Tapewire

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GWRE

Guidewire Software, Inc.

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3313
SEC CIK
0001528396
Parsed reports
906

Last 12 months

Inside the activity.

0 purchase rows · 89 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202506
Dec 2025013
Jan 202604
Feb 202604
Mar 2026011
Apr 202604
May 202604
Jun 2026011
Jul 202605
Aug 202609
Sep 2026015
Oct 202603

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 15, 2021 Filed Dec 18, 2021 00:38 UTC
Cooper Jeffrey ElliottChief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 1,805 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001528396-21-000142 · wf-form4_163978786781544.xml · derivative · entry 13

Cooper Jeffrey Elliott · CIK 0001805719 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,045

Underlying: Common Stock · 1,805 shares

Expires 2030-06-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The Restricted Stock Units vests as follows: 1/16th of the units vest quarterly commencing September 15, 2020, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
December 15, 2021 Filed Dec 18, 2021 00:38 UTC
Cooper Jeffrey ElliottChief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 141 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001528396-21-000142 · wf-form4_163978786781544.xml · derivative · entry 12

Cooper Jeffrey Elliott · CIK 0001805719 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 989

Underlying: Common Stock · 141 shares

Expires 2029-09-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The Restricted Stock Units vests as follows: 1/16th of the units vest quarterly commencing December 15, 2019, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
December 15, 2021 Filed Dec 18, 2021 00:38 UTC
Cooper Jeffrey ElliottChief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 130 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001528396-21-000142 · wf-form4_163978786781544.xml · derivative · entry 11

Cooper Jeffrey Elliott · CIK 0001805719 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 782

Underlying: Common Stock · 130 shares

Expires 2029-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The Restricted Stock Units vests as follows: 1/16th of the units vest quarterly commencing September 15, 2019, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
December 15, 2021 Filed Dec 18, 2021 00:38 UTC
Cooper Jeffrey ElliottChief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 688 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001528396-21-000142 · wf-form4_163978786781544.xml · derivative · entry 10

Cooper Jeffrey Elliott · CIK 0001805719 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 688 shares

Expires 2027-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Restricted Stock Units vest as follows: 1/4 of the units vested on December 15, 2018 and an additional 1/16th of the units vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
December 15, 2021 Filed Dec 18, 2021 00:38 UTC
Cooper Jeffrey ElliottChief Financial Officer
Exercise / conversionPerformance Shares · Derivative 63 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001528396-21-000142 · wf-form4_163978786781544.xml · derivative · entry 9

Cooper Jeffrey Elliott · CIK 0001805719 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190

Underlying: Common Stock · 63 shares

Expires 2028-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: On September 12, 2018, the Reporting Person was granted a target of 900 shares covered by restricted stock units with performance- and time-based vesting requirements. On September 6, 2019, the Compensation Committee of the Board of Directors determined that 112.5% of the performance-based conditions were met resulting in an additional 112 shares earned by the Reporting Person. The time-based vesting is: 1/4th on September 15, 2019, and 1/16th of the units vest quarterly thereafter subject to the Reporting Person's continued service to the Issuer.

Read SEC document
December 15, 2021 Filed Dec 18, 2021 00:38 UTC
Cooper Jeffrey ElliottChief Financial Officer
Exercise / conversionCommon Stock 93 $0.00 $0.00
Disclosure

SEC source: 0001528396-21-000142 · wf-form4_163978786781544.xml · nonDerivative · entry 7

Cooper Jeffrey Elliott · CIK 0001805719 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,778

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2021 Filed Dec 18, 2021 00:38 UTC
Cooper Jeffrey ElliottChief Financial Officer
Exercise / conversionCommon Stock 312 $0.00 $0.00
Disclosure

SEC source: 0001528396-21-000142 · wf-form4_163978786781544.xml · nonDerivative · entry 6

Cooper Jeffrey Elliott · CIK 0001805719 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,685

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2021 Filed Dec 18, 2021 00:38 UTC
Cooper Jeffrey ElliottChief Financial Officer
Exercise / conversionCommon Stock 1,805 $0.00 $0.00
Disclosure

SEC source: 0001528396-21-000142 · wf-form4_163978786781544.xml · nonDerivative · entry 5

Cooper Jeffrey Elliott · CIK 0001805719 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,373

