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GROV

Grove Collaborative Holdings, Inc.

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Tapewire entity
135
SEC CIK
0001841761
Parsed reports
297

Last 12 months

Inside the activity.

8 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202680
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 15, 2023 Filed Feb 17, 2023 02:29 UTC Exercise / conversionRestricted Stock Units · Derivative 9,799 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-005719 · form4.xml · derivative · entry 6

Glazer David A. · CIK 0001823940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,794

Underlying: Class A Common Stock · 9,799 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock

F5 · derivative.exercise_date: These RSUs vest 25% on November 15, 2022, and then in quarterly installments for the next 36 months.

F3 · derivative.expiration_date: The RSUs have no expiration date.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 02:29 UTC Exercise / conversionRestricted Stock Units · Derivative 5,027 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-005719 · form4.xml · derivative · entry 5

Glazer David A. · CIK 0001823940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,027

Underlying: Class A Common Stock · 5,027 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock

F4 · derivative.exercise_date: These RSUs shall vest in two equal installments on each of February 15, 2023 and May 15, 2023, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date

F3 · derivative.expiration_date: The RSUs have no expiration date.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 02:29 UTC Exercise / conversionRestricted Stock Units · Derivative 5,026 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-005719 · form4.xml · derivative · entry 4

Glazer David A. · CIK 0001823940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,279

Underlying: Class A Common Stock · 5,026 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock

F2 · derivative.exercise_date: These RSUs will vest in equal installments on each February 15, May 15, August 15 and November 15 until becoming fully vested on November 15, 2025, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date.

F3 · derivative.expiration_date: The RSUs have no expiration date.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 02:29 UTC Exercise / conversionClass A Common Stock 9,799 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-005719 · form4.xml · nonDerivative · entry 3

Glazer David A. · CIK 0001823940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,118

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock

Read SEC document
February 15, 2023 Filed Feb 17, 2023 02:29 UTC Exercise / conversionClass A Common Stock 5,027 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-005719 · form4.xml · nonDerivative · entry 2

Glazer David A. · CIK 0001823940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,319

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock

Read SEC document
February 15, 2023 Filed Feb 17, 2023 02:29 UTC Exercise / conversionClass A Common Stock 5,026 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-005719 · form4.xml · nonDerivative · entry 1

Glazer David A. · CIK 0001823940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,292

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock

Read SEC document
February 15, 2023 Filed Feb 17, 2023 02:37 UTC Exercise / conversionRestricted Stock Units · Derivative 29,400 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-005723 · form4.xml · derivative · entry 5

REPLOGLE JOHN B · CIK 0001503546 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,013

Underlying: Class A Common Stock · 29,400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock

F5 · derivative.exercise_date: These RSUs vested 30% on November 15, 2022, and then 7.5% for each subsequent quarter of continuous service for the following year and then 5% for each subsequent quarter of continuous service for the following two years. The RSUs have no expiration date.

F4 · derivative.expiration_date: The RSUs have no expiration date.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 02:37 UTC Exercise / conversionRestricted Stock Units · Derivative 15,465 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-005723 · form4.xml · derivative · entry 4

REPLOGLE JOHN B · CIK 0001503546 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,115

Underlying: Class A Common Stock · 15,465 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock

F3 · derivative.exercise_date: These RSUs vest approximately as follows: with respect to 201,039 RSUs, 15,459 vested and settled on November 15, 2022, and the rest will vest in equal installments on each February 15, May 15, August 15 and November 15 until becoming fully vested on November 15, 2025, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date. The RSUs have no expiration date.

F4 · derivative.expiration_date: The RSUs have no expiration date.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 02:37 UTC Exercise / conversionClass A Common Stock 29,400 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-005723 · form4.xml · nonDerivative · entry 2

REPLOGLE JOHN B · CIK 0001503546 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 529,139

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock

Read SEC document
February 15, 2023 Filed Feb 17, 2023 02:37 UTC Exercise / conversionClass A Common Stock 15,465 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-005723 · form4.xml · nonDerivative · entry 1

REPLOGLE JOHN B · CIK 0001503546 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 499,739

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock

Read SEC document
December 24, 2022 Filed Dec 28, 2022 23:00 UTC
Cervantes SergioChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 294,117 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-047241 · form4.xml · derivative · entry 3

Cervantes Sergio · CIK 0001930565 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 294,117 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: These RSUs were fully vested as of the December 8, 2022 grant date. The RSUs have no expiration date.

F2 · derivative.expiration_date: These RSUs were fully vested as of the December 8, 2022 grant date. The RSUs have no expiration date.

Read SEC document
December 24, 2022 Filed Dec 28, 2022 23:00 UTC
Cervantes SergioChief Financial Officer
Tax withholdingClass A Common Stock 101,706 $0.24 $24,846.78
Disclosure

SEC source: 0001140361-22-047241 · form4.xml · nonDerivative · entry 2

Cervantes Sergio · CIK 0001930565 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,411

Read SEC document
December 24, 2022 Filed Dec 28, 2022 23:00 UTC
Cervantes SergioChief Financial Officer
Exercise / conversionClass A Common Stock 294,117 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-22-047241 · form4.xml · nonDerivative · entry 1

Cervantes Sergio · CIK 0001930565 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,117

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock.

Read SEC document
December 08, 2022 Filed Dec 13, 2022 02:31 UTC
Landesberg StuartDirector · President & CEO
GrantRestricted Stock Units · Derivative 2,703,431 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-045308 · form4.xml · derivative · entry 1

Landesberg Stuart · CIK 0001930721 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,703,431

Underlying: Class A Common Stock · 2,703,431 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: These RSUs will vest in twelve equal installments on each February 15th, May 15th, August 15th and November 15th of each year (provided, that if such date occurs on a weekend or federal holiday, vesting shall occur on the next business day) beginning on May 15, 2023, with accelerated vesting if the Reporting Person's services are terminated by the Issuer without cause or the Reporting Person resigns for good reason, including but not limited to following a change in control. The RSUs have no expiration date.

