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Nasdaq · USD

GRPN

Groupon, Inc.

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5174
SEC CIK
0001490281
Parsed reports
496

Last 12 months

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0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 02, 2023 Filed Jan 4, 2023 20:21 UTC
Drobny Dane AChief Admin Officer, GC & Sec
Exercise / conversionCommon Stock 4,066 $0.00 $0.00
Disclosure

SEC source: 0001490281-23-000002 · wf-form4_167288167795226.xml · nonDerivative · entry 3

Drobny Dane A · CIK 0001492144 · Chief Admin Officer, GC & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,031

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2023 Filed Jan 4, 2023 20:21 UTC
Drobny Dane AChief Admin Officer, GC & Sec
Tax withholdingCommon Stock 3,026 $8.58 $25,963.08
Disclosure

SEC source: 0001490281-23-000002 · wf-form4_167288167795226.xml · nonDerivative · entry 2

Drobny Dane A · CIK 0001492144 · Chief Admin Officer, GC & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,965

F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units or performance share units, as applicable. This is not an open market sale of securities.

Read SEC document
January 02, 2023 Filed Jan 4, 2023 20:21 UTC
Drobny Dane AChief Admin Officer, GC & Sec
Exercise / conversionCommon Stock 6,099 $0.00 $0.00
Disclosure

SEC source: 0001490281-23-000002 · wf-form4_167288167795226.xml · nonDerivative · entry 1

Drobny Dane A · CIK 0001492144 · Chief Admin Officer, GC & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,991

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 20, 2022 Filed Dec 22, 2022 17:42 UTC
Barta JanDirector · 10% owner
Senkypl DusanDirector · 10% owner
PurchaseCommon Stock 6,716,966 $7.28 $48,899,512.48
Disclosure

SEC source: 0000921895-22-003261 · form413335002_12222022.xml · nonDerivative · entry 4

Barta Jan · CIK 0001892479 · Director · 10% owner

Senkypl Dusan · CIK 0001922405 · Director · 10% owner

Pale Fire Capital SE · CIK 0001922318 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Pale Fire Capital SICAV a.s.

Disclosed balance after: 6,716,966

F1 · security: This Form 4 is filed jointly by Jan Barta, Dusan Senkypl, Pale Fire Capital SICAV a.s. ("PFC SICAV") and Pale Fire Capital SE ("Pale Fire Capital" and together with Messrs. Barta and Senkypl and PFC SICAV, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Messrs. Barta and Senkypl are also directors of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F6 · price: On December 8, 2022, PFC SICAV entered into separate share transfer agreements with each of Pale Fire Capital and Messrs. Senkypl and Barta pursuant to which PFC SICAV agreed to purchase certain securities of the Issuer held directly by each of Pale Fire Capital and Messrs. Senkypl and Barta. The closing of these transactions occurred simultaneously on December 20, 2022.

F5 · ownership.nature: Represents securities directly owned by PFC SICAV. Pale Fire Capital, as the controlling person and sole shareholder of PFC SICAV, may be deemed to beneficially own the securities directly owned by PFC SICAV. Mr. Barta, as a control person and Chairman of the supervisory board of Pale Fire Capital, may be deemed to beneficially own the securities directly owned by PFC SICAV. Mr. Senkypl, as a control person and Chairman of the board of Pale Fire Capital, may be deemed to beneficially own the securities directly owned by PFC SICAV.

Read SEC document
December 20, 2022 Filed Dec 22, 2022 17:42 UTC
Barta JanDirector · 10% owner
Senkypl DusanDirector · 10% owner
SaleCommon Stock 1,606,408 $7.28 $11,694,650.24
Disclosure

SEC source: 0000921895-22-003261 · form413335002_12222022.xml · nonDerivative · entry 3

Barta Jan · CIK 0001892479 · Director · 10% owner

Senkypl Dusan · CIK 0001922405 · Director · 10% owner

Pale Fire Capital SE · CIK 0001922318 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Pale Fire Capital SE

Disclosed balance after: 100

F1 · security: This Form 4 is filed jointly by Jan Barta, Dusan Senkypl, Pale Fire Capital SICAV a.s. ("PFC SICAV") and Pale Fire Capital SE ("Pale Fire Capital" and together with Messrs. Barta and Senkypl and PFC SICAV, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Messrs. Barta and Senkypl are also directors of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F6 · price: On December 8, 2022, PFC SICAV entered into separate share transfer agreements with each of Pale Fire Capital and Messrs. Senkypl and Barta pursuant to which PFC SICAV agreed to purchase certain securities of the Issuer held directly by each of Pale Fire Capital and Messrs. Senkypl and Barta. The closing of these transactions occurred simultaneously on December 20, 2022.

F4 · ownership.nature: Represents securities directly owned by Pale Fire Capital. Mr. Barta, as a control person and Chairman of the supervisory board of Pale Fire Capital, may be deemed to beneficially own the securities directly owned by Pale Fire Capital. Mr. Senkypl, as a control person and Chairman of the board of Pale Fire Capital, may be deemed to beneficially own the securities directly owned by Pale Fire Capital.

