Last 12 months
Inside the activity.
0 purchase rows · 163 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 87 |
| Feb 2026 | 0 | 46 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 4 |
| May 2026 | 0 | 20 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 2 |
| Aug 2026 | 0 | 4 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 31, 2012 Filed Jan 1, 2013 00:55 UTC |
COOPER EDITH WEVP, Global Head of HCM
|
Tax withholdingCommon Stock, par value $0.01 per share | 20,791 | $126.24 | $2,624,551.89 |
DisclosureSEC source: 0000769993-12-000672 · ownershipdoc12182012104935.xml · nonDerivative · entry 2 COOPER EDITH W · CIK 0001517276 · EVP, Global Head of HCM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,249 F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. Read SEC document |
| December 31, 2012 Filed Jan 1, 2013 00:55 UTC |
COOPER EDITH WEVP, Global Head of HCM
|
Exercise / conversionCommon Stock, par value $0.01 per share | 45,126 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-12-000672 · ownershipdoc12182012104935.xml · nonDerivative · entry 1 COOPER EDITH W · CIK 0001517276 · EVP, Global Head of HCM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,040 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On December 31, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2012 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2012 compensation. Read SEC document |
| December 31, 2012 Filed Jan 1, 2013 00:57 UTC |
COHEN ALAN MEVP, Global Head of Compliance
|
Exercise / conversionRestricted Stock Units · Derivative | 30,085 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-12-000673 · ownershipdoc12182012104935.xml · derivative · entry 4 COHEN ALAN M · CIK 0001279229 · EVP, Global Head of Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 30,085 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On December 31, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2012 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2012 compensation. F1 · price: On December 31, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2012 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2012 compensation. F1 · derivative.exercise_date: On December 31, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2012 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2012 compensation. F1 · derivative.expiration_date: On December 31, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2012 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2012 compensation. Read SEC document |
| December 31, 2012 Filed Jan 1, 2013 00:57 UTC |
COHEN ALAN MEVP, Global Head of Compliance
|
Tax withholdingCommon Stock, par value $0.01 per share | 15,141 | $126.24 | $1,911,324.14 |
DisclosureSEC source: 0000769993-12-000673 · ownershipdoc12182012104935.xml · nonDerivative · entry 2 COHEN ALAN M · CIK 0001279229 · EVP, Global Head of Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,649 F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. Read SEC document |
| December 31, 2012 Filed Jan 1, 2013 00:57 UTC |
COHEN ALAN MEVP, Global Head of Compliance
|
Exercise / conversionCommon Stock, par value $0.01 per share | 30,085 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-12-000673 · ownershipdoc12182012104935.xml · nonDerivative · entry 1 COHEN ALAN M · CIK 0001279229 · EVP, Global Head of Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,790 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On December 31, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2012 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2012 compensation. Read SEC document |
| December 31, 2012 Filed Dec 31, 2012 19:58 UTC |
PALM GREGORY KExecutive VP - General Counsel
|
Exercise / conversionRestricted Stock Units · Derivative | 36,860 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-12-000674 · ownershipdoc12182012104935.xml · derivative · entry 5 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 36,860 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On December 31, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2012 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2012 compensation. F1 · price: On December 31, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2012 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2012 compensation. F1 · derivative.exercise_date: On December 31, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2012 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2012 compensation. F1 · derivative.expiration_date: On December 31, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2012 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2012 compensation. Read SEC document |
