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GOODYEAR TIRE & RUBBER CO /OH/

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753
SEC CIK
0000042582
Parsed reports
772

Last 12 months

Inside the activity.

1 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 01, 2020 Filed Apr 3, 2020 18:58 UTC GrantRestricted Stock Units · Derivative 6,371 $5.69 $36,250.99
Disclosure

SEC source: 0001209191-20-023038 · doc4.xml · derivative · entry 1

HELLMAN PETER S · CIK 0001107468 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,907

Underlying: Common Stock · 6,371 shares

Expires not disclosed

F1 · security: Restricted Stock Units ("RSU"), each equivalent to a share of the Common Stock of the Company and payable only in Common Stock, awarded pursuant to the Company's Outside Directors' Equity Participation Plan, as amended (the "Plan"), and accrued to the Equity Participation Account of the reporting person in accordance with the Plan.

F2 · derivative.exercise_price: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service.

F2 · derivative.exercise_date: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service.

F2 · derivative.expiration_date: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service.

F3 · balance_after: Total RSUs accrued to the Equity Participation Account of the reporting person as of the date of this statement.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 18:49 UTC GrantRestricted Stock Units · Derivative 6,371 $5.69 $36,250.99
Disclosure

SEC source: 0001209191-20-023036 · doc4.xml · derivative · entry 1

FIRESTONE JAMES A · CIK 0001207838 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,394

Underlying: Common Stock · 6,371 shares

Expires not disclosed

F1 · security: Restricted Stock Units ("RSU"), each equivalent to a share of the Common Stock of the Company and payable only in Common Stock, awarded pursuant to the Company's Outside Directors' Equity Participation Plan, as amended (the "Plan"), and accrued to the Equity Participation Account of the reporting person in accordance with the Plan.

F2 · derivative.exercise_price: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service.

F2 · derivative.exercise_date: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service.

F2 · derivative.expiration_date: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service.

F3 · balance_after: Total RSUs accrued to the Equity Participation Account of the reporting person as of the date of this statement.

Read SEC document
March 19, 2020 Filed Mar 23, 2020 16:20 UTC
Duda Laura PSR VP Global Communications
Exercise / conversion2017 Plan Restricted Stock Units · Derivative 1,285 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-020593 · doc4.xml · derivative · entry 3

Duda Laura P · CIK 0001763990 · SR VP Global Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,285

Underlying: Common Stock · 1,285 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: This Form 4 reports the vesting and conversion of Restricted Stock Units ("RSUs") granted in March 2018.

F2 · derivative.exercise_price: This Form 4 reports the vesting and conversion of Restricted Stock Units ("RSUs") granted in March 2018.

F2 · derivative.exercise_date: This Form 4 reports the vesting and conversion of Restricted Stock Units ("RSUs") granted in March 2018.

F2 · derivative.expiration_date: This Form 4 reports the vesting and conversion of Restricted Stock Units ("RSUs") granted in March 2018.

Read SEC document
March 19, 2020 Filed Mar 23, 2020 16:20 UTC
Duda Laura PSR VP Global Communications
Tax withholdingCommon Stock 390 $5.10 $1,989.00
Disclosure

SEC source: 0001209191-20-020593 · doc4.xml · nonDerivative · entry 2

Duda Laura P · CIK 0001763990 · SR VP Global Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,210

F1 · kind: Shares of common stock withheld by the issuer for the payment of withholding taxes.

Read SEC document
March 19, 2020 Filed Mar 23, 2020 16:20 UTC
Duda Laura PSR VP Global Communications
Exercise / conversionCommon Stock 1,285 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-020593 · doc4.xml · nonDerivative · entry 1

Duda Laura P · CIK 0001763990 · SR VP Global Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 20:11 UTC
Bellissimo JonathanSR VP Global Operations & Tech
PurchaseCommon Stock 500 $7.38 $3,690.00
Disclosure

SEC source: 0001209191-20-018471 · doc4.xml · nonDerivative · entry 3

Bellissimo Jonathan · CIK 0001764022 · SR VP Global Operations & Tech

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 1,071

Read SEC document
March 04, 2020 Filed Mar 6, 2020 17:47 UTC
Scocos Evan MVice President and Controller
Grant2017 Plan Deferred Stock Units · Derivative 12,694 $13.45 $170,734.30
Disclosure

SEC source: 0001209191-20-016827 · doc4.xml · derivative · entry 1

Scocos Evan M · CIK 0001674989 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,694

Underlying: Common Stock · 12,694 shares

Expires not disclosed

F1 · security: Deferred Stock Units, each equivalent to a share of common stock, awarded under the Company's Executive Annual Incentive Plan and the 2017 Performance Plan, the payment of which has been deferred.

F2 · derivative.exercise_price: The reporting person elected to defer 50% of his 2019 annual cash incentive award as Deferred Stock Units under the 2017 Performance Plan.

F3 · derivative.exercise_date: The units will be paid in shares of common stock on 3/31/2023. 2,115 of the units will vest on 1/1/2021, and 10,579 of the units are fully vested on the date hereof.

F3 · derivative.expiration_date: The units will be paid in shares of common stock on 3/31/2023. 2,115 of the units will vest on 1/1/2021, and 10,579 of the units are fully vested on the date hereof.

Read SEC document
February 27, 2020 Filed Mar 2, 2020 21:41 UTC
VanderLind GarySR VP Global Human Resources
Exercise / conversion2013 Plan Restricted Stock Units · Derivative 449 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014500 · doc4.xml · derivative · entry 3

VanderLind Gary · CIK 0001765321 · SR VP Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 449 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: This Form 4 reports the vesting and conversion of Restricted Stock Units ("RSUs") granted in February 2017.