F2 · derivative.expiration_date: These RSUs will vest in twelve equal installments on each February 15th, May 15th, August 15th and November 15th of each year (provided, that if such date occurs on a weekend or federal holiday, vesting shall occur on the next business day) beginning on May 15, 2023, with accelerated vesting if the Reporting Person's services are terminated by the Issuer without cause or the Reporting Person resigns for good reason, including but not limited to following a change in control. The RSUs have no expiration date.

Read SEC document
December 08, 2022 Filed Dec 12, 2022 21:31 UTC
Clark ChristopherDirector · Chief Digital Officer
GrantRestricted Stock Units · Derivative 730,882 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-045307 · form4.xml · derivative · entry 1

Clark Christopher · CIK 0001930730 · Director · Chief Digital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 730,882

Underlying: Class A Common Stock · 730,882 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: These RSUs will vest in twelve equal installments on each February 15th, May 15th, August 15th and November 15th of each year (provided, that if such date occurs on a weekend or federal holiday, vesting shall occur on the next business day) beginning on May 15, 2023, with accelerated vesting following a change in control if the Reporting Person's services are terminated by the Issuer without cause or the Reporting Person resigns for good reason. The RSUs have no expiration date.

F2 · derivative.expiration_date: These RSUs will vest in twelve equal installments on each February 15th, May 15th, August 15th and November 15th of each year (provided, that if such date occurs on a weekend or federal holiday, vesting shall occur on the next business day) beginning on May 15, 2023, with accelerated vesting following a change in control if the Reporting Person's services are terminated by the Issuer without cause or the Reporting Person resigns for good reason. The RSUs have no expiration date.

Read SEC document
December 08, 2022 Filed Dec 13, 2022 02:31 UTC GrantRestricted Stock Units · Derivative 318,627 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-045314 · form4.xml · derivative · entry 1

Sramek Naytri Shroff · CIK 0001932623 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,627

Underlying: Class A Common Stock · 318,627 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: These RSUs vest as follows: 1/3 of these RSUs will vest on the earlier of May 15, 2023 or the date of the 2023 Annual Meeting of Stockholders, 1/3 of these RSUs will vest on the earlier of May 15, 2024 or the date of the 2024 Annual Meeting of Stockholders, and 1/3 of these RSUs will vest on the earlier of May 15, 2025 or the date of the 2025 Annual Meeting of Stockholders. The RSUs have no expiration date.

F2 · derivative.expiration_date: These RSUs vest as follows: 1/3 of these RSUs will vest on the earlier of May 15, 2023 or the date of the 2023 Annual Meeting of Stockholders, 1/3 of these RSUs will vest on the earlier of May 15, 2024 or the date of the 2024 Annual Meeting of Stockholders, and 1/3 of these RSUs will vest on the earlier of May 15, 2025 or the date of the 2025 Annual Meeting of Stockholders. The RSUs have no expiration date.

Read SEC document
December 08, 2022 Filed Dec 13, 2022 02:31 UTC
Cervantes SergioChief Financial Officer
GrantRestricted Stock Units · Derivative 294,117 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-045315 · form4.xml · derivative · entry 1

Cervantes Sergio · CIK 0001930565 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,117

Underlying: Class A Common Stock · 294,117 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: These RSUs are fully vested as of the grant date. The RSUs have no expiration date.

F2 · derivative.expiration_date: These RSUs are fully vested as of the grant date. The RSUs have no expiration date.

Read SEC document
December 08, 2022 Filed Dec 13, 2022 02:31 UTC GrantRestricted Stock Units · Derivative 142,156 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-045313 · form4.xml · derivative · entry 1

REPLOGLE JOHN B · CIK 0001503546 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,156

Underlying: Class A Common Stock · 142,156 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: These RSUs will fully vest on the earlier of May 15, 2023 or the date of the 2023 Annual Meeting of Stockholders. The RSUs have no expiration date.

F2 · derivative.expiration_date: These RSUs will fully vest on the earlier of May 15, 2023 or the date of the 2023 Annual Meeting of Stockholders. The RSUs have no expiration date.

Read SEC document
December 08, 2022 Filed Dec 13, 2022 02:31 UTC GrantRestricted Stock Units · Derivative 318,627 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-045312 · form4.xml · derivative · entry 1

Cleary Kevin Michael · CIK 0001952022 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,627

Underlying: Class A Common Stock · 318,627 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: These RSUs vest as follows: 1/3 of these RSUs will vest on the earlier of May 15, 2023 or the date of the 2023 Annual Meeting of Stockholders, 1/3 of these RSUs will vest on the earlier of May 15, 2024 or the date of the 2024 Annual Meeting of Stockholders, and 1/3 of these RSUs will vest on the earlier of May 15, 2025 or the date of the 2025 Annual Meeting of Stockholders. The RSUs have no expiration date.

F2 · derivative.expiration_date: These RSUs vest as follows: 1/3 of these RSUs will vest on the earlier of May 15, 2023 or the date of the 2023 Annual Meeting of Stockholders, 1/3 of these RSUs will vest on the earlier of May 15, 2024 or the date of the 2024 Annual Meeting of Stockholders, and 1/3 of these RSUs will vest on the earlier of May 15, 2025 or the date of the 2025 Annual Meeting of Stockholders. The RSUs have no expiration date.

Read SEC document
December 08, 2022 Filed Dec 13, 2022 02:31 UTC
Perry JennieChief Marketing Officer
GrantRestricted Stock Units · Derivative 980,392 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-045311 · form4.xml · derivative · entry 1

Perry Jennie · CIK 0001930562 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 980,392

Underlying: Class A Common Stock · 980,392 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: These RSUs will vest in twelve equal installments on each February 15th, May 15th, August 15th and November 15th of each year (provided, that if such date occurs on a weekend or federal holiday, vesting shall occur on the next business day) beginning on May 15, 2023, with accelerated vesting following a change in control if the Reporting Person's services are terminated by the Issuer without cause or the Reporting Person resigns for good reason. The RSUs have no expiration date.

F2 · derivative.expiration_date: These RSUs will vest in twelve equal installments on each February 15th, May 15th, August 15th and November 15th of each year (provided, that if such date occurs on a weekend or federal holiday, vesting shall occur on the next business day) beginning on May 15, 2023, with accelerated vesting following a change in control if the Reporting Person's services are terminated by the Issuer without cause or the Reporting Person resigns for good reason. The RSUs have no expiration date.