| December 31, 2012 Filed Dec 31, 2012 19:58 UTC |
PALM GREGORY KExecutive VP - General Counsel
|
Tax withholdingCommon Stock, par value $0.01 per share | 18,549 | $126.24 | $2,341,533.02 |
DisclosureSEC source: 0000769993-12-000674 · ownershipdoc12182012104935.xml · nonDerivative · entry 2 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 911,953 F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. Read SEC document |
| December 31, 2012 Filed Dec 31, 2012 19:58 UTC |
PALM GREGORY KExecutive VP - General Counsel
|
Exercise / conversionCommon Stock, par value $0.01 per share | 36,860 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-12-000674 · ownershipdoc12182012104935.xml · nonDerivative · entry 1 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 930,502 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On December 31, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2012 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2012 compensation. Read SEC document |
| November 29, 2012 Filed Nov 30, 2012 21:42 UTC |
VINIAR DAVID AExecutive Vice President - CFO
|
GiftCommon Stock, par value $0.01 per share | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-12-000633 · ownershipdoc11262012100603.xml · nonDerivative · entry 2 VINIAR DAVID A · CIK 0001090352 · Executive Vice President - CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 669,599 Read SEC document |
| November 29, 2012 Filed Nov 30, 2012 21:42 UTC |
VINIAR DAVID AExecutive Vice President - CFO
|
SaleCommon Stock, par value $0.01 per share | 100,000 | $118.77 | $11,877,160.00 |
DisclosureSEC source: 0000769993-12-000633 · ownershipdoc11262012100603.xml · nonDerivative · entry 1 VINIAR DAVID A · CIK 0001090352 · Executive Vice President - CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 719,599 F1 · price: Reflects a weighted average sale price of $118.7716 per share, at prices ranging from $118.65 to $119.05 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 28, 2012 Filed Nov 28, 2012 19:58 UTC |
PALM GREGORY KExecutive VP - General Counsel
|
Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 9,191 | $0.00 Strike: $78.87 | $0.00 |
DisclosureSEC source: 0000769993-12-000626 · ownershipdoc11192012025555.xml · derivative · entry 17 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 9,191 shares Expires 2012-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 28, 2012 Filed Nov 28, 2012 19:58 UTC |
PALM GREGORY KExecutive VP - General Counsel
|
SaleCommon Stock, par value $0.01 per share | 2,045 | $119.01 | $243,383.63 |
DisclosureSEC source: 0000769993-12-000626 · ownershipdoc11192012025555.xml · nonDerivative · entry 12 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 893,642 F10 · price: Reflects a weighted average sale price of $119.014 per share, at prices ranging from $118.6500 to $119.2700 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 28, 2012 Filed Nov 28, 2012 19:58 UTC |
PALM GREGORY KExecutive VP - General Counsel
|
SaleCommon Stock, par value $0.01 per share | 3,002 | $118.12 | $354,592.04 |
DisclosureSEC source: 0000769993-12-000626 · ownershipdoc11192012025555.xml · nonDerivative · entry 11 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 895,687 F9 · price: Reflects a weighted average sale price of $118.1186 per share, at prices ranging from $117.6500 to $118.6400 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 28, 2012 Filed Nov 28, 2012 19:58 UTC |
PALM GREGORY KExecutive VP - General Counsel
|
SaleCommon Stock, par value $0.01 per share | 4,144 | $117.12 | $485,358.13 |
DisclosureSEC source: 0000769993-12-000626 · ownershipdoc11192012025555.xml · nonDerivative · entry 10 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 898,689 F8 · price: Reflects a weighted average sale price of $117.1231 per share, at prices ranging from $116.6500 to $117.6400 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 28, 2012 Filed Nov 28, 2012 19:58 UTC |
PALM GREGORY KExecutive VP - General Counsel
|
Exercise / conversionCommon Stock, par value $0.01 per share | 9,191 | $78.87 | $724,894.17 |