F2 · derivative.exercise_price: This Form 4 reports the vesting and conversion of Restricted Stock Units ("RSUs") granted in February 2017.

F2 · derivative.exercise_date: This Form 4 reports the vesting and conversion of Restricted Stock Units ("RSUs") granted in February 2017.

F2 · derivative.expiration_date: This Form 4 reports the vesting and conversion of Restricted Stock Units ("RSUs") granted in February 2017.

Read SEC document
February 27, 2020 Filed Mar 2, 2020 21:41 UTC
VanderLind GarySR VP Global Human Resources
Tax withholdingCommon Stock 137 $9.91 $1,357.67
Disclosure

SEC source: 0001209191-20-014500 · doc4.xml · nonDerivative · entry 2

VanderLind Gary · CIK 0001765321 · SR VP Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,386

F1 · kind: Shares of common stock withheld by the issuer for the payment of withholding taxes.

Read SEC document
February 27, 2020 Filed Mar 2, 2020 21:41 UTC
VanderLind GarySR VP Global Human Resources
Exercise / conversionCommon Stock 449 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014500 · doc4.xml · nonDerivative · entry 1

VanderLind Gary · CIK 0001765321 · SR VP Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,523

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2020 Filed Mar 2, 2020 21:39 UTC
Phillips David EmmittSr VP and General Counsel
Exercise / conversion2013 Plan Restricted Stock Units · Derivative 299 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014494 · doc4.xml · derivative · entry 3

Phillips David Emmitt · CIK 0001777552 · Sr VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 299 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: This Form 4 reports the vesting and conversion of Restricted Stock Units ("RSUs") granted in February 2017.

F2 · derivative.exercise_price: This Form 4 reports the vesting and conversion of Restricted Stock Units ("RSUs") granted in February 2017.

F2 · derivative.exercise_date: This Form 4 reports the vesting and conversion of Restricted Stock Units ("RSUs") granted in February 2017.

F2 · derivative.expiration_date: This Form 4 reports the vesting and conversion of Restricted Stock Units ("RSUs") granted in February 2017.

Read SEC document
February 27, 2020 Filed Mar 2, 2020 21:39 UTC
Phillips David EmmittSr VP and General Counsel
Tax withholdingCommon Stock 91 $9.91 $901.81
Disclosure

SEC source: 0001209191-20-014494 · doc4.xml · nonDerivative · entry 2

Phillips David Emmitt · CIK 0001777552 · Sr VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,521

F1 · kind: Shares of common stock withheld by the issuer for the payment of withholding taxes.

Read SEC document
February 27, 2020 Filed Mar 2, 2020 21:39 UTC
Phillips David EmmittSr VP and General Counsel
Exercise / conversionCommon Stock 299 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014494 · doc4.xml · nonDerivative · entry 1

Phillips David Emmitt · CIK 0001777552 · Sr VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,612

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2020 Filed Mar 2, 2020 21:36 UTC
Patterson Ryan GPresident, Asia-Pacific Region
Exercise / conversion2013 Plan Restricted Stock Units · Derivative 858 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014490 · doc4.xml · derivative · entry 3

Patterson Ryan G · CIK 0001717110 · President, Asia-Pacific Region

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 858 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: This Form 4 reports the vesting and conversion of Restricted Stock Units ("RSUs") granted in February 2017.

F2 · derivative.exercise_price: This Form 4 reports the vesting and conversion of Restricted Stock Units ("RSUs") granted in February 2017.

F2 · derivative.exercise_date: This Form 4 reports the vesting and conversion of Restricted Stock Units ("RSUs") granted in February 2017.

F2 · derivative.expiration_date: This Form 4 reports the vesting and conversion of Restricted Stock Units ("RSUs") granted in February 2017.

Read SEC document
February 27, 2020 Filed Mar 2, 2020 21:36 UTC
Patterson Ryan GPresident, Asia-Pacific Region
Tax withholdingCommon Stock 381 $9.91 $3,775.71
Disclosure

SEC source: 0001209191-20-014490 · doc4.xml · nonDerivative · entry 2

Patterson Ryan G · CIK 0001717110 · President, Asia-Pacific Region

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,052

F1 · kind: Shares of common stock withheld by the issuer for the payment of withholding taxes.

Read SEC document
February 27, 2020 Filed Mar 2, 2020 21:36 UTC
Patterson Ryan GPresident, Asia-Pacific Region
Exercise / conversionCommon Stock 858 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014490 · doc4.xml · nonDerivative · entry 1

Patterson Ryan G · CIK 0001717110 · President, Asia-Pacific Region

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,433

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2020 Filed Mar 2, 2020 21:34 UTC
Helsel Christopher PSr VP Chief Technology Officer
Exercise / conversion2013 Plan Restricted Stock Units · Derivative 192 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014486 · doc4.xml · derivative · entry 3

Helsel Christopher P · CIK 0001763728 · Sr VP Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 192 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: This Form 4 reports the vesting and conversion of Restricted Stock Units ("RSUs") granted in February 2017.

F2 · derivative.exercise_price: This Form 4 reports the vesting and conversion of Restricted Stock Units ("RSUs") granted in February 2017.

F2 · derivative.exercise_date: This Form 4 reports the vesting and conversion of Restricted Stock Units ("RSUs") granted in February 2017.

F2 · derivative.expiration_date: This Form 4 reports the vesting and conversion of Restricted Stock Units ("RSUs") granted in February 2017.

