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Hyperscale Data, Inc.

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717
SEC CIK
0000896493
Parsed reports
402

Last 12 months

Inside the activity.

85 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202540
Dec 2025240
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202630
Jun 202690
Jul 202600
Aug 202641
Sep 2026410
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 13, 2024 Filed Jun 20, 2025 22:55 UTC
AULT MILTON C IIIDirector · Executive Chairman · 10% owner
GrantSeries C Warrants · Derivative 802 $0.00 Strike: $118.39 $0.00
Disclosure

SEC source: 0000921895-25-001814 · form412570seriesc_06202025.xml · derivative · entry 10

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

Ault & Company, Inc. · CIK 0001734770 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault & Company, Inc.

Disclosed balance after: 386,819

Underlying: Common Stock · 802 shares

Expires 2029-11-13

F4 · shares: All price and ownership figures have been adjusted for the 1-for-35 reverse stock split on November 22, 2024.

F4 · derivative.underlying_shares: All price and ownership figures have been adjusted for the 1-for-35 reverse stock split on November 22, 2024.

F4 · balance_after: All price and ownership figures have been adjusted for the 1-for-35 reverse stock split on November 22, 2024.

F5 · ownership.nature: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.

Read SEC document
November 13, 2024 Filed Jun 20, 2025 22:55 UTC
AULT MILTON C IIIDirector · Executive Chairman · 10% owner
GrantSeries C Convertible Preferred Stock · Derivative 95 $1,000.00 $95,000.00
Disclosure

SEC source: 0000921895-25-001814 · form412570seriesc_06202025.xml · derivative · entry 9

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

Ault & Company, Inc. · CIK 0001734770 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault & Company, Inc.

Disclosed balance after: 45,795

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of Series C Convertible Preferred Stock has a stated value of $1,000.00 and is convertible into shares of Common Stock at a conversion price equal to the greater of (i) $0.10 per share and (ii) the lesser of (A) $306.25 or (B) 105% of the volume weighted average price of the Common Stock during the ten trading days immediately prior to the date of conversion (the "Conversion Price"). The Conversion Price is subject to adjustment in the event of an issuance of Common Stock at a price per share lower than the Conversion Price then in effect, as well as upon customary stock splits, stock dividends, combinations or similar events.

F2 · derivative.expiration_date: The Series C Convertible Preferred Stock has no expiration date.

F3 · derivative.underlying_shares: As of June 20, 2025, the Conversion Price was $1.0721 per share, so each share of Series C Convertible Preferred Stock is convertible into approximately 932.75 shares of Common Stock.

F5 · ownership.nature: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.

Read SEC document
October 22, 2024 Filed Jun 20, 2025 22:55 UTC
AULT MILTON C IIIDirector · Executive Chairman · 10% owner
GrantSeries C Warrants · Derivative 845 $0.00 Strike: $118.39 $0.00
Disclosure

SEC source: 0000921895-25-001814 · form412570seriesc_06202025.xml · derivative · entry 8

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

Ault & Company, Inc. · CIK 0001734770 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault & Company, Inc.

Disclosed balance after: 386,017

Underlying: Common Stock · 845 shares

Expires 2029-10-22

F4 · shares: All price and ownership figures have been adjusted for the 1-for-35 reverse stock split on November 22, 2024.

F4 · derivative.underlying_shares: All price and ownership figures have been adjusted for the 1-for-35 reverse stock split on November 22, 2024.

F4 · balance_after: All price and ownership figures have been adjusted for the 1-for-35 reverse stock split on November 22, 2024.

F5 · ownership.nature: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.

Read SEC document
October 22, 2024 Filed Jun 20, 2025 22:55 UTC
AULT MILTON C IIIDirector · Executive Chairman · 10% owner
GrantSeries C Convertible Preferred Stock · Derivative 100 $1,000.00 $100,000.00
Disclosure

SEC source: 0000921895-25-001814 · form412570seriesc_06202025.xml · derivative · entry 7

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

Ault & Company, Inc. · CIK 0001734770 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault & Company, Inc.

