest quarterly thereafter. The third previously described TSR grant has vested according to its terms and conditions. F4 · balance_after: Shares are adjusted based on the attainment of the performance-based conditions as determined by the Issuer's Board of Directors based on the Company's results FYE July 31, 2016, and July 31, 2019. Read SEC document |
| September 15, 2020 Filed Sep 18, 2020 00:50 UTC |
Hung PriscillaPresident, COO
|
Exercise / conversionCommon Stock | 8,086 | $0.00 | $0.00 |
DisclosureSEC source: 0001557593-20-000011 · edgardoc.xml · nonDerivative · entry 1 Hung Priscilla · CIK 0001557593 · President, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,143 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 15, 2020 Filed Sep 18, 2020 00:44 UTC |
Polelle MichaelChief Delivery Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 313 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001609633-20-000009 · edgardoc.xml · derivative · entry 11 Polelle Michael · CIK 0001609633 · Chief Delivery Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,750 Underlying: Common Stock · 313 shares Expires 2029-09-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_date: The grant consists of three separate issuances of Restricted Stock Units, each with vesting subject to the Reporting Person's continued service to the Issuer. The first is 5,000 units vesting as follows: 1/16th of the units vest quarterly commencing December 15, 2019. The second is 2,190 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. Attainment regarding the performance-based conditions was determined by the Issuer's Board of Directors based on the Issuer's results for FYE July 31, 2020, and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2020 and an additional 1/16th of the units will vest quarterly thereafter. The third consists of units for which vesting will be determined based on the Issuer's total shareholder return percentile ranking relative to a set peer group, over a three year period ending on July 31, 2022. Read SEC document |
| September 15, 2020 Filed Sep 18, 2020 00:44 UTC |
Polelle MichaelChief Delivery Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 313 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001609633-20-000009 · edgardoc.xml · derivative · entry 10 Polelle Michael · CIK 0001609633 · Chief Delivery Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 313 shares Expires 2028-09-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: The grant consists of three separate issuances of Restricted Stock Units, each with vesting subject to the Reporting Person's continued service to the Issuer. The first is 5,000 units vesting as follows: 1/16th of the units vest quarterly commencing December 15, 2018. The second is 3,376 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were deemed met and exceeded by the Issuer's Board of Directors, and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2019 and an additional 1/16th of the units will vest quarterly thereafter. The third consists of units for which vesting will be determined based on the Issuer's total shareholder return percentile ranking relative to a set peer group, over a three year period ending on July 31, 2021. Read SEC document |
| September 15, 2020 Filed Sep 18, 2020 00:44 UTC |
Polelle MichaelChief Delivery Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 357 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001609633-20-000009 · edgardoc.xml · derivative · entry 9 Polelle Michael · CIK 0001609633 · Chief Delivery Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,425 Underlying: Common Stock · 357 shares Expires 2027-09-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: The grant consists of three separate issuances of Restricted Stock Units, each with vesting subject to the Reporting Person's continued service to the Issuer. The first is 5,700 units vesting as follows: 1/16th of the units vest quarterly commencing December 15, 2017. The second is 3,672 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were deemed met and exceeded by the Issuer's Board of Directors, and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2018 and an additional 1/16th of the units will vest quarterly thereafter. The third consists of units for which vesting will be determined based on the Issuer's total shareholder return percentile ranking relative to a set peer group, over a three year period ending on July 31, 2020. Read SEC document |
| September 15, 2020 Filed Sep 18, 2020 00:44 UTC |
Polelle MichaelChief Delivery Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 313 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001609633-20-000009 · edgardoc.xml · derivative · entry 8 Polelle Michael · CIK 0001609633 · Chief Delivery Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 313 shares Expires 2026-09-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The grant consists of three separate issuances of Restricted Stock Units, each with vesting subject to the Reporting Person's continued service to the Issuer. The first is 5,000 units vesting as follows: 1/16th of the units vest quarterly commencing December 15, 2016. The second is 3,076 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were deemed met and exceeded by the Issuer's Board of Directors, and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2017 and an additional 1/16th of the units will vest quarterly thereafter. The third previously described TSR grant has vested according to its terms and conditions. Read SEC document |