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2021 Filed Dec 18, 2021 00:38 UTC
Cooper Jeffrey ElliottChief Financial Officer
Exercise / conversionCommon Stock 141 $0.00 $0.00
Disclosure

SEC source: 0001528396-21-000142 · wf-form4_163978786781544.xml · nonDerivative · entry 4

Cooper Jeffrey Elliott · CIK 0001805719 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,568

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2021 Filed Dec 18, 2021 00:38 UTC
Cooper Jeffrey ElliottChief Financial Officer
Exercise / conversionCommon Stock 130 $0.00 $0.00
Disclosure

SEC source: 0001528396-21-000142 · wf-form4_163978786781544.xml · nonDerivative · entry 3

Cooper Jeffrey Elliott · CIK 0001805719 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,427

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2021 Filed Dec 18, 2021 00:38 UTC
Cooper Jeffrey ElliottChief Financial Officer
Exercise / conversionCommon Stock 688 $0.00 $0.00
Disclosure

SEC source: 0001528396-21-000142 · wf-form4_163978786781544.xml · nonDerivative · entry 2

Cooper Jeffrey Elliott · CIK 0001805719 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,297

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2021 Filed Dec 18, 2021 00:38 UTC
Cooper Jeffrey ElliottChief Financial Officer
Exercise / conversionCommon Stock 63 $0.00 $0.00
Disclosure

SEC source: 0001528396-21-000142 · wf-form4_163978786781544.xml · nonDerivative · entry 1

Cooper Jeffrey Elliott · CIK 0001805719 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,609

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2021 Filed Dec 18, 2021 00:38 UTC
King James WinstonChief Admin Officer, Gen Couns
Exercise / conversionRestricted Stock Unit · Derivative 562 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001528396-21-000144 · wf-form4_163978790376883.xml · derivative · entry 13

King James Winston · CIK 0001586253 · Chief Admin Officer, Gen Couns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,188

Underlying: Common Stock · 562 shares

Expires 2030-09-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The Restricted Stock Units vest as follows: 1/16th of the units vest quarterly commencing December 15, 2020, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
December 15, 2021 Filed Dec 18, 2021 00:38 UTC
King James WinstonChief Admin Officer, Gen Couns
Exercise / conversionRestricted Stock Unit · Derivative 437 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001528396-21-000144 · wf-form4_163978790376883.xml · derivative · entry 12

King James Winston · CIK 0001586253 · Chief Admin Officer, Gen Couns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,063

Underlying: Common Stock · 437 shares

Expires 2029-09-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The Restricted Stock Units vests as follows: 1/16th of the units vest quarterly commencing December 15, 2019, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
December 15, 2021 Filed Dec 18, 2021 00:38 UTC
King James WinstonChief Admin Officer, Gen Couns
Exercise / conversionRestricted Stock Unit · Derivative 326 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001528396-21-000144 · wf-form4_163978790376883.xml · derivative · entry 11

King James Winston · CIK 0001586253 · Chief Admin Officer, Gen Couns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,953

Underlying: Common Stock · 326 shares

Expires 2029-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The Restricted Stock Units vest as follows: 1/16th of the units vest quarterly commencing September 15, 2019, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
December 15, 2021 Filed Dec 18, 2021 00:38 UTC
King James WinstonChief Admin Officer, Gen Couns
Exercise / conversionRestricted Stock Unit · Derivative 406 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001528396-21-000144 · wf-form4_163978790376883.xml · derivative · entry 10

King James Winston · CIK 0001586253 · Chief Admin Officer, Gen Couns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,219

Underlying: Common Stock · 406 shares

Expires 2028-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The Restricted Stock Units vests as follows: 1/16th of the units vest quarterly commencing December 15, 2018, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
December 15, 2021 Filed Dec 18, 2021 00:38 UTC
King James WinstonChief Admin Officer, Gen Couns
Exercise / conversionPerformance Shares · Derivative 192 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001528396-21-000144 · wf-form4_163978790376883.xml · derivative · entry 9

King James Winston · CIK 0001586253 · Chief Admin Officer, Gen Couns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,339

Underlying: Common Stock · 192 shares

Expires 2029-09-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: On September 6, 2019, the Reporting Person was granted a target of 4,200 shares covered by restricted stock units with performance- and time-based vesting requirements. On September 9, 2020, the Compensation Committee of the Board of Directors determined that 73% of the performance-based conditions were met resulting in a reduction of 1,134 shares earned by the Reporting Person. The time-based vesting is: 1/4th vest on September 15, 2020, and 1/16th of the units vest quarterly thereafter subject to the Reporting Person's continued service to the Issuer.