Read SEC document
December 20, 2022 Filed Dec 22, 2022 17:42 UTC
Barta JanDirector · 10% owner
Senkypl DusanDirector · 10% owner
SaleCommon Stock 2,271,846 $7.28 $16,539,038.88
Disclosure

SEC source: 0000921895-22-003261 · form413335002_12222022.xml · nonDerivative · entry 2

Barta Jan · CIK 0001892479 · Director · 10% owner

Senkypl Dusan · CIK 0001922405 · Director · 10% owner

Pale Fire Capital SE · CIK 0001922318 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,612

F1 · security: This Form 4 is filed jointly by Jan Barta, Dusan Senkypl, Pale Fire Capital SICAV a.s. ("PFC SICAV") and Pale Fire Capital SE ("Pale Fire Capital" and together with Messrs. Barta and Senkypl and PFC SICAV, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Messrs. Barta and Senkypl are also directors of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F6 · price: On December 8, 2022, PFC SICAV entered into separate share transfer agreements with each of Pale Fire Capital and Messrs. Senkypl and Barta pursuant to which PFC SICAV agreed to purchase certain securities of the Issuer held directly by each of Pale Fire Capital and Messrs. Senkypl and Barta. The closing of these transactions occurred simultaneously on December 20, 2022.

F3 · ownership.direct: Represents securities owned solely by Mr. Senkypl.

Read SEC document
December 20, 2022 Filed Dec 22, 2022 17:42 UTC
Barta JanDirector · 10% owner
Senkypl DusanDirector · 10% owner
SaleCommon Stock 2,838,712 $7.28 $20,665,823.36
Disclosure

SEC source: 0000921895-22-003261 · form413335002_12222022.xml · nonDerivative · entry 1

Barta Jan · CIK 0001892479 · Director · 10% owner

Senkypl Dusan · CIK 0001922405 · Director · 10% owner

Pale Fire Capital SE · CIK 0001922318 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · security: This Form 4 is filed jointly by Jan Barta, Dusan Senkypl, Pale Fire Capital SICAV a.s. ("PFC SICAV") and Pale Fire Capital SE ("Pale Fire Capital" and together with Messrs. Barta and Senkypl and PFC SICAV, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Messrs. Barta and Senkypl are also directors of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F6 · price: On December 8, 2022, PFC SICAV entered into separate share transfer agreements with each of Pale Fire Capital and Messrs. Senkypl and Barta pursuant to which PFC SICAV agreed to purchase certain securities of the Issuer held directly by each of Pale Fire Capital and Messrs. Senkypl and Barta. The closing of these transactions occurred simultaneously on December 20, 2022.

F2 · ownership.direct: Represents securities owned solely by Mr. Barta.

Read SEC document
December 20, 2022 Filed Dec 22, 2022 17:38 UTC
Dvorak KerrieChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 3,271 $0.00 $0.00
Disclosure

SEC source: 0001490281-22-000148 · wf-form4_167174872137388.xml · derivative · entry 3

Dvorak Kerrie · CIK 0001884664 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,271 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: The RSUs reported on this line vested on December 20, 2022, subject to Ms. Dvorak's continued employment with the Company through the vesting date.

F3 · derivative.expiration_date: The RSUs reported on this line vested on December 20, 2022, subject to Ms. Dvorak's continued employment with the Company through the vesting date.

Read SEC document
December 20, 2022 Filed Dec 22, 2022 17:38 UTC
Dvorak KerrieChief Accounting Officer
Tax withholdingCommon Stock 1,450 $6.83 $9,903.50
Disclosure

SEC source: 0001490281-22-000148 · wf-form4_167174872137388.xml · nonDerivative · entry 2

Dvorak Kerrie · CIK 0001884664 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,381

F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.

Read SEC document
December 20, 2022 Filed Dec 22, 2022 17:38 UTC
Dvorak KerrieChief Accounting Officer
Exercise / conversionCommon Stock 3,271 $0.00 $0.00
Disclosure

SEC source: 0001490281-22-000148 · wf-form4_167174872137388.xml · nonDerivative · entry 1

Dvorak Kerrie · CIK 0001884664 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,831

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2022 Filed Dec 13, 2022 19:11 UTC
Deshpande KedarDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 61,549 $0.00 $0.00
Disclosure

SEC source: 0001490281-22-000146 · wf-form4_167097667317987.xml · derivative · entry 3

Deshpande Kedar · CIK 0001898115 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 492,392

Underlying: Common Stock · 61,549 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: The restricted stock units reported on this line represent the sum of two separate awards with identical vesting terms and will vest quarterly in twelve substantially equal installments, beginning on March 10, 2022, in each case subject to Mr. Deshpande's continued employment with the Company through each vesting date.

F3 · derivative.expiration_date: The restricted stock units reported on this line represent the sum of two separate awards with identical vesting terms and will vest quarterly in twelve substantially equal installments, beginning on March 10, 2022, in each case subject to Mr. Deshpande's continued employment with the Company through each vesting date.

Read SEC document
December 10, 2022 Filed Dec 13, 2022 19:11 UTC
Deshpande KedarDirector · Chief Executive Officer
Tax withholdingCommon Stock 24,220 $7.06 $170,993.20
Disclosure

SEC source: 0001490281-22-000146 · wf-form4_167097667317987.xml · nonDerivative · entry 2

Deshpande Kedar · CIK 0001898115 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,251

F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.

