Tapewire

Nasdaq · USD

GRWG

GrowGeneration Corp.

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Tapewire entity
6802
SEC CIK
0001604868
Parsed reports
162

Last 12 months

Inside the activity.

2 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202620
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 19, 2020 Filed Jun 22, 2020 20:35 UTC SaleCommon Stock 25,601 $7.41 $189,641.97
Disclosure

SEC source: 0000899243-20-017368 · doc4.xml · nonDerivative · entry 3

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1 (Q), L.P.

Disclosed balance after: 1,974,464

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $7.25 to $7.57, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

Read SEC document
June 19, 2020 Filed Jul 20, 2020 19:49 UTC Amendment SaleCommon Stock, par value $0.001 20,000 $7.48 $149,672.00
Disclosure

SEC source: 0001013594-20-000621 · form4.xml · nonDerivative · entry 5

Merida Capital Partners, LP · CIK 0001733102 · 10% owner

Merida Capital Partners II LP · CIK 0001729088 · 10% owner

Merida Capital Partners III LP · CIK 0001770526 · 10% owner

Merida Advisor, LLC · CIK 0001795089 · 10% owner

Merida Manager, LLC · CIK 0001816277 · 10% owner

Merida Manager II LLC · CIK 0001816236 · 10% owner

Merida Manager III LLC · CIK 0001816234 · 10% owner

Baruchowitz Mitchell · CIK 0001792317 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,738,029

F1 · ownership.direct: These securities are owned solely by Merida Capital Partners LP ("MCP I"), who may be deemed to be a member of a "group" with Merida Capital Partners II LP ("MCP II") and Merida Capital Partners III LP ("MCP III") for purposes of Section 13(d) of the Exchange Act. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Act"), the reporting persons disclaim beneficial ownership of any securities reported herein, except to the extent that the reporting person has a pecuniary interest therein. This report shall not be deemed an admission that such reporting person is the beneficial owner of any securities not directly owned by such reporting person.

F2 · ownership.direct: Merida Manager, LLC ("Merida GP I"), as the general partner of MCP I, Merida Manager II LLC ("Merida GP II"), as the general partner of MCP II and Merida Manager III LLC ("Merida GP III"), as the general partner of MCP III, may be deemed to be the beneficial owner of the securities held by MCP I, MCP II and MCP III, respectively. Merida Advisor, LLC ("Merida Advisor"), as investment manager, may be deemed to be the beneficial owner of the securities held by MCP I, MCP II and MCP III. Mitchell Baruchowitz, as the manager of Merida Advisor, may be deemed to beneficially own the securities held by Merida Advisor. Pursuant to Rule 16a-1(a)(4) of the Act, the reporting persons disclaim beneficial ownership of any securities reported herein, except to the extent that the reporting person has a pecuniary interest therein. This report shall not be deemed an admission that such reporting person is the beneficial owner of any securities not directly owned by such reporting person.

F3 · ownership.direct: This Form 4/A amendment is being filed to include all of the above reporting persons.

Read SEC document
June 19, 2020 Filed Jul 20, 2020 19:49 UTC Amendment SaleCommon Stock, par value $0.001 20,000 $7.46 $149,278.00
Disclosure

SEC source: 0001013594-20-000621 · form4.xml · nonDerivative · entry 4

Merida Capital Partners, LP · CIK 0001733102 · 10% owner

Merida Capital Partners II LP · CIK 0001729088 · 10% owner

Merida Capital Partners III LP · CIK 0001770526 · 10% owner

Merida Advisor, LLC · CIK 0001795089 · 10% owner

Merida Manager, LLC · CIK 0001816277 · 10% owner

Merida Manager II LLC · CIK 0001816236 · 10% owner

Merida Manager III LLC · CIK 0001816234 · 10% owner

Baruchowitz Mitchell · CIK 0001792317 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,758,029

F1 · ownership.direct: These securities are owned solely by Merida Capital Partners LP ("MCP I"), who may be deemed to be a member of a "group" with Merida Capital Partners II LP ("MCP II") and Merida Capital Partners III LP ("MCP III") for purposes of Section 13(d) of the Exchange Act. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Act"), the reporting persons disclaim beneficial ownership of any securities reported herein, except to the extent that the reporting person has a pecuniary interest therein. This report shall not be deemed an admission that such reporting person is the beneficial owner of any securities not directly owned by such reporting person.

