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GWRE

Guidewire Software, Inc.

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3313
SEC CIK
0001528396
Parsed reports
906

Last 12 months

Inside the activity.

0 purchase rows · 89 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202506
Dec 2025013
Jan 202604
Feb 202604
Mar 2026011
Apr 202604
May 202604
Jun 2026011
Jul 202605
Aug 202609
Sep 2026015
Oct 202603

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 15, 2022 Filed Sep 19, 2022 23:07 UTC
Hung PriscillaPresident & COO
GrantCommon Stock 27,534 $0.00 $0.00
Disclosure

SEC source: 0001528396-22-000091 · wf-form4_166362881493561.xml · nonDerivative · entry 1

Hung Priscilla · CIK 0001557593 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,482

Read SEC document
June 23, 2022 Filed Jun 24, 2022 02:00 UTC SaleCommon Stock 4,000 $74.14 $296,548.40
Disclosure

SEC source: 0001528396-22-000072 · wf-form4_165603598380840.xml · nonDerivative · entry 3

Brown Andrew William Fraser · CIK 0001593803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,524

Read SEC document
June 21, 2022 Filed Jun 21, 2022 22:14 UTC
Cooper Jeffrey ElliottChief Financial Officer
SaleCommon Stock 1,132 $73.13 $82,783.16
Disclosure

SEC source: 0001528396-22-000068 · wf-form4_165584964461137.xml · nonDerivative · entry 1

Cooper Jeffrey Elliott · CIK 0001805719 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,813

F1 · kind: Automatic sale pursuant to a 10b5-1 Trading Plan adopted by the Reporting Person on October 14, 2021, as amended April 15, 2022.

Read SEC document
June 21, 2022 Filed Jun 21, 2022 22:14 UTC
King James WinstonChief Admin Officer, Gen Couns
SaleCommon Stock 1,166 $73.13 $85,269.58
Disclosure

SEC source: 0001528396-22-000069 · wf-form4_165584966046377.xml · nonDerivative · entry 1

King James Winston · CIK 0001586253 · Chief Admin Officer, Gen Couns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,141

F1 · kind: Automatic sale pursuant to a 10b5-1 Trading Plan adopted by the Reporting Person on April 14, 2021, as amended January 14, 2022.

Read SEC document
June 17, 2022 Filed Jun 17, 2022 22:19 UTC
Cooper Jeffrey ElliottChief Financial Officer
SaleCommon Stock 1,253 $72.18 $90,442.29
Disclosure

SEC source: 0001528396-22-000062 · wf-form4_165550431819821.xml · nonDerivative · entry 2

Cooper Jeffrey Elliott · CIK 0001805719 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,945

F2 · kind: Shares sold by Issuer to cover taxes associated with settlement of restricted stock units.

Read SEC document
June 17, 2022 Filed Jun 17, 2022 22:20 UTC
Rosenbaum Michael GeorgeDirector · Chief Executive Officer
SaleCommon Stock 5,636 $72.18 $406,809.86
Disclosure

SEC source: 0001528396-22-000065 · wf-form4_165550439907873.xml · nonDerivative · entry 2

Rosenbaum Michael George · CIK 0001784996 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,474

F2 · kind: Shares sold by Issuer to cover taxes associated with settlement of Restricted Stock Units.

Read SEC document
June 17, 2022 Filed Jun 17, 2022 22:19 UTC
King James WinstonChief Admin Officer, Gen Couns
SaleCommon Stock 993 $72.18 $71,675.34
Disclosure

SEC source: 0001528396-22-000064 · wf-form4_165550437938215.xml · nonDerivative · entry 3

King James Winston · CIK 0001586253 · Chief Admin Officer, Gen Couns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,307

F2 · kind: Shares sold by Issuer to cover taxes associated with settlement of restricted stock units.

Read SEC document
June 17, 2022 Filed Jun 17, 2022 22:19 UTC
Hung PriscillaPresident & COO
SaleCommon Stock 1,718 $72.18 $124,006.27
Disclosure

SEC source: 0001528396-22-000063 · wf-form4_165550434717479.xml · nonDerivative · entry 3

Hung Priscilla · CIK 0001557593 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,948

F2 · kind: Shares sold by Issuer to cover taxes associated with settlement of restricted stock units.