DisclosureSEC source: 0000769993-12-000626 · ownershipdoc11192012025555.xml · nonDerivative · entry 9 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 902,833 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2002 and scheduled to expire in November 2012. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| November 28, 2012 Filed Nov 29, 2012 00:59 UTC |
COHN GARY DDirector · President and COO
|
Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 30,000 | $0.00 Strike: $78.87 | $0.00 |
DisclosureSEC source: 0000769993-12-000627 · ownershipdoc11192012025555.xml · derivative · entry 17 COHN GARY D · CIK 0001366945 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 30,000 shares Expires 2012-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 28, 2012 Filed Nov 29, 2012 00:59 UTC |
COHN GARY DDirector · President and COO
|
SaleCommon Stock, par value $0.01 per share | 6,676 | $119.01 | $794,537.46 |
DisclosureSEC source: 0000769993-12-000627 · ownershipdoc11192012025555.xml · nonDerivative · entry 12 COHN GARY D · CIK 0001366945 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 583,584 F10 · price: Reflects a weighted average sale price of $119.014 per share, at prices ranging from $118.6500 to $119.2700 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 28, 2012 Filed Nov 29, 2012 00:59 UTC |
COHN GARY DDirector · President and COO
|
SaleCommon Stock, par value $0.01 per share | 9,799 | $118.12 | $1,157,444.16 |
DisclosureSEC source: 0000769993-12-000627 · ownershipdoc11192012025555.xml · nonDerivative · entry 11 COHN GARY D · CIK 0001366945 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 590,260 F9 · price: Reflects a weighted average sale price of $118.1186 per share, at prices ranging from $117.6500 to $118.6400 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 28, 2012 Filed Nov 29, 2012 00:59 UTC |
COHN GARY DDirector · President and COO
|
SaleCommon Stock, par value $0.01 per share | 13,525 | $117.12 | $1,584,089.93 |
DisclosureSEC source: 0000769993-12-000627 · ownershipdoc11192012025555.xml · nonDerivative · entry 10 COHN GARY D · CIK 0001366945 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600,059 F8 · price: Reflects a weighted average sale price of $117.1231 per share, at prices ranging from $116.6500 to $117.6400 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 28, 2012 Filed Nov 29, 2012 00:59 UTC |
COHN GARY DDirector · President and COO
|
Exercise / conversionCommon Stock, par value $0.01 per share | 30,000 | $78.87 | $2,366,100.00 |
DisclosureSEC source: 0000769993-12-000627 · ownershipdoc11192012025555.xml · nonDerivative · entry 9 COHN GARY D · CIK 0001366945 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 613,584 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in November 2002 and scheduled to expire in November 2012. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| November 28, 2012 Filed Nov 29, 2012 00:59 UTC |
SHERWOOD MICHAEL SVice Chairman
|
Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 4,267 | $0.00 Strike: $78.87 | $0.00 |
DisclosureSEC source: 0000769993-12-000628 · ownershipdoc11192012025555.xml · derivative · entry 17 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 4,267 shares Expires 2012-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 28, 2012 Filed Nov 29, 2012 00:59 UTC |
SHERWOOD MICHAEL SVice Chairman
|
SaleCommon Stock, par value $0.01 per share | 950 | $119.01 | $113,063.30 |
DisclosureSEC source: 0000769993-12-000628 · ownershipdoc11192012025555.xml · nonDerivative · entry 12 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,331 F10 · price: Reflects a weighted average sale price of $119.014 per share, at prices ranging from $118.6500 to $119.2700 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 28, 2012 Filed Nov 29, 2012 00:59 UTC |
SHERWOOD MICHAEL SVice Chairman
|
SaleCommon Stock, par value $0.01 per share | 1,394 | $118.12 | $164,657.33 |
DisclosureSEC source: 0000769993-12-000628 · ownershipdoc11192012025555.xml · nonDerivative · entry 11 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,281 F9 · price: Reflects a weighted average sale price of $118.1186 per share, at prices ranging from $117.6500 to $118.6400 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 28, 2012 Filed Nov 29, 2012 00:59 UTC |
SHERWOOD MICHAEL SVice Chairman
|
SaleCommon Stock, par value $0.01 per share | 1,923 | $117.12 | $225,227.72 |