Disclosed balance after: 45,700

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of Series C Convertible Preferred Stock has a stated value of $1,000.00 and is convertible into shares of Common Stock at a conversion price equal to the greater of (i) $0.10 per share and (ii) the lesser of (A) $306.25 or (B) 105% of the volume weighted average price of the Common Stock during the ten trading days immediately prior to the date of conversion (the "Conversion Price"). The Conversion Price is subject to adjustment in the event of an issuance of Common Stock at a price per share lower than the Conversion Price then in effect, as well as upon customary stock splits, stock dividends, combinations or similar events.

F2 · derivative.expiration_date: The Series C Convertible Preferred Stock has no expiration date.

F3 · derivative.underlying_shares: As of June 20, 2025, the Conversion Price was $1.0721 per share, so each share of Series C Convertible Preferred Stock is convertible into approximately 932.75 shares of Common Stock.

F5 · ownership.nature: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.

Read SEC document
October 18, 2024 Filed Jun 20, 2025 22:55 UTC
AULT MILTON C IIIDirector · Executive Chairman · 10% owner
GrantSeries C Warrants · Derivative 3,801 $0.00 Strike: $118.39 $0.00
Disclosure

SEC source: 0000921895-25-001814 · form412570seriesc_06202025.xml · derivative · entry 6

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

Ault & Company, Inc. · CIK 0001734770 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault & Company, Inc.

Disclosed balance after: 385,172

Underlying: Common Stock · 3,801 shares

Expires 2029-10-18

F4 · shares: All price and ownership figures have been adjusted for the 1-for-35 reverse stock split on November 22, 2024.

F4 · derivative.underlying_shares: All price and ownership figures have been adjusted for the 1-for-35 reverse stock split on November 22, 2024.

F4 · balance_after: All price and ownership figures have been adjusted for the 1-for-35 reverse stock split on November 22, 2024.

F5 · ownership.nature: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.

Read SEC document
October 18, 2024 Filed Jun 20, 2025 22:55 UTC
AULT MILTON C IIIDirector · Executive Chairman · 10% owner
GrantSeries C Convertible Preferred Stock · Derivative 450 $1,000.00 $450,000.00
Disclosure

SEC source: 0000921895-25-001814 · form412570seriesc_06202025.xml · derivative · entry 5

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

Ault & Company, Inc. · CIK 0001734770 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault & Company, Inc.

Disclosed balance after: 45,600

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of Series C Convertible Preferred Stock has a stated value of $1,000.00 and is convertible into shares of Common Stock at a conversion price equal to the greater of (i) $0.10 per share and (ii) the lesser of (A) $306.25 or (B) 105% of the volume weighted average price of the Common Stock during the ten trading days immediately prior to the date of conversion (the "Conversion Price"). The Conversion Price is subject to adjustment in the event of an issuance of Common Stock at a price per share lower than the Conversion Price then in effect, as well as upon customary stock splits, stock dividends, combinations or similar events.

F2 · derivative.expiration_date: The Series C Convertible Preferred Stock has no expiration date.

F3 · derivative.underlying_shares: As of June 20, 2025, the Conversion Price was $1.0721 per share, so each share of Series C Convertible Preferred Stock is convertible into approximately 932.75 shares of Common Stock.

F5 · ownership.nature: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.

Read SEC document
October 10, 2024 Filed Jun 20, 2025 22:55 UTC
AULT MILTON C IIIDirector · Executive Chairman · 10% owner
GrantSeries C Warrants · Derivative 4,223 $0.00 Strike: $118.39 $0.00
Disclosure

SEC source: 0000921895-25-001814 · form412570seriesc_06202025.xml · derivative · entry 4

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

Ault & Company, Inc. · CIK 0001734770 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault & Company, Inc.

Disclosed balance after: 381,371

Underlying: Common Stock · 4,223 shares

Expires 2029-10-10

F4 · shares: All price and ownership figures have been adjusted for the 1-for-35 reverse stock split on November 22, 2024.

