Tapewire

Nasdaq · USD

GRPN

Groupon, Inc.

Export transactions ↓
Tapewire entity
5174
SEC CIK
0001490281
Parsed reports
496

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 12, 2019 Filed Feb 13, 2019 18:34 UTC
Drobny Dane AGeneral Counsel and Secretary
GrantCommon Stock 11,684 $0.00 $0.00
Disclosure

SEC source: 0001490281-19-000016 · wf-form4_155010083002732.xml · nonDerivative · entry 1

Drobny Dane A · CIK 0001492144 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 613,076

F1 · kind: Settlement of non-derivative performance share units for the one-year performance period ending December 31, 2018, granted under the Groupon, Inc. 2011 Incentive Plan and exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to Rule 16b-3(d).

Read SEC document
February 12, 2019 Filed Feb 13, 2019 23:37 UTC
Krenzer SteveChief Operating Officer
GrantPerformance Share Units · Derivative 1,333,333 $0.00 $0.00
Disclosure

SEC source: 0001490281-19-000017 · wf-form4_155010105139444.xml · derivative · entry 4

Krenzer Steve · CIK 0001721016 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,333,333

Underlying: Common Stock · 1,333,333 shares

Expires not disclosed

F5 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Common Stock.

F6 · derivative.exercise_date: Vesting of the performance share units reported on this line is contingent upon achievement of a performance metric based on the Company's stock price prior to the performance period end date of December 31, 2022. If earned, 100% of the performance share units will vest following certification of achievement of the relevant metric, subject to Mr. Krenzer's continuous employment.

F6 · derivative.expiration_date: Vesting of the performance share units reported on this line is contingent upon achievement of a performance metric based on the Company's stock price prior to the performance period end date of December 31, 2022. If earned, 100% of the performance share units will vest following certification of achievement of the relevant metric, subject to Mr. Krenzer's continuous employment.

Read SEC document
February 12, 2019 Filed Feb 13, 2019 23:37 UTC
Krenzer SteveChief Operating Officer
GrantRestricted Stock Units · Derivative 414,110 $0.00 $0.00
Disclosure

SEC source: 0001490281-19-000017 · wf-form4_155010105139444.xml · derivative · entry 3

Krenzer Steve · CIK 0001721016 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 414,110

Underlying: Common Stock · 414,110 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F4 · derivative.expiration_date: The restricted stock units reported on this line will vest 1/4 annually, starting on June 5, 2020, in each case subject to Mr. Krenzer's continuous employment with the Company as of the vesting date.

Read SEC document
February 12, 2019 Filed Feb 13, 2019 23:37 UTC
Krenzer SteveChief Operating Officer
Tax withholdingCommon Stock 25,930 $3.96 $102,682.80
Disclosure

SEC source: 0001490281-19-000017 · wf-form4_155010105139444.xml · nonDerivative · entry 2

Krenzer Steve · CIK 0001721016 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282,961

F2 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of performance share units. This is not an open market sale of securities.

Read SEC document
February 12, 2019 Filed Feb 13, 2019 23:37 UTC
Krenzer SteveChief Operating Officer
GrantCommon Stock 74,983 $0.00 $0.00
Disclosure

SEC source: 0001490281-19-000017 · wf-form4_155010105139444.xml · nonDerivative · entry 1

Krenzer Steve · CIK 0001721016 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308,891

F1 · kind: Settlement of non-derivative performance share units for the one-year performance period ending December 31, 2018, granted under the Groupon, Inc. 2011 Incentive Plan and exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to Rule 16b-3(d).

Read SEC document
February 12, 2019 Filed Feb 13, 2019 23:41 UTC
Thomas MelissaCAO & Treasurer
GrantPerformance Share Units · Derivative 486,708 $0.00 $0.00
Disclosure

SEC source: 0001490281-19-000019 · wf-form4_155010125158985.xml · derivative · entry 7

Thomas Melissa · CIK 0001760333 · CAO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 486,708

Underlying: Common Stock · 486,708 shares

Expires not disclosed

F5 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Common Stock.

F7 · derivative.exercise_date: Vesting of the performance share units reported on this line is contingent upon achievement of a performance metric based on the Company's stock price prior to the performance period end date of December 31, 2022. If earned, 100% of the performance share units will vest following certification of achievement of the relevant metric, subject to Ms. Thomas' continuous employment.