Read SEC document
June 16, 2022 Filed Jun 16, 2022 21:16 UTC
Ryu MarcusDirector
PurchaseCommon Stock 1,000 $70.81 $70,810.00
Disclosure

SEC source: 0001528396-22-000057 · wf-form4_165541420252974.xml · nonDerivative · entry 1

Ryu Marcus · CIK 0001540041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,539

Read SEC document
June 15, 2022 Filed Jun 16, 2022 16:51 UTC PurchaseCommon Stock 2,000 $72.13 $144,260.00
Disclosure

SEC source: 0001528396-22-000055 · wf-form4_165541268569563.xml · nonDerivative · entry 1

KELLER MICHAEL C · CIK 0001197747 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,830

Read SEC document
June 15, 2022 Filed Jun 17, 2022 22:19 UTC
Cooper Jeffrey ElliottChief Financial Officer
Exercise / conversionPerformance Shares · Derivative 63 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001528396-22-000062 · wf-form4_165550431819821.xml · derivative · entry 3

Cooper Jeffrey Elliott · CIK 0001805719 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64

Underlying: Common Stock · 63 shares

Expires 2028-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: On September 12, 2018, the Reporting Person was granted a target of 900 shares covered by restricted stock units with performance- and time-based vesting requirements. On September 6, 2019, the Compensation Committee of the Board of Directors determined that 112.5% of the performance-based conditions were met resulting in an additional 112 shares earned by the Reporting Person. The time-based vesting is: 1/4th on September 15, 2019, and 1/16th of the units vest quarterly thereafter subject to the Reporting Person's continued service to the Issuer.

Read SEC document
June 15, 2022 Filed Jun 17, 2022 22:19 UTC
Cooper Jeffrey ElliottChief Financial Officer
Exercise / conversionCommon Stock 63 $0.00 $0.00
Disclosure

SEC source: 0001528396-22-000062 · wf-form4_165550431819821.xml · nonDerivative · entry 1

Cooper Jeffrey Elliott · CIK 0001805719 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,198

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The reported transaction involves the acquisition of vested performance shares. The Reporting Person previously reported certain prior awards of restricted stock units in Table II of Form 4. The total reported in Column 5 includes (i) 63 shares from performance shares that vested on 6/15/2022, and (ii) 21,053 restricted stock units previously reported in Table II.

Read SEC document
June 15, 2022 Filed Jun 17, 2022 22:20 UTC
Rosenbaum Michael GeorgeDirector · Chief Executive Officer
Exercise / conversionPerformance Shares · Derivative 2,555 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001528396-22-000065 · wf-form4_165550439907873.xml · derivative · entry 3

Rosenbaum Michael George · CIK 0001784996 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,775

Underlying: Common Stock · 2,555 shares

Expires 2029-09-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: On September 6, 2019, the Reporting Person was granted a target of 56,009 shares covered by restricted stock units with performance- and time-based vesting requirements. On September 9, 2020, the Compensation Committee of the Board of Directors determined that 73% of the performance-based conditions were met resulting in a reduction of 15,122 shares earned by the Reporting Person. The time-based vesting is: 1/4th on September 15, 2020, and 1/16th of the units vest quarterly thereafter subject to the Reporting Person's continued service to the Issuer.

Read SEC document
June 15, 2022 Filed Jun 17, 2022 22:20 UTC
Rosenbaum Michael GeorgeDirector · Chief Executive Officer
Exercise / conversionCommon Stock 2,555 $0.00 $0.00
Disclosure

SEC source: 0001528396-22-000065 · wf-form4_165550439907873.xml · nonDerivative · entry 1

Rosenbaum Michael George · CIK 0001784996 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,110

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The reported transaction involves the acquisition of vested performance shares. The Reporting Person previously reported certain prior awards of restricted stock units in Table II of Form 4. The total reported in Column 5 includes (i) 2,555 shares from performance shares that vested on 6/15/2022, and (ii) 46,656 restricted stock units previously reported in Table II.

