Last 12 months
Inside the activity.
1 purchase rows · 23 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 3 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 2 |
| Apr 2026 | 0 | 2 |
| May 2026 | 1 | 1 |
| Jun 2026 | 0 | 2 |
| Jul 2026 | 0 | 2 |
| Aug 2026 | 0 | 3 |
| Sep 2026 | 0 | 2 |
| Oct 2026 | 0 | 3 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 16, 2021 Filed Sep 20, 2021 16:16 UTC |
Crockett ToddDirector
|
SaleClass A Common Stock | 14,647 | $68.12 | $997,823.95 |
DisclosureSEC source: 0001209191-21-056889 · doc4.xml · nonDerivative · entry 7 Crockett Todd · CIK 0001356054 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,844,789 F1 · price: Reflects a weighted-average sale price. The shares were sold in multiple transactions at prices ranging from $68.00 to $68.36. The Reporting Persons will provide upon request to the Securities and Exchange Commission, the Company or security holder of the Company, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: TA Associates, L.P. is the ultimate general partner of each of XI DO, SDF III Feeder, Atlantic & Pacific VII-B, XI DO AIV, SDF III DO, Atlantic & Pacific VII-A, Investors IV, AP VII-B, SDF III DO AIV II and XI DO AIV II (collectively, the "TA Associates Funds"). Investment and voting control of the TA Associates Funds is held by TA Associates, L.P. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest in such securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for Section 16 or any other purpose. F9 · ownership.nature: Securities are held by TA AP VII-B DO Subsidiary Partnership, L.P. ("AP VII-B"). Read SEC document |
| September 16, 2021 Filed Sep 20, 2021 16:16 UTC |
Crockett ToddDirector
|
SaleClass A Common Stock | 16,326 | $68.12 | $1,112,205.48 |
DisclosureSEC source: 0001209191-21-056889 · doc4.xml · nonDerivative · entry 6 Crockett Todd · CIK 0001356054 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,056,229 F1 · price: Reflects a weighted-average sale price. The shares were sold in multiple transactions at prices ranging from $68.00 to $68.36. The Reporting Persons will provide upon request to the Securities and Exchange Commission, the Company or security holder of the Company, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: TA Associates, L.P. is the ultimate general partner of each of XI DO, SDF III Feeder, Atlantic & Pacific VII-B, XI DO AIV, SDF III DO, Atlantic & Pacific VII-A, Investors IV, AP VII-B, SDF III DO AIV II and XI DO AIV II (collectively, the "TA Associates Funds"). Investment and voting control of the TA Associates Funds is held by TA Associates, L.P. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest in such securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for Section 16 or any other purpose. F8 · ownership.nature: Securities are held by TA XI DO AIV II, L.P. ("XI DO AIV II"). Read SEC document |
| September 16, 2021 Filed Sep 20, 2021 16:16 UTC |
Crockett ToddDirector
|
SaleClass A Common Stock | 308 | $68.12 | $20,982.44 |
DisclosureSEC source: 0001209191-21-056889 · doc4.xml · nonDerivative · entry 5 Crockett Todd · CIK 0001356054 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 38,773 F1 · price: Reflects a weighted-average sale price. The shares were sold in multiple transactions at prices ranging from $68.00 to $68.36. The Reporting Persons will provide upon request to the Securities and Exchange Commission, the Company or security holder of the Company, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: TA Associates, L.P. is the ultimate general partner of each of XI DO, SDF III Feeder, Atlantic & Pacific VII-B, XI DO AIV, SDF III DO, Atlantic & Pacific VII-A, Investors IV, AP VII-B, SDF III DO AIV II and XI DO AIV II (collectively, the "TA Associates Funds"). Investment and voting control of the TA Associates Funds is held by TA Associates, L.P. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest in such securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for Section 16 or any other purpose. F7 · ownership.nature: Securities are held by TA SDF III DO AIV II, L.P. ("SDF III DO AIV II"). Read SEC document |
| September 16, 2021 Filed Sep 20, 2021 16:16 UTC |
Crockett ToddDirector
|
SaleClass A Common Stock | 9,272 | $68.12 | $631,653.15 |
DisclosureSEC source: 0001209191-21-056889 · doc4.xml · nonDerivative · entry 4 Crockett Todd · CIK 0001356054 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,167,793 F1 · price: Reflects a weighted-average sale price. The shares were sold in multiple transactions at prices ranging from $68.00 to $68.36. The Reporting Persons will provide upon request to the Securities and Exchange Commission, the Company or security holder of the Company, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: TA Associates, L.P. is the ultimate general partner of each of XI DO, SDF III Feeder, Atlantic & Pacific VII-B, XI DO AIV, SDF III DO, Atlantic & Pacific VII-A, Investors IV, AP VII-B, SDF III DO AIV II and XI DO AIV II (collectively, the "TA Associates Funds"). Investment and voting control of the TA Associates Funds is held by TA Associates, L.P. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest in such securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for Section 16 or any other purpose. F6 · ownership.nature: Securities are held by TA Investors IV, L.P. ("Investors IV"). Read SEC document |
| September 16, 2021 Filed Sep 20, 2021 16:16 UTC |
Crockett ToddDirector
|
SaleClass A Common Stock | 43,113 | $68.12 | $2,937,064.50 |
DisclosureSEC source: 0001209191-21-056889 · doc4.xml · nonDerivative · entry 3 Crockett Todd · CIK 0001356054 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 5,430,241 F1 · price: Reflects a weighted-average sale price. The shares were sold in multiple transactions at prices ranging from $68.00 to $68.36. The Reporting Persons will provide upon request to the Securities and Exchange Commission, the Company or security holder of the Company, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: TA Associates, L.P. is the ultimate general partner of each of XI DO, SDF III Feeder, Atlantic & Pacific VII-B, XI DO AIV, SDF III DO, Atlantic & Pacific VII-A, Investors IV, AP VII-B, SDF III DO AIV II and XI DO AIV II (collectively, the "TA Associates Funds"). Investment and voting control of the TA Associates Funds is held by TA Associates, L.P. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest in such securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for Section 16 or any other purpose. F5 · ownership.nature: Securities are held by TA Atlantic & Pacific VII-A, L.P. ("Atlantic & Pacific VII-A"). Read SEC document |
| September 16, 2021 Filed Sep 20, 2021 16:16 UTC |
Crockett ToddDirector
|
SaleClass A Common Stock | 6,445 | $68.12 | $439,064.34 |
DisclosureSEC source: 0001209191-21-056889 · doc4.xml · nonDerivative · entry 2 Crockett Todd · CIK 0001356054 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 811,722 F1 · price: Reflects a weighted-average sale price. The shares were sold in multiple transactions at prices ranging from $68.00 to $68.36. The Reporting Persons will provide upon request to the Securities and Exchange Commission, the Company or security holder of the Company, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: TA Associates, L.P. is the ultimate general partner of each of XI DO, SDF III Feeder, Atlantic & Pacific VII-B, XI DO AIV, SDF III DO, Atlantic & Pacific VII-A, Investors IV, AP VII-B, SDF III DO AIV II and XI DO AIV II (collectively, the "TA Associates Funds"). Investment and voting control of the TA Associates Funds is held by TA Associates, L.P. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest in such securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for Section 16 or any other purpose. F4 · ownership.nature: Securities are held by TA SDF III DO AIV, L.P. ("SDF III DO"). Read SEC document |
| September 16, 2021 Filed Sep 20, 2021 16:16 UTC |
Crockett ToddDirector
|
SaleClass A Common Stock | 249,644 | $68.12 | $17,006,947.57 |
DisclosureSEC source: 0001209191-21-056889 · doc4.xml · nonDerivative · entry 1 Crockett Todd · CIK 0001356054 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 31,443,376 F1 · price: Reflects a weighted-average sale price. The shares were sold in multiple transactions at prices ranging from $68.00 to $68.36. The Reporting Persons will provide upon request to the Securities and Exchange Commission, the Company or security holder of the Company, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Securities are held by TA XI DO AIV, L.P. ("XI DO AIV"). F3 · ownership.nature: TA Associates, L.P. is the ultimate general partner of each of XI DO, SDF III Feeder, Atlantic & Pacific VII-B, XI DO AIV, SDF III DO, Atlantic & Pacific VII-A, Investors IV, AP VII-B, SDF III DO AIV II and XI DO AIV II (collectively, the "TA Associates Funds"). Investment and voting control of the TA Associates Funds is held by TA Associates, L.P. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest in such securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| September 16, 2021 Filed Sep 20, 2021 20:30 UTC |
Carlyle Group Inc.10% owner
Carlyle Holdings I GP Inc.10% owner
Carlyle Holdings I GP Sub L.L.C.10% owner
Carlyle Holdings I L.P.10% owner
|
SaleClass A Common Stock | 203,508 | $68.03 | $13,845,198.71 |
DisclosureSEC source: 0000899243-21-036582 · doc4.xml · nonDerivative · entry 2 Carlyle Group Inc. · CIK 0001527166 · 10% owner Carlyle Holdings I GP Inc. · CIK 0001548626 · 10% owner Carlyle Holdings I GP Sub L.L.C. · CIK 0001548627 · 10% owner Carlyle Holdings I L.P. · CIK 0001548628 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 63,834,598 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.50 to $68.36. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: Following the transactions reported herein, includes (i) 31,762,621 shares of Class A Common Stock held of record by CP VI Evergreen Holdings, L.P. ("CP VI Evergreen") and (ii) 31,586,868 shares of Class A Common Stock held of record by Carlyle Partners VI Evergreen Holdings, L.P. ("Carlyle Evergreen"). F4 · ownership.nature: The Carlyle Group Inc., which is a publicly traded entity listed on the Nasdaq, is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities held of record by Carlyle Evergreen and CP VI Evergreen, is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the managing member of TC Group VI S1, L.L.C., which is the general partner of TC Group VI S1, L.P., which is the general partner of Carlyle Evergreen and CP VI Evergreen. Read SEC document |
| September 16, 2021 Filed Sep 20, 2021 20:30 UTC |
Carlyle Group Inc.10% owner
Carlyle Holdings I GP Inc.10% owner
Carlyle Holdings I GP Sub L.L.C.10% owner
Carlyle Holdings I L.P.10% owner
|
SaleClass A Common Stock | 188,456 | $67.07 | $12,640,422.36 |
DisclosureSEC source: 0000899243-21-036582 · doc4.xml · nonDerivative · entry 1 Carlyle Group Inc. · CIK 0001527166 · 10% owner Carlyle Holdings I GP Inc. · CIK 0001548626 · 10% owner Carlyle Holdings I GP Sub L.L.C. · CIK 0001548627 · 10% owner Carlyle Holdings I L.P. · CIK 0001548628 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 64,038,106 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.50 to $67.495. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: Following the transactions reported herein, includes (i) 31,762,621 shares of Class A Common Stock held of record by CP VI Evergreen Holdings, L.P. ("CP VI Evergreen") and (ii) 31,586,868 shares of Class A Common Stock held of record by Carlyle Partners VI Evergreen Holdings, L.P. ("Carlyle Evergreen"). F4 · ownership.nature: The Carlyle Group Inc., which is a publicly traded entity listed on the Nasdaq, is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities held of record by Carlyle Evergreen and CP VI Evergreen, is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the managing member of TC Group VI S1, L.L.C., which is the general partner of TC Group VI S1, L.P., which is the general partner of Carlyle Evergreen and CP VI Evergreen. Read SEC document |
| September 16, 2021 Filed Sep 20, 2021 16:15 UTC |
TA Atlantic & Pacific VII-B L.P.Director · 10% owner
|
SaleClass A Common Stock | 58,587 | $68.12 | $3,991,227.66 |
DisclosureSEC source: 0001209191-21-056887 · doc4.xml · nonDerivative · entry 10 TA Atlantic & Pacific VII-B L.P. · CIK 0001548682 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 7,379,162 F1 · price: Reflects a weighted-average sale price. The shares were sold in multiple transactions at prices ranging from $68.00 to $68.36. The Reporting Persons will provide upon request to the Securities and Exchange Commission, the Company or security holder of the Company, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: TA Associates, L.P. is the ultimate general partner of each of XI DO, SDF III Feeder, Atlantic & Pacific VII-B, XI DO AIV, SDF III DO, Atlantic & Pacific VII-A, Investors IV, AP VII-B, SDF III DO AIV II and XI DO AIV II (collectively, the "TA Associates Funds"). Investment and voting control of the TA Associates Funds is held by TA Associates, L.P. Todd R. Crockett and Jason S. Mironov are directors of the Issuer and serve as representatives of TA Associates, L.P. and the TA Associates Funds on the Issuer's board of directors. TA Associates, L.P. disclaims beneficial ownership of such securities, except to the extent of its pecuniary interest in such securities, if any. F12 · ownership.nature: Securities are held by TA Atlantic & Pacific VII-B, L.P. ("Atlantic & Pacific VII-B"). Read SEC document |