| September 15, 2020 Filed Sep 18, 2020 00:44 UTC |
Polelle MichaelChief Delivery Officer
|
Exercise / conversionPerformance Shares · Derivative | 548 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001609633-20-000009 · edgardoc.xml · derivative · entry 7 Polelle Michael · CIK 0001609633 · Chief Delivery Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,452 Underlying: Common Stock · 548 shares Expires 2029-09-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_date: The grant consists of three separate issuances of Restricted Stock Units, each with vesting subject to the Reporting Person's continued service to the Issuer. The first is 5,000 units vesting as follows: 1/16th of the units vest quarterly commencing December 15, 2019. The second is 2,190 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. Attainment regarding the performance-based conditions was determined by the Issuer's Board of Directors based on the Issuer's results for FYE July 31, 2020, and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2020 and an additional 1/16th of the units will vest quarterly thereafter. The third consists of units for which vesting will be determined based on the Issuer's total shareholder return percentile ranking relative to a set peer group, over a three year period ending on July 31, 2022. F11 · balance_after: The number of shares reported in Column 9 of Table II represents the 2019 Performance Stock Unit ("PSU") and the Total Shareholder Return ("TSR") grants less the number of PSU shares vested as of this Transaction Date. Read SEC document |
| September 15, 2020 Filed Sep 18, 2020 00:44 UTC |
Polelle MichaelChief Delivery Officer
|
Exercise / conversionPerformance Shares · Derivative | 212 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001609633-20-000009 · edgardoc.xml · derivative · entry 6 Polelle Michael · CIK 0001609633 · Chief Delivery Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,312 Underlying: Common Stock · 212 shares Expires 2028-09-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: The grant consists of three separate issuances of Restricted Stock Units, each with vesting subject to the Reporting Person's continued service to the Issuer. The first is 5,000 units vesting as follows: 1/16th of the units vest quarterly commencing December 15, 2018. The second is 3,376 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were deemed met and exceeded by the Issuer's Board of Directors, and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2019 and an additional 1/16th of the units will vest quarterly thereafter. The third consists of units for which vesting will be determined based on the Issuer's total shareholder return percentile ranking relative to a set peer group, over a three year period ending on July 31, 2021. F9 · balance_after: The number of shares reported in Column 9 of Table II represents the 2018 Performance Stock Unit ("PSU") and the Total Shareholder Return ("TSR") grants less the number of PSU shares vested as of this Transaction Date. Read SEC document |
| September 15, 2020 Filed Sep 18, 2020 00:44 UTC |
Polelle MichaelChief Delivery Officer
|
Exercise / conversionPerformance Shares · Derivative | 230 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001609633-20-000009 · edgardoc.xml · derivative · entry 5 Polelle Michael · CIK 0001609633 · Chief Delivery Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,281 Underlying: Common Stock · 230 shares Expires 2027-09-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: The grant consists of three separate issuances of Restricted Stock Units, each with vesting subject to the Reporting Person's continued service to the Issuer. The first is 5,700 units vesting as follows: 1/16th of the units vest quarterly commencing December 15, 2017. The second is 3,672 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were deemed met and exceeded by the Issuer's Board of Directors, and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2018 and an additional 1/16th of the units will vest quarterly thereafter. The third consists of units for which vesting will be determined based on the Issuer's total shareholder return percentile ranking relative to a set peer group, over a three year period ending on July 31, 2020. F6 · balance_after: The number of shares reported in Column 9 of Table II represents the 2017 Performance Stock Unit ("PSU") and the Total Shareholder Return ("TSR") grants less the number of PSU and TSR shares vested as of this Transaction Date. Read SEC document |
| September 15, 2020 Filed Sep 18, 2020 00:44 UTC |
Polelle MichaelChief Delivery Officer
|
Exercise / conversionPerformance Shares · Derivative | 1,665 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001609633-20-000009 · edgardoc.xml · derivative · entry 4 Polelle Michael · CIK 0001609633 · Chief Delivery Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,511 Underlying: Common Stock · 1,665 shares Expires 2027-09-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The actual number of Performance Restricted Stock Units ("TSRs") earned based on the Issuer's total shareholder return percentile ranking relative to the companies in the S&P Software and Services Select Industry Index for a three-year cumulative performance period commencing August 1, 2017 and ending July 31, 2020, as affirmed by the Issuer's board of directors. All earned TSRs vested on September 15, 2020, subject to the Reporting Person's continued service to the Issuer. F6 · balance_after: The number of shares reported in Column 9 of Table II represents the 2017 Performance Stock Unit ("PSU") and the Total Shareholder Return ("TSR") grants less the number of PSU and TSR shares vested as of this Transaction Date. Read SEC document |