Read SEC document
December 08, 2022 Filed Dec 13, 2022 02:31 UTC GrantRestricted Stock Units · Derivative 318,627 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-045309 · form4.xml · derivative · entry 1

Chima Fumbi F. · CIK 0001832507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,627

Underlying: Class A Common Stock · 318,627 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: These RSUs vest as follows: 1/3 of these RSUs will vest on the earlier of May 15, 2023 or the date of the 2023 Annual Meeting of Stockholders, 1/3 of these RSUs will vest on the earlier of May 15, 2024 or the date of the 2024 Annual Meeting of Stockholders, and 1/3 of these RSUs will vest on the earlier of May 15, 2025 or the date of the 2025 Annual Meeting of Stockholders. The RSUs have no expiration date.

F2 · derivative.expiration_date: These RSUs vest as follows: 1/3 of these RSUs will vest on the earlier of May 15, 2023 or the date of the 2023 Annual Meeting of Stockholders, 1/3 of these RSUs will vest on the earlier of May 15, 2024 or the date of the 2024 Annual Meeting of Stockholders, and 1/3 of these RSUs will vest on the earlier of May 15, 2025 or the date of the 2025 Annual Meeting of Stockholders. The RSUs have no expiration date.

Read SEC document
December 08, 2022 Filed Dec 13, 2022 02:31 UTC GrantRestricted Stock Units · Derivative 318,627 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-045310 · form4.xml · derivative · entry 1

Miller Kristine E · CIK 0001785353 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,627

Underlying: Class A Common Stock · 318,627 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: These RSUs vest as follows: 1/3 of these RSUs will vest on the earlier of May 15, 2023 or the date of the 2023 Annual Meeting of Stockholders, 1/3 of these RSUs will vest on the earlier of May 15, 2024 or the date of the 2024 Annual Meeting of Stockholders, and 1/3 of these RSUs will vest on the earlier of May 15, 2025 or the date of the 2025 Annual Meeting of Stockholders. The RSUs have no expiration date.

F2 · derivative.expiration_date: These RSUs vest as follows: 1/3 of these RSUs will vest on the earlier of May 15, 2023 or the date of the 2023 Annual Meeting of Stockholders, 1/3 of these RSUs will vest on the earlier of May 15, 2024 or the date of the 2024 Annual Meeting of Stockholders, and 1/3 of these RSUs will vest on the earlier of May 15, 2025 or the date of the 2025 Annual Meeting of Stockholders. The RSUs have no expiration date.

Read SEC document
December 08, 2022 Filed Dec 13, 2022 02:31 UTC GrantRestricted Stock Units · Derivative 142,156 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-045306 · form4.xml · derivative · entry 1

Glazer David A. · CIK 0001823940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,156

Underlying: Class A Common Stock · 142,156 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: These RSUs will fully vest on the earlier of May 15, 2023 or the date of the 2023 Annual Meeting of Stockholders. The RSUs have no expiration date.

F2 · derivative.expiration_date: These RSUs will fully vest on the earlier of May 15, 2023 or the date of the 2023 Annual Meeting of Stockholders. The RSUs have no expiration date.

Read SEC document
December 06, 2022 Filed Dec 7, 2022 20:57 UTC SaleClass A Common Stock 20,000 $0.54 $10,800.00
Disclosure

SEC source: 0000899243-22-037861 · doc4.xml · nonDerivative · entry 2

Sculptor Capital Management, Inc. · CIK 0001403256 · 10% owner

Sculptor Master Fund, Ltd. · CIK 0001054589 · 10% owner

SCM GC Investments Ltd · CIK 0001936260 · 10% owner

Sculptor Capital LP · CIK 0001054587 · 10% owner

Sculptor Capital Holding Corp · CIK 0001936266 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SCM GC Investments Limited

Disclosed balance after: 8,783,986

F3 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions ranging from $0.51 to $0.56, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · ownership.nature: SCM GC Investments Limited is wholly-owned by Sculptor Master Fund Ltd. Sculptor Capital LP is the investment adviser to Sculptor Master Fund, Ltd. Sculptor Capital Holding Corporation serves as the sole general partner of Sculptor Capital LP. Sculptor Capital Management, Inc. is a holding company that is the sole shareholder of Sculptor Capital Holding Corporation. As a result, the Sculptor Master Fund Ltd may be deemed to share beneficial ownership of the securities held of record by SCM GC Investments Limited. Sculptor Master Fund Ltd disclaims beneficial ownership of the shares held by SCM GC Investments Limited except to the extent of its pecuniary interest therein and the inclusion of such shares in this report shall not be an admission of beneficial ownership for purposes of Section 16 or any other purpose.

Read SEC document
December 05, 2022 Filed Dec 7, 2022 01:33 UTC PurchaseClass A Common Stock 100,000 $0.59 $58,740.00
Disclosure

SEC source: 0001140361-22-044635 · form4.xml · nonDerivative · entry 1

Cleary Kevin Michael · CIK 0001952022 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

F1 · price: The transaction was executed in multiple trades in prices ranging from $0.5649 to $0.59, inclusive. The price reported in Column 4 above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares purchased at each respective price within the ranges set forth in this footnote.

Read SEC document
December 05, 2022 Filed Dec 7, 2022 20:57 UTC SaleClass A Common Stock 25,000 $0.56 $14,000.00
Disclosure

SEC source: 0000899243-22-037861 · doc4.xml · nonDerivative · entry 1

Sculptor Capital Management, Inc. · CIK 0001403256 · 10% owner

Sculptor Master Fund, Ltd. · CIK 0001054589 · 10% owner

SCM GC Investments Ltd · CIK 0001936260 · 10% owner

Sculptor Capital LP · CIK 0001054587 · 10% owner

Sculptor Capital Holding Corp · CIK 0001936266 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SCM GC Investments Limited

Disclosed balance after: 8,803,986

F2 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions ranging from $0.55 to $0.59, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · ownership.nature: SCM GC Investments Limited is wholly-owned by Sculptor Master Fund Ltd. Sculptor Capital LP is the investment adviser to Sculptor Master Fund, Ltd. Sculptor Capital Holding Corporation serves as the sole general partner of Sculptor Capital LP. Sculptor Capital Management, Inc. is a holding company that is the sole shareholder of Sculptor Capital Holding Corporation. As a result, the Sculptor Master Fund Ltd may be deemed to share beneficial ownership of the securities held of record by SCM GC Investments Limited. Sculptor Master Fund Ltd disclaims beneficial ownership of the shares held by SCM GC Investments Limited except to the extent of its pecuniary interest therein and the inclusion of such shares in this report shall not be an admission of beneficial ownership for purposes of Section 16 or any other purpose.