Read SEC document
December 10, 2022 Filed Dec 13, 2022 19:11 UTC
Deshpande KedarDirector · Chief Executive Officer
Exercise / conversionCommon Stock 61,549 $0.00 $0.00
Disclosure

SEC source: 0001490281-22-000146 · wf-form4_167097667317987.xml · nonDerivative · entry 1

Deshpande Kedar · CIK 0001898115 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,471

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2022 Filed Nov 22, 2022 17:56 UTC
Drobny Dane AChief Admin Officer, GC & Sec
Exercise / conversionRestricted Stock Units · Derivative 8,289 $0.00 $0.00
Disclosure

SEC source: 0001490281-22-000144 · wf-form4_166915778806236.xml · derivative · entry 3

Drobny Dane A · CIK 0001492144 · Chief Admin Officer, GC & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,478

Underlying: Common Stock · 8,289 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: The restricted stock units reported on this line will vest 1/16 quarterly on the 20th day of the second month of each calendar quarter from February 20, 2022 through November 20, 2023, and 1/8 quarterly on the 20th day of the second month of each calendar quarter from February 20, 2024 through November 20, 2024, subject to Mr. Drobny's continued employment with the Company through each vesting date.

F3 · derivative.expiration_date: The restricted stock units reported on this line will vest 1/16 quarterly on the 20th day of the second month of each calendar quarter from February 20, 2022 through November 20, 2023, and 1/8 quarterly on the 20th day of the second month of each calendar quarter from February 20, 2024 through November 20, 2024, subject to Mr. Drobny's continued employment with the Company through each vesting date.

Read SEC document
November 20, 2022 Filed Nov 22, 2022 17:56 UTC
Drobny Dane AChief Admin Officer, GC & Sec
Tax withholdingCommon Stock 3,673 $8.25 $30,302.25
Disclosure

SEC source: 0001490281-22-000144 · wf-form4_166915778806236.xml · nonDerivative · entry 2

Drobny Dane A · CIK 0001492144 · Chief Admin Officer, GC & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,892

F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.

Read SEC document
November 20, 2022 Filed Nov 22, 2022 17:56 UTC
Drobny Dane AChief Admin Officer, GC & Sec
Exercise / conversionCommon Stock 8,289 $0.00 $0.00
Disclosure

SEC source: 0001490281-22-000144 · wf-form4_166915778806236.xml · nonDerivative · entry 1

Drobny Dane A · CIK 0001492144 · Chief Admin Officer, GC & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,565

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 20, 2022 Filed Oct 24, 2022 18:23 UTC
Wahl DeborahDirector
GrantDeferred Stock Unit Award (Right to Receive) · Derivative 3,309 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001490281-22-000131 · wf-form4_166665018428047.xml · derivative · entry 1

Wahl Deborah · CIK 0001721714 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,323

Underlying: Common Stock · 3,309 shares

Expires not disclosed

F1 · derivative.exercise_date: Ms. Wahl has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of Common Stock (or, in the sole discretion of the Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Ms. Wahl has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable. The DSUs are immediately vested.

F1 · derivative.expiration_date: Ms. Wahl has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of Common Stock (or, in the sole discretion of the Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Ms. Wahl has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable. The DSUs are immediately vested.

Read SEC document
October 20, 2022 Filed Oct 24, 2022 22:23 UTC
Schmitz DamienInterim CFO
Exercise / conversionRestricted Stock Units · Derivative 5,889 $0.00 $0.00
Disclosure

SEC source: 0001490281-22-000130 · wf-form4_166665016525006.xml · derivative · entry 3

Schmitz Damien · CIK 0001891808 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,779

Underlying: Common Stock · 5,889 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: The RSUs reported on this line vest in three equal annual installments beginning on October 20, 2022, in each case subject to Mr. Schmitz's continued employment with the Company through each vesting date.

F3 · derivative.expiration_date: The RSUs reported on this line vest in three equal annual installments beginning on October 20, 2022, in each case subject to Mr. Schmitz's continued employment with the Company through each vesting date.

Read SEC document
October 20, 2022 Filed Oct 24, 2022 22:23 UTC
Schmitz DamienInterim CFO
Tax withholdingCommon Stock 1,726 $6.81 $11,754.06
Disclosure

SEC source: 0001490281-22-000130 · wf-form4_166665016525006.xml · nonDerivative · entry 2

Schmitz Damien · CIK 0001891808 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,084

F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.

Read SEC document
October 20, 2022 Filed Oct 24, 2022 22:23 UTC
Schmitz DamienInterim CFO
Exercise / conversionCommon Stock 5,889 $0.00 $0.00
Disclosure

SEC source: 0001490281-22-000130 · wf-form4_166665016525006.xml · nonDerivative · entry 1

Schmitz Damien · CIK 0001891808 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,810

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 10, 2022 Filed Sep 13, 2022 19:28 UTC
Deshpande KedarDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 61,548 $0.00 $0.00
Disclosure

SEC source: 0001490281-22-000123 · wf-form4_166311169697636.xml · derivative · entry 3

Deshpande Kedar · CIK 0001898115 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 553,941

Underlying: Common Stock · 61,548 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: The restricted stock units reported on this line represent the sum of two separate awards with identical vesting terms and will vest quarterly in twelve substantially equal installments, beginning on March 10, 2022, in each case subject to Mr. Deshpande's continued employment with the Company through each vesting date.

F3 · derivative.expiration_date: The restricted stock units reported on this line represent the sum of two separate awards with identical vesting terms and will vest quarterly in twelve substantially equal installments, beginning on March 10, 2022, in each case subject to Mr. Deshpande's continued employment with the Company through each vesting date.

