Tapewire

Nasdaq · USD

GSHD

Goosehead Insurance, Inc.

Export transactions ↓
Tapewire entity
4370
SEC CIK
0001726978
Parsed reports
1,236

Last 12 months

Inside the activity.

19 purchase rows · 36 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202520
Dec 202502
Jan 202600
Feb 202610
Mar 202600
Apr 202602
May 202659
Jun 202600
Jul 2026107
Aug 2026016
Sep 202610
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 28, 2021 Filed Dec 29, 2021 16:46 UTC
Colby Michael C.President and COO
SaleClass A Common Stock 50 $138.38 $6,919.00
Disclosure

SEC source: 0001726978-21-000202 · wf-form4_164081433483915.xml · nonDerivative · entry 8

Colby Michael C. · CIK 0001737258 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,131

Read SEC document
December 28, 2021 Filed Dec 29, 2021 16:46 UTC
Colby Michael C.President and COO
SaleClass A Common Stock 200 $136.38 $27,276.00
Disclosure

SEC source: 0001726978-21-000202 · wf-form4_164081433483915.xml · nonDerivative · entry 7

Colby Michael C. · CIK 0001737258 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,180

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $135.96 to $136.53, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
December 28, 2021 Filed Dec 29, 2021 16:46 UTC
Colby Michael C.President and COO
SaleClass A Common Stock 550 $133.70 $73,535.00
Disclosure

SEC source: 0001726978-21-000202 · wf-form4_164081433483915.xml · nonDerivative · entry 6

Colby Michael C. · CIK 0001737258 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,380

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $133.40 to $134.38, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
December 28, 2021 Filed Dec 29, 2021 16:46 UTC
Colby Michael C.President and COO
SaleClass A Common Stock 350 $132.33 $46,315.50
Disclosure

SEC source: 0001726978-21-000202 · wf-form4_164081433483915.xml · nonDerivative · entry 5

Colby Michael C. · CIK 0001737258 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,930

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.07 to $132.62, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
December 28, 2021 Filed Dec 29, 2021 16:46 UTC
Colby Michael C.President and COO
SaleClass A Common Stock 328 $131.37 $43,089.36
Disclosure

SEC source: 0001726978-21-000202 · wf-form4_164081433483915.xml · nonDerivative · entry 4

Colby Michael C. · CIK 0001737258 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,280

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.00 to $131.95 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
December 28, 2021 Filed Dec 29, 2021 16:46 UTC
Colby Michael C.President and COO
SaleClass A Common Stock 473 $130.31 $61,636.63
Disclosure

SEC source: 0001726978-21-000202 · wf-form4_164081433483915.xml · nonDerivative · entry 3

Colby Michael C. · CIK 0001737258 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,608

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.00 to $130.90, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
December 28, 2021 Filed Dec 29, 2021 16:46 UTC
Colby Michael C.President and COO
ConversionClass A Common Stock 1,950 $0.00 $0.00
Disclosure

SEC source: 0001726978-21-000202 · wf-form4_164081433483915.xml · nonDerivative · entry 2

Colby Michael C. · CIK 0001737258 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,081

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 28, 2021 Filed Dec 29, 2021 16:46 UTC
Colby Michael C.President and COO
ConversionClass B Common Stock 1,950 $0.00 $0.00
Disclosure

SEC source: 0001726978-21-000202 · wf-form4_164081433483915.xml · nonDerivative · entry 1

Colby Michael C. · CIK 0001737258 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 401,433

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 28, 2021 Filed Mar 18, 2022 19:52 UTC
Colby Michael C.President and COO
ConversionLLC Units in Goosehead Financial, LLC · Derivative 1,950 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001726978-22-000037 · wf-form4_164764754277078.xml · derivative · entry 30

Colby Michael C. · CIK 0001737258 · President and COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Colby 2014 Family Trust

Disclosed balance after: 596,141

Underlying: Class A Common Stock · 1,950 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F16 · derivative.exercise_date: Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire.

F16 · derivative.expiration_date: Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire.

F1 · ownership.nature: Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held in trust for which the reporting person serves as a trustee and of which immediate family members of the reporting person are beneficiaries.

