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GOODYEAR TIRE & RUBBER CO /OH/

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0000042582
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MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 25, 2020 Filed Feb 27, 2020 21:25 UTC
Helsel Christopher PSr VP Chief Technology Officer
Grant2017 Plan Performance Share Units · Derivative 16,798 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-013417 · doc4.xml · derivative · entry 2

Helsel Christopher P · CIK 0001763728 · Sr VP Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,798

Underlying: Common Stock · 16,798 shares

Expires not disclosed

F3 · security: Performance Share Unit grant under the 2017 Performance Plan, contingently payable (to the extent earned) 100% in shares of common stock in February 2023. The number of Units paid, which can range from 0% to 150% of the Units reported on this Form 4, depends on the attainment of certain performance targets over a 3-year period ending December 31, 2022, and is subject to further increase or decrease of up to 20% based on the Company's total shareholder return vs. the S&P 500 over the 3-year period ending December 31, 2022.

F3 · derivative.exercise_price: Performance Share Unit grant under the 2017 Performance Plan, contingently payable (to the extent earned) 100% in shares of common stock in February 2023. The number of Units paid, which can range from 0% to 150% of the Units reported on this Form 4, depends on the attainment of certain performance targets over a 3-year period ending December 31, 2022, and is subject to further increase or decrease of up to 20% based on the Company's total shareholder return vs. the S&P 500 over the 3-year period ending December 31, 2022.

F3 · derivative.exercise_date: Performance Share Unit grant under the 2017 Performance Plan, contingently payable (to the extent earned) 100% in shares of common stock in February 2023. The number of Units paid, which can range from 0% to 150% of the Units reported on this Form 4, depends on the attainment of certain performance targets over a 3-year period ending December 31, 2022, and is subject to further increase or decrease of up to 20% based on the Company's total shareholder return vs. the S&P 500 over the 3-year period ending December 31, 2022.

F3 · derivative.expiration_date: Performance Share Unit grant under the 2017 Performance Plan, contingently payable (to the extent earned) 100% in shares of common stock in February 2023. The number of Units paid, which can range from 0% to 150% of the Units reported on this Form 4, depends on the attainment of certain performance targets over a 3-year period ending December 31, 2022, and is subject to further increase or decrease of up to 20% based on the Company's total shareholder return vs. the S&P 500 over the 3-year period ending December 31, 2022.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 21:25 UTC
Helsel Christopher PSr VP Chief Technology Officer
Grant2017 Plan Option · Derivative 150,000 $0.00 Strike: $10.12 $0.00
Disclosure

SEC source: 0001209191-20-013417 · doc4.xml · derivative · entry 1

Helsel Christopher P · CIK 0001763728 · Sr VP Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2030-02-25

F1 · security: Non-Qualified Stock Option in respect of shares of common stock granted under the 2017 Performance Plan.

F2 · derivative.exercise_date: The option vests and becomes exercisable 50% on the third anniversary of the grant date and 100% on the fourth anniversary of the grant date.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 21:24 UTC
Duda Laura PSR VP Global Communications
Grant2017 Plan Restricted Stock Units · Derivative 13,339 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-013415 · doc4.xml · derivative · entry 3

Duda Laura P · CIK 0001763990 · SR VP Global Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,339

Underlying: Common Stock · 13,339 shares

Expires not disclosed

F4 · security: Restricted Stock Unit ("RSU") grant under the 2017 Performance Plan. The RSUs will vest and convert into shares of common stock three years from the date of grant on February 25, 2023.

F4 · derivative.exercise_price: Restricted Stock Unit ("RSU") grant under the 2017 Performance Plan. The RSUs will vest and convert into shares of common stock three years from the date of grant on February 25, 2023.

F4 · derivative.exercise_date: Restricted Stock Unit ("RSU") grant under the 2017 Performance Plan. The RSUs will vest and convert into shares of common stock three years from the date of grant on February 25, 2023.

F4 · derivative.expiration_date: Restricted Stock Unit ("RSU") grant under the 2017 Performance Plan. The RSUs will vest and convert into shares of common stock three years from the date of grant on February 25, 2023.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 21:24 UTC
Duda Laura PSR VP Global Communications
Grant2017 Plan Performance Share Units · Derivative 8,893 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-013415 · doc4.xml · derivative · entry 2

Duda Laura P · CIK 0001763990 · SR VP Global Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,893

Underlying: Common Stock · 8,893 shares

Expires not disclosed

F3 · security: Performance Share Unit grant under the 2017 Performance Plan, contingently payable (to the extent earned) 100% in shares of common stock in February 2023. The number of Units paid, which can range from 0% to 150% of the Units reported on this Form 4, depends on the attainment of certain performance targets over a 3-year period ending December 31, 2022, and is subject to further increase or decrease of up to 20% based on the Company's total shareholder return vs. the S&P 500 over the 3-year period ending December 31, 2022.

F3 · derivative.exercise_price: Performance Share Unit grant under the 2017 Performance Plan, contingently payable (to the extent earned) 100% in shares of common stock in February 2023. The number of Units paid, which can range from 0% to 150% of the Units reported on this Form 4, depends on the attainment of certain performance targets over a 3-year period ending December 31, 2022, and is subject to further increase or decrease of up to 20% based on the Company's total shareholder return vs. the S&P 500 over the 3-year period ending December 31, 2022.