| September 16, 2021 Filed Sep 20, 2021 16:15 UTC |
TA Atlantic & Pacific VII-B L.P.Director · 10% owner
|
SaleClass A Common Stock | 65,303 | $68.12 | $4,448,753.81 |
DisclosureSEC source: 0001209191-21-056887 · doc4.xml · nonDerivative · entry 9 TA Atlantic & Pacific VII-B L.P. · CIK 0001548682 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 8,224,919 F1 · price: Reflects a weighted-average sale price. The shares were sold in multiple transactions at prices ranging from $68.00 to $68.36. The Reporting Persons will provide upon request to the Securities and Exchange Commission, the Company or security holder of the Company, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: TA Associates, L.P. is the ultimate general partner of each of XI DO, SDF III Feeder, Atlantic & Pacific VII-B, XI DO AIV, SDF III DO, Atlantic & Pacific VII-A, Investors IV, AP VII-B, SDF III DO AIV II and XI DO AIV II (collectively, the "TA Associates Funds"). Investment and voting control of the TA Associates Funds is held by TA Associates, L.P. Todd R. Crockett and Jason S. Mironov are directors of the Issuer and serve as representatives of TA Associates, L.P. and the TA Associates Funds on the Issuer's board of directors. TA Associates, L.P. disclaims beneficial ownership of such securities, except to the extent of its pecuniary interest in such securities, if any. F11 · ownership.nature: Securities are held by TA XI DO Feeder, L.P ("XI DO"). Read SEC document |
| September 16, 2021 Filed Sep 20, 2021 16:15 UTC |
TA Atlantic & Pacific VII-B L.P.Director · 10% owner
|
SaleClass A Common Stock | 1,232 | $68.12 | $83,929.75 |
DisclosureSEC source: 0001209191-21-056887 · doc4.xml · nonDerivative · entry 8 TA Atlantic & Pacific VII-B L.P. · CIK 0001548682 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 155,099 F1 · price: Reflects a weighted-average sale price. The shares were sold in multiple transactions at prices ranging from $68.00 to $68.36. The Reporting Persons will provide upon request to the Securities and Exchange Commission, the Company or security holder of the Company, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: TA Associates, L.P. is the ultimate general partner of each of XI DO, SDF III Feeder, Atlantic & Pacific VII-B, XI DO AIV, SDF III DO, Atlantic & Pacific VII-A, Investors IV, AP VII-B, SDF III DO AIV II and XI DO AIV II (collectively, the "TA Associates Funds"). Investment and voting control of the TA Associates Funds is held by TA Associates, L.P. Todd R. Crockett and Jason S. Mironov are directors of the Issuer and serve as representatives of TA Associates, L.P. and the TA Associates Funds on the Issuer's board of directors. TA Associates, L.P. disclaims beneficial ownership of such securities, except to the extent of its pecuniary interest in such securities, if any. F10 · ownership.nature: Securities are held by TA SDF III DO Feeder, L.P. ("SDF III Feeder"). Read SEC document |
| September 16, 2021 Filed Sep 20, 2021 16:15 UTC |
TA Atlantic & Pacific VII-B L.P.Director · 10% owner
|
SaleClass A Common Stock | 14,647 | $68.12 | $997,823.95 |
DisclosureSEC source: 0001209191-21-056887 · doc4.xml · nonDerivative · entry 7 TA Atlantic & Pacific VII-B L.P. · CIK 0001548682 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,844,789 F1 · price: Reflects a weighted-average sale price. The shares were sold in multiple transactions at prices ranging from $68.00 to $68.36. The Reporting Persons will provide upon request to the Securities and Exchange Commission, the Company or security holder of the Company, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: TA Associates, L.P. is the ultimate general partner of each of XI DO, SDF III Feeder, Atlantic & Pacific VII-B, XI DO AIV, SDF III DO, Atlantic & Pacific VII-A, Investors IV, AP VII-B, SDF III DO AIV II and XI DO AIV II (collectively, the "TA Associates Funds"). Investment and voting control of the TA Associates Funds is held by TA Associates, L.P. Todd R. Crockett and Jason S. Mironov are directors of the Issuer and serve as representatives of TA Associates, L.P. and the TA Associates Funds on the Issuer's board of directors. TA Associates, L.P. disclaims beneficial ownership of such securities, except to the extent of its pecuniary interest in such securities, if any. F9 · ownership.nature: Securities are held by TA AP VII-B DO Subsidiary Partnership, L.P. ("AP VII-B"). Read SEC document |
| September 16, 2021 Filed Sep 20, 2021 16:15 UTC |
TA Atlantic & Pacific VII-B L.P.Director · 10% owner
|
SaleClass A Common Stock | 16,326 | $68.12 | $1,112,205.48 |
DisclosureSEC source: 0001209191-21-056887 · doc4.xml · nonDerivative · entry 6 TA Atlantic & Pacific VII-B L.P. · CIK 0001548682 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,056,229 F1 · price: Reflects a weighted-average sale price. The shares were sold in multiple transactions at prices ranging from $68.00 to $68.36. The Reporting Persons will provide upon request to the Securities and Exchange Commission, the Company or security holder of the Company, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: TA Associates, L.P. is the ultimate general partner of each of XI DO, SDF III Feeder, Atlantic & Pacific VII-B, XI DO AIV, SDF III DO, Atlantic & Pacific VII-A, Investors IV, AP VII-B, SDF III DO AIV II and XI DO AIV II (collectively, the "TA Associates Funds"). Investment and voting control of the TA Associates Funds is held by TA Associates, L.P. Todd R. Crockett and Jason S. Mironov are directors of the Issuer and serve as representatives of TA Associates, L.P. and the TA Associates Funds on the Issuer's board of directors. TA Associates, L.P. disclaims beneficial ownership of such securities, except to the extent of its pecuniary interest in such securities, if any. F8 · ownership.nature: Securities are held by TA XI DO AIV II, L.P. ("XI DO AIV II"). Read SEC document |
| September 16, 2021 Filed Sep 20, 2021 16:15 UTC |
TA Atlantic & Pacific VII-B L.P.Director · 10% owner
|
SaleClass A Common Stock | 308 | $68.12 | $20,982.44 |
DisclosureSEC source: 0001209191-21-056887 · doc4.xml · nonDerivative · entry 5 TA Atlantic & Pacific VII-B L.P. · CIK 0001548682 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 38,773 F1 · price: Reflects a weighted-average sale price. The shares were sold in multiple transactions at prices ranging from $68.00 to $68.36. The Reporting Persons will provide upon request to the Securities and Exchange Commission, the Company or security holder of the Company, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: TA Associates, L.P. is the ultimate general partner of each of XI DO, SDF III Feeder, Atlantic & Pacific VII-B, XI DO AIV, SDF III DO, Atlantic & Pacific VII-A, Investors IV, AP VII-B, SDF III DO AIV II and XI DO AIV II (collectively, the "TA Associates Funds"). Investment and voting control of the TA Associates Funds is held by TA Associates, L.P. Todd R. Crockett and Jason S. Mironov are directors of the Issuer and serve as representatives of TA Associates, L.P. and the TA Associates Funds on the Issuer's board of directors. TA Associates, L.P. disclaims beneficial ownership of such securities, except to the extent of its pecuniary interest in such securities, if any. F7 · ownership.nature: Securities are held by TA SDF III DO AIV II, L.P. ("SDF III DO AIV II"). Read SEC document |
| September 16, 2021 Filed Sep 20, 2021 16:15 UTC |
TA Atlantic & Pacific VII-B L.P.Director · 10% owner
|
SaleClass A Common Stock | 9,272 | $68.12 | $631,653.15 |
DisclosureSEC source: 0001209191-21-056887 · doc4.xml · nonDerivative · entry 4 TA Atlantic & Pacific VII-B L.P. · CIK 0001548682 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,167,793 F1 · price: Reflects a weighted-average sale price. The shares were sold in multiple transactions at prices ranging from $68.00 to $68.36. The Reporting Persons will provide upon request to the Securities and Exchange Commission, the Company or security holder of the Company, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: TA Associates, L.P. is the ultimate general partner of each of XI DO, SDF III Feeder, Atlantic & Pacific VII-B, XI DO AIV, SDF III DO, Atlantic & Pacific VII-A, Investors IV, AP VII-B, SDF III DO AIV II and XI DO AIV II (collectively, the "TA Associates Funds"). Investment and voting control of the TA Associates Funds is held by TA Associates, L.P. Todd R. Crockett and Jason S. Mironov are directors of the Issuer and serve as representatives of TA Associates, L.P. and the TA Associates Funds on the Issuer's board of directors. TA Associates, L.P. disclaims beneficial ownership of such securities, except to the extent of its pecuniary interest in such securities, if any. F6 · ownership.nature: Securities are held by TA Investors IV, L.P. ("Investors IV"). Read SEC document |
| September 16, 2021 Filed Sep 20, 2021 16:15 UTC |
TA Atlantic & Pacific VII-B L.P.Director · 10% owner
|
SaleClass A Common Stock | 43,113 | $68.12 | $2,937,064.50 |
DisclosureSEC source: 0001209191-21-056887 · doc4.xml · nonDerivative · entry 3 TA Atlantic & Pacific VII-B L.P. · CIK 0001548682 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 5,430,241 F1 · price: Reflects a weighted-average sale price. The shares were sold in multiple transactions at prices ranging from $68.00 to $68.36. The Reporting Persons will provide upon request to the Securities and Exchange Commission, the Company or security holder of the Company, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: TA Associates, L.P. is the ultimate general partner of each of XI DO, SDF III Feeder, Atlantic & Pacific VII-B, XI DO AIV, SDF III DO, Atlantic & Pacific VII-A, Investors IV, AP VII-B, SDF III DO AIV II and XI DO AIV II (collectively, the "TA Associates Funds"). Investment and voting control of the TA Associates Funds is held by TA Associates, L.P. Todd R. Crockett and Jason S. Mironov are directors of the Issuer and serve as representatives of TA Associates, L.P. and the TA Associates Funds on the Issuer's board of directors. TA Associates, L.P. disclaims beneficial ownership of such securities, except to the extent of its pecuniary interest in such securities, if any. F5 · ownership.nature: Securities are held by TA Atlantic & Pacific VII-A, L.P. ("Atlantic & Pacific VII-A"). Read SEC document |
| September 16, 2021 Filed Sep 20, 2021 16:15 UTC |
TA Atlantic & Pacific VII-B L.P.Director · 10% owner
|
SaleClass A Common Stock | 6,445 | $68.12 | $439,064.34 |
DisclosureSEC source: 0001209191-21-056887 · doc4.xml · nonDerivative · entry 2 TA Atlantic & Pacific VII-B L.P. · CIK 0001548682 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 811,722 F1 · price: Reflects a weighted-average sale price. The shares were sold in multiple transactions at prices ranging from $68.00 to $68.36. The Reporting Persons will provide upon request to the Securities and Exchange Commission, the Company or security holder of the Company, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: TA Associates, L.P. is the ultimate general partner of each of XI DO, SDF III Feeder, Atlantic & Pacific VII-B, XI DO AIV, SDF III DO, Atlantic & Pacific VII-A, Investors IV, AP VII-B, SDF III DO AIV II and XI DO AIV II (collectively, the "TA Associates Funds"). Investment and voting control of the TA Associates Funds is held by TA Associates, L.P. Todd R. Crockett and Jason S. Mironov are directors of the Issuer and serve as representatives of TA Associates, L.P. and the TA Associates Funds on the Issuer's board of directors. TA Associates, L.P. disclaims beneficial ownership of such securities, except to the extent of its pecuniary interest in such securities, if any. F4 · ownership.nature: Securities are held by TA SDF III DO AIV, L.P. ("SDF III DO"). Read SEC document |
| September 16, 2021 Filed Sep 20, 2021 16:15 UTC |
TA Atlantic & Pacific VII-B L.P.Director · 10% owner
|
SaleClass A Common Stock | 249,644 | $68.12 | $17,006,947.57 |