Read SEC document
February 27, 2020 Filed Mar 2, 2020 21:34 UTC
Helsel Christopher PSr VP Chief Technology Officer
Tax withholdingCommon Stock 59 $9.91 $584.69
Disclosure

SEC source: 0001209191-20-014486 · doc4.xml · nonDerivative · entry 2

Helsel Christopher P · CIK 0001763728 · Sr VP Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 616

F1 · kind: Shares of common stock withheld by the issuer for the payment of withholding taxes.

Read SEC document
February 27, 2020 Filed Mar 2, 2020 21:34 UTC
Helsel Christopher PSr VP Chief Technology Officer
Exercise / conversionCommon Stock 192 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014486 · doc4.xml · nonDerivative · entry 1

Helsel Christopher P · CIK 0001763728 · Sr VP Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 675

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2020 Filed Mar 2, 2020 21:33 UTC
Duda Laura PSR VP Global Communications
Exercise / conversion2013 Plan Restricted Stock Units · Derivative 418 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014484 · doc4.xml · derivative · entry 3

Duda Laura P · CIK 0001763990 · SR VP Global Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 418 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: This Form 4 reports the vesting and conversion of Restricted Stock Units ("RSUs") granted in February 2017.

F2 · derivative.exercise_price: This Form 4 reports the vesting and conversion of Restricted Stock Units ("RSUs") granted in February 2017.

F2 · derivative.exercise_date: This Form 4 reports the vesting and conversion of Restricted Stock Units ("RSUs") granted in February 2017.

F2 · derivative.expiration_date: This Form 4 reports the vesting and conversion of Restricted Stock Units ("RSUs") granted in February 2017.

Read SEC document
February 27, 2020 Filed Mar 2, 2020 21:33 UTC
Duda Laura PSR VP Global Communications
Tax withholdingCommon Stock 127 $9.91 $1,258.57
Disclosure

SEC source: 0001209191-20-014484 · doc4.xml · nonDerivative · entry 2

Duda Laura P · CIK 0001763990 · SR VP Global Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,294

F1 · kind: Shares of common stock withheld by the issuer for the payment of withholding taxes.

Read SEC document
February 27, 2020 Filed Mar 2, 2020 21:33 UTC
Duda Laura PSR VP Global Communications
Exercise / conversionCommon Stock 418 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014484 · doc4.xml · nonDerivative · entry 1

Duda Laura P · CIK 0001763990 · SR VP Global Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,421

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2020 Filed Mar 2, 2020 21:32 UTC
Bellissimo JonathanSR VP Global Operations & Tech
Exercise / conversion2013 Plan Restricted Stock Units · Derivative 449 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014479 · doc4.xml · derivative · entry 5

Bellissimo Jonathan · CIK 0001764022 · SR VP Global Operations & Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 449 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: This Form 4 reports the vesting and conversion of Restricted Stock Units ("RSUs") granted in February 2017.

F3 · derivative.exercise_price: This Form 4 reports the vesting and conversion of Restricted Stock Units ("RSUs") granted in February 2017.

F3 · derivative.exercise_date: This Form 4 reports the vesting and conversion of Restricted Stock Units ("RSUs") granted in February 2017.

F3 · derivative.expiration_date: This Form 4 reports the vesting and conversion of Restricted Stock Units ("RSUs") granted in February 2017.

Read SEC document
February 27, 2020 Filed Mar 2, 2020 21:32 UTC
Bellissimo JonathanSR VP Global Operations & Tech
Tax withholdingCommon Stock 137 $9.91 $1,357.67
Disclosure

SEC source: 0001209191-20-014479 · doc4.xml · nonDerivative · entry 2

Bellissimo Jonathan · CIK 0001764022 · SR VP Global Operations & Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,745

F1 · kind: Shares of common stock withheld by the issuer for the payment of withholding taxes.

Read SEC document
February 27, 2020 Filed Mar 2, 2020 21:32 UTC
Bellissimo JonathanSR VP Global Operations & Tech
Exercise / conversionCommon Stock 449 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014479 · doc4.xml · nonDerivative · entry 1

Bellissimo Jonathan · CIK 0001764022 · SR VP Global Operations & Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,882

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 25, 2020 Filed Feb 26, 2020 21:50 UTC
Duda Laura PSR VP Global Communications
Exercise / conversion2017 Plan Restricted Stock Units · Derivative 4,301 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-013059 · doc4.xml · derivative · entry 3

Duda Laura P · CIK 0001763990 · SR VP Global Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,604

Underlying: Common Stock · 4,301 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: This Form 4 reports the vesting and conversion of one-third of the Restricted Stock Units ("RSUs") granted in February 2019.

F2 · derivative.exercise_price: This Form 4 reports the vesting and conversion of one-third of the Restricted Stock Units ("RSUs") granted in February 2019.

F2 · derivative.exercise_date: This Form 4 reports the vesting and conversion of one-third of the Restricted Stock Units ("RSUs") granted in February 2019.

F2 · derivative.expiration_date: This Form 4 reports the vesting and conversion of one-third of the Restricted Stock Units ("RSUs") granted in February 2019.

Read SEC document
February 25, 2020 Filed Feb 26, 2020 21:50 UTC
Duda Laura PSR VP Global Communications
Tax withholdingCommon Stock 1,534 $10.12 $15,524.08
Disclosure

SEC source: 0001209191-20-013059 · doc4.xml · nonDerivative · entry 2

Duda Laura P · CIK 0001763990 · SR VP Global Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,003

F1 · kind: Shares of common stock withheld by the issuer for the payment of withholding taxes.