F3 · derivative.exercise_date: Performance Share Unit grant under the 2017 Performance Plan, contingently payable (to the extent earned) 100% in shares of common stock in February 2023. The number of Units paid, which can range from 0% to 150% of the Units reported on this Form 4, depends on the attainment of certain performance targets over a 3-year period ending December 31, 2022, and is subject to further increase or decrease of up to 20% based on the Company's total shareholder return vs. the S&P 500 over the 3-year period ending December 31, 2022.

F3 · derivative.expiration_date: Performance Share Unit grant under the 2017 Performance Plan, contingently payable (to the extent earned) 100% in shares of common stock in February 2023. The number of Units paid, which can range from 0% to 150% of the Units reported on this Form 4, depends on the attainment of certain performance targets over a 3-year period ending December 31, 2022, and is subject to further increase or decrease of up to 20% based on the Company's total shareholder return vs. the S&P 500 over the 3-year period ending December 31, 2022.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 21:24 UTC
Duda Laura PSR VP Global Communications
Grant2017 Plan Option · Derivative 150,000 $0.00 Strike: $10.12 $0.00
Disclosure

SEC source: 0001209191-20-013415 · doc4.xml · derivative · entry 1

Duda Laura P · CIK 0001763990 · SR VP Global Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2030-02-25

F1 · security: Non-Qualified Stock Option in respect of shares of common stock granted under the 2017 Performance Plan.

F2 · derivative.exercise_date: The option vests and becomes exercisable 50% on the third anniversary of the grant date and 100% on the fourth anniversary of the grant date.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 21:22 UTC
Delaney Christopher RPresident, EMEA
Grant2017 Plan Performance Share Units · Derivative 53,359 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-013414 · doc4.xml · derivative · entry 2

Delaney Christopher R · CIK 0001663064 · President, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,359

Underlying: Common Stock · 53,359 shares

Expires not disclosed

F3 · security: Performance Share Unit grant under the 2017 Performance Plan, contingently payable (to the extent earned) 100% in shares of common stock in February 2023. The number of Units paid, which can range from 0% to 150% of the Units reported on this Form 4, depends on the attainment of certain performance targets over a 3-year period ending December 31, 2022, and is subject to further increase or decrease of up to 20% based on the Company's total shareholder return vs. the S&P 500 over the 3-year period ending December 31, 2022.

F3 · derivative.exercise_price: Performance Share Unit grant under the 2017 Performance Plan, contingently payable (to the extent earned) 100% in shares of common stock in February 2023. The number of Units paid, which can range from 0% to 150% of the Units reported on this Form 4, depends on the attainment of certain performance targets over a 3-year period ending December 31, 2022, and is subject to further increase or decrease of up to 20% based on the Company's total shareholder return vs. the S&P 500 over the 3-year period ending December 31, 2022.

F3 · derivative.exercise_date: Performance Share Unit grant under the 2017 Performance Plan, contingently payable (to the extent earned) 100% in shares of common stock in February 2023. The number of Units paid, which can range from 0% to 150% of the Units reported on this Form 4, depends on the attainment of certain performance targets over a 3-year period ending December 31, 2022, and is subject to further increase or decrease of up to 20% based on the Company's total shareholder return vs. the S&P 500 over the 3-year period ending December 31, 2022.

F3 · derivative.expiration_date: Performance Share Unit grant under the 2017 Performance Plan, contingently payable (to the extent earned) 100% in shares of common stock in February 2023. The number of Units paid, which can range from 0% to 150% of the Units reported on this Form 4, depends on the attainment of certain performance targets over a 3-year period ending December 31, 2022, and is subject to further increase or decrease of up to 20% based on the Company's total shareholder return vs. the S&P 500 over the 3-year period ending December 31, 2022.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 21:22 UTC
Delaney Christopher RPresident, EMEA
Grant2017 Plan Option · Derivative 411,167 $0.00 Strike: $10.12 $0.00
Disclosure

SEC source: 0001209191-20-013414 · doc4.xml · derivative · entry 1

Delaney Christopher R · CIK 0001663064 · President, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 411,167

Underlying: Common Stock · 411,167 shares

Expires 2030-02-25

F1 · security: Non-Qualified Stock Option in respect of shares of common stock granted under the 2017 Performance Plan.

F2 · derivative.exercise_date: The option vests and becomes exercisable in 25% increments over four years commencing one year after the date of grant.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 21:21 UTC
Bellissimo JonathanSR VP Global Operations & Tech
Grant2017 Plan Restricted Stock Units · Derivative 20,009 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-013412 · doc4.xml · derivative · entry 2

Bellissimo Jonathan · CIK 0001764022 · SR VP Global Operations & Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,009

Underlying: Common Stock · 20,009 shares

Expires not disclosed

F2 · security: Restricted Stock Unit ("RSU") grant under the 2017 Performance Plan. The RSUs will vest and convert into shares of common stock three years from the date of grant on February 25, 2023.

F2 · derivative.exercise_price: Restricted Stock Unit ("RSU") grant under the 2017 Performance Plan. The RSUs will vest and convert into shares of common stock three years from the date of grant on February 25, 2023.

F2 · derivative.exercise_date: Restricted Stock Unit ("RSU") grant under the 2017 Performance Plan. The RSUs will vest and convert into shares of common stock three years from the date of grant on February 25, 2023.