Read SEC document
September 10, 2022 Filed Sep 13, 2022 19:28 UTC
Deshpande KedarDirector · Chief Executive Officer
Tax withholdingCommon Stock 24,220 $11.31 $273,928.20
Disclosure

SEC source: 0001490281-22-000123 · wf-form4_166311169697636.xml · nonDerivative · entry 2

Deshpande Kedar · CIK 0001898115 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,922

F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.

Read SEC document
September 10, 2022 Filed Sep 13, 2022 19:28 UTC
Deshpande KedarDirector · Chief Executive Officer
Exercise / conversionCommon Stock 61,548 $0.00 $0.00
Disclosure

SEC source: 0001490281-22-000123 · wf-form4_166311169697636.xml · nonDerivative · entry 1

Deshpande Kedar · CIK 0001898115 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,142

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2022 Filed Sep 1, 2022 23:59 UTC
Barta Jan10% owner · See Footnote 1
Senkypl DusanDirector · 10% owner · See Footnote 1
Pale Fire Capital SESee Footnote 1
PurchaseCommon Stock 17,009 $9.92 $168,712.27
Disclosure

SEC source: 0000921895-22-002611 · form413335002_09012022.xml · nonDerivative · entry 3

Barta Jan · CIK 0001892479 · 10% owner · See Footnote 1

Senkypl Dusan · CIK 0001922405 · Director · 10% owner · See Footnote 1

Pale Fire Capital SE · CIK 0001922318 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Pale Fire Capital SE

Disclosed balance after: 1,607,048

F1 · security: This Form 4 is filed jointly by Jan Barta, Dusan Senkypl and Pale Fire Capital SE ("Pale Fire Capital" and together with Messrs. Barta and Senkypl, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Mr. Senkypl is also a director of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F2 · ownership.nature: Represents securities directly owned by Pale Fire Capital. Mr. Barta, as a control person and Chairman of the supervisory board of Pale Fire Capital, may be deemed to beneficially own the securities directly owned by Pale Fire Capital. Mr. Senkypl, as a control person and Chairman of the board of Pale Fire Capital, may be deemed to beneficially own the securities directly owned by Pale Fire Capital.

Read SEC document
September 01, 2022 Filed Sep 1, 2022 23:59 UTC
Barta Jan10% owner · See Footnote 1
Senkypl DusanDirector · 10% owner · See Footnote 1
Pale Fire Capital SESee Footnote 1
PurchaseCommon Stock 115,984 $9.80 $1,136,643.20
Disclosure

SEC source: 0000921895-22-002611 · form413335002_09012022.xml · nonDerivative · entry 2

Barta Jan · CIK 0001892479 · 10% owner · See Footnote 1

Senkypl Dusan · CIK 0001922405 · Director · 10% owner · See Footnote 1

Pale Fire Capital SE · CIK 0001922318 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Pale Fire Capital SE

Disclosed balance after: 1,590,039

F1 · security: This Form 4 is filed jointly by Jan Barta, Dusan Senkypl and Pale Fire Capital SE ("Pale Fire Capital" and together with Messrs. Barta and Senkypl, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Mr. Senkypl is also a director of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F2 · ownership.nature: Represents securities directly owned by Pale Fire Capital. Mr. Barta, as a control person and Chairman of the supervisory board of Pale Fire Capital, may be deemed to beneficially own the securities directly owned by Pale Fire Capital. Mr. Senkypl, as a control person and Chairman of the board of Pale Fire Capital, may be deemed to beneficially own the securities directly owned by Pale Fire Capital.

Read SEC document
August 31, 2022 Filed Sep 1, 2022 23:59 UTC
Barta Jan10% owner · See Footnote 1
Senkypl DusanDirector · 10% owner · See Footnote 1
Pale Fire Capital SESee Footnote 1
PurchaseCommon Stock 30,703 $10.04 $308,258.12
Disclosure

SEC source: 0000921895-22-002611 · form413335002_09012022.xml · nonDerivative · entry 1

Barta Jan · CIK 0001892479 · 10% owner · See Footnote 1

Senkypl Dusan · CIK 0001922405 · Director · 10% owner · See Footnote 1

Pale Fire Capital SE · CIK 0001922318 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Pale Fire Capital SE

Disclosed balance after: 1,474,055

F1 · security: This Form 4 is filed jointly by Jan Barta, Dusan Senkypl and Pale Fire Capital SE ("Pale Fire Capital" and together with Messrs. Barta and Senkypl, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Mr. Senkypl is also a director of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F2 · ownership.nature: Represents securities directly owned by Pale Fire Capital. Mr. Barta, as a control person and Chairman of the supervisory board of Pale Fire Capital, may be deemed to beneficially own the securities directly owned by Pale Fire Capital. Mr. Senkypl, as a control person and Chairman of the board of Pale Fire Capital, may be deemed to beneficially own the securities directly owned by Pale Fire Capital.

Read SEC document
August 23, 2022 Filed Aug 25, 2022 23:24 UTC
Schmitz DamienInterim CFO
Exercise / conversionRestricted Stock Units · Derivative 1,297 $0.00 $0.00
Disclosure

SEC source: 0001490281-22-000121 · wf-form4_166146983625577.xml · derivative · entry 3

Schmitz Damien · CIK 0001891808 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,297 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: The RSUs reported on this line vested on August 23, 2022, subject to Mr. Schmitz's continued employment with the Company through the vesting date.