Read SEC document
June 15, 2022 Filed Jun 17, 2022 22:19 UTC
King James WinstonChief Admin Officer, Gen Couns
Exercise / conversionPerformance Shares · Derivative 192 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001528396-22-000064 · wf-form4_165550437938215.xml · derivative · entry 5

King James Winston · CIK 0001586253 · Chief Admin Officer, Gen Couns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 955

Underlying: Common Stock · 192 shares

Expires 2029-09-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: On September 6, 2019, the Reporting Person was granted a target of 4,200 shares covered by restricted stock units with performance- and time-based vesting requirements. On September 9, 2020, the Compensation Committee of the Board of Directors determined that 73% of the performance-based conditions were met resulting in a reduction of 1,134 shares earned by the Reporting Person. The time-based vesting is: 1/4th vest on September 15, 2020, and 1/16th of the units vest quarterly thereafter subject to the Reporting Person's continued service to the Issuer.

Read SEC document
June 15, 2022 Filed Jun 17, 2022 22:19 UTC
King James WinstonChief Admin Officer, Gen Couns
Exercise / conversionPerformance Shares · Derivative 275 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001528396-22-000064 · wf-form4_165550437938215.xml · derivative · entry 4

King James Winston · CIK 0001586253 · Chief Admin Officer, Gen Couns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275

Underlying: Common Stock · 275 shares

Expires 2028-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: On September 12, 2018, the Reporting Person was granted a target of 3,900 shares covered by restricted stock units with performance- and time-based vesting requirements. On September 6, 2019, the Compensation Committee of the Board of Directors determined that 112.5% of the performance-based conditions were met resulting in an additional 491 shares earned by the Reporting Person. The time-based vesting is: 1/4th on September 15, 2019, and 1/16th quarterly thereafter, subject to the reporting person's continued service to the Issuer.

Read SEC document
June 15, 2022 Filed Jun 17, 2022 22:19 UTC
King James WinstonChief Admin Officer, Gen Couns
Exercise / conversionCommon Stock 192 $0.00 $0.00
Disclosure

SEC source: 0001528396-22-000064 · wf-form4_165550437938215.xml · nonDerivative · entry 2

King James Winston · CIK 0001586253 · Chief Admin Officer, Gen Couns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,300

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The reported transaction involves the acquisition of vested performance shares. The Reporting Person previously reported certain prior awards of restricted stock units in Table II of Form 4. The total reported in Column 5 includes (i) 467 shares from performance shares that vested on 6/15/2022, and (ii) 10,691 restricted stock units previously reported in Table II.

Read SEC document
June 15, 2022 Filed Jun 17, 2022 22:19 UTC
King James WinstonChief Admin Officer, Gen Couns
Exercise / conversionCommon Stock 275 $0.00 $0.00
Disclosure

SEC source: 0001528396-22-000064 · wf-form4_165550437938215.xml · nonDerivative · entry 1

King James Winston · CIK 0001586253 · Chief Admin Officer, Gen Couns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,417

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2022 Filed Jun 17, 2022 22:19 UTC
Hung PriscillaPresident & COO
Exercise / conversionPerformance Shares · Derivative 342 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001528396-22-000063 · wf-form4_165550434717479.xml · derivative · entry 5

Hung Priscilla · CIK 0001557593 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,709

Underlying: Common Stock · 342 shares

Expires 2029-09-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: On September 6, 2019, the Reporting Person was granted a target of 7,500 shares covered by restricted stock units with performance- and time-based vesting requirements. On September 9, 2020, the Compensation Committee of the Board of Directors determined that 73% of the performance-based conditions were met resulting in a reduction of 2,025 shares earned by the Reporting Person. The time-based vesting is: 1/4th vest on September 15, 2020, and 1/16th of the units vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
June 15, 2022 Filed Jun 17, 2022 22:19 UTC
Hung PriscillaPresident & COO
Exercise / conversionPerformance Shares · Derivative 379 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001528396-22-000063 · wf-form4_165550434717479.xml · derivative · entry 4

Hung Priscilla · CIK 0001557593 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 380