F7 · derivative.expiration_date: Vesting of the performance share units reported on this line is contingent upon achievement of a performance metric based on the Company's stock price prior to the performance period end date of December 31, 2022. If earned, 100% of the performance share units will vest following certification of achievement of the relevant metric, subject to Ms. Thomas' continuous employment.

Read SEC document
February 12, 2019 Filed Feb 13, 2019 23:41 UTC
Thomas MelissaCAO & Treasurer
GrantPerformance Share Units · Derivative 3,789 $0.00 $0.00
Disclosure

SEC source: 0001490281-19-000019 · wf-form4_155010125158985.xml · derivative · entry 6

Thomas Melissa · CIK 0001760333 · CAO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,789

Underlying: Common Stock · 3,789 shares

Expires not disclosed

F5 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Common Stock.

F6 · derivative.expiration_date: The performance share units reported on this line were credited effective February 12, 2019 following certification of performance metrics applicable to the one-year performance period ending December 31, 2018. 2,526 shares will vest on January 2, 2020 and 1,263 shares will vest on January 2, 2021, in each case subject to Ms. Thomas' continuous employment with the Company as of the vesting date.

Read SEC document
February 12, 2019 Filed Feb 13, 2019 23:41 UTC
Thomas MelissaCAO & Treasurer
GrantRestricted Stock Units · Derivative 75,920 $0.00 $0.00
Disclosure

SEC source: 0001490281-19-000019 · wf-form4_155010125158985.xml · derivative · entry 5

Thomas Melissa · CIK 0001760333 · CAO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,920

Underlying: Common Stock · 75,920 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F4 · derivative.expiration_date: The restricted stock units reported on this line will vest 1/4 annually, starting on June 5, 2020, in each case subject to Ms. Thomas' continued employment as of the vesting date.

Read SEC document
February 12, 2019 Filed Feb 13, 2019 23:41 UTC
Thomas MelissaCAO & Treasurer
Tax withholdingCommon Stock 437 $3.96 $1,730.52
Disclosure

SEC source: 0001490281-19-000019 · wf-form4_155010125158985.xml · nonDerivative · entry 4

Thomas Melissa · CIK 0001760333 · CAO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,246

F2 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of performance share units. This is not an open market sale of securities.

Read SEC document
February 12, 2019 Filed Feb 13, 2019 23:41 UTC
Thomas MelissaCAO & Treasurer
GrantCommon Stock 1,263 $0.00 $0.00
Disclosure

SEC source: 0001490281-19-000019 · wf-form4_155010125158985.xml · nonDerivative · entry 3

Thomas Melissa · CIK 0001760333 · CAO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,683

F1 · kind: Settlement of non-derivative performance share units for the one-year performance period ending December 31, 2018, granted under the Groupon, Inc. 2011 Incentive Plan and exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to Rule 16b-3(d).

Read SEC document
February 12, 2019 Filed Feb 13, 2019 23:41 UTC
Thomas MelissaCAO & Treasurer
Tax withholdingCommon Stock 2,231 $3.96 $8,834.76
Disclosure

SEC source: 0001490281-19-000019 · wf-form4_155010125158985.xml · nonDerivative · entry 2

Thomas Melissa · CIK 0001760333 · CAO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,420

F2 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of performance share units. This is not an open market sale of securities.

Read SEC document
February 12, 2019 Filed Feb 13, 2019 23:41 UTC
Thomas MelissaCAO & Treasurer
GrantCommon Stock 6,447 $0.00 $0.00
Disclosure

SEC source: 0001490281-19-000019 · wf-form4_155010125158985.xml · nonDerivative · entry 1

Thomas Melissa · CIK 0001760333 · CAO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,651

F1 · kind: Settlement of non-derivative performance share units for the one-year performance period ending December 31, 2018, granted under the Groupon, Inc. 2011 Incentive Plan and exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to Rule 16b-3(d).

Read SEC document
February 12, 2019 Filed Feb 13, 2019 23:39 UTC
Williams RichDirector · Chief Executive Officer
GrantPerformance Share Units · Derivative 3,000,000 $0.00 $0.00
Disclosure

SEC source: 0001490281-19-000018 · wf-form4_155010117845676.xml · derivative · entry 7

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000,000

Underlying: Common Stock · 3,000,000 shares

Expires not disclosed

F5 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Common Stock.