F2 · ownership.direct: Merida Manager, LLC ("Merida GP I"), as the general partner of MCP I, Merida Manager II LLC ("Merida GP II"), as the general partner of MCP II and Merida Manager III LLC ("Merida GP III"), as the general partner of MCP III, may be deemed to be the beneficial owner of the securities held by MCP I, MCP II and MCP III, respectively. Merida Advisor, LLC ("Merida Advisor"), as investment manager, may be deemed to be the beneficial owner of the securities held by MCP I, MCP II and MCP III. Mitchell Baruchowitz, as the manager of Merida Advisor, may be deemed to beneficially own the securities held by Merida Advisor. Pursuant to Rule 16a-1(a)(4) of the Act, the reporting persons disclaim beneficial ownership of any securities reported herein, except to the extent that the reporting person has a pecuniary interest therein. This report shall not be deemed an admission that such reporting person is the beneficial owner of any securities not directly owned by such reporting person.

F3 · ownership.direct: This Form 4/A amendment is being filed to include all of the above reporting persons.

Read SEC document
June 19, 2020 Filed Jul 20, 2020 19:49 UTC Amendment SaleCommon Stock, par value $0.001 20,000 $7.39 $147,808.00
Disclosure

SEC source: 0001013594-20-000621 · form4.xml · nonDerivative · entry 3

Merida Capital Partners, LP · CIK 0001733102 · 10% owner

Merida Capital Partners II LP · CIK 0001729088 · 10% owner

Merida Capital Partners III LP · CIK 0001770526 · 10% owner

Merida Advisor, LLC · CIK 0001795089 · 10% owner

Merida Manager, LLC · CIK 0001816277 · 10% owner

Merida Manager II LLC · CIK 0001816236 · 10% owner

Merida Manager III LLC · CIK 0001816234 · 10% owner

Baruchowitz Mitchell · CIK 0001792317 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,778,029

F1 · ownership.direct: These securities are owned solely by Merida Capital Partners LP ("MCP I"), who may be deemed to be a member of a "group" with Merida Capital Partners II LP ("MCP II") and Merida Capital Partners III LP ("MCP III") for purposes of Section 13(d) of the Exchange Act. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Act"), the reporting persons disclaim beneficial ownership of any securities reported herein, except to the extent that the reporting person has a pecuniary interest therein. This report shall not be deemed an admission that such reporting person is the beneficial owner of any securities not directly owned by such reporting person.

F2 · ownership.direct: Merida Manager, LLC ("Merida GP I"), as the general partner of MCP I, Merida Manager II LLC ("Merida GP II"), as the general partner of MCP II and Merida Manager III LLC ("Merida GP III"), as the general partner of MCP III, may be deemed to be the beneficial owner of the securities held by MCP I, MCP II and MCP III, respectively. Merida Advisor, LLC ("Merida Advisor"), as investment manager, may be deemed to be the beneficial owner of the securities held by MCP I, MCP II and MCP III. Mitchell Baruchowitz, as the manager of Merida Advisor, may be deemed to beneficially own the securities held by Merida Advisor. Pursuant to Rule 16a-1(a)(4) of the Act, the reporting persons disclaim beneficial ownership of any securities reported herein, except to the extent that the reporting person has a pecuniary interest therein. This report shall not be deemed an admission that such reporting person is the beneficial owner of any securities not directly owned by such reporting person.

F3 · ownership.direct: This Form 4/A amendment is being filed to include all of the above reporting persons.

