Last 12 months
Inside the activity.
0 purchase rows · 163 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 87 |
| Feb 2026 | 0 | 46 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 4 |
| May 2026 | 0 | 20 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 2 |
| Aug 2026 | 0 | 4 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 25, 2015 Filed Nov 25, 2015 23:44 UTC |
COHN GARY DDirector · President and COO
|
SaleCommon Stock, par value $0.01 per share | 6,388 | $188.85 | $1,206,343.78 |
DisclosureSEC source: 0000769993-15-001030 · ownershipdoc07202015015846.xml · nonDerivative · entry 10 COHN GARY D · CIK 0001366945 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 622,562 F8 · price: Reflects a weighted average sale price of $188.8453 per share, at prices ranging from $188.1512 to $189.14 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 25, 2015 Filed Nov 25, 2015 23:44 UTC |
COHN GARY DDirector · President and COO
|
Exercise / conversionCommon Stock, par value $0.01 per share | 13,096 | $131.64 | $1,723,957.44 |
DisclosureSEC source: 0000769993-15-001030 · ownershipdoc07202015015846.xml · nonDerivative · entry 9 COHN GARY D · CIK 0001366945 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 628,950 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2005 and scheduled to expire in November 2015. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| November 25, 2015 Filed Nov 25, 2015 18:44 UTC |
PALM GREGORY KExecutive VP - General Counsel
|
Exercise / conversionNonqualified Stock Options (right to buy · Derivative | 10,367 | $0.00 Strike: $131.64 | $0.00 |
DisclosureSEC source: 0000769993-15-001031 · ownershipdoc11242015120902.xml · derivative · entry 16 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 10,367 shares Expires 2015-11-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 25, 2015 Filed Nov 25, 2015 18:44 UTC |
PALM GREGORY KExecutive VP - General Counsel
|
SaleCommon Stock, par value $0.01 per share | 5,310 | $189.38 | $1,005,615.77 |
DisclosureSEC source: 0000769993-15-001031 · ownershipdoc11242015120902.xml · nonDerivative · entry 11 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 908,494 F9 · price: Reflects a weighted average sale price of $189.3815 per share, at prices ranging from $189.15 to $189.74 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 25, 2015 Filed Nov 25, 2015 18:44 UTC |
PALM GREGORY KExecutive VP - General Counsel
|
SaleCommon Stock, par value $0.01 per share | 5,057 | $188.85 | $954,990.68 |
DisclosureSEC source: 0000769993-15-001031 · ownershipdoc11242015120902.xml · nonDerivative · entry 10 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 913,804 F8 · price: Reflects a weighted average sale price of $188.8453 per share, at prices ranging from $188.1512 to $189.14 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 25, 2015 Filed Nov 25, 2015 18:44 UTC |
PALM GREGORY KExecutive VP - General Counsel
|
Exercise / conversionCommon Stock, par value $0.01 per share | 10,367 | $131.64 | $1,364,711.88 |
DisclosureSEC source: 0000769993-15-001031 · ownershipdoc11242015120902.xml · nonDerivative · entry 9 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 918,861 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2005 and scheduled to expire in November 2015. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| November 24, 2015 Filed Nov 25, 2015 23:43 UTC |
BLANKFEIN LLOYD CDirector · Chairman of the Board and CEO
|
Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 1,750 | $0.00 Strike: $131.64 | $0.00 |
DisclosureSEC source: 0000769993-15-001029 · ownershipdoc11242015120902.xml · derivative · entry 15 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,750 Underlying: Common Stock, par value $0.01 per share · 1,750 shares Expires 2015-11-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 24, 2015 Filed Nov 25, 2015 23:43 UTC |
BLANKFEIN LLOYD CDirector · Chairman of the Board and CEO
|
SaleCommon Stock, par value $0.01 per share | 556 | $189.11 | $105,145.05 |
DisclosureSEC source: 0000769993-15-001029 · ownershipdoc11242015120902.xml · nonDerivative · entry 8 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,393,354 F7 · price: Reflects a weighted average sale price of $189.1098 per share, at prices ranging from $188.80 to $189.75 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 24, 2015 Filed Nov 25, 2015 23:43 UTC |
BLANKFEIN LLOYD CDirector · Chairman of the Board and CEO
|
