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GTE

GRAN TIERRA ENERGY INC.

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Tapewire entity
5740
SEC CIK
0001273441
Parsed reports
1,251

Last 12 months

Inside the activity.

69 purchase rows · 45 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025470
Dec 202522
Jan 202630
Feb 202630
Mar 202633
Apr 202600
May 202660
Jun 202630
Jul 202600
Aug 2026240
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 21, 2025 Filed Apr 23, 2025 20:38 UTC PurchaseCommon Shares, par value $0.001 per share 53,088 $4.66 $247,390.08
Disclosure

SEC source: 0001013594-25-000503 · form4.xml · nonDerivative · entry 3

Equinox Partners Investment Management LLC · CIK 0000938552 · 10% owner

EQUINOX PARTNERS LP · CIK 0000933897 · 10% owner

KUROTO FUND LP · CIK 0001080716 · 10% owner

MASON HILL PARTNERS LP · CIK 0001421771 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Managed Account

Disclosed balance after: 1,882,231

F1 · ownership.direct: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own.

Read SEC document
April 21, 2025 Filed Apr 23, 2025 20:38 UTC PurchaseCommon Shares, par value $0.001 per share 31,479 $4.66 $146,692.14
Disclosure

SEC source: 0001013594-25-000503 · form4.xml · nonDerivative · entry 2

Equinox Partners Investment Management LLC · CIK 0000938552 · 10% owner

EQUINOX PARTNERS LP · CIK 0000933897 · 10% owner

KUROTO FUND LP · CIK 0001080716 · 10% owner

MASON HILL PARTNERS LP · CIK 0001421771 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Mason Hill Partners, LP

Disclosed balance after: 343,879

F1 · ownership.direct: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own.

F2 · ownership.direct: EPIM is the investment advisor to Equinox Partners, L.P., Kuroto Fund LP, and Mason Hill Partners, LP (collectively, the "Funds"). Mr. Fieler is the president of EPIM. By virtue of these relationships, each of EPIM and Mr. Fieler may be deemed to beneficially own the securities owned directly by the Funds.

Read SEC document
April 21, 2025 Filed Apr 23, 2025 20:38 UTC PurchaseCommon Shares, par value $0.001 per share 14,111 $4.66 $65,757.26
Disclosure

SEC source: 0001013594-25-000503 · form4.xml · nonDerivative · entry 1

Equinox Partners Investment Management LLC · CIK 0000938552 · 10% owner

EQUINOX PARTNERS LP · CIK 0000933897 · 10% owner

KUROTO FUND LP · CIK 0001080716 · 10% owner

MASON HILL PARTNERS LP · CIK 0001421771 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Equinox Partners, L.P.

Disclosed balance after: 1,994,486

F1 · ownership.direct: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own.

F2 · ownership.direct: EPIM is the investment advisor to Equinox Partners, L.P., Kuroto Fund LP, and Mason Hill Partners, LP (collectively, the "Funds"). Mr. Fieler is the president of EPIM. By virtue of these relationships, each of EPIM and Mr. Fieler may be deemed to beneficially own the securities owned directly by the Funds.

Read SEC document
April 17, 2025 Filed Apr 17, 2025 19:52 UTC
Abraham Phillip DVP, Legal and Business Dev.
GrantCommon Stock 531 $4.52 $2,400.12
Disclosure

SEC source: 0001104659-25-035988 · tm2512584-5_4seq1.xml · nonDerivative · entry 1

Abraham Phillip D · CIK 0001977506 · VP, Legal and Business Dev.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,074

F1 · kind: These shares were acquired on April 17, 2025 through the Gran Tierra Inc. Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

F2 · price: Purchase price of security was transacted in Canadian currency and converted to U.S. currency.

Read SEC document
April 17, 2025 Filed Apr 17, 2025 19:51 UTC
Evans JimVP, Corporate Services
GrantCommon Stock 299 $4.52 $1,351.48
Disclosure

SEC source: 0001104659-25-035986 · tm2512584-4_4seq1.xml · nonDerivative · entry 1

Evans Jim · CIK 0001642276 · VP, Corporate Services

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,222

F1 · kind: These shares were acquired on April 17, 2025 through the Gran Tierra Inc. Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

F2 · price: Purchase price of security was transacted in Canadian currency and converted to U.S. currency.

Read SEC document
April 17, 2025 Filed Apr 17, 2025 19:50 UTC
Morin SebastienChief Operating Officer
GrantCommon Stock 664 $4.52 $3,001.28
Disclosure

SEC source: 0001104659-25-035985 · tm2512584-3_4seq1.xml · nonDerivative · entry 1

Morin Sebastien · CIK 0002001396 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,789

F1 · kind: These shares were acquired on April 17, 2025 through the Gran Tierra Inc. Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

F2 · price: Purchase price of security was transacted in Canadian currency and converted to U.S. currency.