F3 · derivative.expiration_date: The RSUs reported on this line vested on August 23, 2022, subject to Mr. Schmitz's continued employment with the Company through the vesting date.

Read SEC document
August 23, 2022 Filed Aug 25, 2022 23:24 UTC
Schmitz DamienInterim CFO
Tax withholdingCommon Stock 381 $10.35 $3,943.35
Disclosure

SEC source: 0001490281-22-000121 · wf-form4_166146983625577.xml · nonDerivative · entry 2

Schmitz Damien · CIK 0001891808 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,921

F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.

Read SEC document
August 23, 2022 Filed Aug 25, 2022 23:24 UTC
Schmitz DamienInterim CFO
Exercise / conversionCommon Stock 1,297 $0.00 $0.00
Disclosure

SEC source: 0001490281-22-000121 · wf-form4_166146983625577.xml · nonDerivative · entry 1

Schmitz Damien · CIK 0001891808 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,302

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 20, 2022 Filed Aug 23, 2022 18:27 UTC
Drobny Dane AChief Admin Officer, GC & Sec
Exercise / conversionRestricted Stock Units · Derivative 8,289 $0.00 $0.00
Disclosure

SEC source: 0001490281-22-000119 · wf-form4_166129365413614.xml · derivative · entry 3

Drobny Dane A · CIK 0001492144 · Chief Admin Officer, GC & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,767

Underlying: Common Stock · 8,289 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: The restricted stock units reported on this line will vest 1/16 quarterly on the 20th day of the second month of each calendar quarter from February 20, 2022 through November 20, 2023, and 1/8 quarterly on the 20th day of the second month of each calendar quarter from February 20, 2024 through November 20, 2024, subject to Mr. Drobny's continued employment with the Company through each vesting date.

F3 · derivative.expiration_date: The restricted stock units reported on this line will vest 1/16 quarterly on the 20th day of the second month of each calendar quarter from February 20, 2022 through November 20, 2023, and 1/8 quarterly on the 20th day of the second month of each calendar quarter from February 20, 2024 through November 20, 2024, subject to Mr. Drobny's continued employment with the Company through each vesting date.

Read SEC document
August 20, 2022 Filed Aug 23, 2022 18:27 UTC
Drobny Dane AChief Admin Officer, GC & Sec
Tax withholdingCommon Stock 3,673 $10.98 $40,329.54
Disclosure

SEC source: 0001490281-22-000119 · wf-form4_166129365413614.xml · nonDerivative · entry 2

Drobny Dane A · CIK 0001492144 · Chief Admin Officer, GC & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,276

F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.

Read SEC document
August 20, 2022 Filed Aug 23, 2022 18:27 UTC
Drobny Dane AChief Admin Officer, GC & Sec
Exercise / conversionCommon Stock 8,289 $0.00 $0.00
Disclosure

SEC source: 0001490281-22-000119 · wf-form4_166129365413614.xml · nonDerivative · entry 1

Drobny Dane A · CIK 0001492144 · Chief Admin Officer, GC & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,949

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 18, 2022 Filed Aug 18, 2022 20:34 UTC
Majic Xavier10% owner
SaleCommon Stock 152,011 $11.47 $1,742,851.72
Disclosure

SEC source: 0001140361-22-030311 · form4.xml · nonDerivative · entry 1

Maple Rock Capital Partners Inc. · CIK 0001658363 · 10% owner

Majic Xavier · CIK 0001943120 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,025,700

F2 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock were sold in multiple transactions at prices ranging from $11.255 to $12.03, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2).

F3 · balance_after: The Reporting Persons' sales of Common Stock reported herein and on the Form 4 filed August 17, 2022, are matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 50,000 shares, with the Reporting Persons' purchase of 50,000 shares of Common Stock on July 1, 2022, at prices ranging from $10.575 to $10.995, inclusive. The Reporting Persons have agreed to pay the Issuer, upon settlement of the sales, the full amount of the profits realized in connection with the short-swing transactions, less transaction costs.

F1 · ownership.direct: These shares of Common Stock and stock options are held directly by Maple Rock Master Fund LP (the "Fund"). Maple Rock Capital Partners Inc. (the "Manager") serves as investment adviser to the Fund, and Xavier Majic is the Chief Investment Officer of the Manager.

F1 · ownership.nature: These shares of Common Stock and stock options are held directly by Maple Rock Master Fund LP (the "Fund"). Maple Rock Capital Partners Inc. (the "Manager") serves as investment adviser to the Fund, and Xavier Majic is the Chief Investment Officer of the Manager.

Read SEC document
August 17, 2022 Filed Aug 17, 2022 21:55 UTC
Majic Xavier10% owner
SaleCommon Stock 900 $13.08 $11,772.00
Disclosure

SEC source: 0001140361-22-030184 · form4.xml · nonDerivative · entry 5

Maple Rock Capital Partners Inc. · CIK 0001658363 · 10% owner

Majic Xavier · CIK 0001943120 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,177,711

F3 · balance_after: The Reporting Persons' sales of Common Stock reported herein are matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 50,000 shares, with the Reporting Persons' purchase of 50,000 shares of Common Stock on July 1, 2022, at prices ranging from $10.575 to $10.995, inclusive. The Reporting Persons have agreed to pay the Issuer, upon settlement of the sales, the full amount of the profits realized in connection with the short-swing transactions, less transaction costs.