F7 · derivative.exercise_date: Vesting of the performance share units reported on this line is contingent upon achievement of a performance metric based on the Company's stock price prior to the performance period end date of December 31, 2022. If earned, 100% of the performance share units will vest following certification of achievement of the relevant metric, subject to Mr. Williams' continuous employment.

F7 · derivative.expiration_date: Vesting of the performance share units reported on this line is contingent upon achievement of a performance metric based on the Company's stock price prior to the performance period end date of December 31, 2022. If earned, 100% of the performance share units will vest following certification of achievement of the relevant metric, subject to Mr. Williams' continuous employment.

Read SEC document
February 12, 2019 Filed Feb 13, 2019 23:39 UTC
Williams RichDirector · Chief Executive Officer
GrantPerformance Share Units · Derivative 163,885 $0.00 $0.00
Disclosure

SEC source: 0001490281-19-000018 · wf-form4_155010117845676.xml · derivative · entry 6

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,885

Underlying: Common Stock · 163,885 shares

Expires not disclosed

F5 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Common Stock.

F6 · derivative.exercise_date: The performance share units reported on this line were credited effective February 12, 2019 following certification of performance metrics applicable to the one-year performance period ending December 31, 2018, and will vest in four equal annual installments beginning on January 2, 2020, in each case subject to Mr. Williams' continuous employment as of the vesting date.

F6 · derivative.expiration_date: The performance share units reported on this line were credited effective February 12, 2019 following certification of performance metrics applicable to the one-year performance period ending December 31, 2018, and will vest in four equal annual installments beginning on January 2, 2020, in each case subject to Mr. Williams' continuous employment as of the vesting date.

Read SEC document
February 12, 2019 Filed Feb 13, 2019 23:39 UTC
Williams RichDirector · Chief Executive Officer
GrantRestricted Stock Units · Derivative 1,104,294 $0.00 $0.00
Disclosure

SEC source: 0001490281-19-000018 · wf-form4_155010117845676.xml · derivative · entry 5

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,104,294

Underlying: Common Stock · 1,104,294 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F4 · derivative.exercise_date: The restricted stock units reported on this line will vest in five equal annual installments, starting on June 5, 2020, in each case subject to Mr. Williams' continued employment as of the vesting date.

F4 · derivative.expiration_date: The restricted stock units reported on this line will vest in five equal annual installments, starting on June 5, 2020, in each case subject to Mr. Williams' continued employment as of the vesting date.

Read SEC document
February 12, 2019 Filed Feb 13, 2019 23:39 UTC
Williams RichDirector · Chief Executive Officer
Tax withholdingCommon Stock 18,951 $3.96 $75,045.96
Disclosure

SEC source: 0001490281-19-000018 · wf-form4_155010117845676.xml · nonDerivative · entry 4

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,885,293

F2 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of performance share units. This is not an open market sale of securities.

Read SEC document
February 12, 2019 Filed Feb 13, 2019 23:39 UTC
Williams RichDirector · Chief Executive Officer
GrantCommon Stock 40,972 $0.00 $0.00
Disclosure

SEC source: 0001490281-19-000018 · wf-form4_155010117845676.xml · nonDerivative · entry 3

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,904,244

F1 · kind: Settlement of non-derivative performance share units for the one-year performance period ending December 31, 2018, granted under the Groupon, Inc. 2011 Incentive Plan and exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to Rule 16b-3(d).

Read SEC document
February 12, 2019 Filed Feb 13, 2019 23:39 UTC
Williams RichDirector · Chief Executive Officer
Tax withholdingCommon Stock 61,326 $3.96 $242,850.96
Disclosure

SEC source: 0001490281-19-000018 · wf-form4_155010117845676.xml · nonDerivative · entry 2

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,863,272

F2 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of performance share units. This is not an open market sale of securities.

