Last 12 months
Inside the activity.
0 purchase rows · 163 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 87 |
| Feb 2026 | 0 | 46 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 4 |
| May 2026 | 0 | 20 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 2 |
| Aug 2026 | 0 | 4 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 20, 2015 Filed Apr 21, 2015 20:16 UTC |
SHERWOOD MICHAEL SVice Chairman
|
Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 75,392 | $0.00 Strike: $131.64 | $0.00 |
DisclosureSEC source: 0000769993-15-000561 · ownershipdoc04192015040954.xml · derivative · entry 4 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 75,392 shares Expires 2015-11-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 20, 2015 Filed Apr 21, 2015 20:16 UTC |
SHERWOOD MICHAEL SVice Chairman
|
SaleCommon Stock, par value $0.01 per share | 75,392 | $199.22 | $15,019,239.90 |
DisclosureSEC source: 0000769993-15-000561 · ownershipdoc04192015040954.xml · nonDerivative · entry 2 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,872 F2 · price: Reflects a weighted average sale price of $199.2153 per share, at prices ranging from $199.00 to $199.57 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| April 20, 2015 Filed Apr 21, 2015 20:16 UTC |
SHERWOOD MICHAEL SVice Chairman
|
Exercise / conversionCommon Stock, par value $0.01 per share | 75,392 | $131.64 | $9,924,602.88 |
DisclosureSEC source: 0000769993-15-000561 · ownershipdoc04192015040954.xml · nonDerivative · entry 1 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 266,264 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2005 and scheduled to expire in November 2015. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| April 17, 2015 Filed Apr 21, 2015 20:15 UTC |
SCHWARTZ HARVEY MExecutive Vice President - CFO
|
Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 91,285 | $0.00 Strike: $78.78 | $0.00 |
DisclosureSEC source: 0000769993-15-000560 · ownershipdoc04192015040954.xml · derivative · entry 6 SCHWARTZ HARVEY M · CIK 0001566418 · Executive Vice President - CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,318 Underlying: Common Stock, par value $0.01 per share · 91,285 shares Expires 2018-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: One-third of these Stock Options became exercisable in each of January 2010, January 2011 and January 2012. Read SEC document |
| April 17, 2015 Filed Apr 21, 2015 20:15 UTC |
SCHWARTZ HARVEY MExecutive Vice President - CFO
|
SaleCommon Stock, par value $0.01 per share | 5,000 | $197.96 | $989,809.00 |
DisclosureSEC source: 0000769993-15-000560 · ownershipdoc04192015040954.xml · nonDerivative · entry 4 SCHWARTZ HARVEY M · CIK 0001566418 · Executive Vice President - CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,332 F4 · price: Reflects a weighted average sale price of $197.9618 per share, at prices ranging from $197.785 to $198.22 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| April 17, 2015 Filed Apr 21, 2015 20:15 UTC |
SCHWARTZ HARVEY MExecutive Vice President - CFO
|
SaleCommon Stock, par value $0.01 per share | 64,588 | $197.26 | $12,740,512.62 |
DisclosureSEC source: 0000769993-15-000560 · ownershipdoc04192015040954.xml · nonDerivative · entry 3 SCHWARTZ HARVEY M · CIK 0001566418 · Executive Vice President - CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245,332 F3 · price: Reflects a weighted average sale price of $197.2582 per share, at prices ranging from $196.765 to $197.75 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| April 17, 2015 Filed Apr 21, 2015 20:15 UTC |
SCHWARTZ HARVEY MExecutive Vice President - CFO
|
SaleCommon Stock, par value $0.01 per share | 21,697 | $196.21 | $4,257,250.82 |
DisclosureSEC source: 0000769993-15-000560 · ownershipdoc04192015040954.xml · nonDerivative · entry 2 SCHWARTZ HARVEY M · CIK 0001566418 · Executive Vice President - CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 309,920 F2 · price: Reflects a weighted average sale price of $196.2138 per share, at prices ranging from $195.745 to $196.74 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| April 17, 2015 Filed Apr 21, 2015 20:15 UTC |
SCHWARTZ HARVEY MExecutive Vice President - CFO
|
Exercise / conversionCommon Stock, par value $0.01 per share | 91,285 | $78.78 | $7,191,432.30 |
DisclosureSEC source: 0000769993-15-000560 · ownershipdoc04192015040954.xml · nonDerivative · entry 1 SCHWARTZ HARVEY M · CIK 0001566418 · Executive Vice President - CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 331,617 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2008 and scheduled to expire in December 2018. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| March 30, 2015 Filed Feb 12, 2016 19:00 UTC |
Flaherty Mark A.Director
|
PurchaseCommon Stock, par value $0.01 per share | 3.17 | $189.85 | $601.84 |
DisclosureSEC source: 0000899243-16-013181 · doc5.xml · nonDerivative · entry 2 Flaherty Mark A. · CIK 0001520700 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,006.239 F1 · shares: These shares were acquired under a discontinued broker dividend reinvestment program, and are being reported on this Form 5 pursuant to Rule 16a-6. Read SEC document |
| February 26, 2015 Filed Feb 27, 2015 21:09 UTC |
ROGERS JOHN F.W.EVP-Chief of Staff & Secretary
|
SaleCommon Stock, par value $0.01 per share | 2,843 | $192.30 | $546,721.12 |