DisclosureSEC source: 0001209191-21-056887 · doc4.xml · nonDerivative · entry 1 TA Atlantic & Pacific VII-B L.P. · CIK 0001548682 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 31,443,376 F1 · price: Reflects a weighted-average sale price. The shares were sold in multiple transactions at prices ranging from $68.00 to $68.36. The Reporting Persons will provide upon request to the Securities and Exchange Commission, the Company or security holder of the Company, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Securities are held by TA XI DO AIV, L.P. ("XI DO AIV"). F3 · ownership.nature: TA Associates, L.P. is the ultimate general partner of each of XI DO, SDF III Feeder, Atlantic & Pacific VII-B, XI DO AIV, SDF III DO, Atlantic & Pacific VII-A, Investors IV, AP VII-B, SDF III DO AIV II and XI DO AIV II (collectively, the "TA Associates Funds"). Investment and voting control of the TA Associates Funds is held by TA Associates, L.P. Todd R. Crockett and Jason S. Mironov are directors of the Issuer and serve as representatives of TA Associates, L.P. and the TA Associates Funds on the Issuer's board of directors. TA Associates, L.P. disclaims beneficial ownership of such securities, except to the extent of its pecuniary interest in such securities, if any. Read SEC document |
| September 15, 2021 Filed Sep 16, 2021 16:30 UTC |
CG Subsidiary Holdings L.L.C.10% owner
TC Group, LLC10% owner
TC Group Sub L.P.10% owner
TC Group VI S1, L.L.C.10% owner
TC Group VI S1, L.P.10% owner
CP VI Evergreen Holdings, L.P.10% owner
|
SaleClass A Common Stock | 72,052 | $67.08 | $4,833,212.13 |
DisclosureSEC source: 0000899243-21-036280 · doc4.xml · nonDerivative · entry 6 CG Subsidiary Holdings L.L.C. · CIK 0001790577 · 10% owner TC Group, LLC · CIK 0000933790 · 10% owner TC Group Sub L.P. · CIK 0001548639 · 10% owner TC Group VI S1, L.L.C. · CIK 0001766541 · 10% owner TC Group VI S1, L.P. · CIK 0001766496 · 10% owner Carlyle Partners VI Evergreen Holdings, L.P. · CIK 0001802267 · 10% owner CP VI Evergreen Holdings, L.P. · CIK 0001813962 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 64,226,562 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.00 to $67.59. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: Following the transactions reported herein, includes (i) 32,202,373 shares of Class A Common Stock held of record by CP VI Evergreen Holdings, L.P. ("CP VI Evergreen") and (ii) 32,024,189 shares of Class A Common Stock held of record by Carlyle Partners VI Evergreen Holdings, L.P. ("Carlyle Evergreen"). F4 · ownership.nature: The Carlyle Group Inc., which is a publicly traded entity listed on the Nasdaq, is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities held of record by Carlyle Evergreen and CP VI Evergreen, is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the managing member of TC Group VI S1, L.L.C., which is the general partner of TC Group VI S1, L.P., which is the general partner of Carlyle Evergreen and CP VI Evergreen. Read SEC document |
| September 15, 2021 Filed Sep 16, 2021 16:30 UTC |
CG Subsidiary Holdings L.L.C.10% owner
TC Group, LLC10% owner
TC Group Sub L.P.10% owner
TC Group VI S1, L.L.C.10% owner
TC Group VI S1, L.P.10% owner
CP VI Evergreen Holdings, L.P.10% owner
|
SaleClass A Common Stock | 377,948 | $66.63 | $25,181,654.78 |
DisclosureSEC source: 0000899243-21-036280 · doc4.xml · nonDerivative · entry 5 CG Subsidiary Holdings L.L.C. · CIK 0001790577 · 10% owner TC Group, LLC · CIK 0000933790 · 10% owner TC Group Sub L.P. · CIK 0001548639 · 10% owner TC Group VI S1, L.L.C. · CIK 0001766541 · 10% owner TC Group VI S1, L.P. · CIK 0001766496 · 10% owner Carlyle Partners VI Evergreen Holdings, L.P. · CIK 0001802267 · 10% owner CP VI Evergreen Holdings, L.P. · CIK 0001813962 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 64,298,614 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.00 to $66.995. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: Following the transactions reported herein, includes (i) 32,202,373 shares of Class A Common Stock held of record by CP VI Evergreen Holdings, L.P. ("CP VI Evergreen") and (ii) 32,024,189 shares of Class A Common Stock held of record by Carlyle Partners VI Evergreen Holdings, L.P. ("Carlyle Evergreen"). F4 · ownership.nature: The Carlyle Group Inc., which is a publicly traded entity listed on the Nasdaq, is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities held of record by Carlyle Evergreen and CP VI Evergreen, is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the managing member of TC Group VI S1, L.L.C., which is the general partner of TC Group VI S1, L.P., which is the general partner of Carlyle Evergreen and CP VI Evergreen. Read SEC document |
| September 15, 2021 Filed Sep 16, 2021 21:34 UTC |
Schuck HenryDirector · Chief Executive Officer · 10% owner
|
Exercise / conversionLLC Units of ZoomInfo Holdings LLC · Derivative | 400,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001794515-21-000294 · wf-form4_163182806933935.xml · derivative · entry 7 Schuck Henry · CIK 0001813217 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 400,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Pursuant to the terms of the limited liability company agreement for OpCo, limited liability company units of OpCo ("OpCo Units") and an equal number of shares of Class B Common Stock, together are exchangeable for shares of Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to exchange rate adjustments for stock splits, stock dividends, and reclassifications. These exchange rights do not expire. Shares of Class B Common Stock have no economic value and have 10 votes per share. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a 10b5-1 trading plan. F2 · kind: On September 15,2021, 400,000 limited liability company units of HSKB Funds, LLC ("HSKB Units"), respectively, held directly by the Reporting Person were exchanged for limited liability company units ("OpCo Units") of ZoomInfo Holdings LLC ("OpCo") together with an equal number of shares of Class B common stock ("Class B Common Stock") of ZoomInfo Technologies Inc. ("ZoomInfo" or the "Issuer"). These OpCo Units and shares of Class B Common Stock were exchanged for shares of ZoomInfo's Class A common stock ("Class A Common Stock") which were sold as described herein. F3 · derivative.exercise_date: Pursuant to the terms of the limited liability company agreement for OpCo, limited liability company units of OpCo ("OpCo Units") and an equal number of shares of Class B Common Stock, together are exchangeable for shares of Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to exchange rate adjustments for stock splits, stock dividends, and reclassifications. These exchange rights do not expire. Shares of Class B Common Stock have no economic value and have 10 votes per share. F3 · derivative.expiration_date: Pursuant to the terms of the limited liability company agreement for OpCo, limited liability company units of OpCo ("OpCo Units") and an equal number of shares of Class B Common Stock, together are exchangeable for shares of Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to exchange rate adjustments for stock splits, stock dividends, and reclassifications. These exchange rights do not expire. Shares of Class B Common Stock have no economic value and have 10 votes per share. Read SEC document |
| September 15, 2021 Filed Sep 16, 2021 21:34 UTC |
Schuck HenryDirector · Chief Executive Officer · 10% owner
|
Exercise / conversionLLC Units of ZoomInfo Holdings LLC · Derivative | 400,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001794515-21-000294 · wf-form4_163182806933935.xml · derivative · entry 6 Schuck Henry · CIK 0001813217 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,000 Underlying: Class A Common Stock · 400,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Pursuant to the terms of the limited liability company agreement for OpCo, limited liability company units of OpCo ("OpCo Units") and an equal number of shares of Class B Common Stock, together are exchangeable for shares of Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to exchange rate adjustments for stock splits, stock dividends, and reclassifications. These exchange rights do not expire. Shares of Class B Common Stock have no economic value and have 10 votes per share. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a 10b5-1 trading plan. F2 · kind: On September 15,2021, 400,000 limited liability company units of HSKB Funds, LLC ("HSKB Units"), respectively, held directly by the Reporting Person were exchanged for limited liability company units ("OpCo Units") of ZoomInfo Holdings LLC ("OpCo") together with an equal number of shares of Class B common stock ("Class B Common Stock") of ZoomInfo Technologies Inc. ("ZoomInfo" or the "Issuer"). These OpCo Units and shares of Class B Common Stock were exchanged for shares of ZoomInfo's Class A common stock ("Class A Common Stock") which were sold as described herein. F3 · derivative.exercise_date: Pursuant to the terms of the limited liability company agreement for OpCo, limited liability company units of OpCo ("OpCo Units") and an equal number of shares of Class B Common Stock, together are exchangeable for shares of Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to exchange rate adjustments for stock splits, stock dividends, and reclassifications. These exchange rights do not expire. Shares of Class B Common Stock have no economic value and have 10 votes per share. F3 · derivative.expiration_date: Pursuant to the terms of the limited liability company agreement for OpCo, limited liability company units of OpCo ("OpCo Units") and an equal number of shares of Class B Common Stock, together are exchangeable for shares of Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to exchange rate adjustments for stock splits, stock dividends, and reclassifications. These exchange rights do not expire. Shares of Class B Common Stock have no economic value and have 10 votes per share. Read SEC document |
| September 15, 2021 Filed Sep 16, 2021 21:34 UTC |
Schuck HenryDirector · Chief Executive Officer · 10% owner
|
Exercise / conversionLLC Units of HSKB Funds, LLC · Derivative | 400,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001794515-21-000294 · wf-form4_163182806933935.xml · derivative · entry 5 Schuck Henry · CIK 0001813217 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,863,514 Underlying: Class A Common Stock · 400,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each of these HSKB Units represents the economic value of one OpCo Unit. Each such HSKB Unit is fully vested and is exchangeable, at the Reporting Person's option, into an OpCo Unit and a share of Class B Common Stock, which together are exchangeable by the Issuer for shares of Class A Common Stock on a one-for-one basis, subject to exchange rate adjustments for stock splits, stock dividends, and reclassifications. Shares of Class B Common Stock have no economic value and have 10 votes per share. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a 10b5-1 trading plan. F2 · kind: On September 15,2021, 400,000 limited liability company units of HSKB Funds, LLC ("HSKB Units"), respectively, held directly by the Reporting Person were exchanged for limited liability company units ("OpCo Units") of ZoomInfo Holdings LLC ("OpCo") together with an equal number of shares of Class B common stock ("Class B Common Stock") of ZoomInfo Technologies Inc. ("ZoomInfo" or the "Issuer"). These OpCo Units and shares of Class B Common Stock were exchanged for shares of ZoomInfo's Class A common stock ("Class A Common Stock") which were sold as described herein. F8 · derivative.exercise_date: Each of these HSKB Units represents the economic value of one OpCo Unit. Each such HSKB Unit is fully vested and is exchangeable, at the Reporting Person's option, into an OpCo Unit and a share of Class B Common Stock, which together are exchangeable by the Issuer for shares of Class A Common Stock on a one-for-one basis, subject to exchange rate adjustments for stock splits, stock dividends, and reclassifications. Shares of Class B Common Stock have no economic value and have 10 votes per share. F8 · derivative.expiration_date: Each of these HSKB Units represents the economic value of one OpCo Unit. Each such HSKB Unit is fully vested and is exchangeable, at the Reporting Person's option, into an OpCo Unit and a share of Class B Common Stock, which together are exchangeable by the Issuer for shares of Class A Common Stock on a one-for-one basis, subject to exchange rate adjustments for stock splits, stock dividends, and reclassifications. Shares of Class B Common Stock have no economic value and have 10 votes per share. F8 · derivative.underlying: Each of these HSKB Units represents the economic value of one OpCo Unit. Each such HSKB Unit is fully vested and is exchangeable, at the Reporting Person's option, into an OpCo Unit and a share of Class B Common Stock, which together are exchangeable by the Issuer for shares of Class A Common Stock on a one-for-one basis, subject to exchange rate adjustments for stock splits, stock dividends, and reclassifications. Shares of Class B Common Stock have no economic value and have 10 votes per share. Read SEC document |
| September 15, 2021 Filed Sep 16, 2021 21:34 UTC |
Schuck HenryDirector · Chief Executive Officer · 10% owner
