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Nasdaq · USD

GRWG

GrowGeneration Corp.

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6802
SEC CIK
0001604868
Parsed reports
162

Last 12 months

Inside the activity.

2 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202620
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 03, 2020 Filed Mar 5, 2020 19:42 UTC SaleCommon Stock 5,311 $5.52 $29,316.72
Disclosure

SEC source: 0000899243-20-007159 · doc4.xml · nonDerivative · entry 1

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1 (Q), L.P

Disclosed balance after: 2,481,896

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $5.45 to $5.56, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

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March 02, 2020 Filed Mar 3, 2020 19:15 UTC SaleCommon Stock 1,000 $5.51 $5,506.50
Disclosure

SEC source: 0000899243-20-006684 · doc4.xml · nonDerivative · entry 4

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1, L.P.

Disclosed balance after: 620,702

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $5.50 to $5.51, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

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March 02, 2020 Filed Mar 3, 2020 19:15 UTC SaleCommon Stock 4,000 $5.51 $22,026.00
Disclosure

SEC source: 0000899243-20-006684 · doc4.xml · nonDerivative · entry 3

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1 (Q), L.P.

Disclosed balance after: 2,487,207

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $5.50 to $5.51, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

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February 28, 2020 Filed Mar 3, 2020 19:15 UTC SaleCommon Stock 2,725 $5.52 $15,040.37
Disclosure

SEC source: 0000899243-20-006684 · doc4.xml · nonDerivative · entry 2

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1, L.P.

Disclosed balance after: 621,702

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $5.51 to $5.55, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

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February 28, 2020 Filed Mar 3, 2020 19:15 UTC SaleCommon Stock 10,900 $5.52 $60,161.46
Disclosure

SEC source: 0000899243-20-006684 · doc4.xml · nonDerivative · entry 1

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1 (Q), L.P.

Disclosed balance after: 2,491,207

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $5.51 to $5.55, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

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February 27, 2020 Filed Feb 28, 2020 17:50 UTC SaleCommon Stock 860 $5.23 $4,494.96
Disclosure

SEC source: 0000899243-20-006156 · doc4.xml · nonDerivative · entry 4

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1, L.P.

Disclosed balance after: 624,427

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $5.20 to $5.26, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

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February 27, 2020 Filed Feb 28, 2020 17:50 UTC SaleCommon Stock 3,440 $5.23 $17,979.85
Disclosure

SEC source: 0000899243-20-006156 · doc4.xml · nonDerivative · entry 3

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1 (Q), L.P.

Disclosed balance after: 2,502,107

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $5.20 to $5.26, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

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February 26, 2020 Filed Feb 27, 2020 00:01 UTC SaleCommon Stock 4,000 $5.47 $21,880.80
Disclosure

SEC source: 0000899243-20-005953 · doc4.xml · nonDerivative · entry 4

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1, L.P.

Disclosed balance after: 632,997

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $5.10 to $5.69, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

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February 26, 2020 Filed Feb 27, 2020 00:01 UTC SaleCommon Stock 16,000 $5.47 $87,523.20
Disclosure

SEC source: 0000899243-20-005953 · doc4.xml · nonDerivative · entry 3

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1 (Q), L.P.

Disclosed balance after: 2,536,394

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $5.10 to $5.69, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

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February 26, 2020 Filed Feb 28, 2020 17:50 UTC SaleCommon Stock 7,710 $5.36 $41,298.62
Disclosure

SEC source: 0000899243-20-006156 · doc4.xml · nonDerivative · entry 2

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1, L.P.

Disclosed balance after: 625,287

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $5.13 to $5.53, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

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February 26, 2020 Filed Feb 28, 2020 17:50 UTC SaleCommon Stock 30,847 $5.36 $165,231.96
Disclosure

SEC source: 0000899243-20-006156 · doc4.xml · nonDerivative · entry 1

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1 (Q), L.P.

Disclosed balance after: 2,505,547

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $5.13 to $5.53, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

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February 24, 2020 Filed Feb 27, 2020 00:01 UTC SaleCommon Stock 10,999 $5.51 $60,625.39
Disclosure

SEC source: 0000899243-20-005953 · doc4.xml · nonDerivative · entry 2

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1, L.P.