Underlying: Common Stock · 379 shares

Expires 2028-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: On September 12, 2018, the Reporting Person was granted a target of 5,400 shares covered by restricted stock units with performance- and time-based vesting requirements. On September 6, 2019, the Compensation Committee of the Board of Directors determined that 112.5% of the performance-based conditions were met resulting in an additional 673 shares earned by the Reporting Person. The time-based vesting is: 1/4th on September 15, 2019, and 1/16th quarterly thereafter, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
June 15, 2022 Filed Jun 17, 2022 22:19 UTC
Hung PriscillaPresident & COO
Exercise / conversionCommon Stock 342 $0.00 $0.00
Disclosure

SEC source: 0001528396-22-000063 · wf-form4_165550434717479.xml · nonDerivative · entry 2

Hung Priscilla · CIK 0001557593 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,666

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The reported transaction involves the acquisition of vested performance shares. The Reporting Person previously reported certain prior awards of restricted stock units in Table II of Form 4. The total reported in Column 5 includes (i) 721 shares from performance shares that vested on 6/15/2022, and (ii) 18,443 restricted stock units previously reported in Table II.

Read SEC document
June 15, 2022 Filed Jun 17, 2022 22:19 UTC
Hung PriscillaPresident & COO
Exercise / conversionCommon Stock 379 $0.00 $0.00
Disclosure

SEC source: 0001528396-22-000063 · wf-form4_165550434717479.xml · nonDerivative · entry 1

Hung Priscilla · CIK 0001557593 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,881

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 18, 2022 Filed Mar 19, 2022 01:37 UTC
Cooper Jeffrey ElliottChief Financial Officer
SaleCommon Stock 229 $91.00 $20,839.00
Disclosure

SEC source: 0001528396-22-000037 · wf-form4_164765381346033.xml · nonDerivative · entry 2

Cooper Jeffrey Elliott · CIK 0001805719 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,082

F2 · kind: Automatic sale pursuant to a 10b5-1 Trading Plan adopted by the Reporting Person on October 14, 2021.

Read SEC document
March 18, 2022 Filed Mar 19, 2022 01:38 UTC
Polelle MichaelChief Delivery Officer
SaleCommon Stock 411 $92.05 $37,833.08
Disclosure

SEC source: 0001528396-22-000040 · wf-form4_164765387307305.xml · nonDerivative · entry 3

Polelle Michael · CIK 0001609633 · Chief Delivery Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,241

F2 · kind: Automatic sale pursuant to a 10b5-1 Trading Plan adopted by the Reporting Person on October 14, 2021.

F4 · price: The sale price represents the average sale price of the shares sold ranging from $91.7200 to $92.5900 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 18, 2022 Filed Mar 19, 2022 01:38 UTC
Polelle MichaelChief Delivery Officer
SaleCommon Stock 671 $91.01 $61,070.26
Disclosure

SEC source: 0001528396-22-000040 · wf-form4_164765387307305.xml · nonDerivative · entry 2

Polelle Michael · CIK 0001609633 · Chief Delivery Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,652

F2 · kind: Automatic sale pursuant to a 10b5-1 Trading Plan adopted by the Reporting Person on October 14, 2021.

F3 · price: The sale price represents the average sale price of the shares sold ranging from $90.6100 to $91.4000 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 18, 2022 Filed Mar 19, 2022 01:37 UTC
Hung PriscillaPresident & COO
SaleCommon Stock 1,166 $91.98 $107,248.68
Disclosure

SEC source: 0001528396-22-000038 · wf-form4_164765383123288.xml · nonDerivative · entry 3

Hung Priscilla · CIK 0001557593 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,502

F2 · kind: Automatic sale pursuant to a 10b5-1 Trading Plan adopted by the Reporting Person on October 14, 2021.

F4 · price: The sale price represents the average sale price of the shares sold ranging from $91.6300 to $92.5200 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 18, 2022 Filed Mar 19, 2022 01:37 UTC
Hung PriscillaPresident & COO
SaleCommon Stock 1,985 $90.93 $180,496.05
Disclosure

SEC source: 0001528396-22-000038 · wf-form4_164765383123288.xml · nonDerivative · entry 2

Hung Priscilla · CIK 0001557593 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,668

F2 · kind: Automatic sale pursuant to a 10b5-1 Trading Plan adopted by the Reporting Person on October 14, 2021.