|
SaleClass A Common Stock | 188,026 | $66.98 | $12,593,266.98 |
DisclosureSEC source: 0001794515-21-000294 · wf-form4_163182806933935.xml · nonDerivative · entry 3 Schuck Henry · CIK 0001813217 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,117,319 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a 10b5-1 trading plan. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $66.80 to $67.47, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| September 15, 2021 Filed Sep 16, 2021 21:34 UTC |
Schuck HenryDirector · Chief Executive Officer · 10% owner
|
SaleClass A Common Stock | 211,974 | $66.39 | $14,072,784.28 |
DisclosureSEC source: 0001794515-21-000294 · wf-form4_163182806933935.xml · nonDerivative · entry 2 Schuck Henry · CIK 0001813217 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,305,345 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a 10b5-1 trading plan. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $65.795 to $66.79, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| September 15, 2021 Filed Sep 16, 2021 21:34 UTC |
Schuck HenryDirector · Chief Executive Officer · 10% owner
|
Exercise / conversionClass A Common Stock | 400,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001794515-21-000294 · wf-form4_163182806933935.xml · nonDerivative · entry 1 Schuck Henry · CIK 0001813217 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,517,319 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a 10b5-1 trading plan. F2 · kind: On September 15,2021, 400,000 limited liability company units of HSKB Funds, LLC ("HSKB Units"), respectively, held directly by the Reporting Person were exchanged for limited liability company units ("OpCo Units") of ZoomInfo Holdings LLC ("OpCo") together with an equal number of shares of Class B common stock ("Class B Common Stock") of ZoomInfo Technologies Inc. ("ZoomInfo" or the "Issuer"). These OpCo Units and shares of Class B Common Stock were exchanged for shares of ZoomInfo's Class A common stock ("Class A Common Stock") which were sold as described herein. F3 · price: Pursuant to the terms of the limited liability company agreement for OpCo, limited liability company units of OpCo ("OpCo Units") and an equal number of shares of Class B Common Stock, together are exchangeable for shares of Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to exchange rate adjustments for stock splits, stock dividends, and reclassifications. These exchange rights do not expire. Shares of Class B Common Stock have no economic value and have 10 votes per share. Read SEC document |
| September 15, 2021 Filed Sep 16, 2021 20:31 UTC |
Carlyle Group Inc.10% owner
Carlyle Holdings I GP Inc.10% owner
Carlyle Holdings I GP Sub L.L.C.10% owner
Carlyle Holdings I L.P.10% owner
|
SaleClass A Common Stock | 72,052 | $67.08 | $4,833,212.13 |
DisclosureSEC source: 0000899243-21-036279 · doc4.xml · nonDerivative · entry 6 Carlyle Group Inc. · CIK 0001527166 · 10% owner Carlyle Holdings I GP Inc. · CIK 0001548626 · 10% owner Carlyle Holdings I GP Sub L.L.C. · CIK 0001548627 · 10% owner Carlyle Holdings I L.P. · CIK 0001548628 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 64,226,562 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.00 to $67.59. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: Following the transactions reported herein, includes (i) 32,202,373 shares of Class A Common Stock held of record by CP VI Evergreen Holdings, L.P. ("CP VI Evergreen") and (ii) 32,024,189 shares of Class A Common Stock held of record by Carlyle Partners VI Evergreen Holdings, L.P. ("Carlyle Evergreen"). F4 · ownership.nature: The Carlyle Group Inc., which is a publicly traded entity listed on the Nasdaq, is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities held of record by Carlyle Evergreen and CP VI Evergreen, is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the managing member of TC Group VI S1, L.L.C., which is the general partner of TC Group VI S1, L.P., which is the general partner of Carlyle Evergreen and CP VI Evergreen. Read SEC document |
| September 15, 2021 Filed Sep 16, 2021 20:31 UTC |
Carlyle Group Inc.10% owner
Carlyle Holdings I GP Inc.10% owner
Carlyle Holdings I GP Sub L.L.C.10% owner
Carlyle Holdings I L.P.10% owner
|
SaleClass A Common Stock | 377,948 | $66.63 | $25,181,654.78 |
DisclosureSEC source: 0000899243-21-036279 · doc4.xml · nonDerivative · entry 5 Carlyle Group Inc. · CIK 0001527166 · 10% owner Carlyle Holdings I GP Inc. · CIK 0001548626 · 10% owner Carlyle Holdings I GP Sub L.L.C. · CIK 0001548627 · 10% owner Carlyle Holdings I L.P. · CIK 0001548628 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 64,298,614 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.00 to $66.995. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: Following the transactions reported herein, includes (i) 32,202,373 shares of Class A Common Stock held of record by CP VI Evergreen Holdings, L.P. ("CP VI Evergreen") and (ii) 32,024,189 shares of Class A Common Stock held of record by Carlyle Partners VI Evergreen Holdings, L.P. ("Carlyle Evergreen"). F4 · ownership.nature: The Carlyle Group Inc., which is a publicly traded entity listed on the Nasdaq, is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities held of record by Carlyle Evergreen and CP VI Evergreen, is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the managing member of TC Group VI S1, L.L.C., which is the general partner of TC Group VI S1, L.P., which is the general partner of Carlyle Evergreen and CP VI Evergreen. Read SEC document |
| September 15, 2021 Filed Sep 16, 2021 21:34 UTC |
HSKB Funds, LLC10% owner
|
OtherLLC Units of ZoomInfo Holdings LLC · Derivative | 400,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001794515-21-000293 · wf-form4_163182805362227.xml · derivative · entry 1 HSKB Funds, LLC · CIK 0001834204 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,890,432 Underlying: Class A Common Stock · 400,000 shares Expires not disclosed F1 · derivative.exercise_price: Pursuant to the terms of the limited liability company agreement for ZoomInfo Holdings LLC ("OpCo"), limited liability company units of OpCo ("OpCo Units") and an equal number of shares of Class B common stock ("Class B Common Stock") of ZoomInfo Technologies Inc. ("ZoomInfo"), together are exchangeable for shares of Class A common stock of ZoomInfo on a one-for-one basis at the discretion of the holder, subject to exchange rate adjustments for stock splits, stock dividends, and reclassifications. These exchange rights do not expire. Shares of Class B Common Stock have no economic value and have 10 votes per share. F2 · kind: Reflects a distribution of OpCo Units to one or more employees of ZoomInfo and its subsidiaries. F1 · derivative.exercise_date: Pursuant to the terms of the limited liability company agreement for ZoomInfo Holdings LLC ("OpCo"), limited liability company units of OpCo ("OpCo Units") and an equal number of shares of Class B common stock ("Class B Common Stock") of ZoomInfo Technologies Inc. ("ZoomInfo"), together are exchangeable for shares of Class A common stock of ZoomInfo on a one-for-one basis at the discretion of the holder, subject to exchange rate adjustments for stock splits, stock dividends, and reclassifications. These exchange rights do not expire. Shares of Class B Common Stock have no economic value and have 10 votes per share. F1 · derivative.expiration_date: Pursuant to the terms of the limited liability company agreement for ZoomInfo Holdings LLC ("OpCo"), limited liability company units of OpCo ("OpCo Units") and an equal number of shares of Class B common stock ("Class B Common Stock") of ZoomInfo Technologies Inc. ("ZoomInfo"), together are exchangeable for shares of Class A common stock of ZoomInfo on a one-for-one basis at the discretion of the holder, subject to exchange rate adjustments for stock splits, stock dividends, and reclassifications. These exchange rights do not expire. Shares of Class B Common Stock have no economic value and have 10 votes per share. Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 17:40 UTC |
TA Associates, L.P.Director · 10% owner
TA XI DO AIV, L.P.Director · 10% owner
TA SDF III DO AIV, L.P.Director · 10% owner
TA Atlantic & Pacific VII-A L.P.Director · 10% owner
TA INVESTORS IV, L.P.Director · 10% owner
TA SDF III DO AIV II, L.P.Director · 10% owner
TA XI DO AIV II, L.P.Director · 10% owner
TA AP VII-B DO Subsidiary Partnership, L.P.Director · 10% owner
TA SDF III DO Feeder, L.P.Director · 10% owner
TA XI DO Feeder, L.P.Director · 10% owner
|
OtherClass A Common Stock | 57,883 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-056694 · doc4.xml · nonDerivative · entry 3 TA ASSOCIATES, L.P. · CIK 0001034569 · Director · 10% owner TA XI DO AIV, L.P. · CIK 0001609536 · Director · 10% owner TA SDF III DO AIV, L.P. · CIK 0001609553 · Director · 10% owner TA Atlantic & Pacific VII-A L.P. · CIK 0001548681 · Director · 10% owner TA INVESTORS IV, L.P. · CIK 0001578035 · Director · 10% owner TA SDF III DO AIV II, L.P. · CIK 0001812605 · Director · 10% owner TA XI DO AIV II, L.P. · CIK 0001812606 · Director · 10% owner TA AP VII-B DO Subsidiary Partnership, L.P. · CIK 0001812579 · Director · 10% owner TA SDF III DO Feeder, L.P. · CIK 0001609557 · Director · 10% owner TA XI DO Feeder, L.P. · CIK 0001609539 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,859,436 F1 · kind: XI DO AIV II, SDF III DO AIV II and AP VII-B distributed these shares to one or more of their limited partners and to TA Associates XI GP, LP, TA Associates AP VII GP, LP and TA Associates SDF III GP, LP on a pro rata basis, for no consideration. On the same date, TA Associates XI GP, LP, TA Associates AP VII GP, LP and TA Associates SDF III GP, LP distributed, for no consideration, the shares received in the distribution to one or more of their partners, representing each such partners pro rata interest in such shares. All aforementioned distributions were made in accordance with exemptions afforded by Rules 16a-13 and 16a-19 of the Securities and Exchange Act of 1935, as amended. F2 · price: Units of ZoomInfo Holdings LLC ("Opco"), which represent limited liability company units of Opco and a corresponding number of shares of Class B Common Stock of the Issuer, were exchanged on a one-for-one basis for shares of Class A Common Stock of the Issuer pursuant to the amended and restated limited liability company agreement of Opco. F3 · ownership.nature: TA Associates, L.P. is the ultimate general partner of each of XI DO, SDF III Feeder, Atlantic & Pacific VII-B, XI DO AIV, SDF III DO, Atlantic & Pacific VII-A, Investors IV, AP VII-B, SDF III DO AIV II and XI DO AIV II (collectively, the "TA Associates Funds"). Investment and voting control of the TA Associates Funds is held by TA Associates, L.P. Todd R. Crockett and Jason S. Mironov are directors of the Issuer and serve as representatives of TA Associates, L.P. and the TA Associates Funds on the Issuer's board of directors. TA Associates, L.P. disclaims beneficial ownership of such securities, except to the extent of its pecuniary interest in such securities, if any. F6 · ownership.nature: Securities are held by TA AP VII-B DO Subsidiary Partnership, L.P. ("AP VII-B"). Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 17:40 UTC |
TA Associates, L.P.Director · 10% owner
TA XI DO AIV, L.P.Director · 10% owner
TA SDF III DO AIV, L.P.Director · 10% owner
TA Atlantic & Pacific VII-A L.P.Director · 10% owner
TA INVESTORS IV, L.P.Director · 10% owner
TA SDF III DO AIV II, L.P.Director · 10% owner
TA XI DO AIV II, L.P.Director · 10% owner
TA AP VII-B DO Subsidiary Partnership, L.P.Director · 10% owner
TA SDF III DO Feeder, L.P.Director · 10% owner
TA XI DO Feeder, L.P.Director · 10% owner
|