F1 · ownership.direct: These shares of Common Stock and stock options are held directly by Maple Rock Master Fund LP (the "Fund"). Maple Rock Capital Partners Inc. (the "Manager") serves as investment adviser to the Fund, and Xavier Majic is the Chief Investment Officer of the Manager.

F1 · ownership.nature: These shares of Common Stock and stock options are held directly by Maple Rock Master Fund LP (the "Fund"). Maple Rock Capital Partners Inc. (the "Manager") serves as investment adviser to the Fund, and Xavier Majic is the Chief Investment Officer of the Manager.

Read SEC document
August 17, 2022 Filed Aug 17, 2022 21:55 UTC
Majic Xavier10% owner
SaleCommon Stock 111,141 $12.23 $1,359,043.26
Disclosure

SEC source: 0001140361-22-030184 · form4.xml · nonDerivative · entry 4

Maple Rock Capital Partners Inc. · CIK 0001658363 · 10% owner

Majic Xavier · CIK 0001943120 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,178,611

F6 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock were sold in multiple transactions at prices ranging from $12.00 to $12.80, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (6).

F3 · balance_after: The Reporting Persons' sales of Common Stock reported herein are matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 50,000 shares, with the Reporting Persons' purchase of 50,000 shares of Common Stock on July 1, 2022, at prices ranging from $10.575 to $10.995, inclusive. The Reporting Persons have agreed to pay the Issuer, upon settlement of the sales, the full amount of the profits realized in connection with the short-swing transactions, less transaction costs.

F1 · ownership.direct: These shares of Common Stock and stock options are held directly by Maple Rock Master Fund LP (the "Fund"). Maple Rock Capital Partners Inc. (the "Manager") serves as investment adviser to the Fund, and Xavier Majic is the Chief Investment Officer of the Manager.

F1 · ownership.nature: These shares of Common Stock and stock options are held directly by Maple Rock Master Fund LP (the "Fund"). Maple Rock Capital Partners Inc. (the "Manager") serves as investment adviser to the Fund, and Xavier Majic is the Chief Investment Officer of the Manager.

Read SEC document
August 16, 2022 Filed Aug 17, 2022 21:55 UTC
Majic Xavier10% owner
SaleCommon Stock 220,116 $13.74 $3,024,393.84
Disclosure

SEC source: 0001140361-22-030184 · form4.xml · nonDerivative · entry 3

Maple Rock Capital Partners Inc. · CIK 0001658363 · 10% owner

Majic Xavier · CIK 0001943120 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,289,752

F5 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock were sold in multiple transactions at prices ranging from $13.42 to $14.17, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (5).

F3 · balance_after: The Reporting Persons' sales of Common Stock reported herein are matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 50,000 shares, with the Reporting Persons' purchase of 50,000 shares of Common Stock on July 1, 2022, at prices ranging from $10.575 to $10.995, inclusive. The Reporting Persons have agreed to pay the Issuer, upon settlement of the sales, the full amount of the profits realized in connection with the short-swing transactions, less transaction costs.

F1 · ownership.direct: These shares of Common Stock and stock options are held directly by Maple Rock Master Fund LP (the "Fund"). Maple Rock Capital Partners Inc. (the "Manager") serves as investment adviser to the Fund, and Xavier Majic is the Chief Investment Officer of the Manager.

F1 · ownership.nature: These shares of Common Stock and stock options are held directly by Maple Rock Master Fund LP (the "Fund"). Maple Rock Capital Partners Inc. (the "Manager") serves as investment adviser to the Fund, and Xavier Majic is the Chief Investment Officer of the Manager.

Read SEC document
August 16, 2022 Filed Aug 17, 2022 21:55 UTC
Majic Xavier10% owner
SaleCommon Stock 165,002 $13.13 $2,165,964.75
Disclosure

SEC source: 0001140361-22-030184 · form4.xml · nonDerivative · entry 2

Maple Rock Capital Partners Inc. · CIK 0001658363 · 10% owner

Majic Xavier · CIK 0001943120 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,509,868

F4 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock were sold in multiple transactions at prices ranging from $12.42 to $13.4175, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (4).

F3 · balance_after: The Reporting Persons' sales of Common Stock reported herein are matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 50,000 shares, with the Reporting Persons' purchase of 50,000 shares of Common Stock on July 1, 2022, at prices ranging from $10.575 to $10.995, inclusive. The Reporting Persons have agreed to pay the Issuer, upon settlement of the sales, the full amount of the profits realized in connection with the short-swing transactions, less transaction costs.

F1 · ownership.direct: These shares of Common Stock and stock options are held directly by Maple Rock Master Fund LP (the "Fund"). Maple Rock Capital Partners Inc. (the "Manager") serves as investment adviser to the Fund, and Xavier Majic is the Chief Investment Officer of the Manager.

F1 · ownership.nature: These shares of Common Stock and stock options are held directly by Maple Rock Master Fund LP (the "Fund"). Maple Rock Capital Partners Inc. (the "Manager") serves as investment adviser to the Fund, and Xavier Majic is the Chief Investment Officer of the Manager.

Read SEC document
August 15, 2022 Filed Aug 17, 2022 21:55 UTC
Majic Xavier10% owner
SaleCommon Stock 1,830 $12.86 $23,532.52
Disclosure

SEC source: 0001140361-22-030184 · form4.xml · nonDerivative · entry 1

Maple Rock Capital Partners Inc. · CIK 0001658363 · 10% owner

Majic Xavier · CIK 0001943120 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,674,870

F2 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock were sold in multiple transactions at prices ranging from $12.85 to $12.87, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2).