Read SEC document
December 28, 2021 Filed Mar 18, 2022 19:52 UTC
Colby Michael C.President and COO
SaleClass A Common Stock 50 $138.38 $6,919.00
Disclosure

SEC source: 0001726978-22-000037 · wf-form4_164764754277078.xml · nonDerivative · entry 20

Colby Michael C. · CIK 0001737258 · President and COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Colby 2014 Family Trust

Disclosed balance after: 83,402

F1 · ownership.nature: Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held in trust for which the reporting person serves as a trustee and of which immediate family members of the reporting person are beneficiaries.

Read SEC document
December 28, 2021 Filed Mar 18, 2022 19:52 UTC
Colby Michael C.President and COO
SaleClass A Common Stock 200 $136.38 $27,276.00
Disclosure

SEC source: 0001726978-22-000037 · wf-form4_164764754277078.xml · nonDerivative · entry 19

Colby Michael C. · CIK 0001737258 · President and COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Colby 2014 Family Trust

Disclosed balance after: 83,451

F14 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $135.96 to $136.53, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F1 · ownership.nature: Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held in trust for which the reporting person serves as a trustee and of which immediate family members of the reporting person are beneficiaries.

Read SEC document
December 28, 2021 Filed Mar 18, 2022 19:52 UTC
Colby Michael C.President and COO
SaleClass A Common Stock 550 $133.70 $73,535.00
Disclosure

SEC source: 0001726978-22-000037 · wf-form4_164764754277078.xml · nonDerivative · entry 18

Colby Michael C. · CIK 0001737258 · President and COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Colby 2014 Family Trust

Disclosed balance after: 83,651

F13 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $133.40 to $134.38, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F1 · ownership.nature: Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held in trust for which the reporting person serves as a trustee and of which immediate family members of the reporting person are beneficiaries.

Read SEC document
December 28, 2021 Filed Mar 18, 2022 19:52 UTC
Colby Michael C.President and COO
SaleClass A Common Stock 350 $132.33 $46,315.50
Disclosure

SEC source: 0001726978-22-000037 · wf-form4_164764754277078.xml · nonDerivative · entry 17

Colby Michael C. · CIK 0001737258 · President and COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Colby 2014 Family Trust

Disclosed balance after: 84,201

F12 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.07 to $132.62, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F1 · ownership.nature: Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held in trust for which the reporting person serves as a trustee and of which immediate family members of the reporting person are beneficiaries.

Read SEC document
December 28, 2021 Filed Mar 18, 2022 19:52 UTC
Colby Michael C.President and COO
SaleClass A Common Stock 328 $131.37 $43,089.36
Disclosure

SEC source: 0001726978-22-000037 · wf-form4_164764754277078.xml · nonDerivative · entry 16

Colby Michael C. · CIK 0001737258 · President and COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Colby 2014 Family Trust

Disclosed balance after: 84,551

F11 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.00 to $131.95 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F1 · ownership.nature: Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held in trust for which the reporting person serves as a trustee and of which immediate family members of the reporting person are beneficiaries.

Read SEC document
December 28, 2021 Filed Mar 18, 2022 19:52 UTC
Colby Michael C.President and COO
SaleClass A Common Stock 473 $130.31 $61,636.63
Disclosure

SEC source: 0001726978-22-000037 · wf-form4_164764754277078.xml · nonDerivative · entry 15

Colby Michael C. · CIK 0001737258 · President and COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Colby 2014 Family Trust

Disclosed balance after: 84,879

F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.00 to $130.90, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F1 · ownership.nature: Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held in trust for which the reporting person serves as a trustee and of which immediate family members of the reporting person are beneficiaries.

Read SEC document
December 28, 2021 Filed Mar 18, 2022 19:52 UTC
Colby Michael C.President and COO
ConversionClass A Common Stock 1,950 $0.00 $0.00
Disclosure

SEC source: 0001726978-22-000037 · wf-form4_164764754277078.xml · nonDerivative · entry 14

Colby Michael C. · CIK 0001737258 · President and COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Colby 2014 Family Trust

Disclosed balance after: 85,352

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held in trust for which the reporting person serves as a trustee and of which immediate family members of the reporting person are beneficiaries.