Read SEC document
April 17, 2025 Filed Apr 17, 2025 19:50 UTC
Ellson RyanChief Financial Officer
GrantCommon Stock 332 $4.52 $1,500.64
Disclosure

SEC source: 0001104659-25-035984 · tm2512584-2_4seq1.xml · nonDerivative · entry 1

Ellson Ryan · CIK 0001642213 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,163

F1 · kind: These shares were acquired on April 17, 2025 through the Gran Tierra Inc. Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

F2 · price: Purchase price of security was transacted in Canadian currency and converted to U.S. currency.

Read SEC document
April 17, 2025 Filed Apr 17, 2025 19:49 UTC
Guidry GaryDirector · President and CEO
GrantCommon Stock 930 $4.52 $4,203.60
Disclosure

SEC source: 0001104659-25-035983 · tm2512584-1_4seq1.xml · nonDerivative · entry 1

Guidry Gary · CIK 0001642424 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 483,374

F1 · kind: These shares were acquired on April 17, 2025 through the Gran Tierra Inc. Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

F2 · price: Purchase price of security was transacted in Canadian currency and converted to U.S. currency.

Read SEC document
April 17, 2025 Filed Apr 21, 2025 20:46 UTC PurchaseCommon Shares, par value $0.001 per share 78,010 $4.85 $378,348.50
Disclosure

SEC source: 0001013594-25-000500 · form4.xml · nonDerivative · entry 6

Equinox Partners Investment Management LLC · CIK 0000938552 · 10% owner

EQUINOX PARTNERS LP · CIK 0000933897 · 10% owner

KUROTO FUND LP · CIK 0001080716 · 10% owner

MASON HILL PARTNERS LP · CIK 0001421771 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Managed Account

Disclosed balance after: 1,829,143

F1 · ownership.direct: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own.

Read SEC document
April 17, 2025 Filed Apr 21, 2025 20:46 UTC PurchaseCommon Shares, par value $0.001 per share 46,255 $4.85 $224,336.75
Disclosure

SEC source: 0001013594-25-000500 · form4.xml · nonDerivative · entry 5

Equinox Partners Investment Management LLC · CIK 0000938552 · 10% owner

EQUINOX PARTNERS LP · CIK 0000933897 · 10% owner

KUROTO FUND LP · CIK 0001080716 · 10% owner

MASON HILL PARTNERS LP · CIK 0001421771 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Mason Hill Partners, LP

Disclosed balance after: 312,400

F1 · ownership.direct: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own.

F2 · ownership.direct: EPIM is the investment advisor to Equinox Partners, L.P., Kuroto Fund LP, and Mason Hill Partners, LP (collectively, the "Funds"). Mr. Fieler is the president of EPIM. By virtue of these relationships, each of EPIM and Mr. Fieler may be deemed to beneficially own the securities owned directly by the Funds.

Read SEC document
April 17, 2025 Filed Apr 21, 2025 20:46 UTC PurchaseCommon Shares, par value $0.001 per share 20,735 $4.85 $100,564.75
Disclosure

SEC source: 0001013594-25-000500 · form4.xml · nonDerivative · entry 4

Equinox Partners Investment Management LLC · CIK 0000938552 · 10% owner

EQUINOX PARTNERS LP · CIK 0000933897 · 10% owner

KUROTO FUND LP · CIK 0001080716 · 10% owner

MASON HILL PARTNERS LP · CIK 0001421771 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Equinox Partners, L.P.

Disclosed balance after: 1,980,375

F1 · ownership.direct: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own.

F2 · ownership.direct: EPIM is the investment advisor to Equinox Partners, L.P., Kuroto Fund LP, and Mason Hill Partners, LP (collectively, the "Funds"). Mr. Fieler is the president of EPIM. By virtue of these relationships, each of EPIM and Mr. Fieler may be deemed to beneficially own the securities owned directly by the Funds.

Read SEC document
April 16, 2025 Filed Apr 21, 2025 20:46 UTC PurchaseCommon Shares, par value $0.001 per share 24,295 $4.59 $111,514.05
Disclosure

SEC source: 0001013594-25-000500 · form4.xml · nonDerivative · entry 3

Equinox Partners Investment Management LLC · CIK 0000938552 · 10% owner

EQUINOX PARTNERS LP · CIK 0000933897 · 10% owner

KUROTO FUND LP · CIK 0001080716 · 10% owner

MASON HILL PARTNERS LP · CIK 0001421771 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Managed Account

Disclosed balance after: 1,751,133

F1 · ownership.direct: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own.