Read SEC document
June 19, 2020 Filed Jul 20, 2020 19:49 UTC Amendment SaleCommon Stock, par value $0.001 20,000 $7.31 $146,288.00
Disclosure

SEC source: 0001013594-20-000621 · form4.xml · nonDerivative · entry 2

Merida Capital Partners, LP · CIK 0001733102 · 10% owner

Merida Capital Partners II LP · CIK 0001729088 · 10% owner

Merida Capital Partners III LP · CIK 0001770526 · 10% owner

Merida Advisor, LLC · CIK 0001795089 · 10% owner

Merida Manager, LLC · CIK 0001816277 · 10% owner

Merida Manager II LLC · CIK 0001816236 · 10% owner

Merida Manager III LLC · CIK 0001816234 · 10% owner

Baruchowitz Mitchell · CIK 0001792317 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,798,029

F1 · ownership.direct: These securities are owned solely by Merida Capital Partners LP ("MCP I"), who may be deemed to be a member of a "group" with Merida Capital Partners II LP ("MCP II") and Merida Capital Partners III LP ("MCP III") for purposes of Section 13(d) of the Exchange Act. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Act"), the reporting persons disclaim beneficial ownership of any securities reported herein, except to the extent that the reporting person has a pecuniary interest therein. This report shall not be deemed an admission that such reporting person is the beneficial owner of any securities not directly owned by such reporting person.

F2 · ownership.direct: Merida Manager, LLC ("Merida GP I"), as the general partner of MCP I, Merida Manager II LLC ("Merida GP II"), as the general partner of MCP II and Merida Manager III LLC ("Merida GP III"), as the general partner of MCP III, may be deemed to be the beneficial owner of the securities held by MCP I, MCP II and MCP III, respectively. Merida Advisor, LLC ("Merida Advisor"), as investment manager, may be deemed to be the beneficial owner of the securities held by MCP I, MCP II and MCP III. Mitchell Baruchowitz, as the manager of Merida Advisor, may be deemed to beneficially own the securities held by Merida Advisor. Pursuant to Rule 16a-1(a)(4) of the Act, the reporting persons disclaim beneficial ownership of any securities reported herein, except to the extent that the reporting person has a pecuniary interest therein. This report shall not be deemed an admission that such reporting person is the beneficial owner of any securities not directly owned by such reporting person.

F3 · ownership.direct: This Form 4/A amendment is being filed to include all of the above reporting persons.

Read SEC document
June 18, 2020 Filed Jun 23, 2020 01:59 UTC SaleCommon Stock, par value $0.001 20,000 $7.27 $145,330.00
Disclosure

SEC source: 0001013594-20-000552 · form4.xml · nonDerivative · entry 1

Merida Capital Partners, LP · CIK 0001733102 · 10% owner

Merida Capital Partners II LP · CIK 0001729088 · 10% owner

Merida Capital Partners III LP · CIK 0001770526 · 10% owner

Merida Advisor, LLC · CIK 0001795089 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,818,029

F1 · ownership.direct: These securities are owned solely by Merida Capital Partners LP ("MCP I"), who may be deemed to be a member of a "group" with Merida Capital Partners II LP ("MCP II") and Merida Capital Partners III LP ("MCP III") for purposes of Section 13(d) of the Exchange Act. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Act"), the reporting persons disclaim beneficial ownership of any securities reported herein, except to the extent that the reporting person has a pecuniary interest therein. This report shall not be deemed an admission that such reporting person is the beneficial owner of any securities not directly owned by such reporting person.

F2 · ownership.direct: Merida Manager, LLC ("Merida GP I"), as the general partner of MCP I, Merida Manager II LLC ("Merida GP II"), as the general partner of MCP II and Merida Manager III LLC ("Merida GP III"), as the general partner of MCP III, may be deemed to be the beneficial owner of the securities held by MCP I, MCP II and MCP III, respectively. Merida Advisor, LLC ("Merida Advisor"), as investment manager, may be deemed to be the beneficial owner of the securities held by MCP I, MCP II and MCP III. Mitchell Baruchowitz, as the manager of Merida Advisor, may be deemed to beneficially own the securities held by Merida Advisor. Pursuant to Rule 16a-1(a)(4) of the Act, the reporting persons disclaim beneficial ownership of any securities reported herein, except to the extent that the reporting person has a pecuniary interest therein. This report shall not be deemed an admission that such reporting person is the beneficial owner of any securities not directly owned by such reporting person.