Disclosed balance after: 637,997

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $5.39 to $5.87, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

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February 24, 2020 Filed Feb 27, 2020 00:01 UTC SaleCommon Stock 44,001 $5.51 $242,529.11
Disclosure

SEC source: 0000899243-20-005953 · doc4.xml · nonDerivative · entry 1

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1 (Q), L.P.

Disclosed balance after: 2,552,394

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $5.39 to $5.87, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

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February 21, 2020 Filed Feb 24, 2020 22:02 UTC SaleCommon Stock 2,824 $6.27 $17,700.83
Disclosure

SEC source: 0000899243-20-005621 · doc4.xml · nonDerivative · entry 4

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1, L.P.

Disclosed balance after: 648,996

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $6.07 to $6.48, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

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February 21, 2020 Filed Feb 24, 2020 22:02 UTC SaleCommon Stock 11,296 $6.27 $70,803.33
Disclosure

SEC source: 0000899243-20-005621 · doc4.xml · nonDerivative · entry 3

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1 (Q), L.P.

Disclosed balance after: 2,596,395

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $6.07 to $6.48, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

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February 20, 2020 Filed Feb 24, 2020 22:02 UTC SaleCommon Stock 5,509 $6.39 $35,200.86
Disclosure

SEC source: 0000899243-20-005621 · doc4.xml · nonDerivative · entry 2

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1, L.P.

Disclosed balance after: 651,820

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $6.21 to $6.60, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

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February 20, 2020 Filed Feb 24, 2020 22:02 UTC SaleCommon Stock 22,041 $6.39 $140,835.38
Disclosure

SEC source: 0000899243-20-005621 · doc4.xml · nonDerivative · entry 1

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1 (Q), L.P.

Disclosed balance after: 2,607,691

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $6.21 to $6.60, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

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February 19, 2020 Filed Feb 20, 2020 21:45 UTC SaleCommon Stock 12,586 $6.55 $82,462.21
Disclosure

SEC source: 0000899243-20-005304 · doc4.xml · nonDerivative · entry 14

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1, L.P.

Disclosed balance after: 657,329

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $6.27 to $6.66, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F8 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

F9 · ownership.nature: On December 13, 2019, the Reporting Person filed a Form 3 (the "Prior Report") which inadvertently stated the names in footnote 1 of the general partner entities as Gotham Green Fund 1 GP LLC and Gotham Green Fund II GP LLC, rather than Gotham Green GP 1 LLC and Gotham Green GP II LLC. This Form 4 filing corrects the error in the Prior Report.

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February 19, 2020 Filed Feb 20, 2020 21:45 UTC SaleCommon Stock 50,353 $6.55 $329,907.82
Disclosure

SEC source: 0000899243-20-005304 · doc4.xml · nonDerivative · entry 13

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1 (Q), L.P.

Disclosed balance after: 2,629,732

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $6.27 to $6.66, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F8 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

F9 · ownership.nature: On December 13, 2019, the Reporting Person filed a Form 3 (the "Prior Report") which inadvertently stated the names in footnote 1 of the general partner entities as Gotham Green Fund 1 GP LLC and Gotham Green Fund II GP LLC, rather than Gotham Green GP 1 LLC and Gotham Green GP II LLC. This Form 4 filing corrects the error in the Prior Report.

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February 18, 2020 Filed Feb 20, 2020 21:45 UTC SaleCommon Stock 20,970 $6.56 $137,579.98
Disclosure

SEC source: 0000899243-20-005304 · doc4.xml · nonDerivative · entry 12

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1, L.P.

Disclosed balance after: 669,915

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $6.09 to $6.76, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F8 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

F9 · ownership.nature: On December 13, 2019, the Reporting Person filed a Form 3 (the "Prior Report") which inadvertently stated the names in footnote 1 of the general partner entities as Gotham Green Fund 1 GP LLC and Gotham Green Fund II GP LLC, rather than Gotham Green GP 1 LLC and Gotham Green GP II LLC. This Form 4 filing corrects the error in the Prior Report.