F2 · derivative.expiration_date: Restricted Stock Unit ("RSU") grant under the 2017 Performance Plan. The RSUs will vest and convert into shares of common stock three years from the date of grant on February 25, 2023.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 21:21 UTC
Bellissimo JonathanSR VP Global Operations & Tech
Grant2017 Plan Performance Share Units · Derivative 13,339 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-013412 · doc4.xml · derivative · entry 1

Bellissimo Jonathan · CIK 0001764022 · SR VP Global Operations & Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,339

Underlying: Common Stock · 13,339 shares

Expires not disclosed

F1 · security: Performance Share Unit grant under the 2017 Performance Plan, contingently payable (to the extent earned) 100% in shares of common stock in February 2023. The number of Units paid, which can range from 0% to 150% of the Units reported on this Form 4, depends on the attainment of certain performance targets over a 3-year period ending December 31, 2022, and is subject to further increase or decrease of up to 20% based on the Company's total shareholder return vs. the S&P 500 over the 3-year period ending December 31, 2022.

F1 · derivative.exercise_price: Performance Share Unit grant under the 2017 Performance Plan, contingently payable (to the extent earned) 100% in shares of common stock in February 2023. The number of Units paid, which can range from 0% to 150% of the Units reported on this Form 4, depends on the attainment of certain performance targets over a 3-year period ending December 31, 2022, and is subject to further increase or decrease of up to 20% based on the Company's total shareholder return vs. the S&P 500 over the 3-year period ending December 31, 2022.

F1 · derivative.exercise_date: Performance Share Unit grant under the 2017 Performance Plan, contingently payable (to the extent earned) 100% in shares of common stock in February 2023. The number of Units paid, which can range from 0% to 150% of the Units reported on this Form 4, depends on the attainment of certain performance targets over a 3-year period ending December 31, 2022, and is subject to further increase or decrease of up to 20% based on the Company's total shareholder return vs. the S&P 500 over the 3-year period ending December 31, 2022.

F1 · derivative.expiration_date: Performance Share Unit grant under the 2017 Performance Plan, contingently payable (to the extent earned) 100% in shares of common stock in February 2023. The number of Units paid, which can range from 0% to 150% of the Units reported on this Form 4, depends on the attainment of certain performance targets over a 3-year period ending December 31, 2022, and is subject to further increase or decrease of up to 20% based on the Company's total shareholder return vs. the S&P 500 over the 3-year period ending December 31, 2022.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 21:56 UTC
Delaney Christopher RPresident, EMEA
Exercise / conversion2017 Plan Performance Shares · Derivative 622 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-007186 · doc4.xml · derivative · entry 4

Delaney Christopher R · CIK 0001663064 · President, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 622 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: This Form 4 reports the conversion of 22% of the base number of Units granted, payable 100% in common stock.

F2 · derivative.exercise_date: This Form 4 reports the conversion of 22% of the base number of Units granted, payable 100% in common stock.

F2 · derivative.expiration_date: This Form 4 reports the conversion of 22% of the base number of Units granted, payable 100% in common stock.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 21:56 UTC
Delaney Christopher RPresident, EMEA
Exercise / conversion2013 Plan Performance Shares · Derivative 1,746 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-007186 · doc4.xml · derivative · entry 3

Delaney Christopher R · CIK 0001663064 · President, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,746 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: This Form 4 reports the conversion of 22% of the base number of Units granted, payable 100% in common stock.

F2 · derivative.exercise_date: This Form 4 reports the conversion of 22% of the base number of Units granted, payable 100% in common stock.

F2 · derivative.expiration_date: This Form 4 reports the conversion of 22% of the base number of Units granted, payable 100% in common stock.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 21:56 UTC
Delaney Christopher RPresident, EMEA
Tax withholdingCommon Stock 1,176 $13.45 $15,817.20
Disclosure

SEC source: 0001209191-20-007186 · doc4.xml · nonDerivative · entry 2

Delaney Christopher R · CIK 0001663064 · President, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,720

F1 · kind: Shares of common stock withheld by the issuer for the payment of withholding taxes.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 21:56 UTC
Delaney Christopher RPresident, EMEA
Exercise / conversionCommon Stock 2,368 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-007186 · doc4.xml · nonDerivative · entry 1

Delaney Christopher R · CIK 0001663064 · President, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,896

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 22:08 UTC
Scocos Evan MVice President and Controller
Exercise / conversion2013 Plan Performance Shares · Derivative 399 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-007195 · doc4.xml · derivative · entry 4

Scocos Evan M · CIK 0001674989 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 399 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: This Form 4 represents the conversion of 22% of the base number of Units granted, payable 100% in common stock.

F3 · derivative.exercise_date: This Form 4 represents the conversion of 22% of the base number of Units granted, payable 100% in common stock.