Read SEC document
June 18, 2020 Filed Jun 22, 2020 20:35 UTC SaleCommon Stock 11,911 $7.20 $85,793.74
Disclosure

SEC source: 0000899243-20-017368 · doc4.xml · nonDerivative · entry 2

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1, L.P.

Disclosed balance after: 498,935

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $6.75 to $7.46, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

Read SEC document
June 18, 2020 Filed Jun 22, 2020 20:35 UTC SaleCommon Stock 47,650 $7.20 $343,218.19
Disclosure

SEC source: 0000899243-20-017368 · doc4.xml · nonDerivative · entry 1

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1 (Q), L.P.

Disclosed balance after: 2,000,065

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $6.75 to $7.46, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

Read SEC document
June 18, 2020 Filed Jul 20, 2020 19:49 UTC Amendment SaleCommon Stock, par value $0.001 20,000 $7.27 $145,330.00
Disclosure

SEC source: 0001013594-20-000621 · form4.xml · nonDerivative · entry 1

Merida Capital Partners, LP · CIK 0001733102 · 10% owner

Merida Capital Partners II LP · CIK 0001729088 · 10% owner

Merida Capital Partners III LP · CIK 0001770526 · 10% owner

Merida Advisor, LLC · CIK 0001795089 · 10% owner

Merida Manager, LLC · CIK 0001816277 · 10% owner

Merida Manager II LLC · CIK 0001816236 · 10% owner

Merida Manager III LLC · CIK 0001816234 · 10% owner

Baruchowitz Mitchell · CIK 0001792317 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,818,029

F1 · ownership.direct: These securities are owned solely by Merida Capital Partners LP ("MCP I"), who may be deemed to be a member of a "group" with Merida Capital Partners II LP ("MCP II") and Merida Capital Partners III LP ("MCP III") for purposes of Section 13(d) of the Exchange Act. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Act"), the reporting persons disclaim beneficial ownership of any securities reported herein, except to the extent that the reporting person has a pecuniary interest therein. This report shall not be deemed an admission that such reporting person is the beneficial owner of any securities not directly owned by such reporting person.

F2 · ownership.direct: Merida Manager, LLC ("Merida GP I"), as the general partner of MCP I, Merida Manager II LLC ("Merida GP II"), as the general partner of MCP II and Merida Manager III LLC ("Merida GP III"), as the general partner of MCP III, may be deemed to be the beneficial owner of the securities held by MCP I, MCP II and MCP III, respectively. Merida Advisor, LLC ("Merida Advisor"), as investment manager, may be deemed to be the beneficial owner of the securities held by MCP I, MCP II and MCP III. Mitchell Baruchowitz, as the manager of Merida Advisor, may be deemed to beneficially own the securities held by Merida Advisor. Pursuant to Rule 16a-1(a)(4) of the Act, the reporting persons disclaim beneficial ownership of any securities reported herein, except to the extent that the reporting person has a pecuniary interest therein. This report shall not be deemed an admission that such reporting person is the beneficial owner of any securities not directly owned by such reporting person.

F3 · ownership.direct: This Form 4/A amendment is being filed to include all of the above reporting persons.

Read SEC document
June 17, 2020 Filed Jun 18, 2020 20:36 UTC SaleCommon Stock 780 $6.79 $5,293.24
Disclosure

SEC source: 0000899243-20-017088 · doc4.xml · nonDerivative · entry 4

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1, L.P.

Disclosed balance after: 510,846

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $6.75 to $6.85, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

Read SEC document
June 17, 2020 Filed Jun 18, 2020 20:36 UTC SaleCommon Stock 3,120 $6.79 $21,172.94
Disclosure

SEC source: 0000899243-20-017088 · doc4.xml · nonDerivative · entry 3

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1 (Q), L.P.

Disclosed balance after: 2,047,715

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $6.75 to $6.85, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

Read SEC document
June 16, 2020 Filed Jun 18, 2020 20:36 UTC SaleCommon Stock 1,937 $6.79 $13,147.97
Disclosure

SEC source: 0000899243-20-017088 · doc4.xml · nonDerivative · entry 2

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1, L.P.