SaleCommon Stock, par value $0.01 per share | 787 | $188.28 | $148,173.92 |
DisclosureSEC source: 0000769993-15-001029 · ownershipdoc11242015120902.xml · nonDerivative · entry 7 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,393,910 F6 · price: Reflects a weighted average sale price of $188.2769 per share, at prices ranging from $187.80 to $188.79 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 24, 2015 Filed Nov 25, 2015 23:43 UTC |
BLANKFEIN LLOYD CDirector · Chairman of the Board and CEO
|
SaleCommon Stock, par value $0.01 per share | 407 | $187.42 | $76,278.43 |
DisclosureSEC source: 0000769993-15-001029 · ownershipdoc11242015120902.xml · nonDerivative · entry 6 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,394,697 F5 · price: Reflects a weighted average sale price of $187.4163 per share, at prices ranging from $186.80 to $187.79 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 24, 2015 Filed Nov 25, 2015 23:43 UTC |
BLANKFEIN LLOYD CDirector · Chairman of the Board and CEO
|
Exercise / conversionCommon Stock, par value $0.01 per share | 1,750 | $131.64 | $230,370.00 |
DisclosureSEC source: 0000769993-15-001029 · ownershipdoc11242015120902.xml · nonDerivative · entry 5 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,395,104 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2005 and scheduled to expire in November 2015. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| November 24, 2015 Filed Nov 25, 2015 23:44 UTC |
COHN GARY DDirector · President and COO
|
Exercise / conversionNonqualified Stock Options (right to buy · Derivative | 13,097 | $0.00 Strike: $131.64 | $0.00 |
DisclosureSEC source: 0000769993-15-001030 · ownershipdoc07202015015846.xml · derivative · entry 16 COHN GARY D · CIK 0001366945 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,096 Underlying: Common Stock, par value $0.01 per share · 13,097 shares Expires 2015-11-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 24, 2015 Filed Nov 25, 2015 23:44 UTC |
COHN GARY DDirector · President and COO
|
SaleCommon Stock, par value $0.01 per share | 4,164 | $189.11 | $787,453.21 |
DisclosureSEC source: 0000769993-15-001030 · ownershipdoc07202015015846.xml · nonDerivative · entry 8 COHN GARY D · CIK 0001366945 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 615,854 F7 · price: Reflects a weighted average sale price of $189.1098 per share, at prices ranging from $188.80 to $189.75 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 24, 2015 Filed Nov 25, 2015 23:44 UTC |
COHN GARY DDirector · President and COO
|
SaleCommon Stock, par value $0.01 per share | 5,888 | $188.28 | $1,108,574.39 |
DisclosureSEC source: 0000769993-15-001030 · ownershipdoc07202015015846.xml · nonDerivative · entry 7 COHN GARY D · CIK 0001366945 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 620,018 F6 · price: Reflects a weighted average sale price of $188.2769 per share, at prices ranging from $187.80 to $188.79 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 24, 2015 Filed Nov 25, 2015 23:44 UTC |
COHN GARY DDirector · President and COO
|
SaleCommon Stock, par value $0.01 per share | 3,045 | $187.42 | $570,682.63 |
DisclosureSEC source: 0000769993-15-001030 · ownershipdoc07202015015846.xml · nonDerivative · entry 6 COHN GARY D · CIK 0001366945 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 625,906 F5 · price: Reflects a weighted average sale price of $187.4163 per share, at prices ranging from $186.80 to $187.79 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 24, 2015 Filed Nov 25, 2015 23:44 UTC |
COHN GARY DDirector · President and COO
|
Exercise / conversionCommon Stock, par value $0.01 per share | 13,097 | $131.64 | $1,724,089.08 |
DisclosureSEC source: 0000769993-15-001030 · ownershipdoc07202015015846.xml · nonDerivative · entry 5 COHN GARY D · CIK 0001366945 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 628,951 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2005 and scheduled to expire in November 2015. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| November 24, 2015 Filed Nov 25, 2015 18:44 UTC |
PALM GREGORY KExecutive VP - General Counsel
|
Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 10,368 | $0.00 Strike: $131.64 | $0.00 |
DisclosureSEC source: 0000769993-15-001031 · ownershipdoc11242015120902.xml · derivative · entry 15 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,367 Underlying: Common Stock, par value $0.01 per share · 10,368 shares Expires 2015-11-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 24, 2015 Filed Nov 25, 2015 18:44 UTC |