DisclosureSEC source: 0000769993-12-000628 · ownershipdoc11192012025555.xml · nonDerivative · entry 10 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,675 F8 · price: Reflects a weighted average sale price of $117.1231 per share, at prices ranging from $116.6500 to $117.6400 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 28, 2012 Filed Nov 29, 2012 00:59 UTC |
SHERWOOD MICHAEL SVice Chairman
|
Exercise / conversionCommon Stock, par value $0.01 per share | 4,267 | $78.87 | $336,538.29 |
DisclosureSEC source: 0000769993-12-000628 · ownershipdoc11192012025555.xml · nonDerivative · entry 9 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,598 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in November 2002 and scheduled to expire in November 2012. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| November 28, 2012 Filed Nov 29, 2012 00:59 UTC |
BLANKFEIN LLOYD CDirector · Chairman of the Board and CEO
|
Exercise / conversionNonqualified Stock Options (right to buy · Derivative | 22,944 | $0.00 Strike: $78.87 | $0.00 |
DisclosureSEC source: 0000769993-12-000629 · ownershipdoc11122012104332.xml · derivative · entry 16 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 22,944 shares Expires 2012-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 28, 2012 Filed Nov 29, 2012 00:59 UTC |
BLANKFEIN LLOYD CDirector · Chairman of the Board and CEO
|
SaleCommon Stock, par value $0.01 per share | 5,106 | $119.01 | $607,685.48 |
DisclosureSEC source: 0000769993-12-000629 · ownershipdoc11122012104332.xml · nonDerivative · entry 12 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,786,308 F10 · price: Reflects a weighted average sale price of $119.014 per share, at prices ranging from $118.6500 to $119.2700 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 28, 2012 Filed Nov 29, 2012 00:59 UTC |
BLANKFEIN LLOYD CDirector · Chairman of the Board and CEO
|
SaleCommon Stock, par value $0.01 per share | 7,494 | $118.12 | $885,180.79 |
DisclosureSEC source: 0000769993-12-000629 · ownershipdoc11122012104332.xml · nonDerivative · entry 11 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,791,414 F9 · price: Reflects a weighted average sale price of $118.1186 per share, at prices ranging from $117.6500 to $118.6400 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 28, 2012 Filed Nov 29, 2012 00:59 UTC |
BLANKFEIN LLOYD CDirector · Chairman of the Board and CEO
|
SaleCommon Stock, par value $0.01 per share | 10,344 | $117.12 | $1,211,521.35 |
DisclosureSEC source: 0000769993-12-000629 · ownershipdoc11122012104332.xml · nonDerivative · entry 10 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,798,908 F8 · price: Reflects a weighted average sale price of $117.1231 per share, at prices ranging from $116.6500 to $117.6400 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 28, 2012 Filed Nov 29, 2012 00:59 UTC |
BLANKFEIN LLOYD CDirector · Chairman of the Board and CEO
|
Exercise / conversionCommon Stock, par value $0.01 per share | 22,944 | $78.87 | $1,809,593.28 |
DisclosureSEC source: 0000769993-12-000629 · ownershipdoc11122012104332.xml · nonDerivative · entry 9 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,809,252 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2002 and scheduled to expire in November 2012. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| November 27, 2012 Filed Nov 28, 2012 19:58 UTC |
PALM GREGORY KExecutive VP - General Counsel
|
Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 9,191 | $0.00 Strike: $78.87 | $0.00 |
DisclosureSEC source: 0000769993-12-000626 · ownershipdoc11192012025555.xml · derivative · entry 16 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,191 Underlying: Common Stock, par value $0.01 per share · 9,191 shares Expires 2012-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 27, 2012 Filed Nov 28, 2012 19:58 UTC |
PALM GREGORY KExecutive VP - General Counsel
|
SaleCommon Stock, par value $0.01 per share | 4,215 | $120.77 | $509,057.35 |
DisclosureSEC source: 0000769993-12-000626 · ownershipdoc11192012025555.xml · nonDerivative · entry 8 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 893,642 F7 · price: Reflects a weighted average sale price of $120.7728 per share, at prices ranging from $120.4400 to $121.2900 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 27, 2012 Filed Nov 28, 2012 19:58 UTC |
PALM GREGORY KExecutive VP - General Counsel
|
SaleCommon Stock, par value $0.01 per share | 3,127 | $119.95 | $375,087.09 |