F3 · derivative.expiration_date: This Form 4 represents the conversion of 22% of the base number of Units granted, payable 100% in common stock.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 22:08 UTC
Scocos Evan MVice President and Controller
Tax withholdingCommon Stock 143 $13.45 $1,923.35
Disclosure

SEC source: 0001209191-20-007195 · doc4.xml · nonDerivative · entry 2

Scocos Evan M · CIK 0001674989 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,083

F1 · kind: Shares of common stock withheld by the issuer for the payment of withholding taxes.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 22:08 UTC
Scocos Evan MVice President and Controller
Exercise / conversionCommon Stock 399 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-007195 · doc4.xml · nonDerivative · entry 1

Scocos Evan M · CIK 0001674989 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,226

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 22:06 UTC
Patterson Ryan GPresident, Asia-Pacific Region
Exercise / conversion2017 Plan Performance Shares · Derivative 410 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-007192 · doc4.xml · derivative · entry 3

Patterson Ryan G · CIK 0001717110 · President, Asia-Pacific Region

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 410 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: This Form 4 represents the conversion of 22% of the base number of Units granted, payable 100% in common stock.

F2 · derivative.exercise_date: This Form 4 represents the conversion of 22% of the base number of Units granted, payable 100% in common stock.

F2 · derivative.expiration_date: This Form 4 represents the conversion of 22% of the base number of Units granted, payable 100% in common stock.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 22:06 UTC
Patterson Ryan GPresident, Asia-Pacific Region
Tax withholdingCommon Stock 196 $13.45 $2,636.20
Disclosure

SEC source: 0001209191-20-007192 · doc4.xml · nonDerivative · entry 2

Patterson Ryan G · CIK 0001717110 · President, Asia-Pacific Region

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,367

F1 · kind: Shares of common stock withheld by the issuer for the payment of withholding taxes.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 22:06 UTC
Patterson Ryan GPresident, Asia-Pacific Region
Exercise / conversionCommon Stock 410 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-007192 · doc4.xml · nonDerivative · entry 1

Patterson Ryan G · CIK 0001717110 · President, Asia-Pacific Region

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,563

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 22:01 UTC
McClellan Stephen RPresident, Americas
Exercise / conversion2013 Plan Performance Shares · Derivative 2,731 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-007188 · doc4.xml · derivative · entry 4

McClellan Stephen R · CIK 0001447779 · President, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,731 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: This Form 4 reports the conversion of 22% of the base number of Units granted, payable 100% in common stock.

F3 · derivative.exercise_date: This Form 4 reports the conversion of 22% of the base number of Units granted, payable 100% in common stock.

F3 · derivative.expiration_date: This Form 4 reports the conversion of 22% of the base number of Units granted, payable 100% in common stock.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 22:01 UTC
McClellan Stephen RPresident, Americas
Tax withholdingCommon Stock 974 $13.45 $13,100.30
Disclosure

SEC source: 0001209191-20-007188 · doc4.xml · nonDerivative · entry 2

McClellan Stephen R · CIK 0001447779 · President, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,112

F1 · kind: Shares of common stock withheld by the issuer for the payment of withholding taxes.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 22:01 UTC
McClellan Stephen RPresident, Americas
Exercise / conversionCommon Stock 2,731 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-007188 · doc4.xml · nonDerivative · entry 1

McClellan Stephen R · CIK 0001447779 · President, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,086

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 21:58 UTC
KRAMER RICHARD JDirector · Chairman of the Bd, CEO & Pres
Exercise / conversion2013 Plan Performance Shares · Derivative 13,530 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-007187 · doc4.xml · derivative · entry 4

KRAMER RICHARD J · CIK 0001201067 · Director · Chairman of the Bd, CEO & Pres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,530 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: This Form 4 represents the conversion of 22% of the base number of Units granted, payable 100% in common stock.

F3 · derivative.exercise_date: This Form 4 represents the conversion of 22% of the base number of Units granted, payable 100% in common stock.

F3 · derivative.expiration_date: This Form 4 represents the conversion of 22% of the base number of Units granted, payable 100% in common stock.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 21:58 UTC
KRAMER RICHARD JDirector · Chairman of the Bd, CEO & Pres
Tax withholdingCommon Stock 4,183 $13.45 $56,261.35
Disclosure

SEC source: 0001209191-20-007187 · doc4.xml · nonDerivative · entry 2

KRAMER RICHARD J · CIK 0001201067 · Director · Chairman of the Bd, CEO & Pres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 464,414

F1 · kind: Shares of common stock withheld by the issuer for the payment of withholding taxes.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 21:58 UTC
KRAMER RICHARD JDirector · Chairman of the Bd, CEO & Pres
Exercise / conversionCommon Stock 13,530 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-007187 · doc4.xml · nonDerivative · entry 1

KRAMER RICHARD J · CIK 0001201067 · Director · Chairman of the Bd, CEO & Pres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 468,597

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 22:15 UTC GrantRestricted Stock Units · Derivative 2,357 $15.38 $36,250.66
Disclosure

SEC source: 0001209191-20-002017 · doc4.xml · derivative · entry 1

Williams Thomas L · CIK 0001320730 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,144

Underlying: Common Stock · 2,357 shares

Expires not disclosed

F1 · security: Restricted Stock Units ("RSU"), each equivalent to a share of the Common Stock of the Company and payable only in Common Stock, awarded pursuant to the Company's Outside Directors' Equity Participation Plan, as amended (the "Plan"), and accrued to the Equity Participation Account of the reporting person in accordance with the Plan.

F2 · derivative.exercise_price: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service.

F2 · derivative.exercise_date: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service.

F2 · derivative.expiration_date: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service.