Read SEC document
February 12, 2019 Filed Feb 13, 2019 23:39 UTC
Williams RichDirector · Chief Executive Officer
GrantCommon Stock 138,433 $0.00 $0.00
Disclosure

SEC source: 0001490281-19-000018 · wf-form4_155010117845676.xml · nonDerivative · entry 1

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,924,598

F1 · kind: Settlement of non-derivative performance share units for the one-year performance period ending December 31, 2018, granted under the Groupon, Inc. 2011 Incentive Plan and exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to Rule 16b-3(d).

Read SEC document
February 12, 2019 Filed Feb 13, 2019 23:32 UTC GrantPerformance Share Units · Derivative 1,000,000 $0.00 $0.00
Disclosure

SEC source: 0001490281-19-000015 · wf-form4_155010075990844.xml · derivative · entry 7

Randolfi Michael O · CIK 0001543620 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000,000

Underlying: Common Stock · 1,000,000 shares

Expires not disclosed

F5 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Common Stock.

F7 · derivative.exercise_date: Vesting of the performance share units reported on this line is contingent upon achievement of a performance metric based on the Company's stock price prior to the performance period end date of December 31, 2022. If earned, 100% of the performance share units will vest following certification of achievement of the relevant metric, subject to Mr. Randolfi's continuous employment.

F7 · derivative.expiration_date: Vesting of the performance share units reported on this line is contingent upon achievement of a performance metric based on the Company's stock price prior to the performance period end date of December 31, 2022. If earned, 100% of the performance share units will vest following certification of achievement of the relevant metric, subject to Mr. Randolfi's continuous employment.

Read SEC document
February 12, 2019 Filed Feb 13, 2019 23:32 UTC GrantPerformance Share Units · Derivative 56,904 $0.00 $0.00
Disclosure

SEC source: 0001490281-19-000015 · wf-form4_155010075990844.xml · derivative · entry 6

Randolfi Michael O · CIK 0001543620 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,904

Underlying: Common Stock · 56,904 shares

Expires not disclosed

F5 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Common Stock.

F6 · derivative.expiration_date: The performance share units reported on this line were credited effective February 12, 2019 following certification of performance metrics applicable to the one-year performance period ending December 31, 2018, and will vest 25% on January 2, 2020; 50% on January 2, 2021; and 25% on January 2, 2022; in each case subject to Mr. Randolfi's continuous employment with the Company as of the vesting date.

Read SEC document
February 12, 2019 Filed Feb 13, 2019 23:32 UTC GrantRestricted Stock Units · Derivative 460,123 $0.00 $0.00
Disclosure

SEC source: 0001490281-19-000015 · wf-form4_155010075990844.xml · derivative · entry 5

Randolfi Michael O · CIK 0001543620 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 460,123

Underlying: Common Stock · 460,123 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F4 · derivative.expiration_date: The restricted stock units reported on this line will vest 1/4 annually, starting on June 5, 2020, in each case subject to Mr. Randolfi's continued employment as of the vesting date.

Read SEC document
February 12, 2019 Filed Feb 13, 2019 23:32 UTC Tax withholdingCommon Stock 4,923 $3.96 $19,495.08
Disclosure

SEC source: 0001490281-19-000015 · wf-form4_155010075990844.xml · nonDerivative · entry 4

Randolfi Michael O · CIK 0001543620 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 511,786

F2 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of performance share units. This is not an open market sale of securities.

Read SEC document
February 12, 2019 Filed Feb 13, 2019 23:32 UTC GrantCommon Stock 14,226 $0.00 $0.00
Disclosure

SEC source: 0001490281-19-000015 · wf-form4_155010075990844.xml · nonDerivative · entry 3

Randolfi Michael O · CIK 0001543620 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 516,709

F1 · kind: Settlement of non-derivative performance share units for the one-year performance period ending December 31, 2018, granted under the Groupon, Inc. 2011 Incentive Plan and exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to Rule 16b-3(d).

Read SEC document
February 12, 2019 Filed Feb 13, 2019 23:32 UTC Tax withholdingCommon Stock 10,112 $3.96 $40,043.52
Disclosure

SEC source: 0001490281-19-000015 · wf-form4_155010075990844.xml · nonDerivative · entry 2

Randolfi Michael O · CIK 0001543620 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 502,483

F2 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of performance share units. This is not an open market sale of securities.