PALM GREGORY KExecutive VP - General Counsel
|
SaleCommon Stock, par value $0.01 per share | 3,296 | $189.11 | $623,305.90 |
DisclosureSEC source: 0000769993-15-001031 · ownershipdoc11242015120902.xml · nonDerivative · entry 8 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 908,494 F7 · price: Reflects a weighted average sale price of $189.1098 per share, at prices ranging from $188.80 to $189.75 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 24, 2015 Filed Nov 25, 2015 18:44 UTC |
PALM GREGORY KExecutive VP - General Counsel
|
SaleCommon Stock, par value $0.01 per share | 4,661 | $188.28 | $877,558.63 |
DisclosureSEC source: 0000769993-15-001031 · ownershipdoc11242015120902.xml · nonDerivative · entry 7 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 911,790 F6 · price: Reflects a weighted average sale price of $188.2769 per share, at prices ranging from $187.80 to $188.79 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 24, 2015 Filed Nov 25, 2015 18:44 UTC |
PALM GREGORY KExecutive VP - General Counsel
|
SaleCommon Stock, par value $0.01 per share | 2,411 | $187.42 | $451,860.70 |
DisclosureSEC source: 0000769993-15-001031 · ownershipdoc11242015120902.xml · nonDerivative · entry 6 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 916,451 F5 · price: Reflects a weighted average sale price of $187.4163 per share, at prices ranging from $186.80 to $187.79 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 24, 2015 Filed Nov 25, 2015 18:44 UTC |
PALM GREGORY KExecutive VP - General Counsel
|
Exercise / conversionCommon Stock, par value $0.01 per share | 10,368 | $131.64 | $1,364,843.52 |
DisclosureSEC source: 0000769993-15-001031 · ownershipdoc11242015120902.xml · nonDerivative · entry 5 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 918,862 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2005 and scheduled to expire in November 2015. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| November 23, 2015 Filed Nov 25, 2015 23:43 UTC |
BLANKFEIN LLOYD CDirector · Chairman of the Board and CEO
|
Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 1,750 | $0.00 Strike: $131.64 | $0.00 |
DisclosureSEC source: 0000769993-15-001029 · ownershipdoc11242015120902.xml · derivative · entry 14 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,500 Underlying: Common Stock, par value $0.01 per share · 1,750 shares Expires 2015-11-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 23, 2015 Filed Nov 25, 2015 23:43 UTC |
BLANKFEIN LLOYD CDirector · Chairman of the Board and CEO
|
SaleCommon Stock, par value $0.01 per share | 451 | $190.86 | $86,079.35 |
DisclosureSEC source: 0000769993-15-001029 · ownershipdoc11242015120902.xml · nonDerivative · entry 4 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,393,354 F4 · price: Reflects a weighted average sale price of $190.8633 per share, at prices ranging from $190.56 to $191.43 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 23, 2015 Filed Nov 25, 2015 23:43 UTC |
BLANKFEIN LLOYD CDirector · Chairman of the Board and CEO
|
SaleCommon Stock, par value $0.01 per share | 673 | $190.14 | $127,965.36 |
DisclosureSEC source: 0000769993-15-001029 · ownershipdoc11242015120902.xml · nonDerivative · entry 3 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,393,805 F3 · price: Reflects a weighted average sale price of $190.1417 per share, at prices ranging from $189.56 to $190.55 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 23, 2015 Filed Nov 25, 2015 23:43 UTC |
BLANKFEIN LLOYD CDirector · Chairman of the Board and CEO
|
SaleCommon Stock, par value $0.01 per share | 626 | $189.19 | $118,430.12 |
DisclosureSEC source: 0000769993-15-001029 · ownershipdoc11242015120902.xml · nonDerivative · entry 2 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,394,478 F2 · price: Reflects a weighted average sale price of $189.1855 per share, at prices ranging from $188.56 to $189.55 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 23, 2015 Filed Nov 25, 2015 23:43 UTC |
BLANKFEIN LLOYD CDirector · Chairman of the Board and CEO
|
Exercise / conversionCommon Stock, par value $0.01 per share | 1,750 | $131.64 | $230,370.00 |