OtherClass A Common Stock | 62,339 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-056694 · doc4.xml · nonDerivative · entry 2 TA ASSOCIATES, L.P. · CIK 0001034569 · Director · 10% owner TA XI DO AIV, L.P. · CIK 0001609536 · Director · 10% owner TA SDF III DO AIV, L.P. · CIK 0001609553 · Director · 10% owner TA Atlantic & Pacific VII-A L.P. · CIK 0001548681 · Director · 10% owner TA INVESTORS IV, L.P. · CIK 0001578035 · Director · 10% owner TA SDF III DO AIV II, L.P. · CIK 0001812605 · Director · 10% owner TA XI DO AIV II, L.P. · CIK 0001812606 · Director · 10% owner TA AP VII-B DO Subsidiary Partnership, L.P. · CIK 0001812579 · Director · 10% owner TA SDF III DO Feeder, L.P. · CIK 0001609557 · Director · 10% owner TA XI DO Feeder, L.P. · CIK 0001609539 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,072,555 F1 · kind: XI DO AIV II, SDF III DO AIV II and AP VII-B distributed these shares to one or more of their limited partners and to TA Associates XI GP, LP, TA Associates AP VII GP, LP and TA Associates SDF III GP, LP on a pro rata basis, for no consideration. On the same date, TA Associates XI GP, LP, TA Associates AP VII GP, LP and TA Associates SDF III GP, LP distributed, for no consideration, the shares received in the distribution to one or more of their partners, representing each such partners pro rata interest in such shares. All aforementioned distributions were made in accordance with exemptions afforded by Rules 16a-13 and 16a-19 of the Securities and Exchange Act of 1935, as amended. F2 · price: Units of ZoomInfo Holdings LLC ("Opco"), which represent limited liability company units of Opco and a corresponding number of shares of Class B Common Stock of the Issuer, were exchanged on a one-for-one basis for shares of Class A Common Stock of the Issuer pursuant to the amended and restated limited liability company agreement of Opco. F3 · ownership.nature: TA Associates, L.P. is the ultimate general partner of each of XI DO, SDF III Feeder, Atlantic & Pacific VII-B, XI DO AIV, SDF III DO, Atlantic & Pacific VII-A, Investors IV, AP VII-B, SDF III DO AIV II and XI DO AIV II (collectively, the "TA Associates Funds"). Investment and voting control of the TA Associates Funds is held by TA Associates, L.P. Todd R. Crockett and Jason S. Mironov are directors of the Issuer and serve as representatives of TA Associates, L.P. and the TA Associates Funds on the Issuer's board of directors. TA Associates, L.P. disclaims beneficial ownership of such securities, except to the extent of its pecuniary interest in such securities, if any. F5 · ownership.nature: Securities are held by TA XI DO AIV II, L.P. ("XI DO AIV II"). Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 17:40 UTC |
TA Associates, L.P.Director · 10% owner
TA XI DO AIV, L.P.Director · 10% owner
TA SDF III DO AIV, L.P.Director · 10% owner
TA Atlantic & Pacific VII-A L.P.Director · 10% owner
TA INVESTORS IV, L.P.Director · 10% owner
TA SDF III DO AIV II, L.P.Director · 10% owner
TA XI DO AIV II, L.P.Director · 10% owner
TA AP VII-B DO Subsidiary Partnership, L.P.Director · 10% owner
TA SDF III DO Feeder, L.P.Director · 10% owner
TA XI DO Feeder, L.P.Director · 10% owner
|
OtherClass A Common Stock | 1,187 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-056694 · doc4.xml · nonDerivative · entry 1 TA ASSOCIATES, L.P. · CIK 0001034569 · Director · 10% owner TA XI DO AIV, L.P. · CIK 0001609536 · Director · 10% owner TA SDF III DO AIV, L.P. · CIK 0001609553 · Director · 10% owner TA Atlantic & Pacific VII-A L.P. · CIK 0001548681 · Director · 10% owner TA INVESTORS IV, L.P. · CIK 0001578035 · Director · 10% owner TA SDF III DO AIV II, L.P. · CIK 0001812605 · Director · 10% owner TA XI DO AIV II, L.P. · CIK 0001812606 · Director · 10% owner TA AP VII-B DO Subsidiary Partnership, L.P. · CIK 0001812579 · Director · 10% owner TA SDF III DO Feeder, L.P. · CIK 0001609557 · Director · 10% owner TA XI DO Feeder, L.P. · CIK 0001609539 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 39,081 F1 · kind: XI DO AIV II, SDF III DO AIV II and AP VII-B distributed these shares to one or more of their limited partners and to TA Associates XI GP, LP, TA Associates AP VII GP, LP and TA Associates SDF III GP, LP on a pro rata basis, for no consideration. On the same date, TA Associates XI GP, LP, TA Associates AP VII GP, LP and TA Associates SDF III GP, LP distributed, for no consideration, the shares received in the distribution to one or more of their partners, representing each such partners pro rata interest in such shares. All aforementioned distributions were made in accordance with exemptions afforded by Rules 16a-13 and 16a-19 of the Securities and Exchange Act of 1935, as amended. F2 · price: Units of ZoomInfo Holdings LLC ("Opco"), which represent limited liability company units of Opco and a corresponding number of shares of Class B Common Stock of the Issuer, were exchanged on a one-for-one basis for shares of Class A Common Stock of the Issuer pursuant to the amended and restated limited liability company agreement of Opco. F3 · ownership.nature: TA Associates, L.P. is the ultimate general partner of each of XI DO, SDF III Feeder, Atlantic & Pacific VII-B, XI DO AIV, SDF III DO, Atlantic & Pacific VII-A, Investors IV, AP VII-B, SDF III DO AIV II and XI DO AIV II (collectively, the "TA Associates Funds"). Investment and voting control of the TA Associates Funds is held by TA Associates, L.P. Todd R. Crockett and Jason S. Mironov are directors of the Issuer and serve as representatives of TA Associates, L.P. and the TA Associates Funds on the Issuer's board of directors. TA Associates, L.P. disclaims beneficial ownership of such securities, except to the extent of its pecuniary interest in such securities, if any. F4 · ownership.nature: Securities are held by TA SDF III DO AIV II, L.P. ("SDF III DO AIV II"). Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 17:29 UTC |
Hyzer Peter CameronChief Financial Officer
|
SaleClass A Common Stock | 300,000 | $66.89 | $20,067,450.00 |
DisclosureSEC source: 0001794515-21-000296 · wf-form4_163191413682916.xml · nonDerivative · entry 1 Hyzer Peter Cameron · CIK 0001813397 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,016,408 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $66.64 to $67.11, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 17:46 UTC |
Mironov JasonDirector
|
OtherClass A Common Stock | 57,883 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-056697 · doc4.xml · nonDerivative · entry 3 Mironov Jason · CIK 0001810831 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,859,436 F1 · kind: XI DO AIV II, SDF III DO AIV II and AP VII-B distributed these shares to one or more of their limited partners and to TA Associates XI GP, LP, TA Associates AP VII GP, LP and TA Associates SDF III GP, LP on a pro rata basis, for no consideration. On the same date, TA Associates XI GP, LP, TA Associates AP VII GP, LP and TA Associates SDF III GP, LP distributed, for no consideration, the shares received in the distribution to one or more of their partners, representing each such partners pro rata interest in such shares. All aforementioned distributions were made in accordance with exemptions afforded by Rules 16a-13 and 16a-19 of the Securities and Exchange Act of 1935, as amended. F2 · price: Units of ZoomInfo Holdings LLC ("Opco"), which represent limited liability company units of Opco and a corresponding number of shares of Class B Common Stock of the Issuer, were exchanged on a one-for-one basis for shares of Class A Common Stock of the Issuer pursuant to the amended and restated limited liability company agreement of Opco. F4 · ownership.nature: TA Associates, L.P. is the ultimate general partner of each of XI DO, SDF III Feeder, Atlantic & Pacific VII-B, XI DO AIV, SDF III DO, Atlantic & Pacific VII-A, Investors IV, AP VII-B, SDF III DO AIV II and XI DO AIV II (collectively, the "TA Associates Funds"). Investment and voting control of the TA Associates Funds is held by TA Associates, L.P. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest in such securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for Section 16 or any other purpose. F6 · ownership.nature: Securities are held by TA AP VII-B DO Subsidiary Partnership, L.P. ("AP VII-B"). Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 17:46 UTC |
Mironov JasonDirector
|
OtherClass A Common Stock | 62,339 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-056697 · doc4.xml · nonDerivative · entry 2 Mironov Jason · CIK 0001810831 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,072,555 F1 · kind: XI DO AIV II, SDF III DO AIV II and AP VII-B distributed these shares to one or more of their limited partners and to TA Associates XI GP, LP, TA Associates AP VII GP, LP and TA Associates SDF III GP, LP on a pro rata basis, for no consideration. On the same date, TA Associates XI GP, LP, TA Associates AP VII GP, LP and TA Associates SDF III GP, LP distributed, for no consideration, the shares received in the distribution to one or more of their partners, representing each such partners pro rata interest in such shares. All aforementioned distributions were made in accordance with exemptions afforded by Rules 16a-13 and 16a-19 of the Securities and Exchange Act of 1935, as amended. F2 · price: Units of ZoomInfo Holdings LLC ("Opco"), which represent limited liability company units of Opco and a corresponding number of shares of Class B Common Stock of the Issuer, were exchanged on a one-for-one basis for shares of Class A Common Stock of the Issuer pursuant to the amended and restated limited liability company agreement of Opco. F4 · ownership.nature: TA Associates, L.P. is the ultimate general partner of each of XI DO, SDF III Feeder, Atlantic & Pacific VII-B, XI DO AIV, SDF III DO, Atlantic & Pacific VII-A, Investors IV, AP VII-B, SDF III DO AIV II and XI DO AIV II (collectively, the "TA Associates Funds"). Investment and voting control of the TA Associates Funds is held by TA Associates, L.P. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest in such securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for Section 16 or any other purpose. F5 · ownership.nature: Securities are held by TA XI DO AIV II, L.P. ("XI DO AIV II"). Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 17:46 UTC |
Mironov JasonDirector
|
OtherClass A Common Stock | 1,187 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-056697 · doc4.xml · nonDerivative · entry 1 Mironov Jason · CIK 0001810831 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 39,081 F1 · kind: XI DO AIV II, SDF III DO AIV II and AP VII-B distributed these shares to one or more of their limited partners and to TA Associates XI GP, LP, TA Associates AP VII GP, LP and TA Associates SDF III GP, LP on a pro rata basis, for no consideration. On the same date, TA Associates XI GP, LP, TA Associates AP VII GP, LP and TA Associates SDF III GP, LP distributed, for no consideration, the shares received in the distribution to one or more of their partners, representing each such partners pro rata interest in such shares. All aforementioned distributions were made in accordance with exemptions afforded by Rules 16a-13 and 16a-19 of the Securities and Exchange Act of 1935, as amended. F2 · price: Units of ZoomInfo Holdings LLC ("Opco"), which represent limited liability company units of Opco and a corresponding number of shares of Class B Common Stock of the Issuer, were exchanged on a one-for-one basis for shares of Class A Common Stock of the Issuer pursuant to the amended and restated limited liability company agreement of Opco. F3 · ownership.nature: Securities are held by TA SDF III DO AIV II, L.P. ("SDF III DO AIV II"). F4 · ownership.nature: TA Associates, L.P. is the ultimate general partner of each of XI DO, SDF III Feeder, Atlantic & Pacific VII-B, XI DO AIV, SDF III DO, Atlantic & Pacific VII-A, Investors IV, AP VII-B, SDF III DO AIV II and XI DO AIV II (collectively, the "TA Associates Funds"). Investment and voting control of the TA Associates Funds is held by TA Associates, L.P. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest in such securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 17:43 UTC |
Crockett ToddDirector
|
OtherClass A Common Stock | 57,883 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-056696 · doc4.xml · nonDerivative · entry 3 Crockett Todd · CIK 0001356054 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,859,436 F1 · kind: XI DO AIV II, SDF III DO AIV II and AP VII-B distributed these shares to one or more of their limited partners and to TA Associates XI GP, LP, TA Associates AP VII GP, LP and TA Associates SDF III GP, LP on a pro rata basis, for no consideration. On the same date, TA Associates XI GP, LP, TA Associates AP VII GP, LP and TA Associates SDF III GP, LP distributed, for no consideration, the shares received in the distribution to one or more of their partners, representing each such partners pro rata interest in such shares. All aforementioned distributions were made in accordance with exemptions afforded by Rules 16a-13 and 16a-19 of the Securities and Exchange Act of 1935, as amended. F2 · price: Units of ZoomInfo Holdings LLC ("Opco"), which represent limited liability company units of Opco and a corresponding number of shares of Class B Common Stock of the Issuer, were exchanged on a one-for-one basis for shares of Class A Common Stock of the Issuer pursuant to the amended and restated limited liability company agreement of Opco. F4 · ownership.nature: TA Associates, L.P. is the ultimate general partner of each of XI DO, SDF III Feeder, Atlantic & Pacific VII-B, XI DO AIV, SDF III DO, Atlantic & Pacific VII-A, Investors IV, AP VII-B, SDF III DO AIV II and XI DO AIV II (collectively, the "TA Associates Funds"). Investment and voting control of the TA Associates Funds is held by TA Associates, L.P. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest in such securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for Section 16 or any other purpose. F6 · ownership.nature: Securities are held by TA AP VII-B DO Subsidiary Partnership, L.P. ("AP VII-B"). Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 17:43 UTC |