Read SEC document
December 02, 2022 Filed Dec 5, 2022 19:51 UTC SaleClass A Common Stock 30,500 $0.60 $18,300.00
Disclosure

SEC source: 0000899243-22-037586 · doc4.xml · nonDerivative · entry 2

Sculptor Capital Management, Inc. · CIK 0001403256 · 10% owner

Sculptor Master Fund, Ltd. · CIK 0001054589 · 10% owner

SCM GC Investments Ltd · CIK 0001936260 · 10% owner

Sculptor Capital LP · CIK 0001054587 · 10% owner

Sculptor Capital Holding Corp · CIK 0001936266 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SCM GC Investments Limited

Disclosed balance after: 8,828,986

F3 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions ranging from $0.58 to $0.63, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · ownership.nature: SCM GC Investments Limited is wholly-owned by Sculptor Master Fund Ltd. Sculptor Capital LP is the investment adviser to Sculptor Master Fund, Ltd. Sculptor Capital Holding Corporation serves as the sole general partner of Sculptor Capital LP. Sculptor Capital Management, Inc. is a holding company that is the sole shareholder of Sculptor Capital Holding Corporation. As a result, the Sculptor Master Fund Ltd may be deemed to share beneficial ownership of the securities held of record by SCM GC Investments Limited. Sculptor Master Fund Ltd disclaims beneficial ownership of the shares held by SCM GC Investments Limited except to the extent of its pecuniary interest therein and the inclusion of such shares in this report shall not be an admission of beneficial ownership for purposes of Section 16 or any other purpose.

Read SEC document
December 01, 2022 Filed Dec 5, 2022 19:51 UTC SaleClass A Common Stock 17,000 $0.63 $10,710.00
Disclosure

SEC source: 0000899243-22-037586 · doc4.xml · nonDerivative · entry 1

Sculptor Capital Management, Inc. · CIK 0001403256 · 10% owner

Sculptor Master Fund, Ltd. · CIK 0001054589 · 10% owner

SCM GC Investments Ltd · CIK 0001936260 · 10% owner

Sculptor Capital LP · CIK 0001054587 · 10% owner

Sculptor Capital Holding Corp · CIK 0001936266 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SCM GC Investments Limited

Disclosed balance after: 8,859,486

F2 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions ranging from $0.61 to $0.65, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · ownership.nature: SCM GC Investments Limited is wholly-owned by Sculptor Master Fund Ltd. Sculptor Capital LP is the investment adviser to Sculptor Master Fund, Ltd. Sculptor Capital Holding Corporation serves as the sole general partner of Sculptor Capital LP. Sculptor Capital Management, Inc. is a holding company that is the sole shareholder of Sculptor Capital Holding Corporation. As a result, the Sculptor Master Fund Ltd may be deemed to share beneficial ownership of the securities held of record by SCM GC Investments Limited. Sculptor Master Fund Ltd disclaims beneficial ownership of the shares held by SCM GC Investments Limited except to the extent of its pecuniary interest therein and the inclusion of such shares in this report shall not be an admission of beneficial ownership for purposes of Section 16 or any other purpose.

Read SEC document
November 30, 2022 Filed Dec 1, 2022 17:43 UTC SaleClass A Common Stock 20,000 $0.64 $12,800.00
Disclosure

SEC source: 0000899243-22-037253 · doc4.xml · nonDerivative · entry 3

Sculptor Capital Management, Inc. · CIK 0001403256 · 10% owner

Sculptor Master Fund, Ltd. · CIK 0001054589 · 10% owner

SCM GC Investments Ltd · CIK 0001936260 · 10% owner

Sculptor Capital LP · CIK 0001054587 · 10% owner

Sculptor Capital Holding Corp · CIK 0001936266 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SCM GC Investments Limited

Disclosed balance after: 8,876,486

F4 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions ranging from $0.66 to $0.67, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · ownership.nature: SCM GC Investments Limited is wholly-owned by Sculptor Master Fund Ltd. Sculptor Capital LP is the investment adviser to Sculptor Master Fund, Ltd. Sculptor Capital Holding Corporation serves as the sole general partner of Sculptor Capital LP. Sculptor Capital Management, Inc. is a holding company that is the sole shareholder of Sculptor Capital Holding Corporation. As a result, the Sculptor Master Fund Ltd may be deemed to share beneficial ownership of the securities held of record by SCM GC Investments Limited. Sculptor Master Fund Ltd disclaims beneficial ownership of the shares held by SCM GC Investments Limited except to the extent of its pecuniary interest therein and the inclusion of such shares in this report shall not be an admission of beneficial ownership for purposes of Section 16 or any other purpose.

Read SEC document
November 29, 2022 Filed Dec 1, 2022 17:43 UTC SaleClass A Common Stock 7,700 $0.68 $5,236.00
Disclosure

SEC source: 0000899243-22-037253 · doc4.xml · nonDerivative · entry 2

Sculptor Capital Management, Inc. · CIK 0001403256 · 10% owner

Sculptor Master Fund, Ltd. · CIK 0001054589 · 10% owner

SCM GC Investments Ltd · CIK 0001936260 · 10% owner

Sculptor Capital LP · CIK 0001054587 · 10% owner

Sculptor Capital Holding Corp · CIK 0001936266 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SCM GC Investments Limited

Disclosed balance after: 8,896,486

F3 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions ranging from $0.66 to $0.71, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · ownership.nature: SCM GC Investments Limited is wholly-owned by Sculptor Master Fund Ltd. Sculptor Capital LP is the investment adviser to Sculptor Master Fund, Ltd. Sculptor Capital Holding Corporation serves as the sole general partner of Sculptor Capital LP. Sculptor Capital Management, Inc. is a holding company that is the sole shareholder of Sculptor Capital Holding Corporation. As a result, the Sculptor Master Fund Ltd may be deemed to share beneficial ownership of the securities held of record by SCM GC Investments Limited. Sculptor Master Fund Ltd disclaims beneficial ownership of the shares held by SCM GC Investments Limited except to the extent of its pecuniary interest therein and the inclusion of such shares in this report shall not be an admission of beneficial ownership for purposes of Section 16 or any other purpose.