F3 · balance_after: Total RSUs accrued to the Equity Participation Account of the reporting person as of the date of this statement.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 22:13 UTC GrantRestricted Stock Units · Derivative 2,357 $15.38 $36,250.66
Disclosure

SEC source: 0001209191-20-002013 · doc4.xml · derivative · entry 1

Wessel Michael · CIK 0001346244 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,564

Underlying: Common Stock · 2,357 shares

Expires not disclosed

F1 · security: Restricted Stock Units ("RSU"), each equivalent to a share of the Common Stock of the Company and payable only in Common Stock, awarded pursuant to the Company's Outside Directors' Equity Participation Plan, as amended (the "Plan"), and accrued to the Equity Participation Account of the reporting person in accordance with the Plan.

F2 · derivative.exercise_price: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service.

F2 · derivative.exercise_date: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service.

F2 · derivative.expiration_date: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service.

F3 · balance_after: Total RSUs accrued to the Equity Participation Account of the reporting person as of the date of this statement.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 22:12 UTC GrantRestricted Stock Units · Derivative 2,357 $15.38 $36,250.66
Disclosure

SEC source: 0001209191-20-002010 · doc4.xml · derivative · entry 1

WEIDEMEYER THOMAS H · CIK 0001227740 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,564

Underlying: Common Stock · 2,357 shares

Expires not disclosed

F1 · security: Restricted Stock Units ("RSU"), each equivalent to a share of the Common Stock of the Company and payable only in Common Stock, awarded pursuant to the Company's Outside Directors' Equity Participation Plan, as amended (the "Plan"), and accrued to the Equity Participation Account of the reporting person in accordance with the Plan.

F2 · derivative.exercise_price: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service.

F2 · derivative.exercise_date: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service.

F2 · derivative.expiration_date: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service.

F3 · balance_after: Total RSUs accrued to the Equity Participation Account of the reporting person as of the date of this statement.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 22:11 UTC GrantRestricted Stock Units · Derivative 2,357 $15.38 $36,250.66
Disclosure

SEC source: 0001209191-20-002004 · doc4.xml · derivative · entry 1

STREETER STEPHANIE A · CIK 0001021762 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,298

Underlying: Common Stock · 2,357 shares

Expires not disclosed

F1 · security: Restricted Stock Units ("RSU"), each equivalent to a share of the Common Stock of the Company and payable only in Common Stock, awarded pursuant to the Company's Outside Directors' Equity Participation Plan, as amended (the "Plan"), and accrued to the Equity Participation Account of the reporting person in accordance with the Plan.

F2 · derivative.exercise_price: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service.

F2 · derivative.exercise_date: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service.

F2 · derivative.expiration_date: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service.

F3 · balance_after: Total RSUs accrued to the Equity Participation Account of the reporting person as of the date of this statement.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 22:08 UTC
Siu Hera KDirector
GrantRestricted Stock Units · Derivative 717 $15.38 $11,027.46
Disclosure

SEC source: 0001209191-20-001994 · doc4.xml · derivative · entry 1

Siu Hera K · CIK 0001796462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 717

Underlying: Common Stock · 717 shares

Expires not disclosed

F1 · security: Restricted Stock Units ("RSU"), each equivalent to a share of the Common Stock of the Company and payable only in Common Stock, awarded pursuant to the Company's Outside Directors' Equity Participation Plan, as amended (the "Plan"), and accrued to the Equity Participation Account of the reporting person in accordance with the Plan.

F2 · derivative.exercise_price: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service.

F2 · derivative.exercise_date: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service.

F2 · derivative.expiration_date: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service.

F3 · balance_after: Total RSUs accrued to the Equity Participation Account of the reporting person as of the date of this statement.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 22:07 UTC GrantRestricted Stock Units · Derivative 2,357 $15.38 $36,250.66
Disclosure

SEC source: 0001209191-20-001985 · doc4.xml · derivative · entry 1

PALMORE RODERICK A · CIK 0001218964 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,179

Underlying: Common Stock · 2,357 shares

Expires not disclosed

F1 · security: Restricted Stock Units ("RSU"), each equivalent to a share of the Common Stock of the Company and payable only in Common Stock, awarded pursuant to the Company's Outside Directors' Equity Participation Plan, as amended (the "Plan"), and accrued to the Equity Participation Account of the reporting person in accordance with the Plan.

F2 · derivative.exercise_price: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service.

F2 · derivative.exercise_date: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service.

F2 · derivative.expiration_date: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service.

F3 · balance_after: Total RSUs accrued to the Equity Participation Account of the reporting person as of the date of this statement.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 22:05 UTC GrantRestricted Stock Units · Derivative 2,357 $15.38 $36,250.66
Disclosure

SEC source: 0001209191-20-001979 · doc4.xml · derivative · entry 1

MCGLADE JOHN E · CIK 0001265896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,000

Underlying: Common Stock · 2,357 shares

Expires not disclosed

F1 · security: Restricted Stock Units ("RSU"), each equivalent to a share of the Common Stock of the Company and payable only in Common Stock, awarded pursuant to the Company's Outside Directors' Equity Participation Plan, as amended (the "Plan"), and accrued to the Equity Participation Account of the reporting person in accordance with the Plan.

F2 · derivative.exercise_price: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service.

F2 · derivative.exercise_date: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service.

F2 · derivative.expiration_date: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service.