DisclosureSEC source: 0000769993-15-000378 · ownershipdoc02222015074057.xml · nonDerivative · entry 6 ROGERS JOHN F.W. · CIK 0001517277 · EVP-Chief of Staff & Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 34,264 F6 · price: Reflects a weighted average sale price of $192.3043 per share, at prices ranging from $192.22 to $192.42 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F7 · ownership.nature: Held through trusts, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares. Read SEC document |
| February 26, 2015 Filed Feb 27, 2015 21:09 UTC |
ROGERS JOHN F.W.EVP-Chief of Staff & Secretary
|
SaleCommon Stock, par value $0.01 per share | 9,942 | $191.54 | $1,904,336.41 |
DisclosureSEC source: 0000769993-15-000378 · ownershipdoc02222015074057.xml · nonDerivative · entry 5 ROGERS JOHN F.W. · CIK 0001517277 · EVP-Chief of Staff & Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 37,107 F5 · price: Reflects a weighted average sale price of $191.5446 per share, at prices ranging from $191.21 to $192.19 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F7 · ownership.nature: Held through trusts, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares. Read SEC document |
| February 26, 2015 Filed Feb 27, 2015 21:09 UTC |
ROGERS JOHN F.W.EVP-Chief of Staff & Secretary
|
SaleCommon Stock, par value $0.01 per share | 8,328 | $190.77 | $1,588,695.08 |
DisclosureSEC source: 0000769993-15-000378 · ownershipdoc02222015074057.xml · nonDerivative · entry 4 ROGERS JOHN F.W. · CIK 0001517277 · EVP-Chief of Staff & Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 47,049 F4 · price: Reflects a weighted average sale price of $190.7655 per share, at prices ranging from $190.205 to $191.20 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F7 · ownership.nature: Held through trusts, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares. Read SEC document |
| February 26, 2015 Filed Feb 27, 2015 21:09 UTC |
ROGERS JOHN F.W.EVP-Chief of Staff & Secretary
|
SaleCommon Stock, par value $0.01 per share | 6,989 | $192.29 | $1,343,904.33 |
DisclosureSEC source: 0000769993-15-000378 · ownershipdoc02222015074057.xml · nonDerivative · entry 3 ROGERS JOHN F.W. · CIK 0001517277 · EVP-Chief of Staff & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,572 F3 · price: Reflects a weighted average sale price of $192.2885 per share, at prices ranging from $192.11 to $192.44 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 26, 2015 Filed Feb 27, 2015 21:09 UTC |
ROGERS JOHN F.W.EVP-Chief of Staff & Secretary
|
SaleCommon Stock, par value $0.01 per share | 23,629 | $191.47 | $4,524,159.57 |
DisclosureSEC source: 0000769993-15-000378 · ownershipdoc02222015074057.xml · nonDerivative · entry 2 ROGERS JOHN F.W. · CIK 0001517277 · EVP-Chief of Staff & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,561 F2 · price: Reflects a weighted average sale price of $191.4664 per share, at prices ranging from $191.11 to $192.10 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 26, 2015 Filed Feb 27, 2015 21:09 UTC |
ROGERS JOHN F.W.EVP-Chief of Staff & Secretary
|
SaleCommon Stock, par value $0.01 per share | 13,347 | $190.67 | $2,544,820.44 |
DisclosureSEC source: 0000769993-15-000378 · ownershipdoc02222015074057.xml · nonDerivative · entry 1 ROGERS JOHN F.W. · CIK 0001517277 · EVP-Chief of Staff & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,190 F1 · price: Reflects a weighted average sale price of $190.6661 per share, at prices ranging from $190.11 to $191.10 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 24, 2015 Filed Feb 26, 2015 19:07 UTC |
SHERWOOD MICHAEL SVice Chairman
|
Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 70,000 | $0.00 Strike: $131.64 | $0.00 |
DisclosureSEC source: 0000769993-15-000376 · ownershipdoc02222015074057.xml · derivative · entry 4 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,392 Underlying: Common Stock, par value $0.01 per share · 70,000 shares Expires 2015-11-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 24, 2015 Filed Feb 26, 2015 19:07 UTC |
SHERWOOD MICHAEL SVice Chairman
|
SaleCommon Stock, par value $0.01 per share | 70,000 | $192.06 | $13,444,382.00 |
DisclosureSEC source: 0000769993-15-000376 · ownershipdoc02222015074057.xml · nonDerivative · entry 2 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,872 F2 · price: Reflects a weighted average sale price of $192.0626 per share, at prices ranging from $192.00 to $192.13 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 24, 2015 Filed Feb 26, 2015 19:07 UTC |
SHERWOOD MICHAEL SVice Chairman
|
Exercise / conversionCommon Stock, par value $0.01 per share | 70,000 | $131.64 | $9,214,800.00 |
DisclosureSEC source: 0000769993-15-000376 · ownershipdoc02222015074057.xml · nonDerivative · entry 1 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 260,872 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2005 and scheduled to expire in November 2015. Read SEC document |
| February 23, 2015 Filed Feb 25, 2015 19:01 UTC |
COHEN ALAN MEVP, Global Head of Compliance
|
SaleCommon Stock, par value $0.01 per share | 12,000 | $190.00 | $2,280,000.00 |
DisclosureSEC source: 0000769993-15-000370 · ownershipdoc02222015074057.xml · nonDerivative · entry 1 COHEN ALAN M · CIK 0001279229 · EVP, Global Head of Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,796 Read SEC document |