F3 · balance_after: The Reporting Persons' sales of Common Stock reported herein are matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 50,000 shares, with the Reporting Persons' purchase of 50,000 shares of Common Stock on July 1, 2022, at prices ranging from $10.575 to $10.995, inclusive. The Reporting Persons have agreed to pay the Issuer, upon settlement of the sales, the full amount of the profits realized in connection with the short-swing transactions, less transaction costs.

F1 · ownership.direct: These shares of Common Stock and stock options are held directly by Maple Rock Master Fund LP (the "Fund"). Maple Rock Capital Partners Inc. (the "Manager") serves as investment adviser to the Fund, and Xavier Majic is the Chief Investment Officer of the Manager.

F1 · ownership.nature: These shares of Common Stock and stock options are held directly by Maple Rock Master Fund LP (the "Fund"). Maple Rock Capital Partners Inc. (the "Manager") serves as investment adviser to the Fund, and Xavier Majic is the Chief Investment Officer of the Manager.

Read SEC document
August 15, 2022 Filed Aug 17, 2022 22:36 UTC
Schmitz DamienInterim CFO
Exercise / conversionRestricted Stock Units · Derivative 12,215 $0.00 $0.00
Disclosure

SEC source: 0001490281-22-000117 · wf-form4_166077579089828.xml · derivative · entry 3

Schmitz Damien · CIK 0001891808 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,215 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: The RSUs reported on this line vested on August 15, 2022, subject to Mr. Schmitz's continued employment with the Company through the vesting date.

F3 · derivative.expiration_date: The RSUs reported on this line vested on August 15, 2022, subject to Mr. Schmitz's continued employment with the Company through the vesting date.

Read SEC document
August 15, 2022 Filed Aug 17, 2022 22:36 UTC
Schmitz DamienInterim CFO
Tax withholdingCommon Stock 3,579 $12.87 $46,061.73
Disclosure

SEC source: 0001490281-22-000117 · wf-form4_166077579089828.xml · nonDerivative · entry 2

Schmitz Damien · CIK 0001891808 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,005

F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.

Read SEC document
August 15, 2022 Filed Aug 17, 2022 22:36 UTC
Schmitz DamienInterim CFO
Exercise / conversionCommon Stock 12,215 $0.00 $0.00
Disclosure

SEC source: 0001490281-22-000117 · wf-form4_166077579089828.xml · nonDerivative · entry 1

Schmitz Damien · CIK 0001891808 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,584

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 21, 2022 Filed Jul 25, 2022 23:18 UTC
Senkypl DusanDirector · 10% owner · See Footnote 1
Pale Fire Capital SE10% owner · See remarks
GrantDeferred Stock Unit Award (Right to Receive) · Derivative 1,594 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001490281-22-000105 · wf-form4_165879110192135.xml · derivative · entry 1

Senkypl Dusan · CIK 0001922405 · Director · 10% owner · See Footnote 1

Pale Fire Capital SE · CIK 0001922318 · 10% owner · See remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,594

Underlying: Common Stock · 1,594 shares

Expires not disclosed

F1 · security: This Form 4 is filed jointly by Dusan Senkypl and Pale Fire Capital SE ("Pale Fire Capital" and together with Mr. Senkypl, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Mr. Senkypl is also a director of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F2 · derivative.exercise_date: Mr. Senkypl has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of Common Stock (or, in the sole discretion of the Issuer's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Senkypl has elected to receive DSUs in lieu of annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable. The DSUs are immediately vested.

F2 · derivative.expiration_date: Mr. Senkypl has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of Common Stock (or, in the sole discretion of the Issuer's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Senkypl has elected to receive DSUs in lieu of annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable. The DSUs are immediately vested.

Read SEC document
July 21, 2022 Filed Jul 25, 2022 23:18 UTC GrantDeferred Stock Unit Award (Right to Receive) · Derivative 1,736 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001490281-22-000104 · wf-form4_165879108079629.xml · derivative · entry 1

BARRIS PETER J · CIK 0001005561 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,344

Underlying: Common Stock · 1,736 shares

Expires not disclosed

F1 · derivative.exercise_date: Mr. Barris has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of Common Stock (or, in the sole discretion of the Issuer's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Barris has elected to receive DSUs in lieu of annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable. The DSUs are immediately vested.

F1 · derivative.expiration_date: Mr. Barris has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of Common Stock (or, in the sole discretion of the Issuer's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Barris has elected to receive DSUs in lieu of annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable. The DSUs are immediately vested.

Read SEC document
July 21, 2022 Filed Jul 25, 2022 19:17 UTC
Wahl DeborahDirector
GrantDeferred Stock Unit Award (Right to Receive) · Derivative 1,701 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001490281-22-000103 · wf-form4_165879106314862.xml · derivative · entry 1

Wahl Deborah · CIK 0001721714 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,014

Underlying: Common Stock · 1,701 shares

Expires not disclosed

F1 · derivative.exercise_date: Ms. Wahl has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of Common Stock (or, in the sole discretion of the Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Ms. Wahl has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable. The DSUs are immediately vested.

F1 · derivative.expiration_date: Ms. Wahl has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of Common Stock (or, in the sole discretion of the Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Ms. Wahl has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable. The DSUs are immediately vested.