F3 · balance_after: Total RSUs accrued to the Equity Participation Account of the reporting person as of the date of this statement.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 22:03 UTC GrantRestricted Stock Units · Derivative 2,357 $15.38 $36,250.66
Disclosure

SEC source: 0001209191-20-001972 · doc4.xml · derivative · entry 1

MCCOLLOUGH W ALAN · CIK 0001209891 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,564

Underlying: Common Stock · 2,357 shares

Expires not disclosed

F1 · security: Restricted Stock Units ("RSU"), each equivalent to a share of the Common Stock of the Company and payable only in Common Stock, awarded pursuant to the Company's Outside Directors' Equity Participation Plan, as amended (the "Plan"), and accrued to the Equity Participation Account of the reporting person in accordance with the Plan.

F2 · derivative.exercise_price: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service.

F2 · derivative.exercise_date: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service.

F2 · derivative.expiration_date: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service.

F3 · balance_after: Total RSUs accrued to the Equity Participation Account of the reporting person as of the date of this statement.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 22:01 UTC GrantRestricted Stock Units · Derivative 2,357 $15.38 $36,250.66
Disclosure

SEC source: 0001209191-20-001962 · doc4.xml · derivative · entry 1

KOELLNER LAURETTE T · CIK 0001182054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,538

Underlying: Common Stock · 2,357 shares

Expires not disclosed

F1 · security: Restricted Stock Units ("RSU"), each equivalent to a share of the Common Stock of the Company and payable only in Common Stock, awarded pursuant to the Company's Outside Directors' Equity Participation Plan, as amended (the "Plan"), and accrued to the Equity Participation Account of the reporting person in accordance with the Plan.

F2 · derivative.exercise_price: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service.

F2 · derivative.exercise_date: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service.

F2 · derivative.expiration_date: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service.

F3 · balance_after: Total RSUs accrued to the Equity Participation Account of the reporting person as of the date of this statement.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 22:00 UTC GrantRestricted Stock Units · Derivative 2,357 $15.38 $36,250.66
Disclosure

SEC source: 0001209191-20-001953 · doc4.xml · derivative · entry 1

HELLMAN PETER S · CIK 0001107468 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,433

Underlying: Common Stock · 2,357 shares

Expires not disclosed

F1 · security: Restricted Stock Units ("RSU"), each equivalent to a share of the Common Stock of the Company and payable only in Common Stock, awarded pursuant to the Company's Outside Directors' Equity Participation Plan, as amended (the "Plan"), and accrued to the Equity Participation Account of the reporting person in accordance with the Plan.

F2 · derivative.exercise_price: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service.

F2 · derivative.exercise_date: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service.

F2 · derivative.expiration_date: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service.

F3 · balance_after: Total RSUs accrued to the Equity Participation Account of the reporting person as of the date of this statement.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 21:58 UTC GrantRestricted Stock Units · Derivative 2,357 $15.38 $36,250.66
Disclosure

SEC source: 0001209191-20-001939 · doc4.xml · derivative · entry 1

Geissler Werner · CIK 0001402226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,890

Underlying: Common Stock · 2,357 shares

Expires not disclosed

F1 · security: Restricted Stock Units ("RSU"), each equivalent to a share of the Common Stock of the Company and payable only in Common Stock, awarded pursuant to the Company's Outside Directors' Equity Participation Plan, as amended (the "Plan"), and accrued to the Equity Participation Account of the reporting person in accordance with the Plan.

F2 · derivative.exercise_price: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service.

F2 · derivative.exercise_date: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service.

F2 · derivative.expiration_date: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service.

F3 · balance_after: Total RSUs accrued to the Equity Participation Account of the reporting person as of the date of this statement.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 21:57 UTC GrantRestricted Stock Units · Derivative 2,357 $15.38 $36,250.66
Disclosure

SEC source: 0001209191-20-001934 · doc4.xml · derivative · entry 1

FIRESTONE JAMES A · CIK 0001207838 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,564

Underlying: Common Stock · 2,357 shares

Expires not disclosed

F1 · security: Restricted Stock Units ("RSU"), each equivalent to a share of the Common Stock of the Company and payable only in Common Stock, awarded pursuant to the Company's Outside Directors' Equity Participation Plan, as amended (the "Plan"), and accrued to the Equity Participation Account of the reporting person in accordance with the Plan.

F2 · derivative.exercise_price: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service.

F2 · derivative.exercise_date: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service.

F2 · derivative.expiration_date: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service.

F3 · balance_after: Total RSUs accrued to the Equity Participation Account of the reporting person as of the date of this statement.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 20:46 UTC GrantRestricted Stock Units · Derivative 2,567 $14.12 $36,246.04
Disclosure

SEC source: 0001209191-19-052283 · doc4.xml · derivative · entry 1

MCGLADE JOHN E · CIK 0001265896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,231

Underlying: Common Stock · 2,567 shares

Expires not disclosed

F1 · security: Restricted Stock Units ("RSU"), each equivalent to a share of the Common Stock of the Company and payable only in Common Stock, awarded pursuant to the Company's Outside Directors' Equity Participation Plan, as amended (the "Plan"), and accrued to the Equity Participation Account of the reporting person in accordance with the Plan.

F2 · derivative.exercise_price: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service.

F2 · derivative.exercise_date: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service.

F2 · derivative.expiration_date: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service.