F4 · derivative.underlying_shares: All price and ownership figures have been adjusted for the 1-for-35 reverse stock split on November 22, 2024.

F4 · balance_after: All price and ownership figures have been adjusted for the 1-for-35 reverse stock split on November 22, 2024.

F5 · ownership.nature: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.

Read SEC document
October 10, 2024 Filed Jun 20, 2025 22:55 UTC
AULT MILTON C IIIDirector · Executive Chairman · 10% owner
GrantSeries C Convertible Preferred Stock · Derivative 500 $1,000.00 $500,000.00
Disclosure

SEC source: 0000921895-25-001814 · form412570seriesc_06202025.xml · derivative · entry 3

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

Ault & Company, Inc. · CIK 0001734770 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault & Company, Inc.

Disclosed balance after: 45,150

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of Series C Convertible Preferred Stock has a stated value of $1,000.00 and is convertible into shares of Common Stock at a conversion price equal to the greater of (i) $0.10 per share and (ii) the lesser of (A) $306.25 or (B) 105% of the volume weighted average price of the Common Stock during the ten trading days immediately prior to the date of conversion (the "Conversion Price"). The Conversion Price is subject to adjustment in the event of an issuance of Common Stock at a price per share lower than the Conversion Price then in effect, as well as upon customary stock splits, stock dividends, combinations or similar events.

F2 · derivative.expiration_date: The Series C Convertible Preferred Stock has no expiration date.

F3 · derivative.underlying_shares: As of June 20, 2025, the Conversion Price was $1.0721 per share, so each share of Series C Convertible Preferred Stock is convertible into approximately 932.75 shares of Common Stock.

F5 · ownership.nature: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.

Read SEC document
October 04, 2024 Filed Jun 20, 2025 22:55 UTC
AULT MILTON C IIIDirector · Executive Chairman · 10% owner
GrantSeries C Warrants · Derivative 2,956 $0.00 Strike: $118.39 $0.00
Disclosure

SEC source: 0000921895-25-001814 · form412570seriesc_06202025.xml · derivative · entry 2

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

Ault & Company, Inc. · CIK 0001734770 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault & Company, Inc.

Disclosed balance after: 377,148

Underlying: Common Stock · 2,956 shares

Expires 2029-10-04

F4 · shares: All price and ownership figures have been adjusted for the 1-for-35 reverse stock split on November 22, 2024.

F4 · derivative.underlying_shares: All price and ownership figures have been adjusted for the 1-for-35 reverse stock split on November 22, 2024.

F4 · balance_after: All price and ownership figures have been adjusted for the 1-for-35 reverse stock split on November 22, 2024.

F5 · ownership.nature: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.

Read SEC document
October 04, 2024 Filed Jun 20, 2025 22:55 UTC
AULT MILTON C IIIDirector · Executive Chairman · 10% owner
GrantSeries C Convertible Preferred Stock · Derivative 350 $1,000.00 $350,000.00
Disclosure

SEC source: 0000921895-25-001814 · form412570seriesc_06202025.xml · derivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

Ault & Company, Inc. · CIK 0001734770 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault & Company, Inc.

Disclosed balance after: 44,650

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of Series C Convertible Preferred Stock has a stated value of $1,000.00 and is convertible into shares of Common Stock at a conversion price equal to the greater of (i) $0.10 per share and (ii) the lesser of (A) $306.25 or (B) 105% of the volume weighted average price of the Common Stock during the ten trading days immediately prior to the date of conversion (the "Conversion Price"). The Conversion Price is subject to adjustment in the event of an issuance of Common Stock at a price per share lower than the Conversion Price then in effect, as well as upon customary stock splits, stock dividends, combinations or similar events.

F2 · derivative.expiration_date: The Series C Convertible Preferred Stock has no expiration date.

