Tapewire

NYSE · USD

GWRE

Guidewire Software, Inc.

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Tapewire entity
3313
SEC CIK
0001528396
Parsed reports
906

Last 12 months

Inside the activity.

0 purchase rows · 89 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202506
Dec 2025013
Jan 202604
Feb 202604
Mar 2026011
Apr 202604
May 202604
Jun 2026011
Jul 202605
Aug 202609
Sep 2026015
Oct 202603

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 15, 2022 Filed Mar 15, 2022 21:19 UTC
Rosenbaum Michael GeorgeDirector · Chief Executive Officer
Exercise / conversionCommon Stock 1,902 $0.00 $0.00
Disclosure

SEC source: 0001528396-22-000031 · wf-form4_164737915406102.xml · nonDerivative · entry 2

Rosenbaum Michael George · CIK 0001784996 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,150

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2022 Filed Mar 15, 2022 21:19 UTC
Rosenbaum Michael GeorgeDirector · Chief Executive Officer
Exercise / conversionCommon Stock 4,606 $0.00 $0.00
Disclosure

SEC source: 0001528396-22-000031 · wf-form4_164737915406102.xml · nonDerivative · entry 1

Rosenbaum Michael George · CIK 0001784996 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,248

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2022 Filed Mar 15, 2022 21:18 UTC
Polelle MichaelChief Delivery Officer
Exercise / conversionRestricted Stock Unit · Derivative 375 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001528396-22-000030 · wf-form4_164737910989745.xml · derivative · entry 10

Polelle Michael · CIK 0001609633 · Chief Delivery Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 375 shares

Expires 2030-09-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The Restricted Stock Units vests as follows: 1/16th of the units vest quarterly commencing December 15, 2020, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
March 15, 2022 Filed Mar 15, 2022 21:18 UTC
Polelle MichaelChief Delivery Officer
Exercise / conversionRestricted Stock Unit · Derivative 313 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001528396-22-000030 · wf-form4_164737910989745.xml · derivative · entry 9

Polelle Michael · CIK 0001609633 · Chief Delivery Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,875

Underlying: Common Stock · 313 shares

Expires 2029-09-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The Restricted Stock Units vests as follows: 1/16th of the units vest quarterly commencing December 15, 2019, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
March 15, 2022 Filed Mar 15, 2022 21:18 UTC
Polelle MichaelChief Delivery Officer
Exercise / conversionRestricted Stock Unit · Derivative 313 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001528396-22-000030 · wf-form4_164737910989745.xml · derivative · entry 8

Polelle Michael · CIK 0001609633 · Chief Delivery Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 625

Underlying: Common Stock · 313 shares

Expires 2028-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Restricted Stock Units vests as follows: 1/16th of the units vest quarterly commencing December 15, 2018, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
March 15, 2022 Filed Mar 15, 2022 21:18 UTC
Polelle MichaelChief Delivery Officer
Exercise / conversionPerformance Shares · Derivative 137 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001528396-22-000030 · wf-form4_164737910989745.xml · derivative · entry 7

Polelle Michael · CIK 0001609633 · Chief Delivery Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 819

Underlying: Common Stock · 137 shares

Expires 2029-09-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: On September 6, 2019, the Reporting Person was granted a target of 3,000 shares covered by restricted stock units with performance- and time-based vesting requirements. On September 9, 2020, the Compensation Committee of the Board of Directors determined that 73% of the performance-based conditions were met resulting in a reduction of 810 shares earned by the Reporting Person. The time-based vesting is: 1/4th vest on September 15, 2020, and 1/16th of the units vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
March 15, 2022 Filed Mar 15, 2022 21:18 UTC
Polelle MichaelChief Delivery Officer
Exercise / conversionPerformance Shares · Derivative 212 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001528396-22-000030 · wf-form4_164737910989745.xml · derivative · entry 6

Polelle Michael · CIK 0001609633 · Chief Delivery Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 422

Underlying: Common Stock · 212 shares

Expires 2028-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: On September 12, 2018, the Reporting Person was granted a target of 3,000 shares covered by restricted stock units with performance- and time-based vesting requirements. On September 6, 2019, the Compensation Committee of the Board of Directors determined that 112.5% of the performance-based conditions were met resulting in an additional 376 shares earned by the Reporting Person. The time-based vesting is: 1/4th on September 15, 2019, and 1/16th quarterly thereafter, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
March 15, 2022 Filed Mar 15, 2022 21:18 UTC
Polelle MichaelChief Delivery Officer
Exercise / conversionCommon Stock 375 $0.00 $0.00
Disclosure