Read SEC document
February 25, 2020 Filed Feb 26, 2020 21:50 UTC
Duda Laura PSR VP Global Communications
Exercise / conversionCommon Stock 4,301 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-013059 · doc4.xml · nonDerivative · entry 1

Duda Laura P · CIK 0001763990 · SR VP Global Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,537

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 25, 2020 Filed Feb 26, 2020 21:51 UTC
Phillips David EmmittSr VP and General Counsel
Exercise / conversion2017 Plan Restricted Stock Units · Derivative 1,806 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-013064 · doc4.xml · derivative · entry 3

Phillips David Emmitt · CIK 0001777552 · Sr VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,614

Underlying: Common Stock · 1,806 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: This Form 4 reports the vesting and conversion of one-third of the Restricted Stock Units ("RSUs") granted in February 2019.

F2 · derivative.exercise_price: This Form 4 reports the vesting and conversion of one-third of the Restricted Stock Units ("RSUs") granted in February 2019.

F2 · derivative.exercise_date: This Form 4 reports the vesting and conversion of one-third of the Restricted Stock Units ("RSUs") granted in February 2019.

F2 · derivative.expiration_date: This Form 4 reports the vesting and conversion of one-third of the Restricted Stock Units ("RSUs") granted in February 2019.

Read SEC document
February 25, 2020 Filed Feb 26, 2020 21:51 UTC
Phillips David EmmittSr VP and General Counsel
Tax withholdingCommon Stock 549 $10.12 $5,555.88
Disclosure

SEC source: 0001209191-20-013064 · doc4.xml · nonDerivative · entry 2

Phillips David Emmitt · CIK 0001777552 · Sr VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,313

F1 · kind: Shares of common stock withheld by the issuer for the payment of withholding taxes.

Read SEC document
February 25, 2020 Filed Feb 26, 2020 21:51 UTC
Phillips David EmmittSr VP and General Counsel
Exercise / conversionCommon Stock 1,806 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-013064 · doc4.xml · nonDerivative · entry 1

Phillips David Emmitt · CIK 0001777552 · Sr VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,862

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 21:36 UTC
WELLS DARREN RExecutive VP and CFO
Grant2017 Plan Performance Share Units · Derivative 57,312 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-013429 · doc4.xml · derivative · entry 2

WELLS DARREN R · CIK 0001190977 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,312

Underlying: Common Stock · 57,312 shares

Expires not disclosed

F3 · security: Performance Share Unit grant under the 2017 Performance Plan, contingently payable (to the extent earned) 100% in shares of common stock in February 2023. The number of Units paid, which can range from 0% to 150% of the Units reported on this Form 4, depends on the attainment of certain performance targets over a 3-year period ending December 31, 2022, and is subject to further increase or decrease of up to 20% based on the Company's total shareholder return vs. the S&P 500 over the 3-year period ending December 31, 2022.

F3 · derivative.exercise_price: Performance Share Unit grant under the 2017 Performance Plan, contingently payable (to the extent earned) 100% in shares of common stock in February 2023. The number of Units paid, which can range from 0% to 150% of the Units reported on this Form 4, depends on the attainment of certain performance targets over a 3-year period ending December 31, 2022, and is subject to further increase or decrease of up to 20% based on the Company's total shareholder return vs. the S&P 500 over the 3-year period ending December 31, 2022.

F3 · derivative.exercise_date: Performance Share Unit grant under the 2017 Performance Plan, contingently payable (to the extent earned) 100% in shares of common stock in February 2023. The number of Units paid, which can range from 0% to 150% of the Units reported on this Form 4, depends on the attainment of certain performance targets over a 3-year period ending December 31, 2022, and is subject to further increase or decrease of up to 20% based on the Company's total shareholder return vs. the S&P 500 over the 3-year period ending December 31, 2022.

F3 · derivative.expiration_date: Performance Share Unit grant under the 2017 Performance Plan, contingently payable (to the extent earned) 100% in shares of common stock in February 2023. The number of Units paid, which can range from 0% to 150% of the Units reported on this Form 4, depends on the attainment of certain performance targets over a 3-year period ending December 31, 2022, and is subject to further increase or decrease of up to 20% based on the Company's total shareholder return vs. the S&P 500 over the 3-year period ending December 31, 2022.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 21:36 UTC
WELLS DARREN RExecutive VP and CFO
Grant2017 Plan Option · Derivative 441,624 $0.00 Strike: $10.12 $0.00
Disclosure

SEC source: 0001209191-20-013429 · doc4.xml · derivative · entry 1

WELLS DARREN R · CIK 0001190977 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 441,624

Underlying: Common Stock · 441,624 shares

Expires 2030-02-25

F1 · security: Non-Qualified Stock Option in respect of shares of common stock granted under the 2017 Performance Plan.

F2 · derivative.exercise_date: The option vests and becomes exercisable in 25% increments over four years commencing one year after the date of grant.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 21:34 UTC
VanderLind GarySR VP Global Human Resources
Grant2017 Plan Restricted Stock Units · Derivative 25,197 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-013428 · doc4.xml · derivative · entry 3

VanderLind Gary · CIK 0001765321 · SR VP Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,197

Underlying: Common Stock · 25,197 shares

Expires not disclosed

F4 · security: Restricted Stock Unit ("RSU") grant under the 2017 Performance Plan. The RSUs will vest and convert into shares of common stock three years from the date of grant on February 25, 2023.

F4 · derivative.exercise_price: Restricted Stock Unit ("RSU") grant under the 2017 Performance Plan. The RSUs will vest and convert into shares of common stock three years from the date of grant on February 25, 2023.