DisclosureSEC source: 0000769993-15-001029 · ownershipdoc11242015120902.xml · nonDerivative · entry 1 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,395,104 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2005 and scheduled to expire in November 2015. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| November 23, 2015 Filed Nov 25, 2015 23:44 UTC |
COHN GARY DDirector · President and COO
|
Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 13,097 | $0.00 Strike: $131.64 | $0.00 |
DisclosureSEC source: 0000769993-15-001030 · ownershipdoc07202015015846.xml · derivative · entry 15 COHN GARY D · CIK 0001366945 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,193 Underlying: Common Stock, par value $0.01 per share · 13,097 shares Expires 2015-11-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 23, 2015 Filed Nov 25, 2015 23:44 UTC |
COHN GARY DDirector · President and COO
|
SaleCommon Stock, par value $0.01 per share | 3,375 | $190.86 | $644,163.64 |
DisclosureSEC source: 0000769993-15-001030 · ownershipdoc07202015015846.xml · nonDerivative · entry 4 COHN GARY D · CIK 0001366945 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 615,854 F4 · price: Reflects a weighted average sale price of $190.8633 per share, at prices ranging from $190.56 to $191.43 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 23, 2015 Filed Nov 25, 2015 23:44 UTC |
COHN GARY DDirector · President and COO
|
SaleCommon Stock, par value $0.01 per share | 5,036 | $190.14 | $957,553.60 |
DisclosureSEC source: 0000769993-15-001030 · ownershipdoc07202015015846.xml · nonDerivative · entry 3 COHN GARY D · CIK 0001366945 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 619,229 F3 · price: Reflects a weighted average sale price of $190.1417 per share, at prices ranging from $189.56 to $190.55 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 23, 2015 Filed Nov 25, 2015 23:44 UTC |
COHN GARY DDirector · President and COO
|
SaleCommon Stock, par value $0.01 per share | 4,686 | $189.19 | $886,523.25 |
DisclosureSEC source: 0000769993-15-001030 · ownershipdoc07202015015846.xml · nonDerivative · entry 2 COHN GARY D · CIK 0001366945 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 624,265 F2 · price: Reflects a weighted average sale price of $189.1855 per share, at prices ranging from $188.56 to $189.55 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 23, 2015 Filed Nov 25, 2015 23:44 UTC |
COHN GARY DDirector · President and COO
|
Exercise / conversionCommon Stock, par value $0.01 per share | 13,097 | $131.64 | $1,724,089.08 |
DisclosureSEC source: 0000769993-15-001030 · ownershipdoc07202015015846.xml · nonDerivative · entry 1 COHN GARY D · CIK 0001366945 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 628,951 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2005 and scheduled to expire in November 2015. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| November 23, 2015 Filed Nov 25, 2015 18:44 UTC |
PALM GREGORY KExecutive VP - General Counsel
|
Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 10,368 | $0.00 Strike: $131.64 | $0.00 |
DisclosureSEC source: 0000769993-15-001031 · ownershipdoc11242015120902.xml · derivative · entry 14 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,735 Underlying: Common Stock, par value $0.01 per share · 10,368 shares Expires 2015-11-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 23, 2015 Filed Nov 25, 2015 18:44 UTC |
PALM GREGORY KExecutive VP - General Counsel
|
SaleCommon Stock, par value $0.01 per share | 2,671 | $190.86 | $509,795.87 |
DisclosureSEC source: 0000769993-15-001031 · ownershipdoc11242015120902.xml · nonDerivative · entry 4 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 908,494 F4 · price: Reflects a weighted average sale price of $190.8633 per share, at prices ranging from $190.56 to $191.43 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 23, 2015 Filed Nov 25, 2015 18:44 UTC |
PALM GREGORY KExecutive VP - General Counsel
|
SaleCommon Stock, par value $0.01 per share | 3,987 | $190.14 | $758,094.96 |
DisclosureSEC source: 0000769993-15-001031 · ownershipdoc11242015120902.xml · nonDerivative · entry 3 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 911,165 F3 · price: Reflects a weighted average sale price of $190.1417 per share, at prices ranging from $189.56 to $190.55 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 23, 2015 Filed Nov 25, 2015 18:44 UTC |
PALM GREGORY KExecutive VP - General Counsel
|
SaleCommon Stock, par value $0.01 per share | 3,710 | $189.19 | $701,878.21 |