SEC source: 0001528396-22-000030 · wf-form4_164737910989745.xml · nonDerivative · entry 5

Polelle Michael · CIK 0001609633 · Chief Delivery Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,885

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2022 Filed Mar 15, 2022 21:18 UTC
Polelle MichaelChief Delivery Officer
Exercise / conversionCommon Stock 313 $0.00 $0.00
Disclosure

SEC source: 0001528396-22-000030 · wf-form4_164737910989745.xml · nonDerivative · entry 4

Polelle Michael · CIK 0001609633 · Chief Delivery Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,510

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2022 Filed Mar 15, 2022 21:18 UTC
Polelle MichaelChief Delivery Officer
Exercise / conversionCommon Stock 313 $0.00 $0.00
Disclosure

SEC source: 0001528396-22-000030 · wf-form4_164737910989745.xml · nonDerivative · entry 3

Polelle Michael · CIK 0001609633 · Chief Delivery Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,197

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2022 Filed Mar 15, 2022 21:18 UTC
Polelle MichaelChief Delivery Officer
Exercise / conversionCommon Stock 137 $0.00 $0.00
Disclosure

SEC source: 0001528396-22-000030 · wf-form4_164737910989745.xml · nonDerivative · entry 2

Polelle Michael · CIK 0001609633 · Chief Delivery Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,884

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2022 Filed Mar 15, 2022 21:18 UTC
Polelle MichaelChief Delivery Officer
Exercise / conversionCommon Stock 212 $0.00 $0.00
Disclosure

SEC source: 0001528396-22-000030 · wf-form4_164737910989745.xml · nonDerivative · entry 1

Polelle Michael · CIK 0001609633 · Chief Delivery Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,747

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2022 Filed Mar 15, 2022 21:18 UTC
King James WinstonChief Admin Officer, Gen Couns
Exercise / conversionRestricted Stock Unit · Derivative 563 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001528396-22-000029 · wf-form4_164737906870456.xml · derivative · entry 13

King James Winston · CIK 0001586253 · Chief Admin Officer, Gen Couns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,625

Underlying: Common Stock · 563 shares

Expires 2030-09-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The Restricted Stock Units vest as follows: 1/16th of the units vest quarterly commencing December 15, 2020, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
March 15, 2022 Filed Mar 15, 2022 21:18 UTC
King James WinstonChief Admin Officer, Gen Couns
Exercise / conversionRestricted Stock Unit · Derivative 438 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001528396-22-000029 · wf-form4_164737906870456.xml · derivative · entry 12

King James Winston · CIK 0001586253 · Chief Admin Officer, Gen Couns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,625

Underlying: Common Stock · 438 shares

Expires 2029-09-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The Restricted Stock Units vests as follows: 1/16th of the units vest quarterly commencing December 15, 2019, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
March 15, 2022 Filed Mar 15, 2022 21:18 UTC
King James WinstonChief Admin Officer, Gen Couns
Exercise / conversionRestricted Stock Unit · Derivative 325 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001528396-22-000029 · wf-form4_164737906870456.xml · derivative · entry 11

King James Winston · CIK 0001586253 · Chief Admin Officer, Gen Couns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,628

Underlying: Common Stock · 325 shares

Expires 2029-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The Restricted Stock Units vest as follows: 1/16th of the units vest quarterly commencing September 15, 2019, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
March 15, 2022 Filed Mar 15, 2022 21:18 UTC
King James WinstonChief Admin Officer, Gen Couns
Exercise / conversionRestricted Stock Unit · Derivative 406 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001528396-22-000029 · wf-form4_164737906870456.xml · derivative · entry 10

King James Winston · CIK 0001586253 · Chief Admin Officer, Gen Couns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 813

Underlying: Common Stock · 406 shares

Expires 2028-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The Restricted Stock Units vests as follows: 1/16th of the units vest quarterly commencing December 15, 2018, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
March 15, 2022 Filed Mar 15, 2022 21:18 UTC
King James WinstonChief Admin Officer, Gen Couns
Exercise / conversionPerformance Shares · Derivative 192 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001528396-22-000029 · wf-form4_164737906870456.xml · derivative · entry 9