Disclosed balance after: 511,626

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $6.70 to $6.90, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

Read SEC document
June 16, 2020 Filed Jun 18, 2020 20:36 UTC SaleCommon Stock 7,749 $6.79 $52,598.66
Disclosure

SEC source: 0000899243-20-017088 · doc4.xml · nonDerivative · entry 1

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1 (Q), L.P.

Disclosed balance after: 2,050,835

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $6.70 to $6.90, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

Read SEC document
June 15, 2020 Filed Jun 16, 2020 20:35 UTC SaleCommon Stock 6,499 $6.79 $44,160.06
Disclosure

SEC source: 0000899243-20-016650 · doc4.xml · nonDerivative · entry 4

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1, L.P.

Disclosed balance after: 513,563

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $6.75 to $6.89, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

Read SEC document
June 15, 2020 Filed Jun 16, 2020 20:35 UTC SaleCommon Stock 26,001 $6.79 $176,674.19
Disclosure

SEC source: 0000899243-20-016650 · doc4.xml · nonDerivative · entry 3

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1 (Q), L.P.

Disclosed balance after: 2,058,584

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $6.75 to $6.89, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

Read SEC document
June 12, 2020 Filed Jun 16, 2020 20:35 UTC SaleCommon Stock 2,200 $6.78 $14,922.60
Disclosure

SEC source: 0000899243-20-016650 · doc4.xml · nonDerivative · entry 2

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1, L.P.

Disclosed balance after: 520,062

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $6.414 to $7.00, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

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June 12, 2020 Filed Jun 16, 2020 20:35 UTC SaleCommon Stock 8,800 $6.78 $59,690.40
Disclosure

SEC source: 0000899243-20-016650 · doc4.xml · nonDerivative · entry 1

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1 (Q), L.P.

Disclosed balance after: 2,084,585

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $6.414 to $7.00, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

Read SEC document
June 02, 2020 Filed Jun 4, 2020 20:31 UTC SaleCommon Stock 13,123 $7.16 $93,925.25
Disclosure

SEC source: 0000899243-20-015251 · doc4.xml · nonDerivative · entry 2

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1, L.P.

Disclosed balance after: 522,262

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $6.77 to $7.28, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F2 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

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June 02, 2020 Filed Jun 4, 2020 20:31 UTC SaleCommon Stock 52,501 $7.16 $375,765.41
Disclosure

SEC source: 0000899243-20-015251 · doc4.xml · nonDerivative · entry 1

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1 (Q), L.P.

Disclosed balance after: 2,093,385

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $6.77 to $7.28, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F2 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

Read SEC document
June 01, 2020 Filed Jun 2, 2020 20:35 UTC SaleCommon Stock 3,980 $6.74 $26,823.61
Disclosure

SEC source: 0000899243-20-014912 · doc4.xml · nonDerivative · entry 4

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1, L.P.

Disclosed balance after: 535,385

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $6.52 to $6.81, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

Read SEC document
June 01, 2020 Filed Jun 2, 2020 20:35 UTC SaleCommon Stock 15,920 $6.74 $107,294.43
Disclosure

SEC source: 0000899243-20-014912 · doc4.xml · nonDerivative · entry 3

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1 (Q), L.P.

Disclosed balance after: 2,145,886

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $6.52 to $6.81, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

Read SEC document
May 29, 2020 Filed Jun 2, 2020 20:35 UTC SaleCommon Stock 5,219 $6.63 $34,608.23
Disclosure

SEC source: 0000899243-20-014912 · doc4.xml · nonDerivative · entry 2

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1, L.P.

Disclosed balance after: 539,365

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $6.46 to $6.70, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

Read SEC document
May 29, 2020 Filed Jun 2, 2020 20:35 UTC SaleCommon Stock 20,881 $6.63 $138,466.09
Disclosure

SEC source: 0000899243-20-014912 · doc4.xml · nonDerivative · entry 1

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1 (Q), L.P.