F4 · derivative.exercise_date: Restricted Stock Unit ("RSU") grant under the 2017 Performance Plan. The RSUs will vest and convert into shares of common stock three years from the date of grant on February 25, 2023.

F4 · derivative.expiration_date: Restricted Stock Unit ("RSU") grant under the 2017 Performance Plan. The RSUs will vest and convert into shares of common stock three years from the date of grant on February 25, 2023.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 21:34 UTC
VanderLind GarySR VP Global Human Resources
Grant2017 Plan Performance Share Units · Derivative 16,798 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-013428 · doc4.xml · derivative · entry 2

VanderLind Gary · CIK 0001765321 · SR VP Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,798

Underlying: Common Stock · 16,798 shares

Expires not disclosed

F3 · security: Performance Share Unit grant under the 2017 Performance Plan, contingently payable (to the extent earned) 100% in shares of common stock in February 2023. The number of Units paid, which can range from 0% to 150% of the Units reported on this Form 4, depends on the attainment of certain performance targets over a 3-year period ending December 31, 2022, and is subject to further increase or decrease of up to 20% based on the Company's total shareholder return vs. the S&P 500 over the 3-year period ending December 31, 2022.

F3 · derivative.exercise_price: Performance Share Unit grant under the 2017 Performance Plan, contingently payable (to the extent earned) 100% in shares of common stock in February 2023. The number of Units paid, which can range from 0% to 150% of the Units reported on this Form 4, depends on the attainment of certain performance targets over a 3-year period ending December 31, 2022, and is subject to further increase or decrease of up to 20% based on the Company's total shareholder return vs. the S&P 500 over the 3-year period ending December 31, 2022.

F3 · derivative.exercise_date: Performance Share Unit grant under the 2017 Performance Plan, contingently payable (to the extent earned) 100% in shares of common stock in February 2023. The number of Units paid, which can range from 0% to 150% of the Units reported on this Form 4, depends on the attainment of certain performance targets over a 3-year period ending December 31, 2022, and is subject to further increase or decrease of up to 20% based on the Company's total shareholder return vs. the S&P 500 over the 3-year period ending December 31, 2022.

F3 · derivative.expiration_date: Performance Share Unit grant under the 2017 Performance Plan, contingently payable (to the extent earned) 100% in shares of common stock in February 2023. The number of Units paid, which can range from 0% to 150% of the Units reported on this Form 4, depends on the attainment of certain performance targets over a 3-year period ending December 31, 2022, and is subject to further increase or decrease of up to 20% based on the Company's total shareholder return vs. the S&P 500 over the 3-year period ending December 31, 2022.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 21:34 UTC
VanderLind GarySR VP Global Human Resources
Grant2017 Plan Option · Derivative 150,000 $0.00 Strike: $10.12 $0.00
Disclosure

SEC source: 0001209191-20-013428 · doc4.xml · derivative · entry 1

VanderLind Gary · CIK 0001765321 · SR VP Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2030-02-25

F1 · security: Non-Qualified Stock Option in respect of shares of common stock granted under the 2017 Performance Plan.

F2 · derivative.exercise_date: The option vests and becomes exercisable 50% on the third anniversary of the grant date and 100% on the fourth anniversary of the grant date.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 21:33 UTC
Scocos Evan MVice President and Controller
Grant2017 Plan Restricted Stock Units · Derivative 12,450 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-013425 · doc4.xml · derivative · entry 3

Scocos Evan M · CIK 0001674989 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,450

Underlying: Common Stock · 12,450 shares

Expires not disclosed

F4 · security: Restricted Stock Unit ("RSU") grant under the 2017 Performance Plan. The RSUs will vest and convert into shares of common stock three years from the date of grant on February 25, 2023.

F4 · derivative.exercise_price: Restricted Stock Unit ("RSU") grant under the 2017 Performance Plan. The RSUs will vest and convert into shares of common stock three years from the date of grant on February 25, 2023.

F4 · derivative.exercise_date: Restricted Stock Unit ("RSU") grant under the 2017 Performance Plan. The RSUs will vest and convert into shares of common stock three years from the date of grant on February 25, 2023.

F4 · derivative.expiration_date: Restricted Stock Unit ("RSU") grant under the 2017 Performance Plan. The RSUs will vest and convert into shares of common stock three years from the date of grant on February 25, 2023.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 21:33 UTC
Scocos Evan MVice President and Controller
Grant2017 Plan Performance Share Units · Derivative 8,300 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-013425 · doc4.xml · derivative · entry 2

Scocos Evan M · CIK 0001674989 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,300

Underlying: Common Stock · 8,300 shares

Expires not disclosed

F3 · security: Performance Share Unit grant under the 2017 Performance Plan, contingently payable (to the extent earned) 100% in shares of common stock in February 2023. The number of Units paid, which can range from 0% to 150% of the Units reported on this Form 4, depends on the attainment of certain performance targets over a 3-year period ending December 31, 2022, and is subject to further increase or decrease of up to 20% based on the Company's total shareholder return vs. the S&P 500 over the 3-year period ending December 31, 2022.

F3 · derivative.exercise_price: Performance Share Unit grant under the 2017 Performance Plan, contingently payable (to the extent earned) 100% in shares of common stock in February 2023. The number of Units paid, which can range from 0% to 150% of the Units reported on this Form 4, depends on the attainment of certain performance targets over a 3-year period ending December 31, 2022, and is subject to further increase or decrease of up to 20% based on the Company's total shareholder return vs. the S&P 500 over the 3-year period ending December 31, 2022.