Read SEC document
July 15, 2022 Filed Aug 17, 2022 21:54 UTC
Majic Xavier10% owner
SaleStock Option (Right to Buy) · Derivative 15,000 $0.13 Strike: $25.00 $1,960.50
Disclosure

SEC source: 0001140361-22-030183 · form4.xml · derivative · entry 6

Maple Rock Capital Partners Inc. · CIK 0001658363 · 10% owner

Majic Xavier · CIK 0001943120 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 1,500,000 shares

Expires 2022-12-16

F8 · price: The price reported in Column 8 is a weighted average price. These stock options were sold in multiple transactions at prices ranging from $0.12 to $0.21, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of options sold at each separate price within the ranges set forth in this footnote (8).

F5 · derivative.exercise_date: These stock options were immediately exercisable.

F1 · ownership.direct: These shares of Common Stock and stock options are held directly by Maple Rock Master Fund LP (the "Fund"). Maple Rock Capital Partners Inc. (the "Manager") serves as investment adviser to the Fund, and Xavier Majic is the Chief Investment Officer of the Manager.

F1 · ownership.nature: These shares of Common Stock and stock options are held directly by Maple Rock Master Fund LP (the "Fund"). Maple Rock Capital Partners Inc. (the "Manager") serves as investment adviser to the Fund, and Xavier Majic is the Chief Investment Officer of the Manager.

Read SEC document
July 02, 2022 Filed Jul 6, 2022 18:32 UTC
Drobny Dane AChief Admin Officer, GC & Sec
Exercise / conversionRestricted Stock Units · Derivative 14,750 $0.00 $0.00
Disclosure

SEC source: 0001490281-22-000099 · wf-form4_165714670683446.xml · derivative · entry 3

Drobny Dane A · CIK 0001492144 · Chief Admin Officer, GC & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: The restricted stock units reported on this line vest in equal installments on January 2, 2021, July 2, 2021, January 2, 2022, and July 2, 2022.

F3 · derivative.expiration_date: The restricted stock units reported on this line vest in equal installments on January 2, 2021, July 2, 2021, January 2, 2022, and July 2, 2022.

Read SEC document
July 02, 2022 Filed Jul 6, 2022 18:32 UTC
Drobny Dane AChief Admin Officer, GC & Sec
Tax withholdingCommon Stock 6,535 $10.99 $71,819.65
Disclosure

SEC source: 0001490281-22-000099 · wf-form4_165714670683446.xml · nonDerivative · entry 2

Drobny Dane A · CIK 0001492144 · Chief Admin Officer, GC & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,660

F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.

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July 02, 2022 Filed Jul 6, 2022 18:32 UTC
Drobny Dane AChief Admin Officer, GC & Sec
Exercise / conversionCommon Stock 14,750 $0.00 $0.00
Disclosure

SEC source: 0001490281-22-000099 · wf-form4_165714670683446.xml · nonDerivative · entry 1

Drobny Dane A · CIK 0001492144 · Chief Admin Officer, GC & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,195

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 01, 2022 Filed Aug 17, 2022 21:54 UTC
Majic Xavier10% owner
PurchaseCommon Stock 50,000 $10.85 $542,665.00
Disclosure

SEC source: 0001140361-22-030183 · form4.xml · nonDerivative · entry 3

Maple Rock Capital Partners Inc. · CIK 0001658363 · 10% owner

Majic Xavier · CIK 0001943120 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,676,700

F4 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock were purchased in multiple transactions at prices ranging from $10.575 to $10.995, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (4).

F1 · ownership.direct: These shares of Common Stock and stock options are held directly by Maple Rock Master Fund LP (the "Fund"). Maple Rock Capital Partners Inc. (the "Manager") serves as investment adviser to the Fund, and Xavier Majic is the Chief Investment Officer of the Manager.

F1 · ownership.nature: These shares of Common Stock and stock options are held directly by Maple Rock Master Fund LP (the "Fund"). Maple Rock Capital Partners Inc. (the "Manager") serves as investment adviser to the Fund, and Xavier Majic is the Chief Investment Officer of the Manager.

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June 24, 2022 Filed Aug 17, 2022 21:54 UTC
Majic Xavier10% owner
PurchaseStock Option (Right to Buy) · Derivative 1,300 $1.34 Strike: $25.00 $1,742.39
Disclosure

SEC source: 0001140361-22-030183 · form4.xml · derivative · entry 5

Maple Rock Capital Partners Inc. · CIK 0001658363 · 10% owner

Majic Xavier · CIK 0001943120 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 15,000

Underlying: Common Stock · 130,000 shares

Expires 2022-12-16

F7 · price: The price reported in Column 8 is a weighted average price. These stock options were purchased in multiple transactions at prices ranging from $1.30 to $1.35, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of options purchased at each separate price within the ranges set forth in this footnote (7).

F5 · derivative.exercise_date: These stock options were immediately exercisable.

F1 · ownership.direct: These shares of Common Stock and stock options are held directly by Maple Rock Master Fund LP (the "Fund"). Maple Rock Capital Partners Inc. (the "Manager") serves as investment adviser to the Fund, and Xavier Majic is the Chief Investment Officer of the Manager.

F1 · ownership.nature: These shares of Common Stock and stock options are held directly by Maple Rock Master Fund LP (the "Fund"). Maple Rock Capital Partners Inc. (the "Manager") serves as investment adviser to the Fund, and Xavier Majic is the Chief Investment Officer of the Manager.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.