Read SEC document
February 12, 2019 Filed Feb 13, 2019 23:32 UTC GrantCommon Stock 32,310 $0.00 $0.00
Disclosure

SEC source: 0001490281-19-000015 · wf-form4_155010075990844.xml · nonDerivative · entry 1

Randolfi Michael O · CIK 0001543620 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 512,595

F1 · kind: Settlement of non-derivative performance share units for the one-year performance period ending December 31, 2018, granted under the Groupon, Inc. 2011 Incentive Plan and exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to Rule 16b-3(d).

Read SEC document
February 06, 2019 Filed Feb 8, 2019 23:12 UTC GrantDeferred Stock Unit Award (Right to Receive) · Derivative 5,503 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-008731 · doc4.xml · derivative · entry 1

BARRIS PETER J · CIK 0001005561 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,188

Underlying: Common Stock · 5,503 shares

Expires not disclosed

F1 · derivative.exercise_date: The Reporting Person has received an exempt award of Deferred Stock Units ("DSUs") under the Issuer's Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of the Issuer's Common Stock (or, in the sole discretion of the Issuer's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon separation from service as a Director of the Issuer. The Reporting Person has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested.

F1 · derivative.expiration_date: The Reporting Person has received an exempt award of Deferred Stock Units ("DSUs") under the Issuer's Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of the Issuer's Common Stock (or, in the sole discretion of the Issuer's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon separation from service as a Director of the Issuer. The Reporting Person has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested.

Read SEC document
February 06, 2019 Filed Feb 8, 2019 22:59 UTC
LEFKOFSKY ERIC PDirector · 10% owner
GrantDeferred Stock Unit Award (Right to Receive) · Derivative 5,053 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001490281-19-000004 · wf-form4_154966670341571.xml · derivative · entry 5

LEFKOFSKY ERIC P · CIK 0001114357 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,507

Underlying: Common Stock · 5,053 shares

Expires not disclosed

F5 · derivative.exercise_date: Mr. Lefkofsky has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of the Groupon's Common Stock (or, in the sole discretion of the Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon separation from service as a Director of Groupon. Mr. Lefkofsky has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested.

F5 · derivative.expiration_date: Mr. Lefkofsky has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of the Groupon's Common Stock (or, in the sole discretion of the Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon separation from service as a Director of Groupon. Mr. Lefkofsky has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested.

Read SEC document
February 06, 2019 Filed Feb 8, 2019 23:05 UTC
LEVIN JOSEPHDirector
GrantDeferred Stock Unit Award (Right to Receive) · Derivative 5,053 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001490281-19-000005 · wf-form4_154966708471192.xml · derivative · entry 1

LEVIN JOSEPH · CIK 0001442083 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,813

Underlying: Common Stock · 5,053 shares

Expires not disclosed

F1 · derivative.exercise_date: Mr. Levin has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of Groupon's Common Stock (or, in the sole discretion of Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon separation from service as a Director of Groupon. Mr. Levin has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Groupon's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested.

F1 · derivative.expiration_date: Mr. Levin has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of Groupon's Common Stock (or, in the sole discretion of Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon separation from service as a Director of Groupon. Mr. Levin has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Groupon's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested.

Read SEC document
January 30, 2019 Filed Feb 1, 2019 22:27 UTC
Krenzer SteveChief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 74,586 $0.00 $0.00
Disclosure

SEC source: 0001490281-19-000003 · wf-form4_154906002549284.xml · derivative · entry 3

Krenzer Steve · CIK 0001721016 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 522,102

Underlying: Common Stock · 74,586 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: 298,344 of the restricted stock units reported on this line vested on October 31, 2018, and 596,688 of the restricted stock units reported on this line will vest quarterly in equal installments from January 30, 2019 through October 30, 2020, in each case subject to Mr. Krenzer's continued employment with the Company through the vesting date.

F3 · derivative.expiration_date: 298,344 of the restricted stock units reported on this line vested on October 31, 2018, and 596,688 of the restricted stock units reported on this line will vest quarterly in equal installments from January 30, 2019 through October 30, 2020, in each case subject to Mr. Krenzer's continued employment with the Company through the vesting date.