Read SEC document
December 15, 2021 Filed Dec 18, 2021 00:38 UTC
King James WinstonChief Admin Officer, Gen Couns
Exercise / conversionPerformance Shares · Derivative 273 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001528396-21-000144 · wf-form4_163978790376883.xml · derivative · entry 8

King James Winston · CIK 0001586253 · Chief Admin Officer, Gen Couns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 825

Underlying: Common Stock · 273 shares

Expires 2028-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: On September 12, 2018, the Reporting Person was granted a target of 3,900 shares covered by restricted stock units with performance- and time-based vesting requirements. On September 6, 2019, the Compensation Committee of the Board of Directors determined that 112.5% of the performance-based conditions were met resulting in an additional 491 shares earned by the Reporting Person. The time-based vesting is: 1/4th on September 15, 2019, and 1/16th quarterly thereafter, subject to the reporting person's continued service to the Issuer.

Read SEC document
December 15, 2021 Filed Dec 18, 2021 00:38 UTC
King James WinstonChief Admin Officer, Gen Couns
Exercise / conversionCommon Stock 562 $0.00 $0.00
Disclosure

SEC source: 0001528396-21-000144 · wf-form4_163978790376883.xml · nonDerivative · entry 6

King James Winston · CIK 0001586253 · Chief Admin Officer, Gen Couns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,251

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2021 Filed Dec 18, 2021 00:38 UTC
King James WinstonChief Admin Officer, Gen Couns
Exercise / conversionCommon Stock 437 $0.00 $0.00
Disclosure

SEC source: 0001528396-21-000144 · wf-form4_163978790376883.xml · nonDerivative · entry 5

King James Winston · CIK 0001586253 · Chief Admin Officer, Gen Couns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,689

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2021 Filed Dec 18, 2021 00:38 UTC
King James WinstonChief Admin Officer, Gen Couns
Exercise / conversionCommon Stock 326 $0.00 $0.00
Disclosure

SEC source: 0001528396-21-000144 · wf-form4_163978790376883.xml · nonDerivative · entry 4

King James Winston · CIK 0001586253 · Chief Admin Officer, Gen Couns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,252

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2021 Filed Dec 18, 2021 00:38 UTC
King James WinstonChief Admin Officer, Gen Couns
Exercise / conversionCommon Stock 406 $0.00 $0.00
Disclosure

SEC source: 0001528396-21-000144 · wf-form4_163978790376883.xml · nonDerivative · entry 3

King James Winston · CIK 0001586253 · Chief Admin Officer, Gen Couns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,926

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2021 Filed Dec 18, 2021 00:38 UTC
King James WinstonChief Admin Officer, Gen Couns
Exercise / conversionCommon Stock 192 $0.00 $0.00
Disclosure

SEC source: 0001528396-21-000144 · wf-form4_163978790376883.xml · nonDerivative · entry 2

King James Winston · CIK 0001586253 · Chief Admin Officer, Gen Couns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,520

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2021 Filed Dec 18, 2021 00:38 UTC
King James WinstonChief Admin Officer, Gen Couns
Exercise / conversionCommon Stock 273 $0.00 $0.00
Disclosure

SEC source: 0001528396-21-000144 · wf-form4_163978790376883.xml · nonDerivative · entry 1

King James Winston · CIK 0001586253 · Chief Admin Officer, Gen Couns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,328

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2021 Filed Dec 18, 2021 00:39 UTC
Rosenbaum Michael GeorgeDirector · Chief Executive Officer
Exercise / conversionPerformance Shares · Derivative 2,556 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001528396-21-000146 · wf-form4_163978794065657.xml · derivative · entry 7

Rosenbaum Michael George · CIK 0001784996 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,885

Underlying: Common Stock · 2,556 shares

Expires 2029-09-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: On September 6, 2019, the Reporting Person was granted a target of 56,009 shares covered by restricted stock units with performance- and time-based vesting requirements. On September 9, 2020, the Compensation Committee of the Board of Directors determined that 73% of the performance-based conditions were met resulting in a reduction of 15,122 shares earned by the Reporting Person. The time-based vesting is: 1/4th on September 15, 2020, and 1/16th of the units vest quarterly thereafter subject to the Reporting Person's continued service to the Issuer.