F3 · derivative.exercise_date: Performance Share Unit grant under the 2017 Performance Plan, contingently payable (to the extent earned) 100% in shares of common stock in February 2023. The number of Units paid, which can range from 0% to 150% of the Units reported on this Form 4, depends on the attainment of certain performance targets over a 3-year period ending December 31, 2022, and is subject to further increase or decrease of up to 20% based on the Company's total shareholder return vs. the S&P 500 over the 3-year period ending December 31, 2022.

F3 · derivative.expiration_date: Performance Share Unit grant under the 2017 Performance Plan, contingently payable (to the extent earned) 100% in shares of common stock in February 2023. The number of Units paid, which can range from 0% to 150% of the Units reported on this Form 4, depends on the attainment of certain performance targets over a 3-year period ending December 31, 2022, and is subject to further increase or decrease of up to 20% based on the Company's total shareholder return vs. the S&P 500 over the 3-year period ending December 31, 2022.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 21:33 UTC
Scocos Evan MVice President and Controller
Grant2017 Plan Option · Derivative 50,000 $0.00 Strike: $10.12 $0.00
Disclosure

SEC source: 0001209191-20-013425 · doc4.xml · derivative · entry 1

Scocos Evan M · CIK 0001674989 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2030-02-25

F1 · security: Non-Qualified Stock Option in respect of shares of common stock granted under the 2017 Performance Plan.

F2 · derivative.exercise_date: The option vests and becomes exercisable 50% on the third anniversary of the grant date and 100% on the fourth anniversary of the grant date.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 21:31 UTC
Phillips David EmmittSr VP and General Counsel
Grant2017 Plan Restricted Stock Units · Derivative 35,573 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-013423 · doc4.xml · derivative · entry 3

Phillips David Emmitt · CIK 0001777552 · Sr VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,573

Underlying: Common Stock · 35,573 shares

Expires not disclosed

F4 · security: Restricted Stock Unit ("RSU") grant under the 2017 Performance Plan. The RSUs will vest and convert into shares of common stock three years from the date of grant on February 25, 2023.

F4 · derivative.exercise_price: Restricted Stock Unit ("RSU") grant under the 2017 Performance Plan. The RSUs will vest and convert into shares of common stock three years from the date of grant on February 25, 2023.

F4 · derivative.exercise_date: Restricted Stock Unit ("RSU") grant under the 2017 Performance Plan. The RSUs will vest and convert into shares of common stock three years from the date of grant on February 25, 2023.

F4 · derivative.expiration_date: Restricted Stock Unit ("RSU") grant under the 2017 Performance Plan. The RSUs will vest and convert into shares of common stock three years from the date of grant on February 25, 2023.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 21:31 UTC
Phillips David EmmittSr VP and General Counsel
Grant2017 Plan Performance Share Units · Derivative 23,715 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-013423 · doc4.xml · derivative · entry 2

Phillips David Emmitt · CIK 0001777552 · Sr VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,715

Underlying: Common Stock · 23,715 shares

Expires not disclosed

F3 · security: Performance Share Unit grant under the 2017 Performance Plan, contingently payable (to the extent earned) 100% in shares of common stock in February 2023. The number of Units paid, which can range from 0% to 150% of the Units reported on this Form 4, depends on the attainment of certain performance targets over a 3-year period ending December 31, 2022, and is subject to further increase or decrease of up to 20% based on the Company's total shareholder return vs. the S&P 500 over the 3-year period ending December 31, 2022.

F3 · derivative.exercise_price: Performance Share Unit grant under the 2017 Performance Plan, contingently payable (to the extent earned) 100% in shares of common stock in February 2023. The number of Units paid, which can range from 0% to 150% of the Units reported on this Form 4, depends on the attainment of certain performance targets over a 3-year period ending December 31, 2022, and is subject to further increase or decrease of up to 20% based on the Company's total shareholder return vs. the S&P 500 over the 3-year period ending December 31, 2022.

F3 · derivative.exercise_date: Performance Share Unit grant under the 2017 Performance Plan, contingently payable (to the extent earned) 100% in shares of common stock in February 2023. The number of Units paid, which can range from 0% to 150% of the Units reported on this Form 4, depends on the attainment of certain performance targets over a 3-year period ending December 31, 2022, and is subject to further increase or decrease of up to 20% based on the Company's total shareholder return vs. the S&P 500 over the 3-year period ending December 31, 2022.

F3 · derivative.expiration_date: Performance Share Unit grant under the 2017 Performance Plan, contingently payable (to the extent earned) 100% in shares of common stock in February 2023. The number of Units paid, which can range from 0% to 150% of the Units reported on this Form 4, depends on the attainment of certain performance targets over a 3-year period ending December 31, 2022, and is subject to further increase or decrease of up to 20% based on the Company's total shareholder return vs. the S&P 500 over the 3-year period ending December 31, 2022.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 21:31 UTC
Phillips David EmmittSr VP and General Counsel
Grant2017 Plan Option · Derivative 150,000 $0.00 Strike: $10.12 $0.00
Disclosure

SEC source: 0001209191-20-013423 · doc4.xml · derivative · entry 1

Phillips David Emmitt · CIK 0001777552 · Sr VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2030-02-25

F1 · security: Non-Qualified Stock Option in respect of shares of common stock granted under the 2017 Performance Plan.