DisclosureSEC source: 0000769993-15-001031 · ownershipdoc11242015120902.xml · nonDerivative · entry 2 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 915,152 F2 · price: Reflects a weighted average sale price of $189.1855 per share, at prices ranging from $188.56 to $189.55 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 23, 2015 Filed Nov 25, 2015 18:44 UTC |
PALM GREGORY KExecutive VP - General Counsel
|
Exercise / conversionCommon Stock, par value $0.01 per share | 10,368 | $131.64 | $1,364,843.52 |
DisclosureSEC source: 0000769993-15-001031 · ownershipdoc11242015120902.xml · nonDerivative · entry 1 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 918,862 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2005 and scheduled to expire in November 2015. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| September 29, 2015 Filed Feb 12, 2016 19:00 UTC |
Flaherty Mark A.Director
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PurchaseCommon Stock, par value $0.01 per share | 3.792 | $173.02 | $656.08 |
DisclosureSEC source: 0000899243-16-013181 · doc5.xml · nonDerivative · entry 4 Flaherty Mark A. · CIK 0001520700 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,013.139 F1 · shares: These shares were acquired under a discontinued broker dividend reinvestment program, and are being reported on this Form 5 pursuant to Rule 16a-6. Read SEC document |
| July 20, 2015 Filed Jul 22, 2015 20:02 UTC |
SHERWOOD MICHAEL SVice Chairman
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Exercise / conversionRestricted Stock Units · Derivative | 10,439 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-15-000835 · ownershipdoc07202015015846.xml · derivative · entry 4 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 10,439 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On July 20, 2015, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for 2014 were delivered to the Reporting Person without the payment of any consideration. F1 · price: On July 20, 2015, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for 2014 were delivered to the Reporting Person without the payment of any consideration. F1 · derivative.exercise_date: On July 20, 2015, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for 2014 were delivered to the Reporting Person without the payment of any consideration. F1 · derivative.expiration_date: On July 20, 2015, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for 2014 were delivered to the Reporting Person without the payment of any consideration. Read SEC document |
| July 20, 2015 Filed Jul 22, 2015 20:02 UTC |
SHERWOOD MICHAEL SVice Chairman
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Tax withholdingCommon Stock, par value $0.01 per share | 4,907 | $212.46 | $1,042,541.22 |
DisclosureSEC source: 0000769993-15-000835 · ownershipdoc07202015015846.xml · nonDerivative · entry 2 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,404 F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy tax withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy tax withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. Read SEC document |
| July 20, 2015 Filed Jul 22, 2015 20:02 UTC |
SHERWOOD MICHAEL SVice Chairman
|
Exercise / conversionCommon Stock, par value $0.01 per share | 10,439 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-15-000835 · ownershipdoc07202015015846.xml · nonDerivative · entry 1 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,311 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On July 20, 2015, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for 2014 were delivered to the Reporting Person without the payment of any consideration. Read SEC document |
| July 17, 2015 Filed Jul 21, 2015 18:04 UTC |
SCHWARTZ HARVEY MExecutive Vice President - CFO
|
Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 120,318 | $0.00 Strike: $78.78 | $0.00 |
DisclosureSEC source: 0000769993-15-000833 · ownershipdoc07202015015846.xml · derivative · entry 7 SCHWARTZ HARVEY M · CIK 0001566418 · Executive Vice President - CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 120,318 shares Expires 2018-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: One-third of these Stock Options became exercisable in each of January 2010, January 2011 and January 2012. Read SEC document |
| July 17, 2015 Filed Jul 21, 2015 18:04 UTC |
SCHWARTZ HARVEY MExecutive Vice President - CFO
|
SaleCommon Stock, par value $0.01 per share | 7,958 | $212.33 | $1,689,724.53 |
