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Groupon, Inc.

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5174
SEC CIK
0001490281
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496

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 30, 2016 Filed Oct 4, 2016 22:06 UTC
Williams RichDirector · Chief Executive Officer
Exercise / conversionClass A Common Stock 75,694 $0.00 $0.00
Disclosure

SEC source: 0001490281-16-000195 · wf-form4_147561877398929.xml · nonDerivative · entry 5

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,356,481

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2016 Filed Oct 4, 2016 22:06 UTC
Williams RichDirector · Chief Executive Officer
Tax withholdingClass A Common Stock 7,872 $5.15 $40,540.80
Disclosure

SEC source: 0001490281-16-000195 · wf-form4_147561877398929.xml · nonDerivative · entry 4

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,280,787

F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.

Read SEC document
September 30, 2016 Filed Oct 4, 2016 22:06 UTC
Williams RichDirector · Chief Executive Officer
Exercise / conversionClass A Common Stock 17,225 $0.00 $0.00
Disclosure

SEC source: 0001490281-16-000195 · wf-form4_147561877398929.xml · nonDerivative · entry 3

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,288,659

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2016 Filed Oct 4, 2016 22:06 UTC
Williams RichDirector · Chief Executive Officer
Tax withholdingClass A Common Stock 11,426 $5.15 $58,843.90
Disclosure

SEC source: 0001490281-16-000195 · wf-form4_147561877398929.xml · nonDerivative · entry 2

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,271,434

F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.

Read SEC document
September 30, 2016 Filed Oct 4, 2016 22:06 UTC
Williams RichDirector · Chief Executive Officer
Exercise / conversionClass A Common Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001490281-16-000195 · wf-form4_147561877398929.xml · nonDerivative · entry 1

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,282,860

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2016 Filed Sep 16, 2016 21:23 UTC
Williams RichDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0001490281-16-000194 · wf-form4_147406098182478.xml · derivative · entry 6

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Class A Common Stock · 50,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F4 · derivative.exercise_date: The restricted stock units reported on this line will vest in equal increments on the 15th day of the last month of each calendar quarter through December 15, 2016, subject to Mr. Williams' continued employment with the Company through each vesting date.

F4 · derivative.expiration_date: The restricted stock units reported on this line will vest in equal increments on the 15th day of the last month of each calendar quarter through December 15, 2016, subject to Mr. Williams' continued employment with the Company through each vesting date.

Read SEC document
September 15, 2016 Filed Sep 16, 2016 21:23 UTC
Williams RichDirector · Chief Executive Officer
Tax withholdingClass A Common Stock 22,850 $5.19 $118,591.50
Disclosure

SEC source: 0001490281-16-000194 · wf-form4_147406098182478.xml · nonDerivative · entry 4

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,257,860

F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.

Read SEC document
September 15, 2016 Filed Sep 16, 2016 21:23 UTC
Williams RichDirector · Chief Executive Officer
Exercise / conversionClass A Common Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001490281-16-000194 · wf-form4_147406098182478.xml · nonDerivative · entry 3

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,280,710

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 14, 2016 Filed Sep 16, 2016 21:23 UTC
Williams RichDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001490281-16-000194 · wf-form4_147406098182478.xml · derivative · entry 5

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Class A Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: The restricted stock units reported on this line will vest in equal increments on the 14th day of the last month of each calendar quarter through March 14, 2017, subject to Mr. Williams' continued employment with the Company through each vesting date.

F3 · derivative.expiration_date: The restricted stock units reported on this line will vest in equal increments on the 14th day of the last month of each calendar quarter through March 14, 2017, subject to Mr. Williams' continued employment with the Company through each vesting date.

Read SEC document
September 14, 2016 Filed Sep 16, 2016 21:23 UTC
Williams RichDirector · Chief Executive Officer
Tax withholdingClass A Common Stock 1,371 $5.04 $6,909.84
Disclosure

SEC source: 0001490281-16-000194 · wf-form4_147406098182478.xml · nonDerivative · entry 2

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,230,710

F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.

Read SEC document
September 14, 2016 Filed Sep 16, 2016 21:23 UTC
Williams RichDirector · Chief Executive Officer
Exercise / conversionClass A Common Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001490281-16-000194 · wf-form4_147406098182478.xml · nonDerivative · entry 1

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,232,081

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 10, 2016 Filed Sep 13, 2016 22:24 UTC
Stevens BrianChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 17,565 $0.00 $0.00
Disclosure

SEC source: 0001490281-16-000193 · wf-form4_147380546195346.xml · derivative · entry 3

Stevens Brian · CIK 0001557559 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 17,565 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: Twenty-five percent (25%) of the restricted stock units reported on this line vested on September 10, 2013 and the remainder of the restricted stock units vested quarterly in 12 equal installments, beginning on December 10, 2013.