Read SEC document
December 15, 2021 Filed Dec 18, 2021 00:39 UTC
Rosenbaum Michael GeorgeDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Unit · Derivative 1,902 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001528396-21-000146 · wf-form4_163978794065657.xml · derivative · entry 6

Rosenbaum Michael George · CIK 0001784996 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,922

Underlying: Common Stock · 1,902 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Restricted Stock Units vest as follows: 1/16th of the units vest quarterly commencing December 15, 2020, subject to the Reporting Person's continued service to the Issuer.

F3 · derivative.expiration_date: The Restricted Stock Units vest as follows: 1/16th of the units vest quarterly commencing December 15, 2020, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
December 15, 2021 Filed Dec 18, 2021 00:39 UTC
Rosenbaum Michael GeorgeDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Unit · Derivative 4,606 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001528396-21-000146 · wf-form4_163978794065657.xml · derivative · entry 5

Rosenbaum Michael George · CIK 0001784996 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,242

Underlying: Common Stock · 4,606 shares

Expires 2029-09-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The Restricted Stock Units vest as follows: 1/4 of the units vest on September 15, 2020, and an additional 1/16 of the units vest quarterly thereafter, subject to the reporting person's continued service to the Issuer.

Read SEC document
December 15, 2021 Filed Dec 18, 2021 00:39 UTC
Rosenbaum Michael GeorgeDirector · Chief Executive Officer
Exercise / conversionCommon Stock 2,556 $0.00 $0.00
Disclosure

SEC source: 0001528396-21-000146 · wf-form4_163978794065657.xml · nonDerivative · entry 3

Rosenbaum Michael George · CIK 0001784996 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,203

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2021 Filed Dec 18, 2021 00:39 UTC
Rosenbaum Michael GeorgeDirector · Chief Executive Officer
Exercise / conversionCommon Stock 1,902 $0.00 $0.00
Disclosure

SEC source: 0001528396-21-000146 · wf-form4_163978794065657.xml · nonDerivative · entry 2

Rosenbaum Michael George · CIK 0001784996 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,647

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2021 Filed Dec 18, 2021 00:39 UTC
Rosenbaum Michael GeorgeDirector · Chief Executive Officer
Exercise / conversionCommon Stock 4,606 $0.00 $0.00
Disclosure

SEC source: 0001528396-21-000146 · wf-form4_163978794065657.xml · nonDerivative · entry 1

Rosenbaum Michael George · CIK 0001784996 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,745

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2021 Filed Dec 18, 2021 00:38 UTC
Polelle MichaelChief Delivery Officer
Exercise / conversionRestricted Stock Unit · Derivative 375 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001528396-21-000145 · wf-form4_163978792235758.xml · derivative · entry 11

Polelle Michael · CIK 0001609633 · Chief Delivery Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,125

Underlying: Common Stock · 375 shares

Expires 2030-09-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The Restricted Stock Units vests as follows: 1/16th of the units vest quarterly commencing December 15, 2020, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
December 15, 2021 Filed Dec 18, 2021 00:38 UTC
Polelle MichaelChief Delivery Officer
Exercise / conversionRestricted Stock Unit · Derivative 312 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001528396-21-000145 · wf-form4_163978792235758.xml · derivative · entry 10

Polelle Michael · CIK 0001609633 · Chief Delivery Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,188

Underlying: Common Stock · 312 shares

Expires 2029-09-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The Restricted Stock Units vests as follows: 1/16th of the units vest quarterly commencing December 15, 2019, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
December 15, 2021 Filed Dec 18, 2021 00:38 UTC
Polelle MichaelChief Delivery Officer
Exercise / conversionRestricted Stock Unit · Derivative 312 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001528396-21-000145 · wf-form4_163978792235758.xml · derivative · entry 9

Polelle Michael · CIK 0001609633 · Chief Delivery Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 938