Read SEC document
January 30, 2019 Filed Feb 1, 2019 22:27 UTC
Krenzer SteveChief Operating Officer
Tax withholdingCommon Stock 26,904 $3.72 $100,082.88
Disclosure

SEC source: 0001490281-19-000003 · wf-form4_154906002549284.xml · nonDerivative · entry 2

Krenzer Steve · CIK 0001721016 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,908

F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.

Read SEC document
January 30, 2019 Filed Feb 1, 2019 22:27 UTC
Krenzer SteveChief Operating Officer
Exercise / conversionCommon Stock 74,586 $0.00 $0.00
Disclosure

SEC source: 0001490281-19-000003 · wf-form4_154906002549284.xml · nonDerivative · entry 1

Krenzer Steve · CIK 0001721016 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,812

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 25, 2019 Filed Jan 29, 2019 22:27 UTC Exercise / conversionRestricted Stock Units · Derivative 47,143 $0.00 $0.00
Disclosure

SEC source: 0001490281-19-000002 · wf-form4_154880081231407.xml · derivative · entry 3

Randolfi Michael O · CIK 0001543620 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,143

Underlying: Common Stock · 47,143 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: 287,581 of the restricted stock units reported on this line vested on April 25, 2017; 220,000 of the restricted stock units reported on this line vested quarterly in four equal installments beginning on July 25, 2017; and 188,572 of the restricted stock units reported on this line will vest quarterly in four equal installments beginning on July 25, 2018, in each case subject to Mr. Randolfi's continued employment with the Company through the vesting date.

F3 · derivative.expiration_date: 287,581 of the restricted stock units reported on this line vested on April 25, 2017; 220,000 of the restricted stock units reported on this line vested quarterly in four equal installments beginning on July 25, 2017; and 188,572 of the restricted stock units reported on this line will vest quarterly in four equal installments beginning on July 25, 2018, in each case subject to Mr. Randolfi's continued employment with the Company through the vesting date.

Read SEC document
January 25, 2019 Filed Jan 29, 2019 22:27 UTC Tax withholdingCommon Stock 15,238 $3.77 $57,447.26
Disclosure

SEC source: 0001490281-19-000002 · wf-form4_154880081231407.xml · nonDerivative · entry 2

Randolfi Michael O · CIK 0001543620 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 480,285

F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.

Read SEC document
January 25, 2019 Filed Jan 29, 2019 22:27 UTC Exercise / conversionCommon Stock 47,143 $0.00 $0.00
Disclosure

SEC source: 0001490281-19-000002 · wf-form4_154880081231407.xml · nonDerivative · entry 1

Randolfi Michael O · CIK 0001543620 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 495,523

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 22:20 UTC
Williams RichDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 140,427 $0.00 $0.00
Disclosure

SEC source: 0001490281-19-000001 · wf-form4_154655403390141.xml · derivative · entry 3

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 488,441

Underlying: Common Stock · 140,427 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: 75,694 of the restricted stock units reported on this line vested on the last day of each calendar quarter over a one-year period beginning on March 31, 2016; 66,338 of the restricted stock units vested on the last day of each calendar quarter over a one-year period beginning on March 31, 2017; 140,427 of the restricted stock units will vest on the last day of each calendar quarter over a one-year period beginning on March 31, 2018; and 122,110 of the restricted stock units will vest on the last day of each calendar quarter over a nine month period beginning on March 31, 2019 with 122,111 of the restricted stock units vesting on December 31, 2019, in each case subject to Mr. Williams' continued employment with the Company through each vesting date.

F3 · derivative.expiration_date: 75,694 of the restricted stock units reported on this line vested on the last day of each calendar quarter over a one-year period beginning on March 31, 2016; 66,338 of the restricted stock units vested on the last day of each calendar quarter over a one-year period beginning on March 31, 2017; 140,427 of the restricted stock units will vest on the last day of each calendar quarter over a one-year period beginning on March 31, 2018; and 122,110 of the restricted stock units will vest on the last day of each calendar quarter over a nine month period beginning on March 31, 2019 with 122,111 of the restricted stock units vesting on December 31, 2019, in each case subject to Mr. Williams' continued employment with the Company through each vesting date.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 22:20 UTC
Williams RichDirector · Chief Executive Officer
Tax withholdingCommon Stock 62,210 $3.20 $199,072.00
Disclosure