Read SEC document
November 28, 2022 Filed Dec 1, 2022 17:43 UTC SaleClass A Common Stock 42,482 $0.70 $29,737.40
Disclosure

SEC source: 0000899243-22-037253 · doc4.xml · nonDerivative · entry 1

Sculptor Capital Management, Inc. · CIK 0001403256 · 10% owner

Sculptor Master Fund, Ltd. · CIK 0001054589 · 10% owner

SCM GC Investments Ltd · CIK 0001936260 · 10% owner

Sculptor Capital LP · CIK 0001054587 · 10% owner

Sculptor Capital Holding Corp · CIK 0001936266 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SCM GC Investments Limited

Disclosed balance after: 8,904,186

F2 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions ranging from $0.69 to $0.71, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · ownership.nature: SCM GC Investments Limited is wholly-owned by Sculptor Master Fund Ltd. Sculptor Capital LP is the investment adviser to Sculptor Master Fund, Ltd. Sculptor Capital Holding Corporation serves as the sole general partner of Sculptor Capital LP. Sculptor Capital Management, Inc. is a holding company that is the sole shareholder of Sculptor Capital Holding Corporation. As a result, the Sculptor Master Fund Ltd may be deemed to share beneficial ownership of the securities held of record by SCM GC Investments Limited. Sculptor Master Fund Ltd disclaims beneficial ownership of the shares held by SCM GC Investments Limited except to the extent of its pecuniary interest therein and the inclusion of such shares in this report shall not be an admission of beneficial ownership for purposes of Section 16 or any other purpose.

Read SEC document
November 25, 2022 Filed Nov 28, 2022 15:40 UTC SaleClass A Common Stock 9,100 $0.76 $6,916.00
Disclosure

SEC source: 0000899243-22-037060 · doc4.xml · nonDerivative · entry 3

Sculptor Capital Management, Inc. · CIK 0001403256 · 10% owner

Sculptor Master Fund, Ltd. · CIK 0001054589 · 10% owner

SCM GC Investments Ltd · CIK 0001936260 · 10% owner

Sculptor Capital LP · CIK 0001054587 · 10% owner

Sculptor Capital Holding Corp · CIK 0001936266 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SCM GC Investments Limited

Disclosed balance after: 8,946,668

F4 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions ranging from $0.71 to $0.79, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · ownership.nature: SCM GC Investments Limited is wholly-owned by Sculptor Master Fund Ltd. Sculptor Capital LP is the investment adviser to Sculptor Master Fund, Ltd. Sculptor Capital Holding Corporation serves as the sole general partner of Sculptor Capital LP. Sculptor Capital Management, Inc. is a holding company that is the sole shareholder of Sculptor Capital Holding Corporation. As a result, the Sculptor Master Fund Ltd may be deemed to share beneficial ownership of the securities held of record by SCM GC Investments Limited. Sculptor Master Fund Ltd disclaims beneficial ownership of the shares held by SCM GC Investments Limited except to the extent of its pecuniary interest therein and the inclusion of such shares in this report shall not be an admission of beneficial ownership for purposes of Section 16 or any other purpose.

Read SEC document
November 23, 2022 Filed Nov 28, 2022 15:40 UTC SaleClass A Common Stock 10,300 $0.78 $8,034.00
Disclosure

SEC source: 0000899243-22-037060 · doc4.xml · nonDerivative · entry 2

Sculptor Capital Management, Inc. · CIK 0001403256 · 10% owner

Sculptor Master Fund, Ltd. · CIK 0001054589 · 10% owner

SCM GC Investments Ltd · CIK 0001936260 · 10% owner

Sculptor Capital LP · CIK 0001054587 · 10% owner

Sculptor Capital Holding Corp · CIK 0001936266 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SCM GC Investments Limited

Disclosed balance after: 8,955,768

F3 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions ranging from $0.75 to $0.81, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · ownership.nature: SCM GC Investments Limited is wholly-owned by Sculptor Master Fund Ltd. Sculptor Capital LP is the investment adviser to Sculptor Master Fund, Ltd. Sculptor Capital Holding Corporation serves as the sole general partner of Sculptor Capital LP. Sculptor Capital Management, Inc. is a holding company that is the sole shareholder of Sculptor Capital Holding Corporation. As a result, the Sculptor Master Fund Ltd may be deemed to share beneficial ownership of the securities held of record by SCM GC Investments Limited. Sculptor Master Fund Ltd disclaims beneficial ownership of the shares held by SCM GC Investments Limited except to the extent of its pecuniary interest therein and the inclusion of such shares in this report shall not be an admission of beneficial ownership for purposes of Section 16 or any other purpose.

Read SEC document
November 23, 2022 Filed Apr 17, 2023 21:18 UTC
Crowe Jeffrey10% owner
HAQUE PROMOD10% owner
ConversionClass B Common Stock · Derivative 14,217,512 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-024567 · doc4.xml · derivative · entry 2

Norwest Venture Partners XIII, LP · CIK 0001772583 · 10% owner

NVP Associates, LLC · CIK 0001545692 · 10% owner

Crowe Jeffrey · CIK 0001535261 · 10% owner

HAQUE PROMOD · CIK 0001089744 · 10% owner

Kossow Jon Erik · CIK 0001726084 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Norwest Venture Partners XIII, LP

Disclosed balance after: 1,272,396

Underlying: Class A Common Stock · 14,217,512 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These shares of Class B common stock were converted into Class A common stock on a one-for-one basis for no additional consideration.