Read SEC document
December 28, 2021 Filed Mar 18, 2022 19:52 UTC
Colby Michael C.President and COO
ConversionClass B Common Stock 1,950 $0.00 $0.00
Disclosure

SEC source: 0001726978-22-000037 · wf-form4_164764754277078.xml · nonDerivative · entry 13

Colby Michael C. · CIK 0001737258 · President and COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Colby 2014 Family Trust

Disclosed balance after: 596,141

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held in trust for which the reporting person serves as a trustee and of which immediate family members of the reporting person are beneficiaries.

Read SEC document
December 27, 2021 Filed Dec 28, 2021 17:36 UTC
Colby Michael C.President and COO
ConversionLLC Units in Goosehead Financial, LLC · Derivative 18,390 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001726978-21-000200 · wf-form4_164073096646910.xml · derivative · entry 18

Colby Michael C. · CIK 0001737258 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 403,383

Underlying: Class A Common Stock · 18,390 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: Each LLC Unit, together with a share of Class B Sommon Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC Units do not expire.

F10 · derivative.expiration_date: Each LLC Unit, together with a share of Class B Sommon Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC Units do not expire.

Read SEC document
December 27, 2021 Filed Dec 28, 2021 17:36 UTC
Colby Michael C.President and COO
SaleClass A Common Stock 5,189 $140.47 $728,898.83
Disclosure

SEC source: 0001726978-21-000200 · wf-form4_164073096646910.xml · nonDerivative · entry 12

Colby Michael C. · CIK 0001737258 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,131

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $140.28 to $141.00 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
December 27, 2021 Filed Dec 28, 2021 17:36 UTC
Colby Michael C.President and COO
SaleClass A Common Stock 4,247 $139.91 $594,197.77
Disclosure

SEC source: 0001726978-21-000200 · wf-form4_164073096646910.xml · nonDerivative · entry 11

Colby Michael C. · CIK 0001737258 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,319

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $139.27 to $140.27, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
December 27, 2021 Filed Dec 28, 2021 17:36 UTC
Colby Michael C.President and COO
SaleClass A Common Stock 7,395 $138.66 $1,025,390.70
Disclosure

SEC source: 0001726978-21-000200 · wf-form4_164073096646910.xml · nonDerivative · entry 10

Colby Michael C. · CIK 0001737258 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,566

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $138.25 to $139.24, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
December 27, 2021 Filed Dec 28, 2021 17:36 UTC
Colby Michael C.President and COO
SaleClass A Common Stock 1,560 $138.03 $215,326.80
Disclosure

SEC source: 0001726978-21-000200 · wf-form4_164073096646910.xml · nonDerivative · entry 9

Colby Michael C. · CIK 0001737258 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,961

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $137.25 to $138.24, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
December 27, 2021 Filed Dec 28, 2021 17:36 UTC
Colby Michael C.President and COO
ConversionClass A Common Stock 18,390 $0.00 $0.00
Disclosure

SEC source: 0001726978-21-000200 · wf-form4_164073096646910.xml · nonDerivative · entry 8

Colby Michael C. · CIK 0001737258 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,521

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 27, 2021 Filed Dec 28, 2021 17:36 UTC
Colby Michael C.President and COO
ConversionClass B Common Stock 18,390 $0.00 $0.00
Disclosure

SEC source: 0001726978-21-000200 · wf-form4_164073096646910.xml · nonDerivative · entry 7

Colby Michael C. · CIK 0001737258 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 403,383

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 27, 2021 Filed Dec 29, 2021 21:44 UTC
Mark & Robyn Jones Descendants Trust 201410% owner · Member of 10% owner group
Jones Mark EvanDirector · CEO · 10% owner · Member of 10% owner group
Jones Robyn Mary ElizabethDirector · 10% owner · Member of 10% owner group
ConversionLLC Units in Goosehead Financial, LLC · Derivative 6,400 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001726978-21-000201 · wf-form4_164081425256526.xml · derivative · entry 9

Mark & Robyn Jones Descendants Trust 2014 · CIK 0001736769 · 10% owner · Member of 10% owner group

Jones Mark Evan · CIK 0001736768 · Director · CEO · 10% owner · Member of 10% owner group

Jones Robyn Mary Elizabeth · CIK 0001737503 · Director · 10% owner · Member of 10% owner group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,880,487

Underlying: Class A Common Stock · 6,400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC Units do not expire.