Disclosed balance after: 2,161,806

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $6.46 to $6.70, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

Read SEC document
May 28, 2020 Filed May 29, 2020 20:35 UTC SaleCommon Stock 2,442 $6.77 $16,532.34
Disclosure

SEC source: 0000899243-20-014562 · doc4.xml · nonDerivative · entry 4

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1, L.P.

Disclosed balance after: 544,584

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $6.59 to $6.85, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

Read SEC document
May 28, 2020 Filed May 29, 2020 20:35 UTC SaleCommon Stock 9,768 $6.77 $66,129.36
Disclosure

SEC source: 0000899243-20-014562 · doc4.xml · nonDerivative · entry 3

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1 (Q), L.P.

Disclosed balance after: 2,182,687

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $6.59 to $6.85, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

Read SEC document
May 27, 2020 Filed May 29, 2020 20:35 UTC SaleCommon Stock 18,639 $6.73 $125,438.61
Disclosure

SEC source: 0000899243-20-014562 · doc4.xml · nonDerivative · entry 2

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1, L.P.

Disclosed balance after: 547,026

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $6.335 to $6.87, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

Read SEC document
May 27, 2020 Filed May 29, 2020 20:35 UTC SaleCommon Stock 74,567 $6.73 $501,828.45
Disclosure

SEC source: 0000899243-20-014562 · doc4.xml · nonDerivative · entry 1

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1 (Q), L.P.

Disclosed balance after: 2,192,455

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $6.335 to $6.87, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

Read SEC document
May 26, 2020 Filed May 27, 2020 20:30 UTC SaleCommon Stock 10,316 $6.39 $65,900.67
Disclosure

SEC source: 0000899243-20-014317 · doc4.xml · nonDerivative · entry 4

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1, L.P.

Disclosed balance after: 565,665

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $6.20 to $6.96, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

Read SEC document
May 26, 2020 Filed May 27, 2020 20:30 UTC SaleCommon Stock 41,268 $6.39 $263,628.24
Disclosure

SEC source: 0000899243-20-014317 · doc4.xml · nonDerivative · entry 3

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1 (Q), L.P.

Disclosed balance after: 2,267,022

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $6.20 to $6.96, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

Read SEC document
May 22, 2020 Filed May 27, 2020 20:30 UTC SaleCommon Stock 20,997 $6.52 $136,923.54
Disclosure

SEC source: 0000899243-20-014317 · doc4.xml · nonDerivative · entry 2

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1, L.P.

Disclosed balance after: 575,981

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $6.05 to $6.76, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

Read SEC document
May 22, 2020 Filed May 27, 2020 20:30 UTC SaleCommon Stock 84,003 $6.52 $547,791.96
Disclosure

SEC source: 0000899243-20-014317 · doc4.xml · nonDerivative · entry 1

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1 (Q), L.P.

Disclosed balance after: 2,308,290

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $6.05 to $6.76, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

Read SEC document
May 21, 2020 Filed May 22, 2020 20:33 UTC SaleCommon Stock 5,149 $5.98 $30,800.29
Disclosure

SEC source: 0000899243-20-014017 · doc4.xml · nonDerivative · entry 4

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1, L.P.

Disclosed balance after: 596,978

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $5.91 to $6.03, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

Read SEC document
May 21, 2020 Filed May 22, 2020 20:33 UTC SaleCommon Stock 20,601 $5.98 $123,231.06
Disclosure

SEC source: 0000899243-20-014017 · doc4.xml · nonDerivative · entry 3

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1 (Q), L.P.

Disclosed balance after: 2,392,293

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $5.91 to $6.03, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

Read SEC document
May 20, 2020 Filed May 22, 2020 20:33 UTC SaleCommon Stock 7,049 $5.96 $42,000.06
Disclosure

SEC source: 0000899243-20-014017 · doc4.xml · nonDerivative · entry 2

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1, L.P.