King James Winston · CIK 0001586253 · Chief Admin Officer, Gen Couns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,147

Underlying: Common Stock · 192 shares

Expires 2029-09-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: On September 6, 2019, the Reporting Person was granted a target of 4,200 shares covered by restricted stock units with performance- and time-based vesting requirements. On September 9, 2020, the Compensation Committee of the Board of Directors determined that 73% of the performance-based conditions were met resulting in a reduction of 1,134 shares earned by the Reporting Person. The time-based vesting is: 1/4th vest on September 15, 2020, and 1/16th of the units vest quarterly thereafter subject to the Reporting Person's continued service to the Issuer.

Read SEC document
March 15, 2022 Filed Mar 15, 2022 21:18 UTC
King James WinstonChief Admin Officer, Gen Couns
Exercise / conversionPerformance Shares · Derivative 275 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001528396-22-000029 · wf-form4_164737906870456.xml · derivative · entry 8

King James Winston · CIK 0001586253 · Chief Admin Officer, Gen Couns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 550

Underlying: Common Stock · 275 shares

Expires 2028-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: On September 12, 2018, the Reporting Person was granted a target of 3,900 shares covered by restricted stock units with performance- and time-based vesting requirements. On September 6, 2019, the Compensation Committee of the Board of Directors determined that 112.5% of the performance-based conditions were met resulting in an additional 491 shares earned by the Reporting Person. The time-based vesting is: 1/4th on September 15, 2019, and 1/16th quarterly thereafter, subject to the reporting person's continued service to the Issuer.

Read SEC document
March 15, 2022 Filed Mar 15, 2022 21:18 UTC
King James WinstonChief Admin Officer, Gen Couns
Exercise / conversionCommon Stock 563 $0.00 $0.00
Disclosure

SEC source: 0001528396-22-000029 · wf-form4_164737906870456.xml · nonDerivative · entry 6

King James Winston · CIK 0001586253 · Chief Admin Officer, Gen Couns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,463

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2022 Filed Mar 15, 2022 21:18 UTC
King James WinstonChief Admin Officer, Gen Couns
Exercise / conversionCommon Stock 438 $0.00 $0.00
Disclosure

SEC source: 0001528396-22-000029 · wf-form4_164737906870456.xml · nonDerivative · entry 5

King James Winston · CIK 0001586253 · Chief Admin Officer, Gen Couns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,900

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2022 Filed Mar 15, 2022 21:18 UTC
King James WinstonChief Admin Officer, Gen Couns
Exercise / conversionCommon Stock 325 $0.00 $0.00
Disclosure

SEC source: 0001528396-22-000029 · wf-form4_164737906870456.xml · nonDerivative · entry 4

King James Winston · CIK 0001586253 · Chief Admin Officer, Gen Couns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,462

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2022 Filed Mar 15, 2022 21:18 UTC
King James WinstonChief Admin Officer, Gen Couns
Exercise / conversionCommon Stock 406 $0.00 $0.00
Disclosure

SEC source: 0001528396-22-000029 · wf-form4_164737906870456.xml · nonDerivative · entry 3

King James Winston · CIK 0001586253 · Chief Admin Officer, Gen Couns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,137

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2022 Filed Mar 15, 2022 21:18 UTC
King James WinstonChief Admin Officer, Gen Couns
Exercise / conversionCommon Stock 192 $0.00 $0.00
Disclosure

SEC source: 0001528396-22-000029 · wf-form4_164737906870456.xml · nonDerivative · entry 2

King James Winston · CIK 0001586253 · Chief Admin Officer, Gen Couns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,731

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2022 Filed Mar 15, 2022 21:18 UTC
King James WinstonChief Admin Officer, Gen Couns
Exercise / conversionCommon Stock 275 $0.00 $0.00
Disclosure

SEC source: 0001528396-22-000029 · wf-form4_164737906870456.xml · nonDerivative · entry 1

King James Winston · CIK 0001586253 · Chief Admin Officer, Gen Couns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,539

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2022 Filed Mar 15, 2022 21:17 UTC
Hung PriscillaPresident & COO
Exercise / conversionRestricted Stock Unit · Derivative 938 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001528396-22-000028 · wf-form4_164737904990168.xml · derivative · entry 12