Read SEC document
April 16, 2025 Filed Apr 21, 2025 20:46 UTC PurchaseCommon Shares, par value $0.001 per share 14,405 $4.59 $66,118.95
Disclosure

SEC source: 0001013594-25-000500 · form4.xml · nonDerivative · entry 2

Equinox Partners Investment Management LLC · CIK 0000938552 · 10% owner

EQUINOX PARTNERS LP · CIK 0000933897 · 10% owner

KUROTO FUND LP · CIK 0001080716 · 10% owner

MASON HILL PARTNERS LP · CIK 0001421771 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Mason Hill Partners, LP

Disclosed balance after: 266,145

F1 · ownership.direct: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own.

F2 · ownership.direct: EPIM is the investment advisor to Equinox Partners, L.P., Kuroto Fund LP, and Mason Hill Partners, LP (collectively, the "Funds"). Mr. Fieler is the president of EPIM. By virtue of these relationships, each of EPIM and Mr. Fieler may be deemed to beneficially own the securities owned directly by the Funds.

Read SEC document
April 16, 2025 Filed Apr 21, 2025 20:46 UTC PurchaseCommon Shares, par value $0.001 per share 6,458 $4.59 $29,642.22
Disclosure

SEC source: 0001013594-25-000500 · form4.xml · nonDerivative · entry 1

Equinox Partners Investment Management LLC · CIK 0000938552 · 10% owner

EQUINOX PARTNERS LP · CIK 0000933897 · 10% owner

KUROTO FUND LP · CIK 0001080716 · 10% owner

MASON HILL PARTNERS LP · CIK 0001421771 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Equinox Partners, L.P.

Disclosed balance after: 1,959,640

F1 · ownership.direct: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own.

F2 · ownership.direct: EPIM is the investment advisor to Equinox Partners, L.P., Kuroto Fund LP, and Mason Hill Partners, LP (collectively, the "Funds"). Mr. Fieler is the president of EPIM. By virtue of these relationships, each of EPIM and Mr. Fieler may be deemed to beneficially own the securities owned directly by the Funds.

Read SEC document
April 15, 2025 Filed Apr 16, 2025 21:12 UTC PurchaseCommon Shares, par value $0.001 per share 19,051 $4.28 $81,538.28
Disclosure

SEC source: 0001013594-25-000494 · form4.xml · nonDerivative · entry 6

Equinox Partners Investment Management LLC · CIK 0000938552 · 10% owner

EQUINOX PARTNERS LP · CIK 0000933897 · 10% owner

KUROTO FUND LP · CIK 0001080716 · 10% owner

MASON HILL PARTNERS LP · CIK 0001421771 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Managed Account

Disclosed balance after: 1,726,838

F1 · ownership.direct: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own.

Read SEC document
April 15, 2025 Filed Apr 16, 2025 21:12 UTC PurchaseCommon Shares, par value $0.001 per share 11,295 $4.28 $48,342.60
Disclosure

SEC source: 0001013594-25-000494 · form4.xml · nonDerivative · entry 5

Equinox Partners Investment Management LLC · CIK 0000938552 · 10% owner

EQUINOX PARTNERS LP · CIK 0000933897 · 10% owner

KUROTO FUND LP · CIK 0001080716 · 10% owner

MASON HILL PARTNERS LP · CIK 0001421771 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Mason Hill Partners, LP

Disclosed balance after: 251,740

F1 · ownership.direct: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own.

F2 · ownership.direct: EPIM is the investment advisor to Equinox Partners, L.P., Kuroto Fund LP, and Mason Hill Partners, LP (collectively, the "Funds"). Mr. Fieler is the president of EPIM. By virtue of these relationships, each of EPIM and Mr. Fieler may be deemed to beneficially own the securities owned directly by the Funds.

Read SEC document
April 15, 2025 Filed Apr 16, 2025 21:12 UTC PurchaseCommon Shares, par value $0.001 per share 5,063 $4.28 $21,669.64
Disclosure

SEC source: 0001013594-25-000494 · form4.xml · nonDerivative · entry 4

Equinox Partners Investment Management LLC · CIK 0000938552 · 10% owner

EQUINOX PARTNERS LP · CIK 0000933897 · 10% owner

KUROTO FUND LP · CIK 0001080716 · 10% owner

MASON HILL PARTNERS LP · CIK 0001421771 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Equinox Partners, L.P.