F6 · derivative.expiration_date: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC Units do not expire.

F1 · ownership.direct: Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held (i) directly by the Mark & Robyn Jones Descendants Trust 2014 and (ii) indirectly by Mark Evan Jones and Robyn Mary Elizabeth Jones, who serve as trustees of the Mark & Robyn Jones Descendants Trust 2014 and whose immediate family members are beneficiaries of the Mark & Robyn Jones Descendants Trust 2014.

Read SEC document
December 27, 2021 Filed Dec 29, 2021 21:44 UTC
Mark & Robyn Jones Descendants Trust 201410% owner · Member of 10% owner group
Jones Mark EvanDirector · CEO · 10% owner · Member of 10% owner group
Jones Robyn Mary ElizabethDirector · 10% owner · Member of 10% owner group
SaleClass A Common Stock 6,400 $140.46 $898,949.12
Disclosure

SEC source: 0001726978-21-000201 · wf-form4_164081425256526.xml · nonDerivative · entry 3

Mark & Robyn Jones Descendants Trust 2014 · CIK 0001736769 · 10% owner · Member of 10% owner group

Jones Mark Evan · CIK 0001736768 · Director · CEO · 10% owner · Member of 10% owner group

Jones Robyn Mary Elizabeth · CIK 0001737503 · Director · 10% owner · Member of 10% owner group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $140.00 to $140.97, inclusive. The reporting person trust undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F1 · ownership.direct: Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held (i) directly by the Mark & Robyn Jones Descendants Trust 2014 and (ii) indirectly by Mark Evan Jones and Robyn Mary Elizabeth Jones, who serve as trustees of the Mark & Robyn Jones Descendants Trust 2014 and whose immediate family members are beneficiaries of the Mark & Robyn Jones Descendants Trust 2014.

Read SEC document
December 27, 2021 Filed Dec 29, 2021 21:44 UTC
Mark & Robyn Jones Descendants Trust 201410% owner · Member of 10% owner group
Jones Mark EvanDirector · CEO · 10% owner · Member of 10% owner group
Jones Robyn Mary ElizabethDirector · 10% owner · Member of 10% owner group
ConversionClass A Common Stock 6,400 $0.00 $0.00
Disclosure

SEC source: 0001726978-21-000201 · wf-form4_164081425256526.xml · nonDerivative · entry 2

Mark & Robyn Jones Descendants Trust 2014 · CIK 0001736769 · 10% owner · Member of 10% owner group

Jones Mark Evan · CIK 0001736768 · Director · CEO · 10% owner · Member of 10% owner group

Jones Robyn Mary Elizabeth · CIK 0001737503 · Director · 10% owner · Member of 10% owner group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held (i) directly by the Mark & Robyn Jones Descendants Trust 2014 and (ii) indirectly by Mark Evan Jones and Robyn Mary Elizabeth Jones, who serve as trustees of the Mark & Robyn Jones Descendants Trust 2014 and whose immediate family members are beneficiaries of the Mark & Robyn Jones Descendants Trust 2014.

Read SEC document
December 27, 2021 Filed Dec 29, 2021 21:44 UTC
Mark & Robyn Jones Descendants Trust 201410% owner · Member of 10% owner group
Jones Mark EvanDirector · CEO · 10% owner · Member of 10% owner group
Jones Robyn Mary ElizabethDirector · 10% owner · Member of 10% owner group
ConversionClass B Common Stock 6,400 $0.00 $0.00
Disclosure

SEC source: 0001726978-21-000201 · wf-form4_164081425256526.xml · nonDerivative · entry 1

Mark & Robyn Jones Descendants Trust 2014 · CIK 0001736769 · 10% owner · Member of 10% owner group

Jones Mark Evan · CIK 0001736768 · Director · CEO · 10% owner · Member of 10% owner group

Jones Robyn Mary Elizabeth · CIK 0001737503 · Director · 10% owner · Member of 10% owner group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,880,487

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held (i) directly by the Mark & Robyn Jones Descendants Trust 2014 and (ii) indirectly by Mark Evan Jones and Robyn Mary Elizabeth Jones, who serve as trustees of the Mark & Robyn Jones Descendants Trust 2014 and whose immediate family members are beneficiaries of the Mark & Robyn Jones Descendants Trust 2014.