Underlying: Common Stock · 312 shares

Expires 2028-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The Restricted Stock Units vests as follows: 1/16th of the units vest quarterly commencing December 15, 2018, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
December 15, 2021 Filed Dec 18, 2021 00:38 UTC
Polelle MichaelChief Delivery Officer
Exercise / conversionPerformance Shares · Derivative 136 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001528396-21-000145 · wf-form4_163978792235758.xml · derivative · entry 8

Polelle Michael · CIK 0001609633 · Chief Delivery Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 956

Underlying: Common Stock · 136 shares

Expires 2029-09-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: On September 6, 2019, the Reporting Person was granted a target of 3,000 shares covered by restricted stock units with performance- and time-based vesting requirements. On September 9, 2020, the Compensation Committee of the Board of Directors determined that 73% of the performance-based conditions were met resulting in a reduction of 810 shares earned by the Reporting Person. The time-based vesting is: 1/4th vest on September 15, 2020, and 1/16th of the units vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
December 15, 2021 Filed Dec 18, 2021 00:38 UTC
Polelle MichaelChief Delivery Officer
Exercise / conversionPerformance Shares · Derivative 210 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001528396-21-000145 · wf-form4_163978792235758.xml · derivative · entry 7

Polelle Michael · CIK 0001609633 · Chief Delivery Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 634

Underlying: Common Stock · 210 shares

Expires 2028-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: On September 12, 2018, the Reporting Person was granted a target of 3,000 shares covered by restricted stock units with performance- and time-based vesting requirements. On September 6, 2019, the Compensation Committee of the Board of Directors determined that 112.5% of the performance-based conditions were met resulting in an additional 376 shares earned by the Reporting Person. The time-based vesting is: 1/4th on September 15, 2019, and 1/16th quarterly thereafter, subject to the Reporting Person's continued service to the Issuer.

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December 15, 2021 Filed Dec 18, 2021 00:38 UTC
Polelle MichaelChief Delivery Officer
Exercise / conversionCommon Stock 375 $0.00 $0.00
Disclosure

SEC source: 0001528396-21-000145 · wf-form4_163978792235758.xml · nonDerivative · entry 5

Polelle Michael · CIK 0001609633 · Chief Delivery Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,173

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2021 Filed Dec 18, 2021 00:38 UTC
Polelle MichaelChief Delivery Officer
Exercise / conversionCommon Stock 312 $0.00 $0.00
Disclosure

SEC source: 0001528396-21-000145 · wf-form4_163978792235758.xml · nonDerivative · entry 4

Polelle Michael · CIK 0001609633 · Chief Delivery Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,798

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2021 Filed Dec 18, 2021 00:38 UTC
Polelle MichaelChief Delivery Officer
Exercise / conversionCommon Stock 312 $0.00 $0.00
Disclosure

SEC source: 0001528396-21-000145 · wf-form4_163978792235758.xml · nonDerivative · entry 3

Polelle Michael · CIK 0001609633 · Chief Delivery Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,486

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2021 Filed Dec 18, 2021 00:38 UTC
Polelle MichaelChief Delivery Officer
Exercise / conversionCommon Stock 136 $0.00 $0.00
Disclosure

SEC source: 0001528396-21-000145 · wf-form4_163978792235758.xml · nonDerivative · entry 2

Polelle Michael · CIK 0001609633 · Chief Delivery Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,174

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2021 Filed Dec 18, 2021 00:38 UTC
Polelle MichaelChief Delivery Officer
Exercise / conversionCommon Stock 210 $0.00 $0.00
Disclosure

SEC source: 0001528396-21-000145 · wf-form4_163978792235758.xml · nonDerivative · entry 1

Polelle Michael · CIK 0001609633 · Chief Delivery Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,038

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2021 Filed Dec 18, 2021 00:38 UTC
Hung PriscillaPresident & COO
Exercise / conversionRestricted Stock Unit · Derivative 937 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001528396-21-000143 · wf-form4_163978788544458.xml · derivative · entry 13

Hung Priscilla · CIK 0001557593 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,313

Underlying: Common Stock · 937 shares

Expires 2030-09-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The Restricted Stock Units vest as follows: 1/16th of the units vest quarterly commencing December 15, 2020, subject to the Reporting Person's continued service to the Issuer.