F3 · derivative.underlying_shares: As of June 20, 2025, the Conversion Price was $1.0721 per share, so each share of Series C Convertible Preferred Stock is convertible into approximately 932.75 shares of Common Stock.

F5 · ownership.nature: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.

Read SEC document
September 30, 2024 Filed Oct 1, 2024 22:35 UTC
AULT MILTON C IIIDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 50,000 $0.23 $11,320.00
Disclosure

SEC source: 0001214659-24-016985 · marketforms-67109.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault & Company, Inc.

Disclosed balance after: 204,729

F1 · ownership.nature: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.

Read SEC document
September 24, 2024 Filed Sep 26, 2024 21:30 UTC
AULT MILTON C IIIDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 22,000 $0.22 $4,914.80
Disclosure

SEC source: 0001214659-24-016799 · marketforms-67075.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault & Company, Inc.

Disclosed balance after: 154,729

F1 · ownership.nature: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.

Read SEC document
September 18, 2024 Filed Sep 20, 2024 20:30 UTC
AULT MILTON C IIIDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 10,000 $0.23 $2,255.00
Disclosure

SEC source: 0001214659-24-016609 · marketforms-67017.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault & Company, Inc.

Disclosed balance after: 132,729

F1 · ownership.nature: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.

Read SEC document
September 13, 2024 Filed Sep 17, 2024 20:30 UTC
AULT MILTON C IIIDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 5,000 $0.23 $1,130.00
Disclosure

SEC source: 0001214659-24-016462 · marketforms-67001.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault & Company, Inc.

Disclosed balance after: 122,729

F1 · ownership.nature: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.

Read SEC document
September 11, 2024 Filed Sep 12, 2024 22:00 UTC
AULT MILTON C IIIDirector · Executive Chairman · 10% owner
Purchase13% Series D Cumulative Redeemable Perpetual Preferred Stock 6 $13.69 $82.14
Disclosure

SEC source: 0001214659-24-016397 · marketforms-66995.xml · nonDerivative · entry 3

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116

Read SEC document
September 11, 2024 Filed Sep 12, 2024 22:00 UTC
AULT MILTON C IIIDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 10,000 $0.21 $2,055.00
Disclosure

SEC source: 0001214659-24-016397 · marketforms-66995.xml · nonDerivative · entry 2

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault & Company, Inc.

Disclosed balance after: 117,729

F2 · ownership.nature: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.

Read SEC document
September 10, 2024 Filed Sep 12, 2024 22:00 UTC
AULT MILTON C IIIDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 12,500 $0.22 $2,742.50
Disclosure

SEC source: 0001214659-24-016397 · marketforms-66995.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault & Company, Inc.

Disclosed balance after: 107,729

F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.2194. The range of purchase prices on the transaction date was $0.219 to $0.22 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

F2 · ownership.nature: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.

Read SEC document
September 09, 2024 Filed Sep 10, 2024 23:30 UTC
AULT MILTON C IIIDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 5,000 $0.21 $1,062.00
Disclosure

SEC source: 0001214659-24-016303 · marketforms-66991.xml · nonDerivative · entry 2

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault & Company, Inc.

Disclosed balance after: 95,229

F1 · ownership.nature: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.

Read SEC document
September 06, 2024 Filed Sep 10, 2024 23:30 UTC
AULT MILTON C IIIDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 100 $0.22 $22.00
Disclosure

SEC source: 0001214659-24-016303 · marketforms-66991.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,645

Read SEC document
August 30, 2024 Filed Sep 5, 2024 20:30 UTC
AULT MILTON C IIIDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 10,000 $0.20 $2,046.00
Disclosure

SEC source: 0001214659-24-016098 · marketforms-66919.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault & Company, Inc.

Disclosed balance after: 90,229

F1 · ownership.nature: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.

Read SEC document
August 29, 2024 Filed Aug 30, 2024 20:30 UTC
AULT MILTON C IIIDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 10,000 $0.21 $2,083.00
Disclosure

SEC source: 0001214659-24-015789 · marketforms-66876.xml · nonDerivative · entry 3

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault & Company, Inc.