F3 · price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis for no additional consideration at the Reporting Person's election and has no expiration date.

F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis for no additional consideration at the Reporting Person's election and has no expiration date.

F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis for no additional consideration at the Reporting Person's election and has no expiration date.

F4 · balance_after: Represents restricted shares of Class B Common Stock that will vest upon the achievement of certain earnout thresholds prior to June 16, 2032 (the "Earnout Shares") as follows: (i) 50% of the Earnout Shares automatically vest if the daily volume weighted average price ("VWAP") of the shares of Class A Common Stock is greater than or equal to $12.50 per share for any 20 trading days within any 30-trading-day period; and (ii) 50% of the Earnout Shares automatically vest if the daily VWAP of the shares of Class A Common Stock is greater than or equal to $15.00 per share for any 20 trading days within any 30-trading-day period, each subject to certain change-of-control provisions.

F2 · ownership.nature: The securities are directly held by Norwest Venture Partners XIII, LP ("NVP XIII"). Genesis VC Partners XIII, LLC ("Genesis XIII") is the general partner of NVP XIII and NVP Associates, LLC ("NVP Associates") is the managing member of Genesis XIII. Genesis XIII, NVP Associates and Jeffrey Crowe, Promod Haque and Jon E. Kossow, as Co-Chief Executive Officers of NVP Associates, may be deemed to share voting and dispositive power over the shares held by NVP XIII. Each of Genesis XIII, NVP Associates and Messrs. Crowe, Haque and Kossow disclaims beneficial ownership of the securities held by NVP XIII except to the extent of its or his pecuniary interest therein.

Read SEC document
November 23, 2022 Filed Apr 17, 2023 21:18 UTC
Crowe Jeffrey10% owner
HAQUE PROMOD10% owner
ConversionClass A Common Stock 14,217,512 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-024567 · doc4.xml · nonDerivative · entry 1

Norwest Venture Partners XIII, LP · CIK 0001772583 · 10% owner

NVP Associates, LLC · CIK 0001545692 · 10% owner

Crowe Jeffrey · CIK 0001535261 · 10% owner

HAQUE PROMOD · CIK 0001089744 · 10% owner

Kossow Jon Erik · CIK 0001726084 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Norwest Venture Partners XIII, LP

Disclosed balance after: 14,717,612

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These shares of Class B common stock were converted into Class A common stock on a one-for-one basis for no additional consideration.

F2 · ownership.nature: The securities are directly held by Norwest Venture Partners XIII, LP ("NVP XIII"). Genesis VC Partners XIII, LLC ("Genesis XIII") is the general partner of NVP XIII and NVP Associates, LLC ("NVP Associates") is the managing member of Genesis XIII. Genesis XIII, NVP Associates and Jeffrey Crowe, Promod Haque and Jon E. Kossow, as Co-Chief Executive Officers of NVP Associates, may be deemed to share voting and dispositive power over the shares held by NVP XIII. Each of Genesis XIII, NVP Associates and Messrs. Crowe, Haque and Kossow disclaims beneficial ownership of the securities held by NVP XIII except to the extent of its or his pecuniary interest therein.

Read SEC document
November 22, 2022 Filed Nov 23, 2022 21:30 UTC PurchaseClass A Common Stock 125,000 $0.83 $103,287.50
Disclosure

SEC source: 0001140361-22-042997 · form4.xml · nonDerivative · entry 1

REPLOGLE JOHN B · CIK 0001503546 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 484,274

F1 · price: The transaction was executed in multiple trades in prices ranging from $0.789 to $0.8571, inclusive. The price reported in Column 4 above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares purchased at each respective price within the range set forth in this footnote of this Form 4.

Read SEC document
November 22, 2022 Filed Nov 28, 2022 15:40 UTC SaleClass A Common Stock 24,300 $0.80 $19,440.00
Disclosure

SEC source: 0000899243-22-037060 · doc4.xml · nonDerivative · entry 1

Sculptor Capital Management, Inc. · CIK 0001403256 · 10% owner

Sculptor Master Fund, Ltd. · CIK 0001054589 · 10% owner

SCM GC Investments Ltd · CIK 0001936260 · 10% owner

Sculptor Capital LP · CIK 0001054587 · 10% owner

Sculptor Capital Holding Corp · CIK 0001936266 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SCM GC Investments Limited

Disclosed balance after: 8,966,068

F2 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions ranging from $0.76 to $0.85, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · ownership.nature: SCM GC Investments Limited is wholly-owned by Sculptor Master Fund Ltd. Sculptor Capital LP is the investment adviser to Sculptor Master Fund, Ltd. Sculptor Capital Holding Corporation serves as the sole general partner of Sculptor Capital LP. Sculptor Capital Management, Inc. is a holding company that is the sole shareholder of Sculptor Capital Holding Corporation. As a result, the Sculptor Master Fund Ltd may be deemed to share beneficial ownership of the securities held of record by SCM GC Investments Limited. Sculptor Master Fund Ltd disclaims beneficial ownership of the shares held by SCM GC Investments Limited except to the extent of its pecuniary interest therein and the inclusion of such shares in this report shall not be an admission of beneficial ownership for purposes of Section 16 or any other purpose.

Read SEC document
November 21, 2022 Filed Nov 22, 2022 16:40 UTC SaleClass A Common Stock 9,400 $0.84 $7,896.00
Disclosure

SEC source: 0000899243-22-036655 · doc4.xml · nonDerivative · entry 2

Sculptor Capital Management, Inc. · CIK 0001403256 · 10% owner

Sculptor Master Fund, Ltd. · CIK 0001054589 · 10% owner

SCM GC Investments Ltd · CIK 0001936260 · 10% owner

Sculptor Capital LP · CIK 0001054587 · 10% owner

Sculptor Capital Holding Corp · CIK 0001936266 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SCM GC Investments Limited

Disclosed balance after: 8,990,368

F3 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions ranging from $0.084 to $0.85, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · ownership.nature: SCM GC Investments Limited is wholly-owned by Sculptor Master Fund Ltd. Sculptor Capital LP is the investment adviser to Sculptor Master Fund, Ltd. Sculptor Capital Holding Corporation serves as the sole general partner of Sculptor Capital LP. Sculptor Capital Management, Inc. is a holding company that is the sole shareholder of Sculptor Capital Holding Corporation. As a result, the Sculptor Master Fund Ltd may be deemed to share beneficial ownership of the securities held of record by SCM GC Investments Limited. Sculptor Master Fund Ltd disclaims beneficial ownership of the shares held by SCM GC Investments Limited except to the extent of its pecuniary interest therein and the inclusion of such shares in this report shall not be an admission of beneficial ownership for purposes of Section 16 or any other purpose.