| February 11, 2015 Filed Feb 13, 2015 19:16 UTC |
SHERWOOD MICHAEL SVice Chairman
|
Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 75,000 | $0.00 Strike: $131.64 | $0.00 |
DisclosureSEC source: 0000769993-15-000256 · ownershipdoc02082015065444.xml · derivative · entry 5 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,392 Underlying: Common Stock, par value $0.01 per share · 75,000 shares Expires 2015-11-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 11, 2015 Filed Feb 13, 2015 19:16 UTC |
SHERWOOD MICHAEL SVice Chairman
|
SaleCommon Stock, par value $0.01 per share | 4,420 | $187.02 | $826,617.79 |
DisclosureSEC source: 0000769993-15-000256 · ownershipdoc02082015065444.xml · nonDerivative · entry 3 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,872 F3 · price: Reflects a weighted average sale price of $187.0176 per share, at prices ranging from $186.9900 to $187.0800 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 11, 2015 Filed Feb 13, 2015 19:16 UTC |
SHERWOOD MICHAEL SVice Chairman
|
SaleCommon Stock, par value $0.01 per share | 70,580 | $186.55 | $13,166,515.49 |
DisclosureSEC source: 0000769993-15-000256 · ownershipdoc02082015065444.xml · nonDerivative · entry 2 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,292 F2 · price: Reflects a weighted average sale price of $186.5474 per share, at prices ranging from $185.9900 to $186.9850 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 11, 2015 Filed Feb 13, 2015 19:16 UTC |
SHERWOOD MICHAEL SVice Chairman
|
Exercise / conversionCommon Stock, par value $0.01 per share | 75,000 | $131.64 | $9,873,000.00 |
DisclosureSEC source: 0000769993-15-000256 · ownershipdoc02082015065444.xml · nonDerivative · entry 1 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,872 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2005 and scheduled to expire in November 2015. Read SEC document |
| January 27, 2015 Filed Jan 29, 2015 21:34 UTC |
BLANKFEIN LLOYD CDirector · Chairman of the Board and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 81,482 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-15-000072 · ownershipdoc01112015073927.xml · derivative · entry 4 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 81,482 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 27, 2015, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2014 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2014 compensation. F1 · price: On January 27, 2015, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2014 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2014 compensation. F1 · derivative.exercise_date: On January 27, 2015, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2014 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2014 compensation. F1 · derivative.expiration_date: On January 27, 2015, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2014 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2014 compensation. Read SEC document |
| January 27, 2015 Filed Jan 29, 2015 21:34 UTC |
BLANKFEIN LLOYD CDirector · Chairman of the Board and CEO
|
Tax withholdingCommon Stock, par value $0.01 per share | 43,569 | $180.42 | $7,860,718.98 |
DisclosureSEC source: 0000769993-15-000072 · ownershipdoc01112015073927.xml · nonDerivative · entry 2 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,893,354 F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. Read SEC document |
| January 27, 2015 Filed Jan 29, 2015 21:34 UTC |
BLANKFEIN LLOYD CDirector · Chairman of the Board and CEO
|
Exercise / conversionCommon Stock, par value $0.01 per share | 81,482 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-15-000072 · ownershipdoc01112015073927.xml · nonDerivative · entry 1 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,936,923 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On January 27, 2015, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2014 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2014 compensation. Read SEC document |
| January 27, 2015 Filed Jan 29, 2015 21:34 UTC |
COHN GARY DDirector · President and COO
|
Exercise / conversionRestricted Stock Units · Derivative | 75,824 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-15-000073 · ownershipdoc01112015073927.xml · derivative · entry 6 COHN GARY D · CIK 0001366945 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 75,824 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 27, 2015, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2014 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2014 compensation. F1 · price: On January 27, 2015, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2014 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2014 compensation. F1 · derivative.exercise_date: On January 27, 2015, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2014 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2014 compensation. F1 · derivative.expiration_date: On January 27, 2015, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2014 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2014 compensation. Read SEC document |
| January 27, 2015 Filed Jan 29, 2015 21:34 UTC |
COHN GARY DDirector · President and COO
|
Tax withholdingCommon Stock, par value $0.01 per share | 40,545 | $180.42 | $7,315,128.90 |