DisclosureSEC source: 0000769993-15-000833 · ownershipdoc07202015015846.xml · nonDerivative · entry 5 SCHWARTZ HARVEY M · CIK 0001566418 · Executive Vice President - CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,332 F5 · price: Reflects a weighted average sale price of $212.3303 per share, at prices ranging from $211.825 to $212.78 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| July 17, 2015 Filed Jul 21, 2015 18:04 UTC |
SCHWARTZ HARVEY MExecutive Vice President - CFO
|
SaleCommon Stock, par value $0.01 per share | 13,168 | $211.30 | $2,782,370.75 |
DisclosureSEC source: 0000769993-15-000833 · ownershipdoc07202015015846.xml · nonDerivative · entry 4 SCHWARTZ HARVEY M · CIK 0001566418 · Executive Vice President - CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,290 F4 · price: Reflects a weighted average sale price of $211.2979 per share, at prices ranging from $210.81 to $211.79 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| July 17, 2015 Filed Jul 21, 2015 18:04 UTC |
SCHWARTZ HARVEY MExecutive Vice President - CFO
|
SaleCommon Stock, par value $0.01 per share | 12,200 | $210.27 | $2,565,236.66 |
DisclosureSEC source: 0000769993-15-000833 · ownershipdoc07202015015846.xml · nonDerivative · entry 3 SCHWARTZ HARVEY M · CIK 0001566418 · Executive Vice President - CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,458 F3 · price: Reflects a weighted average sale price of $210.2653 per share, at prices ranging from $209.81 to $210.80 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| July 17, 2015 Filed Jul 21, 2015 18:04 UTC |
SCHWARTZ HARVEY MExecutive Vice President - CFO
|
Tax withholdingCommon Stock, par value $0.01 per share | 86,992 | $211.18 | $18,370,970.56 |
DisclosureSEC source: 0000769993-15-000833 · ownershipdoc07202015015846.xml · nonDerivative · entry 2 SCHWARTZ HARVEY M · CIK 0001566418 · Executive Vice President - CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 273,658 F2 · kind: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above. Read SEC document |
| July 17, 2015 Filed Jul 21, 2015 18:04 UTC |
SCHWARTZ HARVEY MExecutive Vice President - CFO
|
Exercise / conversionCommon Stock, par value $0.01 per share | 120,318 | $78.78 | $9,478,652.04 |
DisclosureSEC source: 0000769993-15-000833 · ownershipdoc07202015015846.xml · nonDerivative · entry 1 SCHWARTZ HARVEY M · CIK 0001566418 · Executive Vice President - CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 360,650 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2008 and scheduled to expire in December 2018. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| June 29, 2015 Filed Feb 12, 2016 19:00 UTC |
Flaherty Mark A.Director
|
PurchaseCommon Stock, par value $0.01 per share | 3.108 | $210.44 | $654.06 |
DisclosureSEC source: 0000899243-16-013181 · doc5.xml · nonDerivative · entry 3 Flaherty Mark A. · CIK 0001520700 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,009.347 F1 · shares: These shares were acquired under a discontinued broker dividend reinvestment program, and are being reported on this Form 5 pursuant to Rule 16a-6. Read SEC document |
| June 19, 2015 Filed Jun 19, 2015 21:50 UTC |
BLANKFEIN LLOYD CDirector · Chairman of the Board and CEO
|
Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 7,959 | $0.00 Strike: $131.64 | $0.00 |
DisclosureSEC source: 0000769993-15-000760 · ownershipdoc06182015044206.xml · derivative · entry 7 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,250 Underlying: Common Stock, par value $0.01 per share · 7,959 shares Expires 2015-11-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 19, 2015 Filed Jun 19, 2015 21:50 UTC |
BLANKFEIN LLOYD CDirector · Chairman of the Board and CEO
|
SaleCommon Stock, par value $0.01 per share | 7,959 | $215.00 | $1,711,185.00 |
DisclosureSEC source: 0000769993-15-000760 · ownershipdoc06182015044206.xml · nonDerivative · entry 4 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,893,354 Read SEC document |
| June 19, 2015 Filed Jun 19, 2015 21:50 UTC |
BLANKFEIN LLOYD CDirector · Chairman of the Board and CEO
|
Exercise / conversionCommon Stock, par value $0.01 per share | 7,959 | $131.64 | $1,047,722.76 |
DisclosureSEC source: 0000769993-15-000760 · ownershipdoc06182015044206.xml · nonDerivative · entry 3 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,901,313 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2005 and scheduled to expire in November 2015. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.