F2 · derivative.exercise_date: The option vests and becomes exercisable 50% on the third anniversary of the grant date and 100% on the fourth anniversary of the grant date.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 21:30 UTC
Patterson Ryan GPresident, Asia-Pacific Region
Grant2017 Plan Performance Share Units · Derivative 29,644 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-013422 · doc4.xml · derivative · entry 2

Patterson Ryan G · CIK 0001717110 · President, Asia-Pacific Region

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,644

Underlying: Common Stock · 29,644 shares

Expires not disclosed

F3 · security: Performance Share Unit grant under the 2017 Performance Plan, contingently payable (to the extent earned) 100% in shares of common stock in February 2023. The number of Units paid, which can range from 0% to 150% of the Units reported on this Form 4, depends on the attainment of certain performance targets over a 3-year period ending December 31, 2022, and is subject to further increase or decrease of up to 20% based on the Company's total shareholder return vs. the S&P 500 over the 3-year period ending December 31, 2022.

F3 · derivative.exercise_price: Performance Share Unit grant under the 2017 Performance Plan, contingently payable (to the extent earned) 100% in shares of common stock in February 2023. The number of Units paid, which can range from 0% to 150% of the Units reported on this Form 4, depends on the attainment of certain performance targets over a 3-year period ending December 31, 2022, and is subject to further increase or decrease of up to 20% based on the Company's total shareholder return vs. the S&P 500 over the 3-year period ending December 31, 2022.

F3 · derivative.exercise_date: Performance Share Unit grant under the 2017 Performance Plan, contingently payable (to the extent earned) 100% in shares of common stock in February 2023. The number of Units paid, which can range from 0% to 150% of the Units reported on this Form 4, depends on the attainment of certain performance targets over a 3-year period ending December 31, 2022, and is subject to further increase or decrease of up to 20% based on the Company's total shareholder return vs. the S&P 500 over the 3-year period ending December 31, 2022.

F3 · derivative.expiration_date: Performance Share Unit grant under the 2017 Performance Plan, contingently payable (to the extent earned) 100% in shares of common stock in February 2023. The number of Units paid, which can range from 0% to 150% of the Units reported on this Form 4, depends on the attainment of certain performance targets over a 3-year period ending December 31, 2022, and is subject to further increase or decrease of up to 20% based on the Company's total shareholder return vs. the S&P 500 over the 3-year period ending December 31, 2022.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 21:30 UTC
Patterson Ryan GPresident, Asia-Pacific Region
Grant2017 Plan Option · Derivative 228,426 $0.00 Strike: $10.12 $0.00
Disclosure

SEC source: 0001209191-20-013422 · doc4.xml · derivative · entry 1

Patterson Ryan G · CIK 0001717110 · President, Asia-Pacific Region

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,426

Underlying: Common Stock · 228,426 shares

Expires 2030-02-25

F1 · security: Non-Qualified Stock Option in respect of shares of common stock granted under the 2017 Performance Plan.

F2 · derivative.exercise_date: The option vests and becomes exercisable in 25% increments over four years commencing one year after the date of grant.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 21:28 UTC
McClellan Stephen RPresident, Americas
Grant2017 Plan Performance Share Units · Derivative 53,359 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-013420 · doc4.xml · derivative · entry 2

McClellan Stephen R · CIK 0001447779 · President, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,359

Underlying: Common Stock · 53,359 shares

Expires not disclosed

F3 · security: Performance Share Unit grant under the 2017 Performance Plan, contingently payable (to the extent earned) 100% in shares of common stock in February 2023. The number of Units paid, which can range from 0% to 150% of the Units reported on this Form 4, depends on the attainment of certain performance targets over a 3-year period ending December 31, 2022, and is subject to further increase or decrease of up to 20% based on the Company's total shareholder return vs. the S&P 500 over the 3-year period ending December 31, 2022.

F3 · derivative.exercise_price: Performance Share Unit grant under the 2017 Performance Plan, contingently payable (to the extent earned) 100% in shares of common stock in February 2023. The number of Units paid, which can range from 0% to 150% of the Units reported on this Form 4, depends on the attainment of certain performance targets over a 3-year period ending December 31, 2022, and is subject to further increase or decrease of up to 20% based on the Company's total shareholder return vs. the S&P 500 over the 3-year period ending December 31, 2022.

F3 · derivative.exercise_date: Performance Share Unit grant under the 2017 Performance Plan, contingently payable (to the extent earned) 100% in shares of common stock in February 2023. The number of Units paid, which can range from 0% to 150% of the Units reported on this Form 4, depends on the attainment of certain performance targets over a 3-year period ending December 31, 2022, and is subject to further increase or decrease of up to 20% based on the Company's total shareholder return vs. the S&P 500 over the 3-year period ending December 31, 2022.

F3 · derivative.expiration_date: Performance Share Unit grant under the 2017 Performance Plan, contingently payable (to the extent earned) 100% in shares of common stock in February 2023. The number of Units paid, which can range from 0% to 150% of the Units reported on this Form 4, depends on the attainment of certain performance targets over a 3-year period ending December 31, 2022, and is subject to further increase or decrease of up to 20% based on the Company's total shareholder return vs. the S&P 500 over the 3-year period ending December 31, 2022.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 21:28 UTC
McClellan Stephen RPresident, Americas
Grant2017 Plan Option · Derivative 411,167 $0.00 Strike: $10.12 $0.00
Disclosure

SEC source: 0001209191-20-013420 · doc4.xml · derivative · entry 1

McClellan Stephen R · CIK 0001447779 · President, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 411,167

Underlying: Common Stock · 411,167 shares

Expires 2030-02-25

F1 · security: Non-Qualified Stock Option in respect of shares of common stock granted under the 2017 Performance Plan.