SEC source: 0001490281-19-000001 · wf-form4_154655403390141.xml · nonDerivative · entry 2

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,786,165

F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 22:20 UTC
Williams RichDirector · Chief Executive Officer
Exercise / conversionCommon Stock 140,427 $0.00 $0.00
Disclosure

SEC source: 0001490281-19-000001 · wf-form4_154655403390141.xml · nonDerivative · entry 1

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,848,375

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 18:19 UTC
Drobny Dane AGeneral Counsel and Secretary
Exercise / conversionRestricted Stock Units · Derivative 11,622 $0.00 $0.00
Disclosure

SEC source: 0001490281-18-000134 · wf-form4_154517516773315.xml · derivative · entry 3

Drobny Dane A · CIK 0001492144 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,801

Underlying: Common Stock · 11,622 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: 10,000 of the restricted stock units reported on this line vested on September 15, 2017; 5,000 of the restricted stock units reported on this line vested on each of December 15, 2017 and March 15, 2018; 46,487 of the restricted stock units reported on this line will vest in equal installments quarterly beginning on June 15, 2018 and ending on March 15, 2019; and 145,180 of the restricted stock units reported on this line will vest in equal installments quarterly beginning on June 15, 2019 and ending on March 15, 2020; in each case subject to Mr. Drobny's continued employment with the Company through each vesting date.

F3 · derivative.expiration_date: 10,000 of the restricted stock units reported on this line vested on September 15, 2017; 5,000 of the restricted stock units reported on this line vested on each of December 15, 2017 and March 15, 2018; 46,487 of the restricted stock units reported on this line will vest in equal installments quarterly beginning on June 15, 2018 and ending on March 15, 2019; and 145,180 of the restricted stock units reported on this line will vest in equal installments quarterly beginning on June 15, 2019 and ending on March 15, 2020; in each case subject to Mr. Drobny's continued employment with the Company through each vesting date.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 18:19 UTC
Drobny Dane AGeneral Counsel and Secretary
Tax withholdingCommon Stock 5,149 $3.14 $16,167.86
Disclosure

SEC source: 0001490281-18-000134 · wf-form4_154517516773315.xml · nonDerivative · entry 2

Drobny Dane A · CIK 0001492144 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 601,392

F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 18:19 UTC
Drobny Dane AGeneral Counsel and Secretary
Exercise / conversionCommon Stock 11,622 $0.00 $0.00
Disclosure

SEC source: 0001490281-18-000134 · wf-form4_154517516773315.xml · nonDerivative · entry 1

Drobny Dane A · CIK 0001492144 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 606,541

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 23:18 UTC Exercise / conversionRestricted Stock Units · Derivative 14,460 $0.00 $0.00
Disclosure

SEC source: 0001490281-18-000133 · wf-form4_154517509610506.xml · derivative · entry 3

Randolfi Michael O · CIK 0001543620 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,362

Underlying: Common Stock · 14,460 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: 57,838 of the restricted stock units reported on this line will vest in equal installments quarterly beginning on June 15, 2018 and ending on March 15, 2019; and 124,903 of the restricted stock units reported on this line will vest in equal installments quarterly beginning on June 15, 2019 and ending on March 15, 2020; in each case subject to Mr. Randolfi's continued employment with the Company through each vesting date.

F3 · derivative.expiration_date: 57,838 of the restricted stock units reported on this line will vest in equal installments quarterly beginning on June 15, 2018 and ending on March 15, 2019; and 124,903 of the restricted stock units reported on this line will vest in equal installments quarterly beginning on June 15, 2019 and ending on March 15, 2020; in each case subject to Mr. Randolfi's continued employment with the Company through each vesting date.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 23:18 UTC Tax withholdingCommon Stock 6,406 $3.14 $20,114.84
Disclosure

SEC source: 0001490281-18-000133 · wf-form4_154517509610506.xml · nonDerivative · entry 2

Randolfi Michael O · CIK 0001543620 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 448,380

F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 23:18 UTC Exercise / conversionCommon Stock 14,460 $0.00 $0.00
Disclosure

SEC source: 0001490281-18-000133 · wf-form4_154517509610506.xml · nonDerivative · entry 1

Randolfi Michael O · CIK 0001543620 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 454,786

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 07, 2018 Filed Dec 7, 2018 23:10 UTC
LEFKOFSKY ERIC PDirector · 10% owner
SaleCommon Stock 1,500,000 $3.09 $4,635,000.00
Disclosure

SEC source: 0001490281-18-000132 · wf-form4_154422420465146.xml · nonDerivative · entry 2

LEFKOFSKY ERIC P · CIK 0001114357 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Green Media LLC

Disclosed balance after: 31,234,594

F3 · kind: The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The reported price reflects the weighted average sale price per share for the transactions on December 7, 2018. The price per share for such transactions ranged from $3.06 to $3.15. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information.