Read SEC document
November 17, 2022 Filed Nov 22, 2022 16:40 UTC SaleClass A Common Stock 21,100 $1.04 $21,944.00
Disclosure

SEC source: 0000899243-22-036655 · doc4.xml · nonDerivative · entry 1

Sculptor Capital Management, Inc. · CIK 0001403256 · 10% owner

Sculptor Master Fund, Ltd. · CIK 0001054589 · 10% owner

SCM GC Investments Ltd · CIK 0001936260 · 10% owner

Sculptor Capital LP · CIK 0001054587 · 10% owner

Sculptor Capital Holding Corp · CIK 0001936266 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SCM GC Investments Limited

Disclosed balance after: 8,999,768

F2 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions ranging from $1.00 to $1.05, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · ownership.nature: SCM GC Investments Limited is wholly-owned by Sculptor Master Fund Ltd. Sculptor Capital LP is the investment adviser to Sculptor Master Fund, Ltd. Sculptor Capital Holding Corporation serves as the sole general partner of Sculptor Capital LP. Sculptor Capital Management, Inc. is a holding company that is the sole shareholder of Sculptor Capital Holding Corporation. As a result, the Sculptor Master Fund Ltd may be deemed to share beneficial ownership of the securities held of record by SCM GC Investments Limited. Sculptor Master Fund Ltd disclaims beneficial ownership of the shares held by SCM GC Investments Limited except to the extent of its pecuniary interest therein and the inclusion of such shares in this report shall not be an admission of beneficial ownership for purposes of Section 16 or any other purpose.

Read SEC document
November 16, 2022 Filed Nov 17, 2022 21:05 UTC SaleClass A Common Stock 40,300 $1.11 $44,733.00
Disclosure

SEC source: 0000899243-22-036172 · doc4.xml · nonDerivative · entry 2

Sculptor Capital Management, Inc. · CIK 0001403256 · 10% owner

Sculptor Master Fund, Ltd. · CIK 0001054589 · 10% owner

SCM GC Investments Ltd · CIK 0001936260 · 10% owner

Sculptor Capital LP · CIK 0001054587 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SCM GC Investments Limited

Disclosed balance after: 9,020,868

F3 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions ranging from $1.07 to $1.20, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · ownership.nature: SCM GC Investments Limited is wholly-owned by Sculptor Master Fund Ltd. Sculptor Capital LP is the investment adviser to Sculptor Master Fund, Ltd. Sculptor Capital Holding Corporation serves as the sole general partner of Sculptor Capital LP. Sculptor Capital Management, Inc. is a holding company that is the sole shareholder of Sculptor Capital Holding Corporation. As a result, the Sculptor Master Fund Ltd may be deemed to share beneficial ownership of the securities held of record by SCM GC Investments Limited. Sculptor Master Fund Ltd disclaims beneficial ownership of the shares held by SCM GC Investments Limited except to the extent of its pecuniary interest therein and the inclusion of such shares in this report shall not be an admission of beneficial ownership for purposes of Section 16 or any other purpose.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 01:32 UTC
Landesberg StuartDirector · President & CEO · 10% owner
SaleClass A Common Stock 2,400 $1.25 $3,002.64
Disclosure

SEC source: 0001140361-22-041964 · form4.xml · nonDerivative · entry 6

Landesberg Stuart · CIK 0001930721 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 617,794

F3 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.25 to $1.255, inclusive.

F2 · ownership.nature: These securities are directly held by The Landesberg Living Trust, for which the Reporting Person and his spouse serve as co-trustees.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 01:32 UTC
Landesberg StuartDirector · President & CEO · 10% owner
SaleClass A Common Stock 2,400 $1.25 $3,002.64
Disclosure

SEC source: 0001140361-22-041964 · form4.xml · nonDerivative · entry 5

Landesberg Stuart · CIK 0001930721 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,808

F3 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.25 to $1.255, inclusive.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 21:05 UTC SaleClass A Common Stock 5,600 $1.21 $6,776.00
Disclosure

SEC source: 0000899243-22-036172 · doc4.xml · nonDerivative · entry 1

Sculptor Capital Management, Inc. · CIK 0001403256 · 10% owner

Sculptor Master Fund, Ltd. · CIK 0001054589 · 10% owner

SCM GC Investments Ltd · CIK 0001936260 · 10% owner

Sculptor Capital LP · CIK 0001054587 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By SCM GC Investments Limited

Disclosed balance after: 9,061,168

F2 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions ranging from $1.20 to $1.21, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · ownership.nature: SCM GC Investments Limited is wholly-owned by Sculptor Master Fund Ltd. Sculptor Capital LP is the investment adviser to Sculptor Master Fund, Ltd. Sculptor Capital Holding Corporation serves as the sole general partner of Sculptor Capital LP. Sculptor Capital Management, Inc. is a holding company that is the sole shareholder of Sculptor Capital Holding Corporation. As a result, the Sculptor Master Fund Ltd may be deemed to share beneficial ownership of the securities held of record by SCM GC Investments Limited. Sculptor Master Fund Ltd disclaims beneficial ownership of the shares held by SCM GC Investments Limited except to the extent of its pecuniary interest therein and the inclusion of such shares in this report shall not be an admission of beneficial ownership for purposes of Section 16 or any other purpose.

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November 15, 2022 Filed Nov 18, 2022 01:48 UTC
Landesberg StuartDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 554,792 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-042149 · form4.xml · derivative · entry 5

Landesberg Stuart · CIK 0001930721 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,981,388

Underlying: Class A Common Stock · 554,792 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock.