Hung Priscilla · CIK 0001557593 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,375

Underlying: Common Stock · 938 shares

Expires 2030-09-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The Restricted Stock Units vest as follows: 1/16th of the units vest quarterly commencing December 15, 2020, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
March 15, 2022 Filed Mar 15, 2022 21:17 UTC
Hung PriscillaPresident & COO
Exercise / conversionRestricted Stock Unit · Derivative 781 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001528396-22-000028 · wf-form4_164737904990168.xml · derivative · entry 11

Hung Priscilla · CIK 0001557593 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,688

Underlying: Common Stock · 781 shares

Expires 2029-09-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The Restricted Stock Units vests as follows: 1/16th of the units vest quarterly commencing December 15, 2019, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
March 15, 2022 Filed Mar 15, 2022 21:17 UTC
Hung PriscillaPresident & COO
Exercise / conversionRestricted Stock Unit · Derivative 651 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001528396-22-000028 · wf-form4_164737904990168.xml · derivative · entry 10

Hung Priscilla · CIK 0001557593 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,255

Underlying: Common Stock · 651 shares

Expires 2029-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The Restricted Stock Units vest as follows: 1/16th of the units vest quarterly commencing September 15, 2019, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
March 15, 2022 Filed Mar 15, 2022 21:17 UTC
Hung PriscillaPresident & COO
Exercise / conversionRestricted Stock Unit · Derivative 563 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001528396-22-000028 · wf-form4_164737904990168.xml · derivative · entry 9

Hung Priscilla · CIK 0001557593 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,125

Underlying: Common Stock · 563 shares

Expires 2028-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Restricted Stock Units vests as follows: 1/16th of the units vest quarterly commencing December 15, 2018, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
March 15, 2022 Filed Mar 15, 2022 21:17 UTC
Hung PriscillaPresident & COO
Exercise / conversionPerformance Shares · Derivative 342 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001528396-22-000028 · wf-form4_164737904990168.xml · derivative · entry 8

Hung Priscilla · CIK 0001557593 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,051

Underlying: Common Stock · 342 shares

Expires 2029-09-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: On September 6, 2019, the Reporting Person was granted a target of 7,500 shares covered by restricted stock units with performance- and time-based vesting requirements. On September 9, 2020, the Compensation Committee of the Board of Directors determined that 73% of the performance-based conditions were met resulting in a reduction of 2,025 shares earned by the Reporting Person. The time-based vesting is: 1/4th vest on September 15, 2020, and 1/16th of the units vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
March 15, 2022 Filed Mar 15, 2022 21:17 UTC
Hung PriscillaPresident & COO
Exercise / conversionPerformance Shares · Derivative 380 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001528396-22-000028 · wf-form4_164737904990168.xml · derivative · entry 7

Hung Priscilla · CIK 0001557593 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 759

Underlying: Common Stock · 380 shares

Expires 2028-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: On September 12, 2018, the Reporting Person was granted a target of 5,400 shares covered by restricted stock units with performance- and time-based vesting requirements. On September 6, 2019, the Compensation Committee of the Board of Directors determined that 112.5% of the performance-based conditions were met resulting in an additional 673 shares earned by the Reporting Person. The time-based vesting is: 1/4th on September 15, 2019, and 1/16th quarterly thereafter, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
March 15, 2022 Filed Mar 15, 2022 21:17 UTC
Hung PriscillaPresident & COO
Exercise / conversionCommon Stock 938 $0.00 $0.00
Disclosure

SEC source: 0001528396-22-000028 · wf-form4_164737904990168.xml · nonDerivative · entry 6

Hung Priscilla · CIK 0001557593 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,332

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2022 Filed Mar 15, 2022 21:17 UTC
Hung PriscillaPresident & COO
Exercise / conversionCommon Stock 781 $0.00 $0.00
Disclosure

SEC source: 0001528396-22-000028 · wf-form4_164737904990168.xml · nonDerivative · entry 5

Hung Priscilla · CIK 0001557593 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,394

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2022 Filed Mar 15, 2022 21:17 UTC
Hung PriscillaPresident & COO
Exercise / conversionCommon Stock 651 $0.00 $0.00
Disclosure