DisclosureSEC source: 0000769993-15-000073 · ownershipdoc01112015073927.xml · nonDerivative · entry 2 COHN GARY D · CIK 0001366945 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 615,854 F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. Read SEC document |
| January 27, 2015 Filed Jan 29, 2015 21:34 UTC |
COHN GARY DDirector · President and COO
|
Exercise / conversionCommon Stock, par value $0.01 per share | 75,824 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-15-000073 · ownershipdoc01112015073927.xml · nonDerivative · entry 1 COHN GARY D · CIK 0001366945 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 656,399 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On January 27, 2015, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2014 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2014 compensation. Read SEC document |
| January 27, 2015 Filed Jan 29, 2015 21:34 UTC |
SCHWARTZ HARVEY MExecutive Vice President - CFO
|
Exercise / conversionRestricted Stock Units · Derivative | 77,558 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-15-000074 · ownershipdoc01112015073927.xml · derivative · entry 4 SCHWARTZ HARVEY M · CIK 0001566418 · Executive Vice President - CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 77,558 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 27, 2015, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2014 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2014 compensation. F1 · price: On January 27, 2015, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2014 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2014 compensation. F1 · derivative.exercise_date: On January 27, 2015, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2014 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2014 compensation. F1 · derivative.expiration_date: On January 27, 2015, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2014 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2014 compensation. Read SEC document |
| January 27, 2015 Filed Jan 29, 2015 21:34 UTC |
SCHWARTZ HARVEY MExecutive Vice President - CFO
|
Tax withholdingCommon Stock, par value $0.01 per share | 41,472 | $180.42 | $7,482,378.24 |
DisclosureSEC source: 0000769993-15-000074 · ownershipdoc01112015073927.xml · nonDerivative · entry 2 SCHWARTZ HARVEY M · CIK 0001566418 · Executive Vice President - CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,332 F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. Read SEC document |
| January 27, 2015 Filed Jan 29, 2015 21:34 UTC |
SCHWARTZ HARVEY MExecutive Vice President - CFO
|
Exercise / conversionCommon Stock, par value $0.01 per share | 77,558 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-15-000074 · ownershipdoc01112015073927.xml · nonDerivative · entry 1 SCHWARTZ HARVEY M · CIK 0001566418 · Executive Vice President - CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 281,804 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On January 27, 2015, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2014 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2014 compensation. Read SEC document |
| January 27, 2015 Filed Jan 29, 2015 21:34 UTC |
Schwartz MarkVice Chairman
|
Exercise / conversionRestricted Stock Units · Derivative | 34,175 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-15-000075 · ownershipdoc01112015073927.xml · derivative · entry 5 Schwartz Mark · CIK 0001362576 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 34,175 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 27, 2015, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for service prior to 2014 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2014 compensation. F1 · price: On January 27, 2015, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for service prior to 2014 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2014 compensation. F1 · derivative.exercise_date: On January 27, 2015, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for service prior to 2014 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2014 compensation. F1 · derivative.expiration_date: On January 27, 2015, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for service prior to 2014 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2014 compensation. Read SEC document |
| January 27, 2015 Filed Jan 29, 2015 21:34 UTC |
Schwartz MarkVice Chairman
|
Tax withholdingCommon Stock, par value $0.01 per share | 14,813 | $180.42 | $2,672,561.46 |
DisclosureSEC source: 0000769993-15-000075 · ownershipdoc01112015073927.xml · nonDerivative · entry 2 Schwartz Mark · CIK 0001362576 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 976,761 F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. Read SEC document |
| January 27, 2015 Filed Jan 29, 2015 21:34 UTC |
Schwartz MarkVice Chairman
|
Exercise / conversionCommon Stock, par value $0.01 per share | 34,175 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-15-000075 · ownershipdoc01112015073927.xml · nonDerivative · entry 1 Schwartz Mark · CIK 0001362576 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 991,574 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On January 27, 2015, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for service prior to 2014 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2014 compensation. Read SEC document |
| January 27, 2015 Filed Jan 29, 2015 21:35 UTC |
COHEN ALAN MEVP, Global Head of Compliance