F4 · derivative.exercise_date: These RSUs vest approximately as follows: (i) with respect to 1,109,586 RSUs, 50% vested on October 27, 2022 and settled on November 15, 2022, and the remaining 50% will vest in two equal installments on each of February 15, 2023 and May 15, 2023, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date, and (ii) with respect to 1,426,594 RSUs, these will vest in equal installments on each February 15, May 15, August 15 and November 15 until becoming fully vested on February 15, 2025, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date. The RSUs have no expiration date.

F4 · derivative.expiration_date: These RSUs vest approximately as follows: (i) with respect to 1,109,586 RSUs, 50% vested on October 27, 2022 and settled on November 15, 2022, and the remaining 50% will vest in two equal installments on each of February 15, 2023 and May 15, 2023, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date, and (ii) with respect to 1,426,594 RSUs, these will vest in equal installments on each February 15, May 15, August 15 and November 15 until becoming fully vested on February 15, 2025, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date. The RSUs have no expiration date.

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November 15, 2022 Filed Nov 18, 2022 01:48 UTC
Landesberg StuartDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 1,894,169 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-042149 · form4.xml · derivative · entry 4

Landesberg Stuart · CIK 0001930721 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,671,326

Underlying: Class A Common Stock · 1,894,169 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: These RSUs vest approximately as follows: (i) with respect to 3,342,651 RSUs, 50% vested on October 27, 2022 and settled on November 15, 2022, and the remaining 50% will vest in two equal installments on each of February 15, 2023 and May 15, 2023, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date, and (ii) with respect to 222,844 RSUs, these vested and settled on November 15, 2022. The RSUs have no expiration date.

F3 · derivative.expiration_date: These RSUs vest approximately as follows: (i) with respect to 3,342,651 RSUs, 50% vested on October 27, 2022 and settled on November 15, 2022, and the remaining 50% will vest in two equal installments on each of February 15, 2023 and May 15, 2023, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date, and (ii) with respect to 222,844 RSUs, these vested and settled on November 15, 2022. The RSUs have no expiration date.

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November 15, 2022 Filed Nov 18, 2022 01:48 UTC
Landesberg StuartDirector · President & CEO
Tax withholdingClass A Common Stock 1,089,198 $1.20 $1,307,037.60
Disclosure

SEC source: 0001140361-22-042149 · form4.xml · nonDerivative · entry 2

Landesberg Stuart · CIK 0001930721 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,627,571

Read SEC document
November 15, 2022 Filed Nov 18, 2022 01:48 UTC
Landesberg StuartDirector · President & CEO
Exercise / conversionClass A Common Stock 2,448,961 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-22-042149 · form4.xml · nonDerivative · entry 1

Landesberg Stuart · CIK 0001930721 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,716,769

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock.

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November 15, 2022 Filed Nov 17, 2022 20:47 UTC
Clark ChristopherDirector · Chief Technology Officer
Exercise / conversionRestricted Stock Units · Derivative 39,920 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-042147 · form4.xml · derivative · entry 5

Clark Christopher · CIK 0001930730 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,569

Underlying: Class A Common Stock · 39,920 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock.

F4 · derivative.exercise_date: These RSUs vest approximately as follows: (i) with respect to 79,842 RSUs, 50% vested on October 27, 2022 and settled on November 15, 2022, and the remaining 50% will vest in two equal installments on each of February 15, 2023 and May 15, 2023, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date, and (ii) with respect to 102,647 RSUs, these will vest in equal installments on each February 15, May 15, August 15 and November 15 until becoming fully vested on February 15, 2025, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date. The RSUs have no expiration date.

F4 · derivative.expiration_date: These RSUs vest approximately as follows: (i) with respect to 79,842 RSUs, 50% vested on October 27, 2022 and settled on November 15, 2022, and the remaining 50% will vest in two equal installments on each of February 15, 2023 and May 15, 2023, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date, and (ii) with respect to 102,647 RSUs, these will vest in equal installments on each February 15, May 15, August 15 and November 15 until becoming fully vested on February 15, 2025, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date. The RSUs have no expiration date.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 20:47 UTC
Clark ChristopherDirector · Chief Technology Officer
Exercise / conversionRestricted Stock Units · Derivative 168,444 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-042147 · form4.xml · derivative · entry 4

Clark Christopher · CIK 0001930730 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 321,573

Underlying: Class A Common Stock · 168,444 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: These RSUs vest approximately as follows: (i) with respect to 336,888 RSUs, 50% vested on October 27, 2022 and settled on November 15, 2022, and the remaining 50% will vest in two equal installments on each of February 15, 2023 and May 15, 2023, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date, and (ii) with respect to 153,129 RSUs, these will vest in equal installments on each February 15, May 15, August 15 and November 15 until becoming fully vested on February 15, 2024, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date. The RSUs have no expiration date.

F3 · derivative.expiration_date: These RSUs vest approximately as follows: (i) with respect to 336,888 RSUs, 50% vested on October 27, 2022 and settled on November 15, 2022, and the remaining 50% will vest in two equal installments on each of February 15, 2023 and May 15, 2023, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date, and (ii) with respect to 153,129 RSUs, these will vest in equal installments on each February 15, May 15, August 15 and November 15 until becoming fully vested on February 15, 2024, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date. The RSUs have no expiration date.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 20:47 UTC
Clark ChristopherDirector · Chief Technology Officer
Exercise / conversionRestricted Stock Units · Derivative 131,511 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-042147 · form4.xml · derivative · entry 3

Clark Christopher · CIK 0001930730 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,836

Underlying: Class A Common Stock · 131,511 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: These RSUs vest approximately as follows: 175,347 RSUs vest in four quarterly installments starting on May 15, 2022, with accelerated vesting following a change in control if the Reporting Person's services are terminated by the Issuer without cause or he resigns for good reason. 131,511 of these RSUs settled on November 15, 2022. The RSUs have no expiration date.

F2 · derivative.expiration_date: These RSUs vest approximately as follows: 175,347 RSUs vest in four quarterly installments starting on May 15, 2022, with accelerated vesting following a change in control if the Reporting Person's services are terminated by the Issuer without cause or he resigns for good reason. 131,511 of these RSUs settled on November 15, 2022. The RSUs have no expiration date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.