F3 · price: The sale price represents the average sale price of the shares sold ranging from $90.5400 to $91.4000 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 18, 2022 Filed Mar 19, 2022 01:37 UTC
King James WinstonChief Admin Officer, Gen Couns
SaleCommon Stock 725 $90.94 $65,930.49
Disclosure

SEC source: 0001528396-22-000039 · wf-form4_164765384901604.xml · nonDerivative · entry 3

King James Winston · CIK 0001586253 · Chief Admin Officer, Gen Couns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,142

F2 · kind: Automatic sale pursuant to a 10b5-1 Trading Plan adopted by the Reporting Person on April 14, 2021, as amended January 14, 2022.

F4 · price: The sale price represents the average sale price of the shares sold ranging from $90.6100 to $91.3800 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 18, 2022 Filed Mar 19, 2022 01:37 UTC
King James WinstonChief Admin Officer, Gen Couns
SaleCommon Stock 442 $91.93 $40,633.02
Disclosure

SEC source: 0001528396-22-000039 · wf-form4_164765384901604.xml · nonDerivative · entry 2

King James Winston · CIK 0001586253 · Chief Admin Officer, Gen Couns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,867

F2 · kind: Automatic sale pursuant to a 10b5-1 Trading Plan adopted by the Reporting Person on April 14, 2021, as amended January 14, 2022.

F3 · price: The sale price represents the average sale price of the shares sold ranging from $91.6300 to $92.1900 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 17, 2022 Filed Mar 19, 2022 01:37 UTC
Cooper Jeffrey ElliottChief Financial Officer
SaleCommon Stock 1,234 $87.92 $108,489.08
Disclosure

SEC source: 0001528396-22-000037 · wf-form4_164765381346033.xml · nonDerivative · entry 1

Cooper Jeffrey Elliott · CIK 0001805719 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,311

F1 · kind: Shares sold by Issuer to cover taxes associated with settlement of Restricted Stock Units.

Read SEC document
March 17, 2022 Filed Mar 19, 2022 01:38 UTC
Rosenbaum Michael GeorgeDirector · Chief Executive Officer
SaleCommon Stock 3,806 $87.92 $334,610.58
Disclosure

SEC source: 0001528396-22-000041 · wf-form4_164765389108028.xml · nonDerivative · entry 1

Rosenbaum Michael George · CIK 0001784996 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,899

F1 · kind: Shares sold by Issuer to cover taxes associated with settlement of Restricted Stock Units.

Read SEC document
March 17, 2022 Filed Mar 19, 2022 01:38 UTC
Polelle MichaelChief Delivery Officer
SaleCommon Stock 562 $87.92 $49,409.13
Disclosure

SEC source: 0001528396-22-000040 · wf-form4_164765387307305.xml · nonDerivative · entry 1

Polelle Michael · CIK 0001609633 · Chief Delivery Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,323

F1 · kind: Shares sold by Issuer to cover taxes associated with settlement of Restricted Stock Units.

Read SEC document
March 17, 2022 Filed Mar 19, 2022 01:37 UTC
Hung PriscillaPresident & COO
SaleCommon Stock 1,679 $87.92 $147,611.97
Disclosure

SEC source: 0001528396-22-000038 · wf-form4_164765383123288.xml · nonDerivative · entry 1

Hung Priscilla · CIK 0001557593 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,653

F1 · kind: Shares sold by Issuer to cover taxes associated with settlement of Restricted Stock Units.

Read SEC document
March 17, 2022 Filed Mar 19, 2022 01:37 UTC
King James WinstonChief Admin Officer, Gen Couns
SaleCommon Stock 991 $87.92 $87,125.35
Disclosure

SEC source: 0001528396-22-000039 · wf-form4_164765384901604.xml · nonDerivative · entry 1

King James Winston · CIK 0001586253 · Chief Admin Officer, Gen Couns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,309

F1 · kind: Shares sold by Issuer to cover taxes associated with settlement of Restricted Stock Units.