|
Exercise / conversionRestricted Stock Units · Derivative | 19,774 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-15-000077 · ownershipdoc01112015073927.xml · derivative · entry 4 COHEN ALAN M · CIK 0001279229 · EVP, Global Head of Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 19,774 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 27, 2015, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2014 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2014 compensation. F1 · price: On January 27, 2015, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2014 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2014 compensation. F1 · derivative.exercise_date: On January 27, 2015, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2014 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2014 compensation. F1 · derivative.expiration_date: On January 27, 2015, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2014 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2014 compensation. Read SEC document |
| January 27, 2015 Filed Jan 29, 2015 21:35 UTC |
COHEN ALAN MEVP, Global Head of Compliance
|
Tax withholdingCommon Stock, par value $0.01 per share | 10,575 | $180.42 | $1,907,941.50 |
DisclosureSEC source: 0000769993-15-000077 · ownershipdoc01112015073927.xml · nonDerivative · entry 2 COHEN ALAN M · CIK 0001279229 · EVP, Global Head of Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,796 F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. Read SEC document |
| January 27, 2015 Filed Jan 29, 2015 21:35 UTC |
COHEN ALAN MEVP, Global Head of Compliance
|
Exercise / conversionCommon Stock, par value $0.01 per share | 19,774 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-15-000077 · ownershipdoc01112015073927.xml · nonDerivative · entry 1 COHEN ALAN M · CIK 0001279229 · EVP, Global Head of Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,371 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On January 27, 2015, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2014 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2014 compensation. Read SEC document |
| January 27, 2015 Filed Jan 29, 2015 21:35 UTC |
SHERWOOD MICHAEL SVice Chairman
|
Exercise / conversionRestricted Stock Units · Derivative | 68,831 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-15-000076 · ownershipdoc01112015073927.xml · derivative · entry 4 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 68,831 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 27, 2015, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2014 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2014 compensation. F1 · price: On January 27, 2015, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2014 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2014 compensation. F1 · derivative.exercise_date: On January 27, 2015, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2014 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2014 compensation. F1 · derivative.expiration_date: On January 27, 2015, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2014 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2014 compensation. Read SEC document |
| January 27, 2015 Filed Jan 29, 2015 21:35 UTC |
SHERWOOD MICHAEL SVice Chairman
|
Tax withholdingCommon Stock, par value $0.01 per share | 32,352 | $180.42 | $5,836,947.84 |
DisclosureSEC source: 0000769993-15-000076 · ownershipdoc01112015073927.xml · nonDerivative · entry 2 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,872 F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. Read SEC document |
| January 27, 2015 Filed Jan 29, 2015 21:35 UTC |
SHERWOOD MICHAEL SVice Chairman
|
Exercise / conversionCommon Stock, par value $0.01 per share | 68,831 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-15-000076 · ownershipdoc01112015073927.xml · nonDerivative · entry 1 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,224 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On January 27, 2015, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2014 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2014 compensation. Read SEC document |
| January 27, 2015 Filed Jan 29, 2015 21:35 UTC |
COOPER EDITH WEVP, Global Head of HCM
|
Exercise / conversionRestricted Stock Units · Derivative | 20,924 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-15-000078 · ownershipdoc01112015073927.xml · derivative · entry 4 COOPER EDITH W · CIK 0001517276 · EVP, Global Head of HCM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 20,924 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 27, 2015, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2014 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2014 compensation. F1 · price: On January 27, 2015, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2014 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2014 compensation. F1 · derivative.exercise_date: On January 27, 2015, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2014 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2014 compensation. F1 · derivative.expiration_date: On January 27, 2015, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2014 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2014 compensation. Read SEC document |
| January 27, 2015 Filed Jan 29, 2015 21:35 UTC |
COOPER EDITH WEVP, Global Head of HCM