F3 · derivative.expiration_date: Twenty-five percent (25%) of the restricted stock units reported on this line vested on September 10, 2013 and the remainder of the restricted stock units vested quarterly in 12 equal installments, beginning on December 10, 2013.

Read SEC document
September 10, 2016 Filed Sep 13, 2016 22:24 UTC
Stevens BrianChief Accounting Officer
Tax withholdingClass A Common Stock 5,463 $5.28 $28,844.64
Disclosure

SEC source: 0001490281-16-000193 · wf-form4_147380546195346.xml · nonDerivative · entry 2

Stevens Brian · CIK 0001557559 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,623

F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.

Read SEC document
September 10, 2016 Filed Sep 13, 2016 22:24 UTC
Stevens BrianChief Accounting Officer
Exercise / conversionClass A Common Stock 17,565 $0.00 $0.00
Disclosure

SEC source: 0001490281-16-000193 · wf-form4_147380546195346.xml · nonDerivative · entry 1

Stevens Brian · CIK 0001557559 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,086

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 07, 2016 Filed Sep 9, 2016 17:51 UTC
Drobny Dane AGeneral Counsel and Secretary
SaleClass A Common Stock 30,798 $5.48 $168,773.04
Disclosure

SEC source: 0001490281-16-000192 · wf-form4_147345788501152.xml · nonDerivative · entry 1

Drobny Dane A · CIK 0001492144 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,132

F1 · kind: The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The reported price reflects the weighted average sale price per share for the transactions on September 7, 2016. The price per share for such transactions ranged from $5.47 to $5.51. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information.

F1 · price: The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The reported price reflects the weighted average sale price per share for the transactions on September 7, 2016. The price per share for such transactions ranged from $5.47 to $5.51. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information.

Read SEC document
September 01, 2016 Filed Sep 6, 2016 21:59 UTC
Williams RichDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 18,750 $0.00 $0.00
Disclosure

SEC source: 0001490281-16-000191 · wf-form4_147319918724763.xml · derivative · entry 3

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,750

Underlying: Class A Common Stock · 18,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: 153,750 of the restricted stock units reported on this line vested on June 1, 2015, and the remainder of the restricted stock units will vest quarterly in equal increments through December 1, 2016, in each case subject to Mr. Williams' continued employment with the Company through each vesting date.

F3 · derivative.expiration_date: 153,750 of the restricted stock units reported on this line vested on June 1, 2015, and the remainder of the restricted stock units will vest quarterly in equal increments through December 1, 2016, in each case subject to Mr. Williams' continued employment with the Company through each vesting date.

Read SEC document
September 01, 2016 Filed Sep 6, 2016 21:59 UTC
Williams RichDirector · Chief Executive Officer
Tax withholdingClass A Common Stock 8,569 $5.39 $46,186.91
Disclosure

SEC source: 0001490281-16-000191 · wf-form4_147319918724763.xml · nonDerivative · entry 2

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,229,081

F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.

Read SEC document
September 01, 2016 Filed Sep 6, 2016 21:59 UTC
Williams RichDirector · Chief Executive Officer
Exercise / conversionClass A Common Stock 18,750 $0.00 $0.00
Disclosure

SEC source: 0001490281-16-000191 · wf-form4_147319918724763.xml · nonDerivative · entry 1

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,237,650

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2012 Filed Feb 17, 2012 16:36 UTC GrantDeferred Stock Unit (Right to Receive) · Derivative 1,281.394 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-12-002966 · edgar.xml · derivative · entry 5

SCHULTZ HOWARD D · CIK 0000901737 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,281.394

Underlying: Class A Common Stock · 1,281.394 shares

Expires not disclosed

F4 · derivative.exercise_date: Mr. Schultz has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of Groupon's Class A common stock (or, in the sole discretion of Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Schultz has elected to receive DSUs in lieu of the annual retainer fees payable for services on Groupon's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested.

F4 · derivative.expiration_date: Mr. Schultz has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of Groupon's Class A common stock (or, in the sole discretion of Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Schultz has elected to receive DSUs in lieu of the annual retainer fees payable for services on Groupon's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.