Crockett ToddDirector
|
OtherClass A Common Stock | 62,339 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-056696 · doc4.xml · nonDerivative · entry 2 Crockett Todd · CIK 0001356054 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,072,555 F1 · kind: XI DO AIV II, SDF III DO AIV II and AP VII-B distributed these shares to one or more of their limited partners and to TA Associates XI GP, LP, TA Associates AP VII GP, LP and TA Associates SDF III GP, LP on a pro rata basis, for no consideration. On the same date, TA Associates XI GP, LP, TA Associates AP VII GP, LP and TA Associates SDF III GP, LP distributed, for no consideration, the shares received in the distribution to one or more of their partners, representing each such partners pro rata interest in such shares. All aforementioned distributions were made in accordance with exemptions afforded by Rules 16a-13 and 16a-19 of the Securities and Exchange Act of 1935, as amended. F2 · price: Units of ZoomInfo Holdings LLC ("Opco"), which represent limited liability company units of Opco and a corresponding number of shares of Class B Common Stock of the Issuer, were exchanged on a one-for-one basis for shares of Class A Common Stock of the Issuer pursuant to the amended and restated limited liability company agreement of Opco. F4 · ownership.nature: TA Associates, L.P. is the ultimate general partner of each of XI DO, SDF III Feeder, Atlantic & Pacific VII-B, XI DO AIV, SDF III DO, Atlantic & Pacific VII-A, Investors IV, AP VII-B, SDF III DO AIV II and XI DO AIV II (collectively, the "TA Associates Funds"). Investment and voting control of the TA Associates Funds is held by TA Associates, L.P. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest in such securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for Section 16 or any other purpose. F5 · ownership.nature: Securities are held by TA XI DO AIV II, L.P. ("XI DO AIV II"). Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 17:43 UTC |
Crockett ToddDirector
|
OtherClass A Common Stock | 1,187 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-056696 · doc4.xml · nonDerivative · entry 1 Crockett Todd · CIK 0001356054 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 39,081 F1 · kind: XI DO AIV II, SDF III DO AIV II and AP VII-B distributed these shares to one or more of their limited partners and to TA Associates XI GP, LP, TA Associates AP VII GP, LP and TA Associates SDF III GP, LP on a pro rata basis, for no consideration. On the same date, TA Associates XI GP, LP, TA Associates AP VII GP, LP and TA Associates SDF III GP, LP distributed, for no consideration, the shares received in the distribution to one or more of their partners, representing each such partners pro rata interest in such shares. All aforementioned distributions were made in accordance with exemptions afforded by Rules 16a-13 and 16a-19 of the Securities and Exchange Act of 1935, as amended. F2 · price: Units of ZoomInfo Holdings LLC ("Opco"), which represent limited liability company units of Opco and a corresponding number of shares of Class B Common Stock of the Issuer, were exchanged on a one-for-one basis for shares of Class A Common Stock of the Issuer pursuant to the amended and restated limited liability company agreement of Opco. F3 · ownership.nature: Securities are held by TA SDF III DO AIV II, L.P. ("SDF III DO AIV II"). F4 · ownership.nature: TA Associates, L.P. is the ultimate general partner of each of XI DO, SDF III Feeder, Atlantic & Pacific VII-B, XI DO AIV, SDF III DO, Atlantic & Pacific VII-A, Investors IV, AP VII-B, SDF III DO AIV II and XI DO AIV II (collectively, the "TA Associates Funds"). Investment and voting control of the TA Associates Funds is held by TA Associates, L.P. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest in such securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 17:42 UTC |
TA Atlantic & Pacific VII-B L.P.Director · 10% owner
|
OtherClass A Common Stock | 57,883 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-056695 · doc4.xml · nonDerivative · entry 3 TA Atlantic & Pacific VII-B L.P. · CIK 0001548682 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,859,436 F1 · kind: XI DO AIV II, SDF III DO AIV II and AP VII-B distributed these shares to one or more of their limited partners and to TA Associates XI GP, LP, TA Associates AP VII GP, LP and TA Associates SDF III GP, LP on a pro rata basis, for no consideration. On the same date, TA Associates XI GP, LP, TA Associates AP VII GP, LP and TA Associates SDF III GP, LP distributed, for no consideration, the shares received in the distribution to one or more of their partners, representing each such partners pro rata interest in such shares. All aforementioned distributions were made in accordance with exemptions afforded by Rules 16a-13 and 16a-19 of the Securities and Exchange Act of 1935, as amended. F2 · price: Units of ZoomInfo Holdings LLC ("Opco"), which represent limited liability company units of Opco and a corresponding number of shares of Class B Common Stock of the Issuer, were exchanged on a one-for-one basis for shares of Class A Common Stock of the Issuer pursuant to the amended and restated limited liability company agreement of Opco. F4 · ownership.nature: TA Associates, L.P. is the ultimate general partner of each of XI DO, SDF III Feeder, Atlantic & Pacific VII-B, XI DO AIV, SDF III DO, Atlantic & Pacific VII-A, Investors IV, AP VII-B, SDF III DO AIV II and XI DO AIV II (collectively, the "TA Associates Funds"). Investment and voting control of the TA Associates Funds is held by TA Associates, L.P. Todd R. Crockett and Jason S. Mironov are directors of the Issuer and serve as representatives of TA Associates, L.P. and the TA Associates Funds on the Issuer's board of directors. TA Associates, L.P. disclaims beneficial ownership of such securities, except to the extent of its pecuniary interest in such securities, if any. F6 · ownership.nature: Securities are held by TA AP VII-B DO Subsidiary Partnership, L.P. ("AP VII-B"). Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 17:42 UTC |
TA Atlantic & Pacific VII-B L.P.Director · 10% owner
|
OtherClass A Common Stock | 62,339 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-056695 · doc4.xml · nonDerivative · entry 2 TA Atlantic & Pacific VII-B L.P. · CIK 0001548682 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,072,555 F1 · kind: XI DO AIV II, SDF III DO AIV II and AP VII-B distributed these shares to one or more of their limited partners and to TA Associates XI GP, LP, TA Associates AP VII GP, LP and TA Associates SDF III GP, LP on a pro rata basis, for no consideration. On the same date, TA Associates XI GP, LP, TA Associates AP VII GP, LP and TA Associates SDF III GP, LP distributed, for no consideration, the shares received in the distribution to one or more of their partners, representing each such partners pro rata interest in such shares. All aforementioned distributions were made in accordance with exemptions afforded by Rules 16a-13 and 16a-19 of the Securities and Exchange Act of 1935, as amended. F2 · price: Units of ZoomInfo Holdings LLC ("Opco"), which represent limited liability company units of Opco and a corresponding number of shares of Class B Common Stock of the Issuer, were exchanged on a one-for-one basis for shares of Class A Common Stock of the Issuer pursuant to the amended and restated limited liability company agreement of Opco. F4 · ownership.nature: TA Associates, L.P. is the ultimate general partner of each of XI DO, SDF III Feeder, Atlantic & Pacific VII-B, XI DO AIV, SDF III DO, Atlantic & Pacific VII-A, Investors IV, AP VII-B, SDF III DO AIV II and XI DO AIV II (collectively, the "TA Associates Funds"). Investment and voting control of the TA Associates Funds is held by TA Associates, L.P. Todd R. Crockett and Jason S. Mironov are directors of the Issuer and serve as representatives of TA Associates, L.P. and the TA Associates Funds on the Issuer's board of directors. TA Associates, L.P. disclaims beneficial ownership of such securities, except to the extent of its pecuniary interest in such securities, if any. F5 · ownership.nature: Securities are held by TA XI DO AIV II, L.P. ("XI DO AIV II"). Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 17:42 UTC |
TA Atlantic & Pacific VII-B L.P.Director · 10% owner
|
OtherClass A Common Stock | 1,187 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-056695 · doc4.xml · nonDerivative · entry 1 TA Atlantic & Pacific VII-B L.P. · CIK 0001548682 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 39,081 F1 · kind: XI DO AIV II, SDF III DO AIV II and AP VII-B distributed these shares to one or more of their limited partners and to TA Associates XI GP, LP, TA Associates AP VII GP, LP and TA Associates SDF III GP, LP on a pro rata basis, for no consideration. On the same date, TA Associates XI GP, LP, TA Associates AP VII GP, LP and TA Associates SDF III GP, LP distributed, for no consideration, the shares received in the distribution to one or more of their partners, representing each such partners pro rata interest in such shares. All aforementioned distributions were made in accordance with exemptions afforded by Rules 16a-13 and 16a-19 of the Securities and Exchange Act of 1935, as amended. F2 · price: Units of ZoomInfo Holdings LLC ("Opco"), which represent limited liability company units of Opco and a corresponding number of shares of Class B Common Stock of the Issuer, were exchanged on a one-for-one basis for shares of Class A Common Stock of the Issuer pursuant to the amended and restated limited liability company agreement of Opco. F3 · ownership.nature: Securities are held by TA SDF III DO AIV II, L.P. ("SDF III DO AIV II"). F4 · ownership.nature: TA Associates, L.P. is the ultimate general partner of each of XI DO, SDF III Feeder, Atlantic & Pacific VII-B, XI DO AIV, SDF III DO, Atlantic & Pacific VII-A, Investors IV, AP VII-B, SDF III DO AIV II and XI DO AIV II (collectively, the "TA Associates Funds"). Investment and voting control of the TA Associates Funds is held by TA Associates, L.P. Todd R. Crockett and Jason S. Mironov are directors of the Issuer and serve as representatives of TA Associates, L.P. and the TA Associates Funds on the Issuer's board of directors. TA Associates, L.P. disclaims beneficial ownership of such securities, except to the extent of its pecuniary interest in such securities, if any. Read SEC document |
| September 14, 2021 Filed Sep 14, 2021 20:16 UTC |
Hays Joseph ChristopherChief Operating Officer
|
SaleClass A Common Stock | 70,000 | $67.01 | $4,690,812.00 |
DisclosureSEC source: 0001794515-21-000288 · wf-form4_163166497862578.xml · nonDerivative · entry 2 Hays Joseph Christopher · CIK 0001813655 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 364,513 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $66.91 to $67.39, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| September 14, 2021 Filed Sep 15, 2021 18:12 UTC |
Edell Eric JSee Remarks
22C Magellan Holdings LLCSee Remarks
22C Capital GP I MM LLCSee Remarks
22C Capital I-A, L.P.See Remarks
22C DiscoverOrg Investors, LLCSee Remarks
22C Capital I, L.P.See Remarks
22C Capital GP I, L.L.CSee Remarks
22C DiscoverOrg MM, LLCSee Remarks
22C DiscoverOrg Advisors, LLCSee Remarks
|