Disclosed balance after: 1,953,182

F1 · ownership.direct: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own.

F2 · ownership.direct: EPIM is the investment advisor to Equinox Partners, L.P., Kuroto Fund LP, and Mason Hill Partners, LP (collectively, the "Funds"). Mr. Fieler is the president of EPIM. By virtue of these relationships, each of EPIM and Mr. Fieler may be deemed to beneficially own the securities owned directly by the Funds.

Read SEC document
April 14, 2025 Filed Apr 16, 2025 21:12 UTC PurchaseCommon Shares, par value $0.001 per share 12,481 $4.16 $51,920.96
Disclosure

SEC source: 0001013594-25-000494 · form4.xml · nonDerivative · entry 3

Equinox Partners Investment Management LLC · CIK 0000938552 · 10% owner

EQUINOX PARTNERS LP · CIK 0000933897 · 10% owner

KUROTO FUND LP · CIK 0001080716 · 10% owner

MASON HILL PARTNERS LP · CIK 0001421771 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Managed Account

Disclosed balance after: 1,707,787

F1 · ownership.direct: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own.

Read SEC document
April 14, 2025 Filed Apr 16, 2025 21:12 UTC PurchaseCommon Shares, par value $0.001 per share 7,401 $4.16 $30,788.16
Disclosure

SEC source: 0001013594-25-000494 · form4.xml · nonDerivative · entry 2

Equinox Partners Investment Management LLC · CIK 0000938552 · 10% owner

EQUINOX PARTNERS LP · CIK 0000933897 · 10% owner

KUROTO FUND LP · CIK 0001080716 · 10% owner

MASON HILL PARTNERS LP · CIK 0001421771 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Mason Hill Partners, LP

Disclosed balance after: 240,445

F1 · ownership.direct: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own.

F2 · ownership.direct: EPIM is the investment advisor to Equinox Partners, L.P., Kuroto Fund LP, and Mason Hill Partners, LP (collectively, the "Funds"). Mr. Fieler is the president of EPIM. By virtue of these relationships, each of EPIM and Mr. Fieler may be deemed to beneficially own the securities owned directly by the Funds.

Read SEC document
April 14, 2025 Filed Apr 16, 2025 21:12 UTC PurchaseCommon Shares, par value $0.001 per share 3,318 $4.16 $13,802.88
Disclosure

SEC source: 0001013594-25-000494 · form4.xml · nonDerivative · entry 1

Equinox Partners Investment Management LLC · CIK 0000938552 · 10% owner

EQUINOX PARTNERS LP · CIK 0000933897 · 10% owner

KUROTO FUND LP · CIK 0001080716 · 10% owner

MASON HILL PARTNERS LP · CIK 0001421771 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Equinox Partners, L.P.

Disclosed balance after: 1,948,119

F1 · ownership.direct: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own.

F2 · ownership.direct: EPIM is the investment advisor to Equinox Partners, L.P., Kuroto Fund LP, and Mason Hill Partners, LP (collectively, the "Funds"). Mr. Fieler is the president of EPIM. By virtue of these relationships, each of EPIM and Mr. Fieler may be deemed to beneficially own the securities owned directly by the Funds.

Read SEC document
April 11, 2025 Filed Apr 14, 2025 20:49 UTC PurchaseCommon Shares, par value $0.001 per share 26,900 $3.91 $105,179.00
Disclosure

SEC source: 0001013594-25-000483 · form4.xml · nonDerivative · entry 5

Equinox Partners Investment Management LLC · CIK 0000938552 · 10% owner

EQUINOX PARTNERS LP · CIK 0000933897 · 10% owner

KUROTO FUND LP · CIK 0001080716 · 10% owner

MASON HILL PARTNERS LP · CIK 0001421771 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Managed Account

Disclosed balance after: 1,695,306

F1 · ownership.direct: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own.

Read SEC document
April 11, 2025 Filed Apr 14, 2025 20:49 UTC PurchaseCommon Shares, par value $0.001 per share 15,950 $3.91 $62,364.50
Disclosure

SEC source: 0001013594-25-000483 · form4.xml · nonDerivative · entry 4

Equinox Partners Investment Management LLC · CIK 0000938552 · 10% owner

EQUINOX PARTNERS LP · CIK 0000933897 · 10% owner

KUROTO FUND LP · CIK 0001080716 · 10% owner

MASON HILL PARTNERS LP · CIK 0001421771 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Mason Hill Partners, LP

Disclosed balance after: 233,044

F1 · ownership.direct: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own.