F2 · derivative.exercise_date: The option vests and becomes exercisable in 25% increments over four years commencing one year after the date of grant.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 21:27 UTC
KRAMER RICHARD JDirector · Chairman of the Bd, CEO & Pres
Grant2017 Plan Restricted Stock Units · Derivative 121,047 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-013418 · doc4.xml · derivative · entry 3

KRAMER RICHARD J · CIK 0001201067 · Director · Chairman of the Bd, CEO & Pres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,047

Underlying: Common Stock · 121,047 shares

Expires not disclosed

F4 · security: Restricted Stock Unit ("RSU") grant under the 2017 Performance Plan. The RSUs will vest and convert into shares of common stock three years from the date of grant on February 25, 2023.

F4 · derivative.exercise_price: Restricted Stock Unit ("RSU") grant under the 2017 Performance Plan. The RSUs will vest and convert into shares of common stock three years from the date of grant on February 25, 2023.

F4 · derivative.exercise_date: Restricted Stock Unit ("RSU") grant under the 2017 Performance Plan. The RSUs will vest and convert into shares of common stock three years from the date of grant on February 25, 2023.

F4 · derivative.expiration_date: Restricted Stock Unit ("RSU") grant under the 2017 Performance Plan. The RSUs will vest and convert into shares of common stock three years from the date of grant on February 25, 2023.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 21:27 UTC
KRAMER RICHARD JDirector · Chairman of the Bd, CEO & Pres
Grant2017 Plan Performance Share Units · Derivative 210,474 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-013418 · doc4.xml · derivative · entry 2

KRAMER RICHARD J · CIK 0001201067 · Director · Chairman of the Bd, CEO & Pres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,474

Underlying: Common Stock · 210,474 shares

Expires not disclosed

F3 · security: Performance Share Unit grant under the 2017 Performance Plan, contingently payable (to the extent earned) 100% in shares of common stock in February 2023. The number of Units paid, which can range from 0% to 150% of the Units reported on this Form 4, depends on the attainment of certain performance targets over a 3-year period ending December 31, 2022, and is subject to further increase or decrease of up to 20% based on the Company's total shareholder return vs. the S&P 500 over the 3-year period ending December 31, 2022.

F3 · derivative.exercise_price: Performance Share Unit grant under the 2017 Performance Plan, contingently payable (to the extent earned) 100% in shares of common stock in February 2023. The number of Units paid, which can range from 0% to 150% of the Units reported on this Form 4, depends on the attainment of certain performance targets over a 3-year period ending December 31, 2022, and is subject to further increase or decrease of up to 20% based on the Company's total shareholder return vs. the S&P 500 over the 3-year period ending December 31, 2022.

F3 · derivative.exercise_date: Performance Share Unit grant under the 2017 Performance Plan, contingently payable (to the extent earned) 100% in shares of common stock in February 2023. The number of Units paid, which can range from 0% to 150% of the Units reported on this Form 4, depends on the attainment of certain performance targets over a 3-year period ending December 31, 2022, and is subject to further increase or decrease of up to 20% based on the Company's total shareholder return vs. the S&P 500 over the 3-year period ending December 31, 2022.

F3 · derivative.expiration_date: Performance Share Unit grant under the 2017 Performance Plan, contingently payable (to the extent earned) 100% in shares of common stock in February 2023. The number of Units paid, which can range from 0% to 150% of the Units reported on this Form 4, depends on the attainment of certain performance targets over a 3-year period ending December 31, 2022, and is subject to further increase or decrease of up to 20% based on the Company's total shareholder return vs. the S&P 500 over the 3-year period ending December 31, 2022.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 21:27 UTC
KRAMER RICHARD JDirector · Chairman of the Bd, CEO & Pres
Grant2017 Plan Option · Derivative 1,000,000 $0.00 Strike: $10.12 $0.00
Disclosure

SEC source: 0001209191-20-013418 · doc4.xml · derivative · entry 1

KRAMER RICHARD J · CIK 0001201067 · Director · Chairman of the Bd, CEO & Pres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000,000

Underlying: Common Stock · 1,000,000 shares

Expires 2030-02-25

F1 · security: Non-Qualified Stock Option in respect of shares of common stock granted under the 2017 Performance Plan.

F2 · derivative.exercise_date: The option vests and becomes exercisable in 25% increments over four years commencing one year after the date of grant.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 21:25 UTC
Helsel Christopher PSr VP Chief Technology Officer
Grant2017 Plan Restricted Stock Units · Derivative 25,197 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-013417 · doc4.xml · derivative · entry 3

Helsel Christopher P · CIK 0001763728 · Sr VP Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,197

Underlying: Common Stock · 25,197 shares

Expires not disclosed

F4 · security: Restricted Stock Unit ("RSU") grant under the 2017 Performance Plan. The RSUs will vest and convert into shares of common stock three years from the date of grant on February 25, 2023.

F4 · derivative.exercise_price: Restricted Stock Unit ("RSU") grant under the 2017 Performance Plan. The RSUs will vest and convert into shares of common stock three years from the date of grant on February 25, 2023.

F4 · derivative.exercise_date: Restricted Stock Unit ("RSU") grant under the 2017 Performance Plan. The RSUs will vest and convert into shares of common stock three years from the date of grant on February 25, 2023.

F4 · derivative.expiration_date: Restricted Stock Unit ("RSU") grant under the 2017 Performance Plan. The RSUs will vest and convert into shares of common stock three years from the date of grant on February 25, 2023.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.