Read SEC document
March 15, 2022 Filed Mar 15, 2022 21:17 UTC
Cooper Jeffrey ElliottChief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 94 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001528396-22-000027 · wf-form4_164737902669060.xml · derivative · entry 12

Cooper Jeffrey Elliott · CIK 0001805719 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188

Underlying: Common Stock · 94 shares

Expires 2028-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The Restricted Stock Units vest as follows: 1/16th of the units vest quarterly commencing December 15, 2018, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
March 15, 2022 Filed Mar 15, 2022 21:17 UTC
Cooper Jeffrey ElliottChief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 313 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001528396-22-000027 · wf-form4_164737902669060.xml · derivative · entry 11

Cooper Jeffrey Elliott · CIK 0001805719 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,125

Underlying: Common Stock · 313 shares

Expires 2030-09-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The Restricted Stock Units vests as follows: 1/16th of the units vest quarterly commencing December 15, 2020, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
March 15, 2022 Filed Mar 15, 2022 21:17 UTC
Cooper Jeffrey ElliottChief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 1,804 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001528396-22-000027 · wf-form4_164737902669060.xml · derivative · entry 10

Cooper Jeffrey Elliott · CIK 0001805719 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,241

Underlying: Common Stock · 1,804 shares

Expires 2030-06-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The Restricted Stock Units vests as follows: 1/16th of the units vest quarterly commencing September 15, 2020, subject to the Reporting Person's continued service to the Issuer.

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March 15, 2022 Filed Mar 15, 2022 21:17 UTC
Cooper Jeffrey ElliottChief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 141 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001528396-22-000027 · wf-form4_164737902669060.xml · derivative · entry 9

Cooper Jeffrey Elliott · CIK 0001805719 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 848

Underlying: Common Stock · 141 shares

Expires 2029-09-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Restricted Stock Units vests as follows: 1/16th of the units vest quarterly commencing December 15, 2019, subject to the Reporting Person's continued service to the Issuer.

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March 15, 2022 Filed Mar 15, 2022 21:17 UTC
Cooper Jeffrey ElliottChief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 131 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001528396-22-000027 · wf-form4_164737902669060.xml · derivative · entry 8

Cooper Jeffrey Elliott · CIK 0001805719 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 651

Underlying: Common Stock · 131 shares

Expires 2029-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The Restricted Stock Units vests as follows: 1/16th of the units vest quarterly commencing September 15, 2019, subject to the Reporting Person's continued service to the Issuer.

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March 15, 2022 Filed Mar 15, 2022 21:17 UTC
Cooper Jeffrey ElliottChief Financial Officer
Exercise / conversionPerformance Shares · Derivative 63 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001528396-22-000027 · wf-form4_164737902669060.xml · derivative · entry 7

Cooper Jeffrey Elliott · CIK 0001805719 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127

Underlying: Common Stock · 63 shares

Expires 2028-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: On September 12, 2018, the Reporting Person was granted a target of 900 shares covered by restricted stock units with performance- and time-based vesting requirements. On September 6, 2019, the Compensation Committee of the Board of Directors determined that 112.5% of the performance-based conditions were met resulting in an additional 112 shares earned by the Reporting Person. The time-based vesting is: 1/4th on September 15, 2019, and 1/16th of the units vest quarterly thereafter subject to the Reporting Person's continued service to the Issuer.

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March 15, 2022 Filed Mar 15, 2022 21:17 UTC
Cooper Jeffrey ElliottChief Financial Officer
Exercise / conversionCommon Stock 94 $0.00 $0.00
Disclosure

SEC source: 0001528396-22-000027 · wf-form4_164737902669060.xml · nonDerivative · entry 6

Cooper Jeffrey Elliott · CIK 0001805719 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,545

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2022 Filed Mar 15, 2022 21:17 UTC
Cooper Jeffrey ElliottChief Financial Officer
Exercise / conversionCommon Stock 313 $0.00 $0.00
Disclosure

SEC source: 0001528396-22-000027 · wf-form4_164737902669060.xml · nonDerivative · entry 5

Cooper Jeffrey Elliott · CIK 0001805719 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,451