Disclosed balance after: 80,229

F3 · ownership.nature: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.

Read SEC document
August 28, 2024 Filed Aug 30, 2024 20:30 UTC
AULT MILTON C IIIDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 45,000 $0.23 $10,354.50
Disclosure

SEC source: 0001214659-24-015789 · marketforms-66876.xml · nonDerivative · entry 2

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault & Company, Inc.

Disclosed balance after: 70,229

F2 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.2301. The range of purchase prices on the transaction date was $0.2122 to $0.2362 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

F3 · ownership.nature: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.

Read SEC document
August 27, 2024 Filed Aug 30, 2024 20:30 UTC
AULT MILTON C IIIDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 1,500 $0.23 $344.40
Disclosure

SEC source: 0001214659-24-015789 · marketforms-66876.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,545

F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.2296. The range of purchase prices on the transaction date was $0.228 to $0.2304 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

Read SEC document
August 26, 2024 Filed Aug 27, 2024 20:30 UTC
AULT MILTON C IIIDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 2,500 $0.23 $575.50
Disclosure

SEC source: 0001214659-24-015386 · marketforms-66851.xml · nonDerivative · entry 2

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,145

F2 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.2302. The range of purchase prices on the transaction date was $0.23 to $0.2303 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

Read SEC document
August 23, 2024 Filed Aug 27, 2024 20:30 UTC
AULT MILTON C IIIDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 1,300 $0.23 $303.29
Disclosure

SEC source: 0001214659-24-015386 · marketforms-66851.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,645

F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.2333. The range of purchase prices on the transaction date was $0.2274 to $0.2382 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

Read SEC document
August 22, 2024 Filed Aug 23, 2024 21:30 UTC
AULT MILTON C IIIDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 500 $0.23 $116.05
Disclosure

SEC source: 0001214659-24-015246 · marketforms-66842.xml · nonDerivative · entry 2

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,345

Read SEC document
August 21, 2024 Filed Aug 23, 2024 21:30 UTC
AULT MILTON C IIIDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 2,300 $0.23 $539.35
Disclosure

SEC source: 0001214659-24-015246 · marketforms-66842.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,845

F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.2345. The range of purchase prices on the transaction date was $0.2273 to $0.2409 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

Read SEC document
August 20, 2024 Filed Aug 22, 2024 00:35 UTC
AULT MILTON C IIIDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 800 $0.25 $196.08
Disclosure

SEC source: 0001214659-24-015133 · marketforms-66831.xml · nonDerivative · entry 2

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,545

F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.2451. The range of purchase prices on the transaction date was $0.2334 to $0.2490 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

Read SEC document
August 19, 2024 Filed Aug 22, 2024 00:35 UTC
AULT MILTON C IIIDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 500 $0.23 $116.90
Disclosure

SEC source: 0001214659-24-015133 · marketforms-66831.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,745

Read SEC document
August 05, 2024 Filed Aug 5, 2024 20:30 UTC
AULT MILTON C IIIDirector · Executive Chairman · 10% owner
PurchaseSeries C Warrants · Derivative 88,692 $0.00 Strike: $0.22 $0.00
Disclosure

SEC source: 0001214659-24-013808 · marketforms-66724.xml · derivative · entry 2

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault & Company, Inc.

Disclosed balance after: 13,096,823

Underlying: Common Stock · 88,692 shares

Expires 2029-08-04

F4 · ownership.nature: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.

Read SEC document
August 05, 2024 Filed Aug 5, 2024 20:30 UTC
AULT MILTON C IIIDirector · Executive Chairman · 10% owner
PurchaseSeries C Convertible Preferred Stock · Derivative 300 $1,000.00 $300,000.00
Disclosure

SEC source: 0001214659-24-013808 · marketforms-66724.xml · derivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault & Company, Inc.