SEC source: 0001528396-22-000028 · wf-form4_164737904990168.xml · nonDerivative · entry 4

Hung Priscilla · CIK 0001557593 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,613

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2022 Filed Mar 15, 2022 21:17 UTC
Hung PriscillaPresident & COO
Exercise / conversionCommon Stock 563 $0.00 $0.00
Disclosure

SEC source: 0001528396-22-000028 · wf-form4_164737904990168.xml · nonDerivative · entry 3

Hung Priscilla · CIK 0001557593 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,962

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2022 Filed Mar 15, 2022 21:17 UTC
Hung PriscillaPresident & COO
Exercise / conversionCommon Stock 342 $0.00 $0.00
Disclosure

SEC source: 0001528396-22-000028 · wf-form4_164737904990168.xml · nonDerivative · entry 2

Hung Priscilla · CIK 0001557593 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,399

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 15, 2022 Filed Mar 15, 2022 21:17 UTC
Hung PriscillaPresident & COO
Exercise / conversionCommon Stock 380 $0.00 $0.00
Disclosure

SEC source: 0001528396-22-000028 · wf-form4_164737904990168.xml · nonDerivative · entry 1

Hung Priscilla · CIK 0001557593 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,057

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 14, 2022 Filed Mar 15, 2022 21:18 UTC
King James WinstonChief Admin Officer, Gen Couns
SaleCommon Stock 163 $86.56 $14,109.28
Disclosure

SEC source: 0001528396-22-000029 · wf-form4_164737906870456.xml · nonDerivative · entry 7

King James Winston · CIK 0001586253 · Chief Admin Officer, Gen Couns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,300

F1 · kind: Automatic sale pursuant to a 10b5-1 Trading Plan adopted by the Reporting Person on April 14, 2021, as amended January 14, 2022.

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January 10, 2022 Filed Jan 11, 2022 22:05 UTC
Cooper Jeffrey ElliottChief Financial Officer
SaleCommon Stock 49 $105.12 $5,150.88
Disclosure

SEC source: 0001528396-22-000010 · wf-form4_164193869372822.xml · nonDerivative · entry 1

Cooper Jeffrey Elliott · CIK 0001805719 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,999

F1 · kind: Automatic sale pursuant to a 10b5-1 Trading Plan adopted by the Reporting Person on October 14, 2021.

Read SEC document
January 10, 2022 Filed Jan 11, 2022 22:05 UTC
Hung PriscillaPresident & COO
SaleCommon Stock 594 $105.12 $62,441.28
Disclosure

SEC source: 0001528396-22-000011 · wf-form4_164193871407935.xml · nonDerivative · entry 1

Hung Priscilla · CIK 0001557593 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,677

F1 · kind: Automatic sale pursuant to a 10b5-1 Trading Plan adopted by the Reporting Person on October 14, 2021.

Read SEC document
December 20, 2021 Filed Dec 21, 2021 02:05 UTC
Cooper Jeffrey ElliottChief Financial Officer
SaleCommon Stock 653 $109.42 $71,451.26
Disclosure

SEC source: 0001528396-21-000152 · wf-form4_164005230802464.xml · nonDerivative · entry 1

Cooper Jeffrey Elliott · CIK 0001805719 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,048

F1 · kind: Automatic sale pursuant to a 10b5-1 Trading Plan adopted by the Reporting Person on October 15, 2020.

Read SEC document
December 20, 2021 Filed Dec 21, 2021 02:06 UTC
Polelle MichaelChief Delivery Officer
SaleCommon Stock 869 $109.42 $95,085.98
Disclosure

SEC source: 0001528396-21-000154 · wf-form4_164005234848667.xml · nonDerivative · entry 1

Polelle Michael · CIK 0001609633 · Chief Delivery Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,535

F1 · kind: Automatic sale pursuant to a 10b5-1 Trading Plan adopted by the Reporting Person on October 14, 2021.

Read SEC document
December 20, 2021 Filed Dec 21, 2021 02:05 UTC
King James WinstonChief Admin Officer, Gen Couns
SaleCommon Stock 611 $109.42 $66,855.62
Disclosure

SEC source: 0001528396-21-000153 · wf-form4_164005232835208.xml · nonDerivative · entry 1

King James Winston · CIK 0001586253 · Chief Admin Officer, Gen Couns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,264

F1 · kind: Automatic sale pursuant to a 10b5-1 Trading Plan adopted by the Reporting Person on April 14, 2021.