F2 · ownership.direct: EPIM is the investment advisor to Equinox Partners, L.P., Kuroto Fund LP, and Mason Hill Partners, LP (collectively, the "Funds"). Mr. Fieler is the president of EPIM. By virtue of these relationships, each of EPIM and Mr. Fieler may be deemed to beneficially own the securities owned directly by the Funds.

Read SEC document
April 11, 2025 Filed Apr 14, 2025 20:49 UTC PurchaseCommon Shares, par value $0.001 per share 7,150 $3.91 $27,956.50
Disclosure

SEC source: 0001013594-25-000483 · form4.xml · nonDerivative · entry 3

Equinox Partners Investment Management LLC · CIK 0000938552 · 10% owner

EQUINOX PARTNERS LP · CIK 0000933897 · 10% owner

KUROTO FUND LP · CIK 0001080716 · 10% owner

MASON HILL PARTNERS LP · CIK 0001421771 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Equinox Partners, L.P.

Disclosed balance after: 1,944,801

F1 · ownership.direct: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own.

F2 · ownership.direct: EPIM is the investment advisor to Equinox Partners, L.P., Kuroto Fund LP, and Mason Hill Partners, LP (collectively, the "Funds"). Mr. Fieler is the president of EPIM. By virtue of these relationships, each of EPIM and Mr. Fieler may be deemed to beneficially own the securities owned directly by the Funds.

Read SEC document
April 10, 2025 Filed Apr 14, 2025 20:49 UTC PurchaseCommon Shares, par value $0.001 per share 26,489 $3.73 $98,803.97
Disclosure

SEC source: 0001013594-25-000483 · form4.xml · nonDerivative · entry 2

Equinox Partners Investment Management LLC · CIK 0000938552 · 10% owner

EQUINOX PARTNERS LP · CIK 0000933897 · 10% owner

KUROTO FUND LP · CIK 0001080716 · 10% owner

MASON HILL PARTNERS LP · CIK 0001421771 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Managed Account

Disclosed balance after: 1,668,406

F1 · ownership.direct: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own.

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April 10, 2025 Filed Apr 14, 2025 20:49 UTC PurchaseCommon Shares, par value $0.001 per share 7,042 $3.73 $26,266.66
Disclosure

SEC source: 0001013594-25-000483 · form4.xml · nonDerivative · entry 1

Equinox Partners Investment Management LLC · CIK 0000938552 · 10% owner

EQUINOX PARTNERS LP · CIK 0000933897 · 10% owner

KUROTO FUND LP · CIK 0001080716 · 10% owner

MASON HILL PARTNERS LP · CIK 0001421771 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Equinox Partners, L.P.

Disclosed balance after: 1,937,651

F1 · ownership.direct: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own.

F2 · ownership.direct: EPIM is the investment advisor to Equinox Partners, L.P., Kuroto Fund LP, and Mason Hill Partners, LP (collectively, the "Funds"). Mr. Fieler is the president of EPIM. By virtue of these relationships, each of EPIM and Mr. Fieler may be deemed to beneficially own the securities owned directly by the Funds.

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April 08, 2025 Filed Apr 10, 2025 22:24 UTC PurchaseCommon Shares, par value $0.001 per share 75,173 $3.81 $286,409.13
Disclosure

SEC source: 0001013594-25-000479 · form4.xml · nonDerivative · entry 3

Equinox Partners Investment Management LLC · CIK 0000938552 · 10% owner

EQUINOX PARTNERS LP · CIK 0000933897 · 10% owner

KUROTO FUND LP · CIK 0001080716 · 10% owner

MASON HILL PARTNERS LP · CIK 0001421771 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Mason Hill Partners, LP

Disclosed balance after: 217,094

F1 · ownership.direct: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own.

F2 · ownership.direct: EPIM is the investment advisor to Equinox Partners, L.P., Kuroto Fund LP, and Mason Hill Partners, LP (collectively, the "Funds"). Mr. Fieler is the president of EPIM. By virtue of these relationships, each of EPIM and Mr. Fieler may be deemed to beneficially own the securities owned directly by the Funds.

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April 08, 2025 Filed Apr 10, 2025 22:24 UTC PurchaseCommon Shares, par value $0.001 per share 75,400 $3.81 $287,274.00
Disclosure

SEC source: 0001013594-25-000479 · form4.xml · nonDerivative · entry 2

Equinox Partners Investment Management LLC · CIK 0000938552 · 10% owner

EQUINOX PARTNERS LP · CIK 0000933897 · 10% owner

KUROTO FUND LP · CIK 0001080716 · 10% owner

MASON HILL PARTNERS LP · CIK 0001421771 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Managed Account

Disclosed balance after: 1,641,917

F1 · ownership.direct: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own.