ConversionClass C Common Stock · Derivative | 1,987,901 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-21-031392 · form4.xml · derivative · entry 27 Edell Eric J · CIK 0001813873 · See Remarks 22C Magellan Holdings LLC · CIK 0001814161 · See Remarks 22C Capital GP I MM LLC · CIK 0001813837 · See Remarks 22C Capital I-A, L.P. · CIK 0001755053 · See Remarks 22C DiscoverOrg Investors, LLC · CIK 0001743159 · See Remarks 22C Capital I, L.P. · CIK 0001754570 · See Remarks 22C Capital GP I, L.L.C · CIK 0001813836 · See Remarks 22C DiscoverOrg MM, LLC · CIK 0001813838 · See Remarks 22C DiscoverOrg Advisors, LLC · CIK 0001813885 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Class A Common Stock · 1,987,901 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Shares of the Issuer's Class C common stock ("Class C Common Stock") have ten votes per share and are convertible into shares of the Issuer's Class A common stock ("Class A Common Stock") on a one-for-one basis at the discretion of the holder. These conversion rights do not expire. In addition, each share of Class C Common Stock will convert automatically into one share of Class A Common Stock pursuant to the terms of the Issuer's Amended and Restated Certificate of Incorporation (the "Charter"), including upon any transfer, whether or not for value, except for certain affiliate transfers described in the Charter. F5 · derivative.exercise_date: Shares of the Issuer's Class C common stock ("Class C Common Stock") have ten votes per share and are convertible into shares of the Issuer's Class A common stock ("Class A Common Stock") on a one-for-one basis at the discretion of the holder. These conversion rights do not expire. In addition, each share of Class C Common Stock will convert automatically into one share of Class A Common Stock pursuant to the terms of the Issuer's Amended and Restated Certificate of Incorporation (the "Charter"), including upon any transfer, whether or not for value, except for certain affiliate transfers described in the Charter. F5 · derivative.expiration_date: Shares of the Issuer's Class C common stock ("Class C Common Stock") have ten votes per share and are convertible into shares of the Issuer's Class A common stock ("Class A Common Stock") on a one-for-one basis at the discretion of the holder. These conversion rights do not expire. In addition, each share of Class C Common Stock will convert automatically into one share of Class A Common Stock pursuant to the terms of the Issuer's Amended and Restated Certificate of Incorporation (the "Charter"), including upon any transfer, whether or not for value, except for certain affiliate transfers described in the Charter. F2 · ownership.direct: These shares are held directly following this offering by 22C Magellan Holdings LLC, whose two principal members are 22C DiscoverOrg Investors, LLC and 22C Capital I, L.P. 22C DiscoverOrg MM, LLC is the managing member of 22C DiscoverOrg Investors, LLC. 22C DiscoverOrg Advisors, LLC is the managing member of 22C DiscoverOrg MM, LLC. F4 · ownership.direct: 22C Capital GP I, L.L.C. is the general partner of 22C Capital I, L.P. and of 22C Capital I-A, L.P. 22C Capital GP I MM LLC is the managing member of 22C Capital GP I, L.L.C. Eric J. Edell and D. Randall Winn are co-managing members of 22C DiscoverOrg Advisors, LLC and co-members of 22C Capital GP I MM LLC and, in such capacities, may be deemed to indirectly control each of 22C Magellan Holdings LLC and 22C Capital I-A, L.P. However, Mr. Winn has irrevocably waived all of his power to make voting and investment decisions with respect to the shares held by each of 22C Magellan Holdings LLC, 22C DiscoverOrg MM, LLC and by 22C Capital I-A, L.P., and authorized Mr. Edell to exercise voting and investment power over the shares held directly by each of 22C Magellan Holdings LLC, 22C DiscoverOrg MM, LLC and by 22C Capital I-A, L.P. F7 · ownership.direct: Each of the 22C Capital reporting persons, Mr. Edell and Mr. Winn disclaims beneficial ownership of these shares except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the shares for purposes of Section 16 of the Exchange Act, or for any other purpose. F2 · ownership.nature: These shares are held directly following this offering by 22C Magellan Holdings LLC, whose two principal members are 22C DiscoverOrg Investors, LLC and 22C Capital I, L.P. 22C DiscoverOrg MM, LLC is the managing member of 22C DiscoverOrg Investors, LLC. 22C DiscoverOrg Advisors, LLC is the managing member of 22C DiscoverOrg MM, LLC. F4 · ownership.nature: 22C Capital GP I, L.L.C. is the general partner of 22C Capital I, L.P. and of 22C Capital I-A, L.P. 22C Capital GP I MM LLC is the managing member of 22C Capital GP I, L.L.C. Eric J. Edell and D. Randall Winn are co-managing members of 22C DiscoverOrg Advisors, LLC and co-members of 22C Capital GP I MM LLC and, in such capacities, may be deemed to indirectly control each of 22C Magellan Holdings LLC and 22C Capital I-A, L.P. However, Mr. Winn has irrevocably waived all of his power to make voting and investment decisions with respect to the shares held by each of 22C Magellan Holdings LLC, 22C DiscoverOrg MM, LLC and by 22C Capital I-A, L.P., and authorized Mr. Edell to exercise voting and investment power over the shares held directly by each of 22C Magellan Holdings LLC, 22C DiscoverOrg MM, LLC and by 22C Capital I-A, L.P. F7 · ownership.nature: Each of the 22C Capital reporting persons, Mr. Edell and Mr. Winn disclaims beneficial ownership of these shares except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the shares for purposes of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| September 14, 2021 Filed Sep 15, 2021 18:12 UTC |
Edell Eric JSee Remarks
22C Magellan Holdings LLCSee Remarks
22C Capital GP I MM LLCSee Remarks
22C Capital I-A, L.P.See Remarks
22C DiscoverOrg Investors, LLCSee Remarks
22C Capital I, L.P.See Remarks
22C Capital GP I, L.L.CSee Remarks
22C DiscoverOrg MM, LLCSee Remarks
22C DiscoverOrg Advisors, LLCSee Remarks
|
ConversionClass C Common Stock · Derivative | 288,124 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-21-031392 · form4.xml · derivative · entry 26 Edell Eric J · CIK 0001813873 · See Remarks 22C Magellan Holdings LLC · CIK 0001814161 · See Remarks 22C Capital GP I MM LLC · CIK 0001813837 · See Remarks 22C Capital I-A, L.P. · CIK 0001755053 · See Remarks 22C DiscoverOrg Investors, LLC · CIK 0001743159 · See Remarks 22C Capital I, L.P. · CIK 0001754570 · See Remarks 22C Capital GP I, L.L.C · CIK 0001813836 · See Remarks 22C DiscoverOrg MM, LLC · CIK 0001813838 · See Remarks 22C DiscoverOrg Advisors, LLC · CIK 0001813885 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Class A Common Stock · 288,124 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Shares of the Issuer's Class C common stock ("Class C Common Stock") have ten votes per share and are convertible into shares of the Issuer's Class A common stock ("Class A Common Stock") on a one-for-one basis at the discretion of the holder. These conversion rights do not expire. In addition, each share of Class C Common Stock will convert automatically into one share of Class A Common Stock pursuant to the terms of the Issuer's Amended and Restated Certificate of Incorporation (the "Charter"), including upon any transfer, whether or not for value, except for certain affiliate transfers described in the Charter. F5 · derivative.exercise_date: Shares of the Issuer's Class C common stock ("Class C Common Stock") have ten votes per share and are convertible into shares of the Issuer's Class A common stock ("Class A Common Stock") on a one-for-one basis at the discretion of the holder. These conversion rights do not expire. In addition, each share of Class C Common Stock will convert automatically into one share of Class A Common Stock pursuant to the terms of the Issuer's Amended and Restated Certificate of Incorporation (the "Charter"), including upon any transfer, whether or not for value, except for certain affiliate transfers described in the Charter. F5 · derivative.expiration_date: Shares of the Issuer's Class C common stock ("Class C Common Stock") have ten votes per share and are convertible into shares of the Issuer's Class A common stock ("Class A Common Stock") on a one-for-one basis at the discretion of the holder. These conversion rights do not expire. In addition, each share of Class C Common Stock will convert automatically into one share of Class A Common Stock pursuant to the terms of the Issuer's Amended and Restated Certificate of Incorporation (the "Charter"), including upon any transfer, whether or not for value, except for certain affiliate transfers described in the Charter. F3 · ownership.direct: These shares are held directly by 22C Capital I-A, L.P. F4 · ownership.direct: 22C Capital GP I, L.L.C. is the general partner of 22C Capital I, L.P. and of 22C Capital I-A, L.P. 22C Capital GP I MM LLC is the managing member of 22C Capital GP I, L.L.C. Eric J. Edell and D. Randall Winn are co-managing members of 22C DiscoverOrg Advisors, LLC and co-members of 22C Capital GP I MM LLC and, in such capacities, may be deemed to indirectly control each of 22C Magellan Holdings LLC and 22C Capital I-A, L.P. However, Mr. Winn has irrevocably waived all of his power to make voting and investment decisions with respect to the shares held by each of 22C Magellan Holdings LLC, 22C DiscoverOrg MM, LLC and by 22C Capital I-A, L.P., and authorized Mr. Edell to exercise voting and investment power over the shares held directly by each of 22C Magellan Holdings LLC, 22C DiscoverOrg MM, LLC and by 22C Capital I-A, L.P. F7 · ownership.direct: Each of the 22C Capital reporting persons, Mr. Edell and Mr. Winn disclaims beneficial ownership of these shares except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the shares for purposes of Section 16 of the Exchange Act, or for any other purpose. F3 · ownership.nature: These shares are held directly by 22C Capital I-A, L.P. F4 · ownership.nature: 22C Capital GP I, L.L.C. is the general partner of 22C Capital I, L.P. and of 22C Capital I-A, L.P. 22C Capital GP I MM LLC is the managing member of 22C Capital GP I, L.L.C. Eric J. Edell and D. Randall Winn are co-managing members of 22C DiscoverOrg Advisors, LLC and co-members of 22C Capital GP I MM LLC and, in such capacities, may be deemed to indirectly control each of 22C Magellan Holdings LLC and 22C Capital I-A, L.P. However, Mr. Winn has irrevocably waived all of his power to make voting and investment decisions with respect to the shares held by each of 22C Magellan Holdings LLC, 22C DiscoverOrg MM, LLC and by 22C Capital I-A, L.P., and authorized Mr. Edell to exercise voting and investment power over the shares held directly by each of 22C Magellan Holdings LLC, 22C DiscoverOrg MM, LLC and by 22C Capital I-A, L.P. F7 · ownership.nature: Each of the 22C Capital reporting persons, Mr. Edell and Mr. Winn disclaims beneficial ownership of these shares except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the shares for purposes of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| September 14, 2021 Filed Sep 15, 2021 18:12 UTC |
Edell Eric JSee Remarks
22C Magellan Holdings LLCSee Remarks
22C Capital GP I MM LLCSee Remarks
22C Capital I-A, L.P.See Remarks
22C DiscoverOrg Investors, LLCSee Remarks
22C Capital I, L.P.See Remarks
22C Capital GP I, L.L.CSee Remarks
22C DiscoverOrg MM, LLCSee Remarks
22C DiscoverOrg Advisors, LLCSee Remarks
|
OtherClass A Common Stock | 220,168 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-21-031392 · form4.xml · nonDerivative · entry 20 Edell Eric J · CIK 0001813873 · See Remarks 22C Magellan Holdings LLC · CIK 0001814161 · See Remarks 22C Capital GP I MM LLC · CIK 0001813837 · See Remarks 22C Capital I-A, L.P. · CIK 0001755053 · See Remarks 22C DiscoverOrg Investors, LLC · CIK 0001743159 · See Remarks 22C Capital I, L.P. · CIK 0001754570 · See Remarks 22C Capital GP I, L.L.C · CIK 0001813836 · See Remarks 22C DiscoverOrg MM, LLC · CIK 0001813838 · See Remarks 22C DiscoverOrg Advisors, LLC · CIK 0001813885 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 F11 · kind: These shares were distributed in-kind, pro-rata and for no additional consideration to the partners or members (as applicable) of the direct holder of the shares in connection with its liquidation of this investment (the "Liquidating Distribution"). F11 · price: These shares were distributed in-kind, pro-rata and for no additional consideration to the partners or members (as applicable) of the direct holder of the shares in connection with its liquidation of this investment (the "Liquidating Distribution"). F3 · ownership.direct: These shares are held directly by 22C Capital I-A, L.P. F4 · ownership.direct: 22C Capital GP I, L.L.C. is the general partner of 22C Capital I, L.P. and of 22C Capital I-A, L.P. 22C Capital GP I MM LLC is the managing member of 22C Capital GP I, L.L.C. Eric J. Edell and D. Randall Winn are co-managing members of 22C DiscoverOrg Advisors, LLC and co-members of 22C Capital GP I MM LLC and, in such capacities, may be deemed to indirectly control each of 22C Magellan Holdings LLC and 22C Capital I-A, L.P. However, Mr. Winn has irrevocably waived all of his power to make voting and investment decisions with respect to the shares held by each of 22C Magellan Holdings LLC, 22C DiscoverOrg MM, LLC and by 22C Capital I-A, L.P., and authorized Mr. Edell to exercise voting and investment power over the shares held directly by each of 22C Magellan Holdings LLC, 22C DiscoverOrg MM, LLC and by 22C Capital I-A, L.P. F7 · ownership.direct: Each of the 22C Capital reporting persons, Mr. Edell and Mr. Winn disclaims beneficial ownership of these shares except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the shares for purposes of Section 16 of the Exchange Act, or for any other purpose. F3 · ownership.nature: These shares are held directly by 22C Capital I-A, L.P. F4 · ownership.nature: 22C Capital GP I, L.L.C. is the general partner of 22C Capital I, L.P. and of 22C Capital I-A, L.P. 22C Capital GP I MM LLC is the managing member of 22C Capital GP I, L.L.C. Eric J. Edell and D. Randall Winn are co-managing members of 22C DiscoverOrg Advisors, LLC and co-members of 22C Capital GP I MM LLC and, in such capacities, may be deemed to indirectly control each of 22C Magellan Holdings LLC and 22C Capital I-A, L.P. However, Mr. Winn has irrevocably waived all of his power to make voting and investment decisions with respect to the shares held by each of 22C Magellan Holdings LLC, 22C DiscoverOrg MM, LLC and by 22C Capital I-A, L.P., and authorized Mr. Edell to exercise voting and investment power over the shares held directly by each of 22C Magellan Holdings LLC, 22C DiscoverOrg MM, LLC and by 22C Capital I-A, L.P. F7 · ownership.nature: Each of the 22C Capital reporting persons, Mr. Edell and Mr. Winn disclaims beneficial ownership of these shares except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the shares for purposes of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| September 14, 2021 Filed Sep 15, 2021 18:12 UTC |