Read SEC document
December 27, 2021 Filed Mar 18, 2022 19:52 UTC
Colby Michael C.President and COO
ConversionLLC Units in Goosehead Financial, LLC · Derivative 18,390 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001726978-22-000037 · wf-form4_164764754277078.xml · derivative · entry 29

Colby Michael C. · CIK 0001737258 · President and COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Colby 2014 Family Trust

Disclosed balance after: 598,091

Underlying: Class A Common Stock · 18,390 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F16 · derivative.exercise_date: Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire.

F16 · derivative.expiration_date: Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire.

F1 · ownership.nature: Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held in trust for which the reporting person serves as a trustee and of which immediate family members of the reporting person are beneficiaries.

Read SEC document
December 27, 2021 Filed Mar 18, 2022 19:52 UTC
Colby Michael C.President and COO
SaleClass A Common Stock 5,189 $140.47 $728,898.83
Disclosure

SEC source: 0001726978-22-000037 · wf-form4_164764754277078.xml · nonDerivative · entry 12

Colby Michael C. · CIK 0001737258 · President and COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Colby 2014 Family Trust

Disclosed balance after: 83,402

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $140.28 to $141.00 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F1 · ownership.nature: Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held in trust for which the reporting person serves as a trustee and of which immediate family members of the reporting person are beneficiaries.

Read SEC document
December 27, 2021 Filed Mar 18, 2022 19:52 UTC
Colby Michael C.President and COO
SaleClass A Common Stock 4,247 $139.91 $594,197.77
Disclosure

SEC source: 0001726978-22-000037 · wf-form4_164764754277078.xml · nonDerivative · entry 11

Colby Michael C. · CIK 0001737258 · President and COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Colby 2014 Family Trust

Disclosed balance after: 88,589

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $139.27 to $140.27, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F1 · ownership.nature: Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held in trust for which the reporting person serves as a trustee and of which immediate family members of the reporting person are beneficiaries.

Read SEC document
December 27, 2021 Filed Mar 18, 2022 19:52 UTC
Colby Michael C.President and COO
SaleClass A Common Stock 7,395 $138.66 $1,025,390.70
Disclosure

SEC source: 0001726978-22-000037 · wf-form4_164764754277078.xml · nonDerivative · entry 10

Colby Michael C. · CIK 0001737258 · President and COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Colby 2014 Family Trust

Disclosed balance after: 92,836

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $138.25 to $139.24, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F1 · ownership.nature: Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held in trust for which the reporting person serves as a trustee and of which immediate family members of the reporting person are beneficiaries.

Read SEC document
December 27, 2021 Filed Mar 18, 2022 19:52 UTC
Colby Michael C.President and COO
SaleClass A Common Stock 1,560 $138.03 $215,326.80
Disclosure

SEC source: 0001726978-22-000037 · wf-form4_164764754277078.xml · nonDerivative · entry 9

Colby Michael C. · CIK 0001737258 · President and COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Colby 2014 Family Trust

Disclosed balance after: 100,231

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $137.25 to $138.24, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F1 · ownership.nature: Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held in trust for which the reporting person serves as a trustee and of which immediate family members of the reporting person are beneficiaries.

Read SEC document
December 27, 2021 Filed Mar 18, 2022 19:52 UTC
Colby Michael C.President and COO
ConversionClass A Common Stock 18,390 $0.00 $0.00
Disclosure

SEC source: 0001726978-22-000037 · wf-form4_164764754277078.xml · nonDerivative · entry 8

Colby Michael C. · CIK 0001737258 · President and COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Colby 2014 Family Trust

Disclosed balance after: 101,791

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held in trust for which the reporting person serves as a trustee and of which immediate family members of the reporting person are beneficiaries.