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December 15, 2021 Filed Dec 18, 2021 00:38 UTC
Hung PriscillaPresident & COO
Exercise / conversionRestricted Stock Unit · Derivative 781 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001528396-21-000143 · wf-form4_163978788544458.xml · derivative · entry 12

Hung Priscilla · CIK 0001557593 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,469

Underlying: Common Stock · 781 shares

Expires 2029-09-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The Restricted Stock Units vests as follows: 1/16th of the units vest quarterly commencing December 15, 2019, subject to the Reporting Person's continued service to the Issuer.

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December 15, 2021 Filed Dec 18, 2021 00:38 UTC
Hung PriscillaPresident & COO
Exercise / conversionRestricted Stock Unit · Derivative 651 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001528396-21-000143 · wf-form4_163978788544458.xml · derivative · entry 11

Hung Priscilla · CIK 0001557593 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,906

Underlying: Common Stock · 651 shares

Expires 2029-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The Restricted Stock Units vest as follows: 1/16th of the units vest quarterly commencing September 15, 2019, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
December 15, 2021 Filed Dec 18, 2021 00:38 UTC
Hung PriscillaPresident & COO
Exercise / conversionRestricted Stock Unit · Derivative 562 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001528396-21-000143 · wf-form4_163978788544458.xml · derivative · entry 10

Hung Priscilla · CIK 0001557593 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,688

Underlying: Common Stock · 562 shares

Expires 2028-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The Restricted Stock Units vests as follows: 1/16th of the units vest quarterly commencing December 15, 2018, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
December 15, 2021 Filed Dec 18, 2021 00:38 UTC
Hung PriscillaPresident & COO
Exercise / conversionPerformance Shares · Derivative 342 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001528396-21-000143 · wf-form4_163978788544458.xml · derivative · entry 9

Hung Priscilla · CIK 0001557593 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,393

Underlying: Common Stock · 342 shares

Expires 2029-09-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: On September 6, 2019, the Reporting Person was granted a target of 7,500 shares covered by restricted stock units with performance- and time-based vesting requirements. On September 9, 2020, the Compensation Committee of the Board of Directors determined that 73% of the performance-based conditions were met resulting in a reduction of 2,025 shares earned by the Reporting Person. The time-based vesting is: 1/4th vest on September 15, 2020, and 1/16th of the units vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
December 15, 2021 Filed Dec 18, 2021 00:38 UTC
Hung PriscillaPresident & COO
Exercise / conversionPerformance Shares · Derivative 379 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001528396-21-000143 · wf-form4_163978788544458.xml · derivative · entry 8

Hung Priscilla · CIK 0001557593 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,139

Underlying: Common Stock · 379 shares

Expires 2028-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: On September 12, 2018, the Reporting Person was granted a target of 5,400 shares covered by restricted stock units with performance- and time-based vesting requirements. On September 6, 2019, the Compensation Committee of the Board of Directors determined that 112.5% of the performance-based conditions were met resulting in an additional 673 shares earned by the Reporting Person. The time-based vesting is: 1/4th on September 15, 2019, and 1/16th quarterly thereafter, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
December 15, 2021 Filed Dec 18, 2021 00:38 UTC
Hung PriscillaPresident & COO
Exercise / conversionCommon Stock 937 $0.00 $0.00
Disclosure

SEC source: 0001528396-21-000143 · wf-form4_163978788544458.xml · nonDerivative · entry 6

Hung Priscilla · CIK 0001557593 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,503

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2021 Filed Dec 18, 2021 00:38 UTC
Hung PriscillaPresident & COO
Exercise / conversionCommon Stock 781 $0.00 $0.00
Disclosure

SEC source: 0001528396-21-000143 · wf-form4_163978788544458.xml · nonDerivative · entry 5

Hung Priscilla · CIK 0001557593 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,566

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2021 Filed Dec 18, 2021 00:38 UTC
Hung PriscillaPresident & COO
Exercise / conversionCommon Stock 651 $0.00 $0.00
Disclosure

SEC source: 0001528396-21-000143 · wf-form4_163978788544458.xml · nonDerivative · entry 4

Hung Priscilla · CIK 0001557593 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,785

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2021 Filed Dec 18, 2021 00:38 UTC
Hung PriscillaPresident & COO
Exercise / conversionCommon Stock 562 $0.00 $0.00
Disclosure

SEC source: 0001528396-21-000143 · wf-form4_163978788544458.xml · nonDerivative · entry 3

Hung Priscilla · CIK 0001557593 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,134

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.