Edell Eric JSee Remarks
22C Magellan Holdings LLCSee Remarks
22C Capital GP I MM LLCSee Remarks
22C Capital I-A, L.P.See Remarks
22C DiscoverOrg Investors, LLCSee Remarks
22C Capital I, L.P.See Remarks
22C Capital GP I, L.L.CSee Remarks
22C DiscoverOrg MM, LLCSee Remarks
22C DiscoverOrg Advisors, LLCSee Remarks
|
OtherClass A Common Stock | 129,698 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-21-031392 · form4.xml · nonDerivative · entry 19 Edell Eric J · CIK 0001813873 · See Remarks 22C Magellan Holdings LLC · CIK 0001814161 · See Remarks 22C Capital GP I MM LLC · CIK 0001813837 · See Remarks 22C Capital I-A, L.P. · CIK 0001755053 · See Remarks 22C DiscoverOrg Investors, LLC · CIK 0001743159 · See Remarks 22C Capital I, L.P. · CIK 0001754570 · See Remarks 22C Capital GP I, L.L.C · CIK 0001813836 · See Remarks 22C DiscoverOrg MM, LLC · CIK 0001813838 · See Remarks 22C DiscoverOrg Advisors, LLC · CIK 0001813885 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 F11 · kind: These shares were distributed in-kind, pro-rata and for no additional consideration to the partners or members (as applicable) of the direct holder of the shares in connection with its liquidation of this investment (the "Liquidating Distribution"). F11 · price: These shares were distributed in-kind, pro-rata and for no additional consideration to the partners or members (as applicable) of the direct holder of the shares in connection with its liquidation of this investment (the "Liquidating Distribution"). F15 · balance_after: As part of the Liquidating Distribution, 825,723 shares were distributed by 22C DiscoverOrg MM, LLC to 22C DiscoverOrg Advisors, LLC, its managing member, in a transaction exempt from Section 16 of the Exchange Act pursuant to Rule 16a-13 under the Exchange Act. F4 · ownership.direct: 22C Capital GP I, L.L.C. is the general partner of 22C Capital I, L.P. and of 22C Capital I-A, L.P. 22C Capital GP I MM LLC is the managing member of 22C Capital GP I, L.L.C. Eric J. Edell and D. Randall Winn are co-managing members of 22C DiscoverOrg Advisors, LLC and co-members of 22C Capital GP I MM LLC and, in such capacities, may be deemed to indirectly control each of 22C Magellan Holdings LLC and 22C Capital I-A, L.P. However, Mr. Winn has irrevocably waived all of his power to make voting and investment decisions with respect to the shares held by each of 22C Magellan Holdings LLC, 22C DiscoverOrg MM, LLC and by 22C Capital I-A, L.P., and authorized Mr. Edell to exercise voting and investment power over the shares held directly by each of 22C Magellan Holdings LLC, 22C DiscoverOrg MM, LLC and by 22C Capital I-A, L.P. F6 · ownership.direct: These shares are held directly by 22C DiscoverOrg MM, LLC. 22C DiscoverOrg Advisors, LLC is the managing member of 22C DiscoverOrg MM, LLC. F7 · ownership.direct: Each of the 22C Capital reporting persons, Mr. Edell and Mr. Winn disclaims beneficial ownership of these shares except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the shares for purposes of Section 16 of the Exchange Act, or for any other purpose. F4 · ownership.nature: 22C Capital GP I, L.L.C. is the general partner of 22C Capital I, L.P. and of 22C Capital I-A, L.P. 22C Capital GP I MM LLC is the managing member of 22C Capital GP I, L.L.C. Eric J. Edell and D. Randall Winn are co-managing members of 22C DiscoverOrg Advisors, LLC and co-members of 22C Capital GP I MM LLC and, in such capacities, may be deemed to indirectly control each of 22C Magellan Holdings LLC and 22C Capital I-A, L.P. However, Mr. Winn has irrevocably waived all of his power to make voting and investment decisions with respect to the shares held by each of 22C Magellan Holdings LLC, 22C DiscoverOrg MM, LLC and by 22C Capital I-A, L.P., and authorized Mr. Edell to exercise voting and investment power over the shares held directly by each of 22C Magellan Holdings LLC, 22C DiscoverOrg MM, LLC and by 22C Capital I-A, L.P. F6 · ownership.nature: These shares are held directly by 22C DiscoverOrg MM, LLC. 22C DiscoverOrg Advisors, LLC is the managing member of 22C DiscoverOrg MM, LLC. F7 · ownership.nature: Each of the 22C Capital reporting persons, Mr. Edell and Mr. Winn disclaims beneficial ownership of these shares except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the shares for purposes of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| September 14, 2021 Filed Sep 15, 2021 18:12 UTC |
Edell Eric JSee Remarks
22C Magellan Holdings LLCSee Remarks
22C Capital GP I MM LLCSee Remarks
22C Capital I-A, L.P.See Remarks
22C DiscoverOrg Investors, LLCSee Remarks
22C Capital I, L.P.See Remarks
22C Capital GP I, L.L.CSee Remarks
22C DiscoverOrg MM, LLCSee Remarks
22C DiscoverOrg Advisors, LLCSee Remarks
|
OtherClass A Common Stock | 532,233 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-21-031392 · form4.xml · nonDerivative · entry 18 Edell Eric J · CIK 0001813873 · See Remarks 22C Magellan Holdings LLC · CIK 0001814161 · See Remarks 22C Capital GP I MM LLC · CIK 0001813837 · See Remarks 22C Capital I-A, L.P. · CIK 0001755053 · See Remarks 22C DiscoverOrg Investors, LLC · CIK 0001743159 · See Remarks 22C Capital I, L.P. · CIK 0001754570 · See Remarks 22C Capital GP I, L.L.C · CIK 0001813836 · See Remarks 22C DiscoverOrg MM, LLC · CIK 0001813838 · See Remarks 22C DiscoverOrg Advisors, LLC · CIK 0001813885 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F11 · kind: These shares were distributed in-kind, pro-rata and for no additional consideration to the partners or members (as applicable) of the direct holder of the shares in connection with its liquidation of this investment (the "Liquidating Distribution"). F11 · price: These shares were distributed in-kind, pro-rata and for no additional consideration to the partners or members (as applicable) of the direct holder of the shares in connection with its liquidation of this investment (the "Liquidating Distribution"). F1 · ownership.direct: These shares are held directly by FiveW DiscoverOrg, LLC, whose managing member is FiveW Capital LLC. D. Randall Winn is the managing member of FiveW Capital LLC and, in such capacity, may be deemed to indirectly control FiveW DiscoverOrg, LLC. However, Mr. Winn has irrevocably waived all of his power to make voting and investment decisions with respect to the shares held by FiveW DiscoverOrg, LLC and authorized Eric J. Edell to exercise voting and investment power over the shares held directly by FiveW DiscoverOrg, LLC. Each of FiveW DiscoverOrg, LLC, FiveW Capital LLC, Mr. Winn and Mr. Edell disclaims beneficial ownership of these shares except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. F1 · ownership.nature: These shares are held directly by FiveW DiscoverOrg, LLC, whose managing member is FiveW Capital LLC. D. Randall Winn is the managing member of FiveW Capital LLC and, in such capacity, may be deemed to indirectly control FiveW DiscoverOrg, LLC. However, Mr. Winn has irrevocably waived all of his power to make voting and investment decisions with respect to the shares held by FiveW DiscoverOrg, LLC and authorized Eric J. Edell to exercise voting and investment power over the shares held directly by FiveW DiscoverOrg, LLC. Each of FiveW DiscoverOrg, LLC, FiveW Capital LLC, Mr. Winn and Mr. Edell disclaims beneficial ownership of these shares except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. Read SEC document |
| September 14, 2021 Filed Sep 15, 2021 18:12 UTC |
Edell Eric JSee Remarks
22C Magellan Holdings LLCSee Remarks
22C Capital GP I MM LLCSee Remarks
22C Capital I-A, L.P.See Remarks
22C DiscoverOrg Investors, LLCSee Remarks
22C Capital I, L.P.See Remarks
22C Capital GP I, L.L.CSee Remarks
22C DiscoverOrg MM, LLCSee Remarks
22C DiscoverOrg Advisors, LLCSee Remarks
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OtherClass A Common Stock | 9,472 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-21-031392 · form4.xml · nonDerivative · entry 17 Edell Eric J · CIK 0001813873 · See Remarks 22C Magellan Holdings LLC · CIK 0001814161 · See Remarks 22C Capital GP I MM LLC · CIK 0001813837 · See Remarks 22C Capital I-A, L.P. · CIK 0001755053 · See Remarks 22C DiscoverOrg Investors, LLC · CIK 0001743159 · See Remarks 22C Capital I, L.P. · CIK 0001754570 · See Remarks 22C Capital GP I, L.L.C · CIK 0001813836 · See Remarks 22C DiscoverOrg MM, LLC · CIK 0001813838 · See Remarks 22C DiscoverOrg Advisors, LLC · CIK 0001813885 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 F11 · kind: These shares were distributed in-kind, pro-rata and for no additional consideration to the partners or members (as applicable) of the direct holder of the shares in connection with its liquidation of this investment (the "Liquidating Distribution"). F11 · price: These shares were distributed in-kind, pro-rata and for no additional consideration to the partners or members (as applicable) of the direct holder of the shares in connection with its liquidation of this investment (the "Liquidating Distribution"). F16 · balance_after: As part of the Liquidating Distribution, a total of 7,458,349 shares were distributed by 22C Magellan Holdings LLC to 22C DiscoverOrg Investors, LLC (6,159,309 shares) and 22C Capital I, L.P. (1,299,040 shares), its two principal members, in a transaction exempt from Section 16 of the Exchange Act pursuant to Rule 16a-13 under the Exchange Act. F2 · ownership.direct: These shares are held directly following this offering by 22C Magellan Holdings LLC, whose two principal members are 22C DiscoverOrg Investors, LLC and 22C Capital I, L.P. 22C DiscoverOrg MM, LLC is the managing member of 22C DiscoverOrg Investors, LLC. 22C DiscoverOrg Advisors, LLC is the managing member of 22C DiscoverOrg MM, LLC. F4 · ownership.direct: 22C Capital GP I, L.L.C. is the general partner of 22C Capital I, L.P. and of 22C Capital I-A, L.P. 22C Capital GP I MM LLC is the managing member of 22C Capital GP I, L.L.C. Eric J. Edell and D. Randall Winn are co-managing members of 22C DiscoverOrg Advisors, LLC and co-members of 22C Capital GP I MM LLC and, in such capacities, may be deemed to indirectly control each of 22C Magellan Holdings LLC and 22C Capital I-A, L.P. However, Mr. Winn has irrevocably waived all of his power to make voting and investment decisions with respect to the shares held by each of 22C Magellan Holdings LLC, 22C DiscoverOrg MM, LLC and by 22C Capital I-A, L.P., and authorized Mr. Edell to exercise voting and investment power over the shares held directly by each of 22C Magellan Holdings LLC, 22C DiscoverOrg MM, LLC and by 22C Capital I-A, L.P. F7 · ownership.direct: Each of the 22C Capital reporting persons, Mr. Edell and Mr. Winn disclaims beneficial ownership of these shares except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the shares for purposes of Section 16 of the Exchange Act, or for any other purpose. F2 · ownership.nature: These shares are held directly following this offering by 22C Magellan Holdings LLC, whose two principal members are 22C DiscoverOrg Investors, LLC and 22C Capital I, L.P. 22C DiscoverOrg MM, LLC is the managing member of 22C DiscoverOrg Investors, LLC. 22C DiscoverOrg Advisors, LLC is the managing member of 22C DiscoverOrg MM, LLC. F4 · ownership.nature: 22C Capital GP I, L.L.C. is the general partner of 22C Capital I, L.P. and of 22C Capital I-A, L.P. 22C Capital GP I MM LLC is the managing member of 22C Capital GP I, L.L.C. Eric J. Edell and D. Randall Winn are co-managing members of 22C DiscoverOrg Advisors, LLC and co-members of 22C Capital GP I MM LLC and, in such capacities, may be deemed to indirectly control each of 22C Magellan Holdings LLC and 22C Capital I-A, L.P. However, Mr. Winn has irrevocably waived all of his power to make voting and investment decisions with respect to the shares held by each of 22C Magellan Holdings LLC, 22C DiscoverOrg MM, LLC and by 22C Capital I-A, L.P., and authorized Mr. Edell to exercise voting and investment power over the shares held directly by each of 22C Magellan Holdings LLC, 22C DiscoverOrg MM, LLC and by 22C Capital I-A, L.P. F7 · ownership.nature: Each of the 22C Capital reporting persons, Mr. Edell and Mr. Winn disclaims beneficial ownership of these shares except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the shares for purposes of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.