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February 18, 2020 Filed Feb 20, 2020 21:45 UTC SaleCommon Stock 83,892 $6.56 $550,398.63
Disclosure

SEC source: 0000899243-20-005304 · doc4.xml · nonDerivative · entry 11

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1 (Q), L.P.

Disclosed balance after: 2,680,085

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $6.09 to $6.76, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F8 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

F9 · ownership.nature: On December 13, 2019, the Reporting Person filed a Form 3 (the "Prior Report") which inadvertently stated the names in footnote 1 of the general partner entities as Gotham Green Fund 1 GP LLC and Gotham Green Fund II GP LLC, rather than Gotham Green GP 1 LLC and Gotham Green GP II LLC. This Form 4 filing corrects the error in the Prior Report.

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February 14, 2020 Filed Feb 20, 2020 21:45 UTC SaleCommon Stock 30,096 $6.02 $181,114.72
Disclosure

SEC source: 0000899243-20-005304 · doc4.xml · nonDerivative · entry 10

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1, L.P.

Disclosed balance after: 690,885

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $5.87 to $6.37, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F8 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

F9 · ownership.nature: On December 13, 2019, the Reporting Person filed a Form 3 (the "Prior Report") which inadvertently stated the names in footnote 1 of the general partner entities as Gotham Green Fund 1 GP LLC and Gotham Green Fund II GP LLC, rather than Gotham Green GP 1 LLC and Gotham Green GP II LLC. This Form 4 filing corrects the error in the Prior Report.

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February 14, 2020 Filed Feb 20, 2020 21:45 UTC SaleCommon Stock 120,404 $6.02 $724,579.23
Disclosure

SEC source: 0000899243-20-005304 · doc4.xml · nonDerivative · entry 9

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1 (Q), L.P.

Disclosed balance after: 2,763,977

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $5.87 to $6.37, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F8 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

F9 · ownership.nature: On December 13, 2019, the Reporting Person filed a Form 3 (the "Prior Report") which inadvertently stated the names in footnote 1 of the general partner entities as Gotham Green Fund 1 GP LLC and Gotham Green Fund II GP LLC, rather than Gotham Green GP 1 LLC and Gotham Green GP II LLC. This Form 4 filing corrects the error in the Prior Report.

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February 13, 2020 Filed Feb 20, 2020 21:45 UTC SaleCommon Stock 4,000 $5.73 $22,928.00
Disclosure

SEC source: 0000899243-20-005304 · doc4.xml · nonDerivative · entry 8

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1, L.P.

Disclosed balance after: 720,981

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $5.64 to $5.80, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F8 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

F9 · ownership.nature: On December 13, 2019, the Reporting Person filed a Form 3 (the "Prior Report") which inadvertently stated the names in footnote 1 of the general partner entities as Gotham Green Fund 1 GP LLC and Gotham Green Fund II GP LLC, rather than Gotham Green GP 1 LLC and Gotham Green GP II LLC. This Form 4 filing corrects the error in the Prior Report.

Read SEC document
February 13, 2020 Filed Feb 20, 2020 21:45 UTC SaleCommon Stock 16,000 $5.73 $91,712.00
Disclosure

SEC source: 0000899243-20-005304 · doc4.xml · nonDerivative · entry 7

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1 (Q), L.P.

Disclosed balance after: 2,884,381

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $5.64 to $5.80, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F8 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

F9 · ownership.nature: On December 13, 2019, the Reporting Person filed a Form 3 (the "Prior Report") which inadvertently stated the names in footnote 1 of the general partner entities as Gotham Green Fund 1 GP LLC and Gotham Green Fund II GP LLC, rather than Gotham Green GP 1 LLC and Gotham Green GP II LLC. This Form 4 filing corrects the error in the Prior Report.

Read SEC document
February 12, 2020 Filed Feb 20, 2020 21:45 UTC SaleCommon Stock 13,998 $5.68 $79,441.45
Disclosure

SEC source: 0000899243-20-005304 · doc4.xml · nonDerivative · entry 6

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1, L.P.