| September 15, 2020 Filed Sep 18, 2020 00:44 UTC |
Polelle MichaelChief Delivery Officer
|
Exercise / conversionPerformance Shares · Derivative | 193 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001609633-20-000009 · edgardoc.xml · derivative · entry 3 Polelle Michael · CIK 0001609633 · Chief Delivery Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27 Underlying: Common Stock · 193 shares Expires 2026-09-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The grant consists of three separate issuances of Restricted Stock Units, each with vesting subject to the Reporting Person's continued service to the Issuer. The first is 5,000 units vesting as follows: 1/16th of the units vest quarterly commencing December 15, 2016. The second is 3,076 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were deemed met and exceeded by the Issuer's Board of Directors, and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2017 and an additional 1/16th of the units will vest quarterly thereafter. The third previously described TSR grant has vested according to its terms and conditions. F4 · balance_after: Shares are adjusted based on the attainment of the performance-based conditions as determined by the Issuer's Board of Directors based on the Company's results FYE July 31, 2016, and July 31, 2019. Read SEC document |
| September 15, 2020 Filed Sep 18, 2020 00:44 UTC |
Polelle MichaelChief Delivery Officer
|
Exercise / conversionCommon Stock | 4,144 | $0.00 | $0.00 |
DisclosureSEC source: 0001609633-20-000009 · edgardoc.xml · nonDerivative · entry 1 Polelle Michael · CIK 0001609633 · Chief Delivery Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,773 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 15, 2020 Filed Sep 18, 2020 00:42 UTC |
Ryu MarcusDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 2,049 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001540041-20-000024 · edgardoc.xml · derivative · entry 10 Ryu Marcus · CIK 0001540041 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,049 shares Expires 2028-09-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_date: The grant consists of two separate issuances of Restricted Stock Units, each with vesting subject to the Reporting Person's continued service to the Issuer. The first is 16,392 units vesting as follows: 1/8th of the units vest quarterly commencing December 15, 2018. The second is 18,441 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were deemed met and exceeded by the Issuer's Board of Directors, and the time-based vesting criteria are as follows: 1/2 of the units vested on September 15, 2019 and an additional 1/8th of the units will vest quarterly thereafter. Read SEC document |
| September 15, 2020 Filed Sep 18, 2020 00:42 UTC |
Ryu MarcusDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 1,977 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001540041-20-000024 · edgardoc.xml · derivative · entry 9 Ryu Marcus · CIK 0001540041 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,910 Underlying: Common Stock · 1,977 shares Expires 2027-09-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: The grant consists of four separate issuances of Restricted Stock Units, each with vesting subject to the Reporting Person's continued service to the Issuer. The first is 31,638 units vesting as follows: 1/16th of the units vest quarterly commencing December 15, 2017. The second is 54,668 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were deemed met and exceeded by the Issuer's Board of Directors, and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2018 and an additional 1/16th of the units will vest quarterly thereafter. The third and fourth consist of units for which vesting will be determined based on (i) the Issuer's total shareholder return percentile ranking relative to a set peer group, over a three year period ending on July 31, 2020 and (ii) attainment of certain financial targets by Issuer over the same period. Read SEC document |
| September 15, 2020 Filed Sep 18, 2020 00:42 UTC |
Ryu MarcusDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 2,611 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001540041-20-000024 · edgardoc.xml · derivative · entry 8 Ryu Marcus · CIK 0001540041 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,611 shares Expires 2026-09-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The grant consists of four separate issuances of Restricted Stock Units, each with vesting subject to the Reporting Person's continued service to the Issuer. The first is 41,771 units vesting as follows: 1/16th of the units vest quarterly commencing December 15, 2016. The second is 38,529 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were deemed met and exceeded by the Issuer's Board of Directors, and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2017 and an additional 1/16th of the units will vest quarterly thereafter. The third and fourth previously described TSR grants have vested according to their terms and conditions. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.