DisclosureSEC source: 0000769993-12-000626 · ownershipdoc11192012025555.xml · nonDerivative · entry 7 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 897,857 F6 · price: Reflects a weighted average sale price of $119.9511 per share, at prices ranging from $119.4400 to $120.4300 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 27, 2012 Filed Nov 28, 2012 19:58 UTC |
PALM GREGORY KExecutive VP - General Counsel
|
SaleCommon Stock, par value $0.01 per share | 1,849 | $119.01 | $220,046.53 |
DisclosureSEC source: 0000769993-12-000626 · ownershipdoc11192012025555.xml · nonDerivative · entry 6 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 900,984 F5 · price: Reflects a weighted average sale price of $119.0084 per share, at prices ranging from $118.4400 to $119.4300 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 27, 2012 Filed Nov 28, 2012 19:58 UTC |
PALM GREGORY KExecutive VP - General Counsel
|
Exercise / conversionCommon Stock, par value $0.01 per share | 9,191 | $78.87 | $724,894.17 |
DisclosureSEC source: 0000769993-12-000626 · ownershipdoc11192012025555.xml · nonDerivative · entry 5 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 902,833 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2002 and scheduled to expire in November 2012. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| November 27, 2012 Filed Nov 29, 2012 00:59 UTC |
COHN GARY DDirector · President and COO
|
Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 30,000 | $0.00 Strike: $78.87 | $0.00 |
DisclosureSEC source: 0000769993-12-000627 · ownershipdoc11192012025555.xml · derivative · entry 16 COHN GARY D · CIK 0001366945 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock, par value $0.01 per share · 30,000 shares Expires 2012-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 27, 2012 Filed Nov 29, 2012 00:59 UTC |
COHN GARY DDirector · President and COO
|
SaleCommon Stock, par value $0.01 per share | 13,758 | $120.77 | $1,661,592.18 |
DisclosureSEC source: 0000769993-12-000627 · ownershipdoc11192012025555.xml · nonDerivative · entry 8 COHN GARY D · CIK 0001366945 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 583,584 F7 · price: Reflects a weighted average sale price of $120.7728 per share, at prices ranging from $120.4400 to $121.2900 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 27, 2012 Filed Nov 29, 2012 00:59 UTC |
COHN GARY DDirector · President and COO
|
SaleCommon Stock, par value $0.01 per share | 10,207 | $119.95 | $1,224,340.88 |
DisclosureSEC source: 0000769993-12-000627 · ownershipdoc11192012025555.xml · nonDerivative · entry 7 COHN GARY D · CIK 0001366945 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 597,342 F6 · price: Reflects a weighted average sale price of $119.9511 per share, at prices ranging from $119.4400 to $120.4300 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 27, 2012 Filed Nov 29, 2012 00:59 UTC |
COHN GARY DDirector · President and COO
|
SaleCommon Stock, par value $0.01 per share | 6,035 | $119.01 | $718,215.69 |
DisclosureSEC source: 0000769993-12-000627 · ownershipdoc11192012025555.xml · nonDerivative · entry 6 COHN GARY D · CIK 0001366945 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 607,549 F5 · price: Reflects a weighted average sale price of $119.0084 per share, at prices ranging from $118.4400 to $119.4300 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 27, 2012 Filed Nov 29, 2012 00:59 UTC |
COHN GARY DDirector · President and COO
|
Exercise / conversionCommon Stock, par value $0.01 per share | 30,000 | $78.87 | $2,366,100.00 |
DisclosureSEC source: 0000769993-12-000627 · ownershipdoc11192012025555.xml · nonDerivative · entry 5 COHN GARY D · CIK 0001366945 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 613,584 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in November 2002 and scheduled to expire in November 2012. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| November 27, 2012 Filed Nov 29, 2012 00:59 UTC |
SHERWOOD MICHAEL SVice Chairman
|
Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 4,266 | $0.00 Strike: $78.87 | $0.00 |
DisclosureSEC source: 0000769993-12-000628 · ownershipdoc11192012025555.xml · derivative · entry 16 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,267 Underlying: Common Stock, par value $0.01 per share · 4,266 shares Expires 2012-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 27, 2012 Filed Nov 29, 2012 00:59 UTC |
SHERWOOD MICHAEL SVice Chairman