Disclosed balance after: 724,981

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $5.36 to $5.92, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F8 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

F9 · ownership.nature: On December 13, 2019, the Reporting Person filed a Form 3 (the "Prior Report") which inadvertently stated the names in footnote 1 of the general partner entities as Gotham Green Fund 1 GP LLC and Gotham Green Fund II GP LLC, rather than Gotham Green GP 1 LLC and Gotham Green GP II LLC. This Form 4 filing corrects the error in the Prior Report.

Read SEC document
February 12, 2020 Filed Feb 20, 2020 21:45 UTC SaleCommon Stock 56,002 $5.68 $317,822.55
Disclosure

SEC source: 0000899243-20-005304 · doc4.xml · nonDerivative · entry 5

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1 (Q), L.P.

Disclosed balance after: 2,900,381

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $5.36 to $5.92, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F8 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

F9 · ownership.nature: On December 13, 2019, the Reporting Person filed a Form 3 (the "Prior Report") which inadvertently stated the names in footnote 1 of the general partner entities as Gotham Green Fund 1 GP LLC and Gotham Green Fund II GP LLC, rather than Gotham Green GP 1 LLC and Gotham Green GP II LLC. This Form 4 filing corrects the error in the Prior Report.

Read SEC document
February 11, 2020 Filed Feb 20, 2020 21:45 UTC SaleCommon Stock 7,527 $5.91 $44,497.37
Disclosure

SEC source: 0000899243-20-005304 · doc4.xml · nonDerivative · entry 4

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1, L.P.

Disclosed balance after: 738,979

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $5.74 to $6.0403, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F8 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

F9 · ownership.nature: On December 13, 2019, the Reporting Person filed a Form 3 (the "Prior Report") which inadvertently stated the names in footnote 1 of the general partner entities as Gotham Green Fund 1 GP LLC and Gotham Green Fund II GP LLC, rather than Gotham Green GP 1 LLC and Gotham Green GP II LLC. This Form 4 filing corrects the error in the Prior Report.

Read SEC document
February 11, 2020 Filed Feb 20, 2020 21:45 UTC SaleCommon Stock 30,111 $5.91 $178,007.20
Disclosure

SEC source: 0000899243-20-005304 · doc4.xml · nonDerivative · entry 3

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1 (Q), L.P.

Disclosed balance after: 2,956,383

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $5.74 to $6.0403, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F8 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

F9 · ownership.nature: On December 13, 2019, the Reporting Person filed a Form 3 (the "Prior Report") which inadvertently stated the names in footnote 1 of the general partner entities as Gotham Green Fund 1 GP LLC and Gotham Green Fund II GP LLC, rather than Gotham Green GP 1 LLC and Gotham Green GP II LLC. This Form 4 filing corrects the error in the Prior Report.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 02:59 UTC
Lampert DarrenDirector · CEO
Exercise / conversionCommon Stock Options · Derivative 55,555 $0.00 Strike: $1.80 $0.00
Disclosure

SEC source: 0001213900-20-003330 · ownership.xml · derivative · entry 6

Lampert Darren · CIK 0001725239 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,445

Underlying: Common Stock · 55,555 shares

Expires 2022-09-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 02:59 UTC
Lampert DarrenDirector · CEO
Exercise / conversionCommon Stock Option · Derivative 55,555 $0.00 Strike: $1.80 $0.00
Disclosure

SEC source: 0001213900-20-003330 · ownership.xml · derivative · entry 5

Lampert Darren · CIK 0001725239 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,445

Underlying: Common Stock · 55,555 shares

Expires 2022-09-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 02:59 UTC
Lampert DarrenDirector · CEO
Exercise / conversionCommon Stock Option · Derivative 55,555 $0.00 Strike: $1.80 $0.00
Disclosure

SEC source: 0001213900-20-003330 · ownership.xml · derivative · entry 4

Lampert Darren · CIK 0001725239 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,445