Read SEC document
April 08, 2025 Filed Apr 10, 2025 22:24 UTC PurchaseCommon Shares, par value $0.001 per share 75,173 $3.81 $286,409.13
Disclosure

SEC source: 0001013594-25-000479 · form4.xml · nonDerivative · entry 1

Equinox Partners Investment Management LLC · CIK 0000938552 · 10% owner

EQUINOX PARTNERS LP · CIK 0000933897 · 10% owner

KUROTO FUND LP · CIK 0001080716 · 10% owner

MASON HILL PARTNERS LP · CIK 0001421771 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Equinox Partners, L.P.

Disclosed balance after: 1,930,609

F1 · ownership.direct: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own.

F2 · ownership.direct: EPIM is the investment advisor to Equinox Partners, L.P., Kuroto Fund LP, and Mason Hill Partners, LP (collectively, the "Funds"). Mr. Fieler is the president of EPIM. By virtue of these relationships, each of EPIM and Mr. Fieler may be deemed to beneficially own the securities owned directly by the Funds.

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April 07, 2025 Filed Apr 8, 2025 22:13 UTC PurchaseCommon Shares, par value $0.001 per share 146,460 $3.94 $577,052.40
Disclosure

SEC source: 0001013594-25-000464 · form4.xml · nonDerivative · entry 3

Equinox Partners Investment Management LLC · CIK 0000938552 · 10% owner

EQUINOX PARTNERS LP · CIK 0000933897 · 10% owner

KUROTO FUND LP · CIK 0001080716 · 10% owner

MASON HILL PARTNERS LP · CIK 0001421771 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Managed Account

Disclosed balance after: 1,566,517

F1 · ownership.direct: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own.

Read SEC document
April 04, 2025 Filed Apr 8, 2025 22:13 UTC PurchaseCommon Shares, par value $0.001 per share 61,500 $4.11 $252,765.00
Disclosure

SEC source: 0001013594-25-000464 · form4.xml · nonDerivative · entry 2

Equinox Partners Investment Management LLC · CIK 0000938552 · 10% owner

EQUINOX PARTNERS LP · CIK 0000933897 · 10% owner

KUROTO FUND LP · CIK 0001080716 · 10% owner

MASON HILL PARTNERS LP · CIK 0001421771 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Managed Account

Disclosed balance after: 1,420,057

F1 · ownership.direct: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own.

Read SEC document
April 04, 2025 Filed Apr 8, 2025 22:13 UTC PurchaseCommon Shares, par value $0.001 per share 61,500 $4.11 $252,765.00
Disclosure

SEC source: 0001013594-25-000464 · form4.xml · nonDerivative · entry 1

Equinox Partners Investment Management LLC · CIK 0000938552 · 10% owner

EQUINOX PARTNERS LP · CIK 0000933897 · 10% owner

KUROTO FUND LP · CIK 0001080716 · 10% owner

MASON HILL PARTNERS LP · CIK 0001421771 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Equinox Partners, L.P.

Disclosed balance after: 1,855,436

F1 · ownership.direct: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own.

F2 · ownership.direct: EPIM is the investment advisor to Equinox Partners, L.P., Kuroto Fund LP, and Mason Hill Partners, LP (collectively, the "Funds"). Mr. Fieler is the president of EPIM. By virtue of these relationships, each of EPIM and Mr. Fieler may be deemed to beneficially own the securities owned directly by the Funds.

Read SEC document
April 03, 2025 Filed Apr 4, 2025 19:23 UTC PurchaseCommon Shares, par value $0.001 per share 56,000 $4.80 $268,800.00
Disclosure

SEC source: 0001013594-25-000449 · form4.xml · nonDerivative · entry 4

Equinox Partners Investment Management LLC · CIK 0000938552 · 10% owner

EQUINOX PARTNERS LP · CIK 0000933897 · 10% owner

KUROTO FUND LP · CIK 0001080716 · 10% owner

MASON HILL PARTNERS LP · CIK 0001421771 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Managed Account

Disclosed balance after: 1,358,557

F1 · ownership.direct: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own.

Read SEC document
April 03, 2025 Filed Apr 4, 2025 19:23 UTC PurchaseCommon Shares, par value $0.001 per share 56,000 $4.80 $268,800.00
Disclosure

SEC source: 0001013594-25-000449 · form4.xml · nonDerivative · entry 3

Equinox Partners Investment Management LLC · CIK 0000938552 · 10% owner

EQUINOX PARTNERS LP · CIK 0000933897 · 10% owner

KUROTO FUND LP · CIK 0001080716 · 10% owner

MASON HILL PARTNERS LP · CIK 0001421771 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Equinox Partners, L.P.