Read SEC document
December 27, 2021 Filed Mar 18, 2022 19:52 UTC
Colby Michael C.President and COO
ConversionClass B Common Stock 18,390 $0.00 $0.00
Disclosure

SEC source: 0001726978-22-000037 · wf-form4_164764754277078.xml · nonDerivative · entry 7

Colby Michael C. · CIK 0001737258 · President and COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Colby 2014 Family Trust

Disclosed balance after: 598,091

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held in trust for which the reporting person serves as a trustee and of which immediate family members of the reporting person are beneficiaries.

Read SEC document
December 23, 2021 Filed Dec 28, 2021 17:36 UTC
Colby Michael C.President and COO
ConversionLLC Units in Goosehead Financial, LLC · Derivative 5,251 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001726978-21-000200 · wf-form4_164073096646910.xml · derivative · entry 17

Colby Michael C. · CIK 0001737258 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 421,773

Underlying: Class A Common Stock · 5,251 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: Each LLC Unit, together with a share of Class B Sommon Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC Units do not expire.

F10 · derivative.expiration_date: Each LLC Unit, together with a share of Class B Sommon Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC Units do not expire.

Read SEC document
December 23, 2021 Filed Dec 28, 2021 17:36 UTC
Colby Michael C.President and COO
SaleClass A Common Stock 1,144 $138.89 $158,890.16
Disclosure

SEC source: 0001726978-21-000200 · wf-form4_164073096646910.xml · nonDerivative · entry 6

Colby Michael C. · CIK 0001737258 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,131

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $138.59 to $139.55, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
December 23, 2021 Filed Dec 28, 2021 17:36 UTC
Colby Michael C.President and COO
SaleClass A Common Stock 2,653 $137.99 $366,087.47
Disclosure

SEC source: 0001726978-21-000200 · wf-form4_164073096646910.xml · nonDerivative · entry 5

Colby Michael C. · CIK 0001737258 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,274

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $137.58 to $138.54, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
December 23, 2021 Filed Dec 28, 2021 17:36 UTC
Colby Michael C.President and COO
SaleClass A Common Stock 1,058 $137.13 $145,083.54
Disclosure

SEC source: 0001726978-21-000200 · wf-form4_164073096646910.xml · nonDerivative · entry 4

Colby Michael C. · CIK 0001737258 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,927

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $136.54 to $137.51 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
December 23, 2021 Filed Dec 28, 2021 17:36 UTC
Colby Michael C.President and COO
SaleClass A Common Stock 397 $136.15 $54,051.55
Disclosure

SEC source: 0001726978-21-000200 · wf-form4_164073096646910.xml · nonDerivative · entry 3

Colby Michael C. · CIK 0001737258 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,985

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $135.49 to $136.48 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
December 23, 2021 Filed Dec 28, 2021 17:36 UTC
Colby Michael C.President and COO
ConversionClass A Common Stock 5,251 $0.00 $0.00
Disclosure

SEC source: 0001726978-21-000200 · wf-form4_164073096646910.xml · nonDerivative · entry 2

Colby Michael C. · CIK 0001737258 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,382

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 23, 2021 Filed Dec 28, 2021 17:36 UTC
Colby Michael C.President and COO
ConversionClass B Common Stock 5,251 $0.00 $0.00
Disclosure

SEC source: 0001726978-21-000200 · wf-form4_164073096646910.xml · nonDerivative · entry 1

Colby Michael C. · CIK 0001737258 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 421,773

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 23, 2021 Filed Mar 18, 2022 19:52 UTC
Colby Michael C.President and COO
ConversionLLC Units in Goosehead Financial, LLC · Derivative 5,251 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001726978-22-000037 · wf-form4_164764754277078.xml · derivative · entry 28

Colby Michael C. · CIK 0001737258 · President and COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Colby 2014 Family Trust

Disclosed balance after: 616,481

Underlying: Class A Common Stock · 5,251 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F16 · derivative.exercise_date: Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire.

F16 · derivative.expiration_date: Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire.

F1 · ownership.nature: Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held in trust for which the reporting person serves as a trustee and of which immediate family members of the reporting person are beneficiaries.