Underlying: Common Stock · 55,555 shares

Expires 2022-09-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 02:59 UTC
Lampert DarrenDirector · CEO
Exercise / conversionCommon Stock 38,749 $0.00 $0.00
Disclosure

SEC source: 0001213900-20-003330 · ownership.xml · nonDerivative · entry 3

Lampert Darren · CIK 0001725239 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,169,577

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares were acquired in a cashless exercise of common stock options granted under the Issuer's equity incentive plan.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 02:59 UTC
Lampert DarrenDirector · CEO
Exercise / conversionCommon Stock 38,748 $0.00 $0.00
Disclosure

SEC source: 0001213900-20-003330 · ownership.xml · nonDerivative · entry 2

Lampert Darren · CIK 0001725239 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,130,828

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares were acquired in a cashless exercise of common stock options granted under the Issuer's equity incentive plan.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 02:59 UTC
Lampert DarrenDirector · CEO
Exercise / conversionCommon Stock 38,748 $0.00 $0.00
Disclosure

SEC source: 0001213900-20-003330 · ownership.xml · nonDerivative · entry 1

Lampert Darren · CIK 0001725239 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,092,080

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares were acquired in a cashless exercise of common stock options granted under the Issuer's equity incentive plan.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 02:59 UTC
Salaman MichaelDirector · President
Exercise / conversionCommon Stock Options · Derivative 55,555 $0.00 Strike: $1.80 $0.00
Disclosure

SEC source: 0001213900-20-003331 · ownership.xml · derivative · entry 6

Salaman Michael · CIK 0001725233 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,445

Underlying: Common Stock · 55,555 shares

Expires 2022-09-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 02:59 UTC
Salaman MichaelDirector · President
Exercise / conversionCommon Stock Option · Derivative 55,555 $0.00 Strike: $1.80 $0.00
Disclosure

SEC source: 0001213900-20-003331 · ownership.xml · derivative · entry 5

Salaman Michael · CIK 0001725233 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,445

Underlying: Common Stock · 55,555 shares

Expires 2022-09-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 02:59 UTC
Salaman MichaelDirector · President
Exercise / conversionCommon Stock Option · Derivative 55,555 $0.00 Strike: $1.80 $0.00
Disclosure

SEC source: 0001213900-20-003331 · ownership.xml · derivative · entry 4

Salaman Michael · CIK 0001725233 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,445

Underlying: Common Stock · 55,555 shares

Expires 2022-09-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 02:59 UTC
Salaman MichaelDirector · President
Exercise / conversionCommon Stock 38,749 $0.00 $0.00
Disclosure

SEC source: 0001213900-20-003331 · ownership.xml · nonDerivative · entry 3

Salaman Michael · CIK 0001725233 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,219,164

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares were acquired in a cashless exercise of common stock options granted under the Issuer's equity incentive plan.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 02:59 UTC
Salaman MichaelDirector · President
Exercise / conversionCommon Stock 38,748 $0.00 $0.00
Disclosure

SEC source: 0001213900-20-003331 · ownership.xml · nonDerivative · entry 2

Salaman Michael · CIK 0001725233 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,180,415

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares were acquired in a cashless exercise of common stock options granted under the Issuer's equity incentive plan.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 02:59 UTC
Salaman MichaelDirector · President
Exercise / conversionCommon Stock 38,748 $0.00 $0.00
Disclosure

SEC source: 0001213900-20-003331 · ownership.xml · nonDerivative · entry 1

Salaman Michael · CIK 0001725233 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,141,667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares were acquired in a cashless exercise of common stock options granted under the Issuer's equity incentive plan.

Read SEC document
February 10, 2020 Filed Feb 20, 2020 21:45 UTC SaleCommon Stock 3,400 $5.96 $20,249.04
Disclosure

SEC source: 0000899243-20-005304 · doc4.xml · nonDerivative · entry 2

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1, L.P.