|
Tax withholdingCommon Stock, par value $0.01 per share | 10,300 | $180.42 | $1,858,326.00 |
DisclosureSEC source: 0000769993-15-000078 · ownershipdoc01112015073927.xml · nonDerivative · entry 2 COOPER EDITH W · CIK 0001517276 · EVP, Global Head of HCM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,497 F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. Read SEC document |
| January 27, 2015 Filed Jan 29, 2015 21:35 UTC |
COOPER EDITH WEVP, Global Head of HCM
|
Exercise / conversionCommon Stock, par value $0.01 per share | 20,924 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-15-000078 · ownershipdoc01112015073927.xml · nonDerivative · entry 1 COOPER EDITH W · CIK 0001517276 · EVP, Global Head of HCM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,797 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On January 27, 2015, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2014 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2014 compensation. Read SEC document |
| January 27, 2015 Filed Jan 29, 2015 16:36 UTC |
PALM GREGORY KExecutive VP - General Counsel
|
Exercise / conversionRestricted Stock Units · Derivative | 24,019 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-15-000079 · ownershipdoc01112015073927.xml · derivative · entry 5 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 24,019 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 27, 2015, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2014 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2014 compensation. F1 · price: On January 27, 2015, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2014 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2014 compensation. F1 · derivative.exercise_date: On January 27, 2015, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2014 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2014 compensation. F1 · derivative.expiration_date: On January 27, 2015, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2014 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2014 compensation. Read SEC document |
| January 27, 2015 Filed Jan 29, 2015 16:36 UTC |
PALM GREGORY KExecutive VP - General Counsel
|
Tax withholdingCommon Stock, par value $0.01 per share | 12,844 | $180.42 | $2,317,314.48 |
DisclosureSEC source: 0000769993-15-000079 · ownershipdoc01112015073927.xml · nonDerivative · entry 2 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 908,494 F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. Read SEC document |
| January 27, 2015 Filed Jan 29, 2015 16:36 UTC |
PALM GREGORY KExecutive VP - General Counsel
|
Exercise / conversionCommon Stock, par value $0.01 per share | 24,019 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-15-000079 · ownershipdoc01112015073927.xml · nonDerivative · entry 1 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 921,338 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On January 27, 2015, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2014 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2014 compensation. Read SEC document |
| January 27, 2015 Filed Jan 29, 2015 21:36 UTC |
ROGERS JOHN F.W.EVP-Chief of Staff & Secretary
|
Exercise / conversionRestricted Stock Units · Derivative | 22,656 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-15-000080 · ownershipdoc01112015073927.xml · derivative · entry 4 ROGERS JOHN F.W. · CIK 0001517277 · EVP-Chief of Staff & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 22,656 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 27, 2015, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2014 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2014 compensation. F1 · price: On January 27, 2015, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2014 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2014 compensation. F1 · derivative.exercise_date: On January 27, 2015, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2014 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2014 compensation. F1 · derivative.expiration_date: On January 27, 2015, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2014 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2014 compensation. Read SEC document |
| January 27, 2015 Filed Jan 29, 2015 21:36 UTC |
ROGERS JOHN F.W.EVP-Chief of Staff & Secretary
|
Tax withholdingCommon Stock, par value $0.01 per share | 11,153 | $180.42 | $2,012,224.26 |
DisclosureSEC source: 0000769993-15-000080 · ownershipdoc01112015073927.xml · nonDerivative · entry 2 ROGERS JOHN F.W. · CIK 0001517277 · EVP-Chief of Staff & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,537 F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. Read SEC document |
| January 27, 2015 Filed Jan 29, 2015 21:36 UTC |
ROGERS JOHN F.W.EVP-Chief of Staff & Secretary
|
Exercise / conversionCommon Stock, par value $0.01 per share | 22,656 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-15-000080 · ownershipdoc01112015073927.xml · nonDerivative · entry 1 ROGERS JOHN F.W. · CIK 0001517277 · EVP-Chief of Staff & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,690 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On January 27, 2015, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2014 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2014 compensation. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.