|
SaleCommon Stock, par value $0.01 per share | 1,957 | $120.77 | $236,352.37 |
DisclosureSEC source: 0000769993-12-000628 · ownershipdoc11192012025555.xml · nonDerivative · entry 8 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,331 F7 · price: Reflects a weighted average sale price of $120.7728 per share, at prices ranging from $120.4400 to $121.2900 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 27, 2012 Filed Nov 29, 2012 00:59 UTC |
SHERWOOD MICHAEL SVice Chairman
|
SaleCommon Stock, par value $0.01 per share | 1,451 | $119.95 | $174,049.05 |
DisclosureSEC source: 0000769993-12-000628 · ownershipdoc11192012025555.xml · nonDerivative · entry 7 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,288 F6 · price: Reflects a weighted average sale price of $119.9511 per share, at prices ranging from $119.4400 to $120.4300 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 27, 2012 Filed Nov 29, 2012 00:59 UTC |
SHERWOOD MICHAEL SVice Chairman
|
SaleCommon Stock, par value $0.01 per share | 858 | $119.01 | $102,109.21 |
DisclosureSEC source: 0000769993-12-000628 · ownershipdoc11192012025555.xml · nonDerivative · entry 6 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,739 F5 · price: Reflects a weighted average sale price of $119.0084 per share, at prices ranging from $118.4400 to $119.4300 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 27, 2012 Filed Nov 29, 2012 00:59 UTC |
SHERWOOD MICHAEL SVice Chairman
|
Exercise / conversionCommon Stock, par value $0.01 per share | 4,266 | $78.87 | $336,459.42 |
DisclosureSEC source: 0000769993-12-000628 · ownershipdoc11192012025555.xml · nonDerivative · entry 5 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,597 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in November 2002 and scheduled to expire in November 2012. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| November 27, 2012 Filed Nov 29, 2012 00:59 UTC |
BLANKFEIN LLOYD CDirector · Chairman of the Board and CEO
|
Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 22,945 | $0.00 Strike: $78.87 | $0.00 |
DisclosureSEC source: 0000769993-12-000629 · ownershipdoc11122012104332.xml · derivative · entry 15 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,944 Underlying: Common Stock, par value $0.01 per share · 22,945 shares Expires 2012-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 27, 2012 Filed Nov 29, 2012 00:59 UTC |
BLANKFEIN LLOYD CDirector · Chairman of the Board and CEO
|
SaleCommon Stock, par value $0.01 per share | 10,522 | $120.77 | $1,270,771.40 |
DisclosureSEC source: 0000769993-12-000629 · ownershipdoc11122012104332.xml · nonDerivative · entry 8 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,786,308 F7 · price: Reflects a weighted average sale price of $120.7728 per share, at prices ranging from $120.4400 to $121.2900 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 27, 2012 Filed Nov 29, 2012 00:59 UTC |
BLANKFEIN LLOYD CDirector · Chairman of the Board and CEO
|
SaleCommon Stock, par value $0.01 per share | 7,807 | $119.95 | $936,458.24 |
DisclosureSEC source: 0000769993-12-000629 · ownershipdoc11122012104332.xml · nonDerivative · entry 7 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,796,830 F6 · price: Reflects a weighted average sale price of $119.9511 per share, at prices ranging from $119.4400 to $120.4300 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 27, 2012 Filed Nov 29, 2012 00:59 UTC |
BLANKFEIN LLOYD CDirector · Chairman of the Board and CEO
|
SaleCommon Stock, par value $0.01 per share | 4,616 | $119.01 | $549,342.77 |
DisclosureSEC source: 0000769993-12-000629 · ownershipdoc11122012104332.xml · nonDerivative · entry 6 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,804,637 F5 · price: Reflects a weighted average sale price of $119.0084 per share, at prices ranging from $118.4400 to $119.4300 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 27, 2012 Filed Nov 29, 2012 00:59 UTC |
BLANKFEIN LLOYD CDirector · Chairman of the Board and CEO
|
Exercise / conversionCommon Stock, par value $0.01 per share | 22,945 | $78.87 | $1,809,672.15 |
DisclosureSEC source: 0000769993-12-000629 · ownershipdoc11122012104332.xml · nonDerivative · entry 5 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,809,253 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2002 and scheduled to expire in November 2012. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.