Disclosed balance after: 746,506

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $5.70 to $6.29, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F8 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

F9 · ownership.nature: On December 13, 2019, the Reporting Person filed a Form 3 (the "Prior Report") which inadvertently stated the names in footnote 1 of the general partner entities as Gotham Green Fund 1 GP LLC and Gotham Green Fund II GP LLC, rather than Gotham Green GP 1 LLC and Gotham Green GP II LLC. This Form 4 filing corrects the error in the Prior Report.

Read SEC document
February 10, 2020 Filed Feb 20, 2020 21:45 UTC SaleCommon Stock 13,600 $5.96 $80,996.16
Disclosure

SEC source: 0000899243-20-005304 · doc4.xml · nonDerivative · entry 1

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1 (Q), L.P.

Disclosed balance after: 2,986,494

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $5.70 to $6.29, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F8 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

F9 · ownership.nature: On December 13, 2019, the Reporting Person filed a Form 3 (the "Prior Report") which inadvertently stated the names in footnote 1 of the general partner entities as Gotham Green Fund 1 GP LLC and Gotham Green Fund II GP LLC, rather than Gotham Green GP 1 LLC and Gotham Green GP II LLC. This Form 4 filing corrects the error in the Prior Report.

Read SEC document
February 07, 2020 Filed Feb 8, 2020 00:31 UTC
Lampert DarrenDirector · CEO
SaleCommon Stock 16,000 $5.52 $88,356.80
Disclosure

SEC source: 0001213900-20-002974 · ownership.xml · nonDerivative · entry 2

Lampert Darren · CIK 0001725239 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,053,332

F1 · shares: All sales were made pursuant to a Rule 10b5 trading plan.

Read SEC document
February 07, 2020 Filed Feb 8, 2020 00:32 UTC
Salaman MichaelDirector · President
SaleCommon Stock 16,000 $5.52 $88,356.80
Disclosure

SEC source: 0001213900-20-002976 · ownership.xml · nonDerivative · entry 2

Salaman Michael · CIK 0001725233 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,102,919

F1 · shares: All sales were made pursuant to a Rule 10b5 trading plan.

Read SEC document
February 06, 2020 Filed Feb 8, 2020 00:31 UTC
Lampert DarrenDirector · CEO
SaleCommon Stock 36,000 $5.15 $185,335.20
Disclosure

SEC source: 0001213900-20-002974 · ownership.xml · nonDerivative · entry 1

Lampert Darren · CIK 0001725239 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,069,332

F1 · shares: All sales were made pursuant to a Rule 10b5 trading plan.

Read SEC document
February 06, 2020 Filed Feb 8, 2020 00:32 UTC
Salaman MichaelDirector · President
SaleCommon Stock 36,000 $5.15 $185,335.20
Disclosure

SEC source: 0001213900-20-002976 · ownership.xml · nonDerivative · entry 1

Salaman Michael · CIK 0001725233 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,118,919

F1 · shares: All sales were made pursuant to a Rule 10b5 trading plan.

Read SEC document
February 05, 2020 Filed Feb 6, 2020 02:11 UTC
Lampert DarrenDirector · CEO
SaleCommon Stock 10,000 $4.99 $49,917.00
Disclosure

SEC source: 0001213900-20-002717 · ownership.xml · nonDerivative · entry 2

Lampert Darren · CIK 0001725239 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,105,332

F1 · shares: All sales were made pursuant to a Rule 10b5 trading plan.

Read SEC document
February 05, 2020 Filed Feb 6, 2020 02:12 UTC
Salaman MichaelDirector · President
SaleCommon Stock 10,000 $4.99 $49,917.00
Disclosure

SEC source: 0001213900-20-002719 · ownership.xml · nonDerivative · entry 2

Salaman Michael · CIK 0001725233 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,154,919

F1 · shares: All sales were made pursuant to a Rule 10b5 trading plan.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 02:11 UTC
Lampert DarrenDirector · CEO
SaleCommon Stock 10,000 $4.84 $48,444.00
Disclosure

SEC source: 0001213900-20-002717 · ownership.xml · nonDerivative · entry 1

Lampert Darren · CIK 0001725239 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,115,332

F1 · shares: All sales were made pursuant to a Rule 10b5 trading plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.