Disclosed balance after: 602,127

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $5.86 to $5.99, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

Read SEC document
May 20, 2020 Filed May 22, 2020 20:33 UTC SaleCommon Stock 28,201 $5.96 $168,030.02
Disclosure

SEC source: 0000899243-20-014017 · doc4.xml · nonDerivative · entry 1

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1 (Q), L.P.

Disclosed balance after: 2,412,894

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $5.86 to $5.99, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

Read SEC document
May 19, 2020 Filed May 20, 2020 20:34 UTC SaleCommon Stock 5,999 $5.83 $34,959.17
Disclosure

SEC source: 0000899243-20-013692 · doc4.xml · nonDerivative · entry 4

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1, L.P.

Disclosed balance after: 609,176

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $5.62 to $5.95, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

Read SEC document
May 19, 2020 Filed May 20, 2020 20:34 UTC SaleCommon Stock 24,001 $5.83 $139,865.83
Disclosure

SEC source: 0000899243-20-013692 · doc4.xml · nonDerivative · entry 3

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1 (Q), L.P.

Disclosed balance after: 2,441,095

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $5.62 to $5.95, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

Read SEC document
May 18, 2020 Filed May 20, 2020 20:34 UTC SaleCommon Stock 2,800 $5.67 $15,883.56
Disclosure

SEC source: 0000899243-20-013692 · doc4.xml · nonDerivative · entry 2

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1, L.P.

Disclosed balance after: 615,175

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $5.52 to $5.73, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

Read SEC document
May 18, 2020 Filed May 20, 2020 20:34 UTC SaleCommon Stock 11,200 $5.67 $63,534.24
Disclosure

SEC source: 0000899243-20-013692 · doc4.xml · nonDerivative · entry 1

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1 (Q), L.P.

Disclosed balance after: 2,465,096

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $5.52 to $5.73, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

Read SEC document
May 12, 2020 Filed May 21, 2020 10:13 UTC
Stiefel SeanDirector
GrantCommon Stock Option · Derivative 16,667 $4.63 Strike: $4.63 $77,168.21
Disclosure

SEC source: 0001213900-20-013180 · ownership.xml · derivative · entry 4

Stiefel Sean · CIK 0001765017 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 551,344

Underlying: Common Stock · 16,667 shares

Expires 2025-05-11

F2 · shares: On May 12, 2020, the Issuer issued to the Reporting Person 5-year options to purchase 50,000 shares of common stock, at an exercise price of $4.63/share. One-third of the options vested as of the date of the issuance, one-third will vest as of the first anniversary of the issuance and the remaining one-third as of the second anniversary.

Read SEC document
May 12, 2020 Filed May 21, 2020 10:13 UTC
Stiefel SeanDirector
GrantCommon Stock Option · Derivative 16,667 $4.63 Strike: $4.63 $77,168.21
Disclosure

SEC source: 0001213900-20-013180 · ownership.xml · derivative · entry 3

Stiefel Sean · CIK 0001765017 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 534,677

Underlying: Common Stock · 16,667 shares

Expires 2025-05-11

F2 · shares: On May 12, 2020, the Issuer issued to the Reporting Person 5-year options to purchase 50,000 shares of common stock, at an exercise price of $4.63/share. One-third of the options vested as of the date of the issuance, one-third will vest as of the first anniversary of the issuance and the remaining one-third as of the second anniversary.

Read SEC document
May 12, 2020 Filed May 21, 2020 10:13 UTC
Stiefel SeanDirector
GrantCommon Stock Option · Derivative 16,666 $4.63 Strike: $4.63 $77,163.58
Disclosure

SEC source: 0001213900-20-013180 · ownership.xml · derivative · entry 2

Stiefel Sean · CIK 0001765017 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 518,010

Underlying: Common Stock · 16,666 shares

Expires 2025-05-11

F2 · shares: On May 12, 2020, the Issuer issued to the Reporting Person 5-year options to purchase 50,000 shares of common stock, at an exercise price of $4.63/share. One-third of the options vested as of the date of the issuance, one-third will vest as of the first anniversary of the issuance and the remaining one-third as of the second anniversary.