Read SEC document
December 23, 2021 Filed Mar 18, 2022 19:52 UTC
Colby Michael C.President and COO
SaleClass A Common Stock 1,144 $138.89 $158,890.16
Disclosure

SEC source: 0001726978-22-000037 · wf-form4_164764754277078.xml · nonDerivative · entry 6

Colby Michael C. · CIK 0001737258 · President and COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Colby 2014 Family Trust

Disclosed balance after: 83,401

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $138.59 to $139.55, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F1 · ownership.nature: Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held in trust for which the reporting person serves as a trustee and of which immediate family members of the reporting person are beneficiaries.

Read SEC document
December 23, 2021 Filed Mar 18, 2022 19:52 UTC
Colby Michael C.President and COO
SaleClass A Common Stock 2,653 $137.99 $366,087.47
Disclosure

SEC source: 0001726978-22-000037 · wf-form4_164764754277078.xml · nonDerivative · entry 5

Colby Michael C. · CIK 0001737258 · President and COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Colby 2014 Family Trust

Disclosed balance after: 84,545

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $137.58 to $138.54, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F1 · ownership.nature: Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held in trust for which the reporting person serves as a trustee and of which immediate family members of the reporting person are beneficiaries.

Read SEC document
December 23, 2021 Filed Mar 18, 2022 19:52 UTC
Colby Michael C.President and COO
SaleClass A Common Stock 1,058 $137.13 $145,083.54
Disclosure

SEC source: 0001726978-22-000037 · wf-form4_164764754277078.xml · nonDerivative · entry 4

Colby Michael C. · CIK 0001737258 · President and COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Colby 2014 Family Trust

Disclosed balance after: 87,198

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $136.54 to $137.51 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F1 · ownership.nature: Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held in trust for which the reporting person serves as a trustee and of which immediate family members of the reporting person are beneficiaries.

Read SEC document
December 23, 2021 Filed Mar 18, 2022 19:52 UTC
Colby Michael C.President and COO
SaleClass A Common Stock 397 $136.15 $54,051.55
Disclosure

SEC source: 0001726978-22-000037 · wf-form4_164764754277078.xml · nonDerivative · entry 3

Colby Michael C. · CIK 0001737258 · President and COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Colby 2014 Family Trust

Disclosed balance after: 88,256

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $135.49 to $136.48 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F1 · ownership.nature: Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held in trust for which the reporting person serves as a trustee and of which immediate family members of the reporting person are beneficiaries.

Read SEC document
December 23, 2021 Filed Mar 18, 2022 19:52 UTC
Colby Michael C.President and COO
ConversionClass A Common Stock 5,251 $0.00 $0.00
Disclosure

SEC source: 0001726978-22-000037 · wf-form4_164764754277078.xml · nonDerivative · entry 2

Colby Michael C. · CIK 0001737258 · President and COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Colby 2014 Family Trust

Disclosed balance after: 88,653

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held in trust for which the reporting person serves as a trustee and of which immediate family members of the reporting person are beneficiaries.

Read SEC document
December 23, 2021 Filed Mar 18, 2022 19:52 UTC
Colby Michael C.President and COO
ConversionClass B Common Stock 5,251 $0.00 $0.00
Disclosure

SEC source: 0001726978-22-000037 · wf-form4_164764754277078.xml · nonDerivative · entry 1

Colby Michael C. · CIK 0001737258 · President and COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Colby 2014 Family Trust

Disclosed balance after: 616,481

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held in trust for which the reporting person serves as a trustee and of which immediate family members of the reporting person are beneficiaries.

Read SEC document
December 21, 2021 Filed Feb 14, 2022 20:31 UTC
KEBODEAUX ADRIENNE10% owner · Member of 10% owner group
GiftLLC Units in Goosehead Financial, LLC · Derivative 78,530 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001726978-22-000016 · wf-form5_164487063484667.xml · derivative · entry 4

Jones Adrienne · CIK 0001737826 · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Indirect · Chick and The Bear Irrevocable Trust

Disclosed balance after: 78,530

Underlying: Class A Common Stock · 78,530 shares

Expires not disclosed

F2 · derivative.exercise_date: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC Units do not expire.

F2 · derivative.expiration_date: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC Units do not expire.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.