Disclosed balance after: 1,793,936

F1 · ownership.direct: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own.

F2 · ownership.direct: EPIM is the investment advisor to Equinox Partners, L.P., Kuroto Fund LP, and Mason Hill Partners, LP (collectively, the "Funds"). Mr. Fieler is the president of EPIM. By virtue of these relationships, each of EPIM and Mr. Fieler may be deemed to beneficially own the securities owned directly by the Funds.

Read SEC document
April 02, 2025 Filed Apr 4, 2025 19:23 UTC PurchaseCommon Shares, par value $0.001 per share 3,125 $5.16 $16,125.00
Disclosure

SEC source: 0001013594-25-000449 · form4.xml · nonDerivative · entry 2

Equinox Partners Investment Management LLC · CIK 0000938552 · 10% owner

EQUINOX PARTNERS LP · CIK 0000933897 · 10% owner

KUROTO FUND LP · CIK 0001080716 · 10% owner

MASON HILL PARTNERS LP · CIK 0001421771 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Managed Account

Disclosed balance after: 1,302,557

F1 · ownership.direct: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own.

Read SEC document
April 02, 2025 Filed Apr 4, 2025 19:23 UTC PurchaseCommon Shares, par value $0.001 per share 1,875 $5.16 $9,675.00
Disclosure

SEC source: 0001013594-25-000449 · form4.xml · nonDerivative · entry 1

Equinox Partners Investment Management LLC · CIK 0000938552 · 10% owner

EQUINOX PARTNERS LP · CIK 0000933897 · 10% owner

KUROTO FUND LP · CIK 0001080716 · 10% owner

MASON HILL PARTNERS LP · CIK 0001421771 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Equinox Partners, L.P.

Disclosed balance after: 1,737,936

F1 · ownership.direct: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own.

F2 · ownership.direct: EPIM is the investment advisor to Equinox Partners, L.P., Kuroto Fund LP, and Mason Hill Partners, LP (collectively, the "Funds"). Mr. Fieler is the president of EPIM. By virtue of these relationships, each of EPIM and Mr. Fieler may be deemed to beneficially own the securities owned directly by the Funds.

Read SEC document
April 01, 2025 Filed Apr 2, 2025 00:37 UTC
Abraham Phillip DVP, Legal and Business Dev.
GrantCommon Stock 469 $4.96 $2,326.24
Disclosure

SEC source: 0001104659-25-030761 · tm2511118-5_4seq1.xml · nonDerivative · entry 1

Abraham Phillip D · CIK 0001977506 · VP, Legal and Business Dev.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,543

F1 · kind: These shares were acquired on April 1, 2025 through the Gran Tierra Inc. Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

F2 · price: Purchase price of security was transacted in Canadian currency and converted to U.S. currency.

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April 01, 2025 Filed Apr 2, 2025 00:37 UTC
Evans JimVP, Corporate Services
GrantCommon Stock 264 $4.96 $1,309.44
Disclosure

SEC source: 0001104659-25-030758 · tm2511118-4_4seq1.xml · nonDerivative · entry 1

Evans Jim · CIK 0001642276 · VP, Corporate Services

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,923

F1 · kind: These shares were acquired on April 1, 2025 through the Gran Tierra Inc. Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

F2 · price: Purchase price of security was transacted in Canadian currency and converted to U.S. currency.

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April 01, 2025 Filed Apr 2, 2025 00:36 UTC
Morin SebastienChief Operating Officer
GrantCommon Stock 586 $4.96 $2,906.56
Disclosure

SEC source: 0001104659-25-030757 · tm2511118-3_4seq1.xml · nonDerivative · entry 1

Morin Sebastien · CIK 0002001396 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,125

F1 · kind: These shares were acquired on April 1, 2025 through the Gran Tierra Inc. Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

F2 · price: Purchase price of security was transacted in Canadian currency and converted to U.S. currency.

Read SEC document
April 01, 2025 Filed Apr 2, 2025 00:35 UTC
Ellson RyanChief Financial Officer
GrantCommon Stock 293 $4.96 $1,453.28
Disclosure

SEC source: 0001104659-25-030756 · tm2511118-2_4seq1.xml · nonDerivative · entry 1

Ellson Ryan · CIK 0001642213 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,831

F1 · kind: These shares were acquired on April 1, 2025 through the Gran Tierra Inc. Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

F2 · price: Purchase price of security was transacted in Canadian currency and converted to U.S. currency.