F3 · balance_after: Total RSUs accrued to the Equity Participation Account of the reporting person as of the date of this statement.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 20:39 UTC GrantRestricted Stock Units · Derivative 2,567 $14.12 $36,246.04
Disclosure

SEC source: 0001209191-19-052251 · doc4.xml · derivative · entry 1

HELLMAN PETER S · CIK 0001107468 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,451

Underlying: Common Stock · 2,567 shares

Expires not disclosed

F1 · security: Restricted Stock Units ("RSU"), each equivalent to a share of the Common Stock of the Company and payable only in Common Stock, awarded pursuant to the Company's Outside Directors' Equity Participation Plan, as amended (the "Plan"), and accrued to the Equity Participation Account of the reporting person in accordance with the Plan.

F2 · derivative.exercise_price: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service.

F2 · derivative.exercise_date: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service.

F2 · derivative.expiration_date: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service.

F3 · balance_after: Total RSUs accrued to the Equity Participation Account of the reporting person as of the date of this statement.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 20:57 UTC GrantRestricted Stock Units · Derivative 2,567 $14.12 $36,246.04
Disclosure

SEC source: 0001209191-19-052325 · doc4.xml · derivative · entry 1

Williams Thomas L · CIK 0001320730 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,730

Underlying: Common Stock · 2,567 shares

Expires not disclosed

F1 · security: Restricted Stock Units ("RSU"), each equivalent to a share of the Common Stock of the Company and payable only in Common Stock, awarded pursuant to the Company's Outside Directors' Equity Participation Plan, as amended (the "Plan"), and accrued to the Equity Participation Account of the reporting person in accordance with the Plan.

F2 · derivative.exercise_price: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service.

F2 · derivative.exercise_date: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service.

F2 · derivative.expiration_date: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service.

F3 · balance_after: Total RSUs accrued to the Equity Participation Account of the reporting person as of the date of this statement.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 20:55 UTC GrantRestricted Stock Units · Derivative 2,567 $14.12 $36,246.04
Disclosure

SEC source: 0001209191-19-052318 · doc4.xml · derivative · entry 1

Wessel Michael · CIK 0001346244 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,373

Underlying: Common Stock · 2,567 shares

Expires not disclosed

F1 · security: Restricted Stock Units ("RSU"), each equivalent to a share of the Common Stock of the Company and payable only in Common Stock, awarded pursuant to the Company's Outside Directors' Equity Participation Plan, as amended (the "Plan"), and accrued to the Equity Participation Account of the reporting person in accordance with the Plan.

F2 · derivative.exercise_price: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service.

F2 · derivative.exercise_date: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service.

F2 · derivative.expiration_date: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service.

F3 · balance_after: Total RSUs accrued to the Equity Participation Account of the reporting person as of the date of this statement.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 20:53 UTC GrantRestricted Stock Units · Derivative 2,567 $14.12 $36,246.04
Disclosure

SEC source: 0001209191-19-052313 · doc4.xml · derivative · entry 1

WEIDEMEYER THOMAS H · CIK 0001227740 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,373

Underlying: Common Stock · 2,567 shares

Expires not disclosed

F1 · security: Restricted Stock Units ("RSU"), each equivalent to a share of the Common Stock of the Company and payable only in Common Stock, awarded pursuant to the Company's Outside Directors' Equity Participation Plan, as amended (the "Plan"), and accrued to the Equity Participation Account of the reporting person in accordance with the Plan.

F2 · derivative.exercise_price: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service.

F2 · derivative.exercise_date: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service.

F2 · derivative.expiration_date: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service.

F3 · balance_after: Total RSUs accrued to the Equity Participation Account of the reporting person as of the date of this statement.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 20:51 UTC GrantRestricted Stock Units · Derivative 2,567 $14.12 $36,246.04
Disclosure

SEC source: 0001209191-19-052305 · doc4.xml · derivative · entry 1

STREETER STEPHANIE A · CIK 0001021762 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,110

Underlying: Common Stock · 2,567 shares

Expires not disclosed

F1 · security: Restricted Stock Units ("RSU"), each equivalent to a share of the Common Stock of the Company and payable only in Common Stock, awarded pursuant to the Company's Outside Directors' Equity Participation Plan, as amended (the "Plan"), and accrued to the Equity Participation Account of the reporting person in accordance with the Plan.

F2 · derivative.exercise_price: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service.

F2 · derivative.exercise_date: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service.

F2 · derivative.expiration_date: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service.

F3 · balance_after: Total RSUs accrued to the Equity Participation Account of the reporting person as of the date of this statement.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 20:48 UTC GrantRestricted Stock Units · Derivative 2,567 $14.12 $36,246.04
Disclosure

SEC source: 0001209191-19-052297 · doc4.xml · derivative · entry 1

PALMORE RODERICK A · CIK 0001218964 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,378

Underlying: Common Stock · 2,567 shares

Expires not disclosed

F1 · security: Restricted Stock Units ("RSU"), each equivalent to a share of the Common Stock of the Company and payable only in Common Stock, awarded pursuant to the Company's Outside Directors' Equity Participation Plan, as amended (the "Plan"), and accrued to the Equity Participation Account of the reporting person in accordance with the Plan.

F2 · derivative.exercise_price: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service.

F2 · derivative.exercise_date: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service.

F2 · derivative.expiration_date: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service.