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2022 Filed Mar 15, 2022 21:17 UTC
Cooper Jeffrey ElliottChief Financial Officer
Exercise / conversionCommon Stock 1,804 $0.00 $0.00
Disclosure

SEC source: 0001528396-22-000027 · wf-form4_164737902669060.xml · nonDerivative · entry 4

Cooper Jeffrey Elliott · CIK 0001805719 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,138

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2022 Filed Mar 15, 2022 21:17 UTC
Cooper Jeffrey ElliottChief Financial Officer
Exercise / conversionCommon Stock 141 $0.00 $0.00
Disclosure

SEC source: 0001528396-22-000027 · wf-form4_164737902669060.xml · nonDerivative · entry 3

Cooper Jeffrey Elliott · CIK 0001805719 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,334

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2022 Filed Mar 15, 2022 21:17 UTC
Cooper Jeffrey ElliottChief Financial Officer
Exercise / conversionCommon Stock 131 $0.00 $0.00
Disclosure

SEC source: 0001528396-22-000027 · wf-form4_164737902669060.xml · nonDerivative · entry 2

Cooper Jeffrey Elliott · CIK 0001805719 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,193

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2022 Filed Mar 15, 2022 21:17 UTC
Cooper Jeffrey ElliottChief Financial Officer
Exercise / conversionCommon Stock 63 $0.00 $0.00
Disclosure

SEC source: 0001528396-22-000027 · wf-form4_164737902669060.xml · nonDerivative · entry 1

Cooper Jeffrey Elliott · CIK 0001805719 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,062

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2022 Filed Mar 15, 2022 21:19 UTC
Rosenbaum Michael GeorgeDirector · Chief Executive Officer
Exercise / conversionPerformance Shares · Derivative 2,555 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001528396-22-000031 · wf-form4_164737915406102.xml · derivative · entry 6

Rosenbaum Michael George · CIK 0001784996 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,330

Underlying: Common Stock · 2,555 shares

Expires 2029-09-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: On September 6, 2019, the Reporting Person was granted a target of 56,009 shares covered by restricted stock units with performance- and time-based vesting requirements. On September 9, 2020, the Compensation Committee of the Board of Directors determined that 73% of the performance-based conditions were met resulting in a reduction of 15,122 shares earned by the Reporting Person. The time-based vesting is: 1/4th on September 15, 2020, and 1/16th of the units vest quarterly thereafter subject to the Reporting Person's continued service to the Issuer.

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March 15, 2022 Filed Mar 15, 2022 21:19 UTC
Rosenbaum Michael GeorgeDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Unit · Derivative 1,902 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001528396-22-000031 · wf-form4_164737915406102.xml · derivative · entry 5

Rosenbaum Michael George · CIK 0001784996 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,020

Underlying: Common Stock · 1,902 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The Restricted Stock Units vest as follows: 1/16th of the units vest quarterly commencing December 15, 2020, subject to the Reporting Person's continued service to the Issuer.

F2 · derivative.expiration_date: The Restricted Stock Units vest as follows: 1/16th of the units vest quarterly commencing December 15, 2020, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
March 15, 2022 Filed Mar 15, 2022 21:19 UTC
Rosenbaum Michael GeorgeDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Unit · Derivative 4,606 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001528396-22-000031 · wf-form4_164737915406102.xml · derivative · entry 4

Rosenbaum Michael George · CIK 0001784996 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,636

Underlying: Common Stock · 4,606 shares

Expires 2029-09-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Restricted Stock Units vest as follows: 1/4 of the units vest on September 15, 2020, and an additional 1/16 of the units vest quarterly thereafter, subject to the reporting person's continued service to the Issuer.

Read SEC document
March 15, 2022 Filed Mar 15, 2022 21:19 UTC
Rosenbaum Michael GeorgeDirector · Chief Executive Officer
Exercise / conversionCommon Stock 2,555 $0.00 $0.00
Disclosure

SEC source: 0001528396-22-000031 · wf-form4_164737915406102.xml · nonDerivative · entry 3

Rosenbaum Michael George · CIK 0001784996 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,705

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.