Read SEC document
April 01, 2025 Filed Apr 2, 2025 00:35 UTC
Guidry GaryDirector · President and CEO
GrantCommon Stock 821 $4.96 $4,072.16
Disclosure

SEC source: 0001104659-25-030755 · tm2511118-1_4seq1.xml · nonDerivative · entry 1

Guidry Gary · CIK 0001642424 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 482,444

F1 · kind: These shares were acquired on April 1, 2025 through the Gran Tierra Inc. Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

F2 · price: Purchase price of security was transacted in Canadian currency and converted to U.S. currency.

Read SEC document
March 31, 2025 Filed Apr 1, 2025 20:40 UTC
Royal RonaldDirector
Exercise / conversionStock Option (Right to buy) · Derivative 4,798 $0.00 Strike: $4.92 $0.00
Disclosure

SEC source: 0001104659-25-030765 · tm2511118-8_4seq1.xml · derivative · entry 3

Royal Ronald · CIK 0001642113 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,618

Underlying: Common Stock · 4,798 shares

Expires 2025-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2025 Filed Apr 1, 2025 20:40 UTC
Royal RonaldDirector
Disposition to issuerCommon Stock 4,798 $4.92 $23,606.16
Disclosure

SEC source: 0001104659-25-030765 · tm2511118-8_4seq1.xml · nonDerivative · entry 2

Royal Ronald · CIK 0001642113 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Read SEC document
March 31, 2025 Filed Apr 1, 2025 20:40 UTC
Royal RonaldDirector
Exercise / conversionCommon Stock 4,798 $4.92 $23,606.16
Disclosure

SEC source: 0001104659-25-030765 · tm2511118-8_4seq1.xml · nonDerivative · entry 1

Royal Ronald · CIK 0001642113 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,798

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 28, 2025 Filed Apr 1, 2025 20:38 UTC Exercise / conversionStock Option (Right to buy) · Derivative 4,798 $0.00 Strike: $5.13 $0.00
Disclosure

SEC source: 0001104659-25-030762 · tm2511118-6_4seq1.xml · derivative · entry 3

Dey Peter James · CIK 0001409449 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,524

Underlying: Common Stock · 4,798 shares

Expires 2025-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 28, 2025 Filed Apr 1, 2025 20:38 UTC Disposition to issuerCommon Stock 4,798 $5.13 $24,613.74
Disclosure

SEC source: 0001104659-25-030762 · tm2511118-6_4seq1.xml · nonDerivative · entry 2

Dey Peter James · CIK 0001409449 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,000

Read SEC document
March 28, 2025 Filed Apr 1, 2025 20:38 UTC Exercise / conversionCommon Stock 4,798 $5.13 $24,613.74
Disclosure

SEC source: 0001104659-25-030762 · tm2511118-6_4seq1.xml · nonDerivative · entry 1

Dey Peter James · CIK 0001409449 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,798

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 28, 2025 Filed Apr 2, 2025 00:39 UTC
Hazell EvanDirector
Exercise / conversionStock Option (Right to buy) · Derivative 4,798 $0.00 Strike: $5.13 $0.00
Disclosure

SEC source: 0001104659-25-030764 · tm2511118-7_4seq1.xml · derivative · entry 3

Hazell Evan · CIK 0001646362 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,101

Underlying: Common Stock · 4,798 shares

Expires 2025-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 28, 2025 Filed Apr 2, 2025 00:39 UTC
Hazell EvanDirector
Disposition to issuerCommon Stock 4,798 $5.13 $24,613.74
Disclosure

SEC source: 0001104659-25-030764 · tm2511118-7_4seq1.xml · nonDerivative · entry 2

Hazell Evan · CIK 0001646362 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,500

Read SEC document
March 28, 2025 Filed Apr 2, 2025 00:39 UTC
Hazell EvanDirector
Exercise / conversionCommon Stock 4,798 $5.13 $24,613.74
Disclosure

SEC source: 0001104659-25-030764 · tm2511118-7_4seq1.xml · nonDerivative · entry 1

Hazell Evan · CIK 0001646362 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,298

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 26, 2025 Filed Mar 27, 2025 01:30 UTC Exercise / conversionStock Option (Right to buy) · Derivative 4,798 $0.00 Strike: $5.16 $0.00
Disclosure

SEC source: 0001104659-25-028361 · tm2510613-1_4seq1.xml · derivative · entry 3

Smith David P · CIK 0001642280 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,356

Underlying: Common Stock · 4,798 shares

Expires 2025-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.