Read SEC document
May 12, 2020 Filed May 21, 2020 10:10 UTC GrantCommon Stock Option · Derivative 16,667 $4.63 Strike: $4.63 $77,168.21
Disclosure

SEC source: 0001213900-20-013178 · ownership.xml · derivative · entry 5

Aiello Stephen · CIK 0001794968 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 16,667 shares

Expires 2025-05-11

F1 · shares: On May 12, 2020, the Issuer issued to the Reporting Person 5-year options to purchase 50,000 shares of common stock, at an exercise price of $4.63/share. One-third of the options vested as of the date of the issuance, one-third will vest as of the first anniversary of the issuance and the remaining one-third as of the second anniversary.

Read SEC document
May 12, 2020 Filed May 21, 2020 10:10 UTC GrantCommon Stock Option · Derivative 16,667 $4.63 Strike: $4.63 $77,168.21
Disclosure

SEC source: 0001213900-20-013178 · ownership.xml · derivative · entry 4

Aiello Stephen · CIK 0001794968 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,333

Underlying: Common Stock · 16,667 shares

Expires 2025-05-11

F1 · shares: On May 12, 2020, the Issuer issued to the Reporting Person 5-year options to purchase 50,000 shares of common stock, at an exercise price of $4.63/share. One-third of the options vested as of the date of the issuance, one-third will vest as of the first anniversary of the issuance and the remaining one-third as of the second anniversary.

Read SEC document
May 12, 2020 Filed May 21, 2020 10:10 UTC GrantCommon Stock Option · Derivative 16,666 $4.63 Strike: $4.63 $77,163.58
Disclosure

SEC source: 0001213900-20-013178 · ownership.xml · derivative · entry 3

Aiello Stephen · CIK 0001794968 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,666

Underlying: Common Stock · 16,666 shares

Expires 2025-05-11

F1 · shares: On May 12, 2020, the Issuer issued to the Reporting Person 5-year options to purchase 50,000 shares of common stock, at an exercise price of $4.63/share. One-third of the options vested as of the date of the issuance, one-third will vest as of the first anniversary of the issuance and the remaining one-third as of the second anniversary.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 01:23 UTC
Lampert DarrenDirector · CEO
GrantCommon Stock 162,337 $0.00 $0.00
Disclosure

SEC source: 0001213900-20-008486 · ownership.xml · nonDerivative · entry 1

Lampert Darren · CIK 0001725239 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,331,914

F1 · shares: On April 1, 2020, 162,337 shares of common stock of the Issuer were issued to the Reporting Person as bonus for fiscal year 2019, pursuant to the terms of an employment agreement between the Issuer and the Reporting Person.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 01:24 UTC
Salaman MichaelDirector · President
GrantCommon Stock 162,337 $0.00 $0.00
Disclosure

SEC source: 0001213900-20-008488 · ownership.xml · nonDerivative · entry 1

Salaman Michael · CIK 0001725233 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,381,501

F1 · shares: On April 1, 2020, 162,337 shares of common stock of the Issuer were issued to the Reporting Person as bonus for fiscal year 2019, pursuant to the terms of an employment agreement between the Issuer and the Reporting Person.

Read SEC document
March 04, 2020 Filed Mar 5, 2020 19:42 UTC SaleCommon Stock 1,400 $5.50 $7,700.42
Disclosure

SEC source: 0000899243-20-007159 · doc4.xml · nonDerivative · entry 4

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1, L.P

Disclosed balance after: 617,975

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $5.50 to $5.51, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

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March 04, 2020 Filed Mar 5, 2020 19:42 UTC SaleCommon Stock 5,600 $5.50 $30,801.68
Disclosure

SEC source: 0000899243-20-007159 · doc4.xml · nonDerivative · entry 3

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1, L.P

Disclosed balance after: 2,476,296

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $5.50 to $5.51, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

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March 03, 2020 Filed Mar 5, 2020 19:42 UTC SaleCommon Stock 1,327 $5.52 $7,325.04
Disclosure

SEC source: 0000899243-20-007159 · doc4.xml · nonDerivative · entry 2

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1, L.P

Disclosed balance after: 619,375

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $5.45 to $5.56, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.