F3 · balance_after: Total RSUs accrued to the Equity Participation Account of the reporting person as of the date of this statement.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 20:43 UTC GrantRestricted Stock Units · Derivative 2,567 $14.12 $36,246.04
Disclosure

SEC source: 0001209191-19-052271 · doc4.xml · derivative · entry 1

MCCOLLOUGH W ALAN · CIK 0001209891 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,373

Underlying: Common Stock · 2,567 shares

Expires not disclosed

F1 · security: Restricted Stock Units ("RSU"), each equivalent to a share of the Common Stock of the Company and payable only in Common Stock, awarded pursuant to the Company's Outside Directors' Equity Participation Plan, as amended (the "Plan"), and accrued to the Equity Participation Account of the reporting person in accordance with the Plan.

F2 · derivative.exercise_price: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service.

F2 · derivative.exercise_date: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service.

F2 · derivative.expiration_date: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service.

F3 · balance_after: Total RSUs accrued to the Equity Participation Account of the reporting person as of the date of this statement.

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October 01, 2019 Filed Oct 3, 2019 20:41 UTC GrantRestricted Stock Units · Derivative 1,638 $14.12 $23,128.56
Disclosure

SEC source: 0001209191-19-052262 · doc4.xml · derivative · entry 2

KOELLNER LAURETTE T · CIK 0001182054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,417

Underlying: Common Stock · 1,638 shares

Expires not disclosed

F4 · security: RSUs accrued, pursuant to an election by the reporting person, to the Retainer Deferral Account of the reporting person in accordance with the Plan.

F2 · derivative.exercise_price: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service.

F2 · derivative.exercise_date: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service.

F2 · derivative.expiration_date: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service.

F5 · balance_after: Total RSUs accrued to the Retainer Deferral Account of the reporting person as of the date of this statement.

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October 01, 2019 Filed Oct 3, 2019 20:41 UTC GrantRestricted Stock Units · Derivative 2,567 $14.12 $36,246.04
Disclosure

SEC source: 0001209191-19-052262 · doc4.xml · derivative · entry 1

KOELLNER LAURETTE T · CIK 0001182054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,912

Underlying: Common Stock · 2,567 shares

Expires not disclosed

F1 · security: Restricted Stock Units ("RSU"), each equivalent to a share of the Common Stock of the Company and payable only in Common Stock, awarded pursuant to the Company's Outside Directors' Equity Participation Plan, as amended (the "Plan"), and accrued to the Equity Participation Account of the reporting person in accordance with the Plan.

F2 · derivative.exercise_price: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service.

F2 · derivative.exercise_date: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service.

F2 · derivative.expiration_date: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service.

F3 · balance_after: Total RSUs accrued to the Equity Participation Account of the reporting person as of the date of this statement.

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October 01, 2019 Filed Oct 3, 2019 20:38 UTC GrantRestricted Stock Units · Derivative 2,567 $14.12 $36,246.04
Disclosure

SEC source: 0001209191-19-052240 · doc4.xml · derivative · entry 1

Geissler Werner · CIK 0001402226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,944

Underlying: Common Stock · 2,567 shares

Expires not disclosed

F1 · security: Restricted Stock Units ("RSU"), each equivalent to a share of the Common Stock of the Company and payable only in Common Stock, awarded pursuant to the Company's Outside Directors' Equity Participation Plan, as amended (the "Plan"), and accrued to the Equity Participation Account of the reporting person in accordance with the Plan.

F2 · derivative.exercise_price: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service.

F2 · derivative.exercise_date: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service.

F2 · derivative.expiration_date: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service.

F3 · balance_after: Total RSUs accrued to the Equity Participation Account of the reporting person as of the date of this statement.

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October 01, 2019 Filed Oct 3, 2019 20:36 UTC GrantRestricted Stock Units · Derivative 2,567 $14.12 $36,246.04
Disclosure

SEC source: 0001209191-19-052235 · doc4.xml · derivative · entry 1

FIRESTONE JAMES A · CIK 0001207838 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,373

Underlying: Common Stock · 2,567 shares

Expires not disclosed

F1 · security: Restricted Stock Units ("RSU"), each equivalent to a share of the Common Stock of the Company and payable only in Common Stock, awarded pursuant to the Company's Outside Directors' Equity Participation Plan, as amended (the "Plan"), and accrued to the Equity Participation Account of the reporting person in accordance with the Plan.

F2 · derivative.exercise_price: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service.

F2 · derivative.exercise_date: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service.

F2 · derivative.expiration_date: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service.

F3 · balance_after: Total RSUs accrued to the Equity Participation Account of the reporting person as of the date of this statement.

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September 20, 2019 Filed Sep 24, 2019 21:10 UTC
WELLS DARREN RExecutive VP and CFO
Exercise / conversion2017 Plan Restricted Stock Units · Derivative 12,499 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-050560 · doc4.xml · derivative · entry 3

WELLS DARREN R · CIK 0001190977 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,499 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: This Form 4 reports the vesting and conversion of Restricted Stock Units ("RSUs") granted on September 20, 2018.

F3 · derivative.exercise_price: This Form 4 reports the vesting and conversion of Restricted Stock Units ("RSUs") granted on September 20, 2018.

F3 · derivative.exercise_date: This Form 4 reports the vesting and conversion of Restricted Stock Units ("RSUs") granted on September 20, 2018.

F3 · derivative.expiration_date: This Form 4 reports the vesting and conversion of Restricted Stock Units ("RSUs") granted on September 20, 2018.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.