F2 · ownership.nature: The shares of Common Stock reported on this line are held by Green Media, LLC, an entity owned by Eric P. Lefkofsky (50%) and Elizabeth Kramer Lefkofsky (50%). Mr. Lefkofsky shares voting and investment control with respect to the shares held by Green Media, LLC.

Read SEC document
December 06, 2018 Filed Dec 7, 2018 23:10 UTC
LEFKOFSKY ERIC PDirector · 10% owner
SaleCommon Stock 1,500,000 $3.04 $4,560,000.00
Disclosure

SEC source: 0001490281-18-000132 · wf-form4_154422420465146.xml · nonDerivative · entry 1

LEFKOFSKY ERIC P · CIK 0001114357 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Green Media LLC

Disclosed balance after: 32,734,594

F1 · kind: The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The reported price reflects the weighted average sale price per share for the transactions on December 6, 2018. The price per share for such transactions ranged from $2.99 to $3.09. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information.

F2 · ownership.nature: The shares of Common Stock reported on this line are held by Green Media, LLC, an entity owned by Eric P. Lefkofsky (50%) and Elizabeth Kramer Lefkofsky (50%). Mr. Lefkofsky shares voting and investment control with respect to the shares held by Green Media, LLC.

Read SEC document
October 31, 2018 Filed Nov 2, 2018 21:22 UTC
Krenzer SteveChief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 298,344 $0.00 $0.00
Disclosure

SEC source: 0001490281-18-000117 · wf-form4_154119375004571.xml · derivative · entry 3

Krenzer Steve · CIK 0001721016 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 596,688

Underlying: Common Stock · 298,344 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: 298,344 of the restricted stock units reported on this line vested on October 31, 2018, and 74,586 of the restricted stock units reported on this line will vest every three months over a two year period beginning on January 30, 2019, in each case subject to Mr. Krenzer's continued employment with the Company through each vesting date.

F3 · derivative.expiration_date: 298,344 of the restricted stock units reported on this line vested on October 31, 2018, and 74,586 of the restricted stock units reported on this line will vest every three months over a two year period beginning on January 30, 2019, in each case subject to Mr. Krenzer's continued employment with the Company through each vesting date.

Read SEC document
October 31, 2018 Filed Nov 2, 2018 21:22 UTC
Krenzer SteveChief Operating Officer
Tax withholdingCommon Stock 112,118 $3.27 $366,625.86
Disclosure

SEC source: 0001490281-18-000117 · wf-form4_154119375004571.xml · nonDerivative · entry 2

Krenzer Steve · CIK 0001721016 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,226

F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.

Read SEC document
October 31, 2018 Filed Nov 2, 2018 21:22 UTC
Krenzer SteveChief Operating Officer
Exercise / conversionCommon Stock 298,344 $0.00 $0.00
Disclosure

SEC source: 0001490281-18-000117 · wf-form4_154119375004571.xml · nonDerivative · entry 1

Krenzer Steve · CIK 0001721016 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,344

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 31, 2018 Filed Nov 2, 2018 21:19 UTC
Williams RichDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 190,939 $0.00 $0.00
Disclosure

SEC source: 0001490281-18-000116 · wf-form4_154119357782885.xml · derivative · entry 3

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 763,757

Underlying: Common Stock · 190,939 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: The restricted stock units reported on this line will vest in five equal annual installments beginning on October 31, 2018, in each case subject to Mr. Williams' continued employment with the Company through each vesting date.

F3 · derivative.expiration_date: The restricted stock units reported on this line will vest in five equal annual installments beginning on October 31, 2018, in each case subject to Mr. Williams' continued employment with the Company through each vesting date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.