Read SEC document
December 20, 2021 Filed Dec 21, 2021 02:00 UTC
Hung PriscillaPresident & COO
SaleCommon Stock 1,846 $109.42 $201,989.32
Disclosure

SEC source: 0001528396-21-000148 · wf-form4_164005204142871.xml · nonDerivative · entry 1

Hung Priscilla · CIK 0001557593 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,271

F1 · kind: Automatic sale pursuant to a 10b5-1 Trading Plan adopted by the Reporting Person on October 7, 2019, and amended on October 15, 2020.

Read SEC document
December 17, 2021 Filed Dec 18, 2021 00:38 UTC
Cooper Jeffrey ElliottChief Financial Officer
SaleCommon Stock 2,077 $112.98 $234,660.91
Disclosure

SEC source: 0001528396-21-000142 · wf-form4_163978786781544.xml · nonDerivative · entry 8

Cooper Jeffrey Elliott · CIK 0001805719 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,701

F1 · kind: Shares sold by Issuer to cover taxes associated with settlement of Restricted Stock Units.

Read SEC document
December 17, 2021 Filed Dec 18, 2021 00:38 UTC
King James WinstonChief Admin Officer, Gen Couns
SaleCommon Stock 1,376 $112.98 $155,461.44
Disclosure

SEC source: 0001528396-21-000144 · wf-form4_163978790376883.xml · nonDerivative · entry 7

King James Winston · CIK 0001586253 · Chief Admin Officer, Gen Couns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,875

F1 · kind: Shares sold by Issuer to cover taxes associated with settlement of Restricted Stock Units.

Read SEC document
December 17, 2021 Filed Dec 18, 2021 00:39 UTC
Rosenbaum Michael GeorgeDirector · Chief Executive Officer
SaleCommon Stock 5,561 $112.98 $628,285.67
Disclosure

SEC source: 0001528396-21-000146 · wf-form4_163978794065657.xml · nonDerivative · entry 4

Rosenbaum Michael George · CIK 0001784996 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,642

F1 · kind: Shares sold by Issuer to cover taxes associated with settlement of Restricted Stock Units.

Read SEC document
December 17, 2021 Filed Dec 18, 2021 00:38 UTC
Polelle MichaelChief Delivery Officer
SaleCommon Stock 769 $112.98 $86,882.16
Disclosure

SEC source: 0001528396-21-000145 · wf-form4_163978792235758.xml · nonDerivative · entry 6

Polelle Michael · CIK 0001609633 · Chief Delivery Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,404

F1 · kind: Shares sold by Issuer to cover taxes associated with settlement of Restricted Stock Units.

Read SEC document
December 17, 2021 Filed Dec 18, 2021 00:38 UTC
Hung PriscillaPresident & COO
SaleCommon Stock 2,386 $112.98 $269,571.95
Disclosure

SEC source: 0001528396-21-000143 · wf-form4_163978788544458.xml · nonDerivative · entry 7

Hung Priscilla · CIK 0001557593 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,117

F1 · kind: Shares sold by Issuer to cover taxes associated with settlement of Restricted Stock Units.

Read SEC document
December 15, 2021 Filed Dec 18, 2021 00:38 UTC
Cooper Jeffrey ElliottChief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 93 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001528396-21-000142 · wf-form4_163978786781544.xml · derivative · entry 15

Cooper Jeffrey Elliott · CIK 0001805719 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282

Underlying: Common Stock · 93 shares

Expires 2028-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: The Restricted Stock Units vest as follows: 1/16th of the units vest quarterly commencing December 15, 2018, subject to the Reporting Person's continued service to the Issuer.

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December 15, 2021 Filed Dec 18, 2021 00:38 UTC
Cooper Jeffrey ElliottChief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 312 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001528396-21-000142 · wf-form4_163978786781544.xml · derivative · entry 14

Cooper Jeffrey Elliott · CIK 0001805719 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,438

Underlying: Common Stock · 312 shares

Expires 2030-09-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The Restricted Stock Units vests as follows: 1/16th of the units vest quarterly commencing December 15, 2020, subject to the Reporting Person's continued service to the Issuer.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.