Disclosed balance after: 44,300

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of Series C Convertible Preferred Stock has a stated value of $1,000.00 and is convertible into shares of Common Stock at a conversion price equal to the greater of (i) $0.10 per share and (ii) the lesser of (A) $0.22 or (B) 105% of the volume weighted average price of the Common Stock during the ten trading days immediately prior to the date of conversion (the "Conversion Price"). The Conversion Price is subject to adjustment in the event of an issuance of Common Stock at a price per share lower than the Conversion Price then in effect, as well as upon customary stock splits, stock dividends, combinations or similar events.

F2 · derivative.expiration_date: The Series C Convertible Preferred Stock has no expiration date.

F3 · derivative.underlying_shares: As of August 2, 2024, the Conversion Price was $0.22 a share, so each share of Series C Convertible Preferred Stock is convertible into approximately 4,545 shares of Common Stock.

F4 · ownership.nature: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.

Read SEC document
June 21, 2024 Filed Jan 7, 2025 02:30 UTC
AULT MILTON C IIIDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 29 $10.84 $314.36
Disclosure

SEC source: 0001214659-25-000240 · marketforms-67761.xml · nonDerivative · entry 3

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 500

F1 · shares: The number of shares and the price per share reflect the one-for-thirty-five reverse stock split that was effective on November 25, 2024.

F1 · price: The number of shares and the price per share reflect the one-for-thirty-five reverse stock split that was effective on November 25, 2024.

Read SEC document
June 17, 2024 Filed Jun 20, 2024 20:30 UTC
AULT MILTON C IIIDirector · Executive Chairman
PurchaseCommon Stock 10,000 $0.28 $2,790.00
Disclosure

SEC source: 0001214659-24-011196 · marketforms-66394.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault & Company, Inc.

Disclosed balance after: 25,229

F1 · ownership.nature: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.

Read SEC document
May 22, 2024 Filed May 24, 2024 20:30 UTC
AULT MILTON C IIIDirector · Executive Chairman
PurchaseCommon Stock 15,000 $0.39 $5,874.00
Disclosure

SEC source: 0001214659-24-009942 · marketforms-66038.xml · nonDerivative · entry 2

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault & Company, Inc.

Disclosed balance after: 15,229

F2 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.3916. The range of purchase prices on the transaction date was $0.3905 to $0.3922 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

F3 · ownership.nature: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.

Read SEC document
May 22, 2024 Filed May 24, 2024 20:30 UTC
AULT MILTON C IIIDirector · Executive Chairman
PurchaseCommon Stock 1,983 $0.39 $764.64
Disclosure

SEC source: 0001214659-24-009942 · marketforms-66038.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,245

F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.3856. The range of purchase prices on the transaction date was $0.361 to $0.40 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

Read SEC document
May 22, 2024 Filed Jan 7, 2025 02:30 UTC
AULT MILTON C IIIDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 7 $13.06 $91.42
Disclosure

SEC source: 0001214659-25-000240 · marketforms-67761.xml · nonDerivative · entry 2

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 500

F1 · shares: The number of shares and the price per share reflect the one-for-thirty-five reverse stock split that was effective on November 25, 2024.

F1 · price: The number of shares and the price per share reflect the one-for-thirty-five reverse stock split that was effective on November 25, 2024.

Read SEC document
April 17, 2024 Filed Apr 18, 2024 20:30 UTC
AULT MILTON C IIIDirector · Executive Chairman
PurchaseSeries C Warrants · Derivative 147,820 $0.00 Strike: $0.35 $0.00
Disclosure

SEC source: 0001214659-24-007089 · marketforms-65555.xml · derivative · entry 2

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault & Company, Inc.

Disclosed balance after: 13,008,140

Underlying: Common Stock · 147,820 shares

Expires 2029-04-16

F4 · derivative.underlying_shares: The Issuer is restricted from issuing shares of Common Stock upon conversion of the Series C Convertible Preferred Stock and /or exercise of the Series C Warrants to the extent such issuances would result in an aggregate number of shares of Common Stock exceeding 452,214, which represents 19.99% of the total shares of Common Stock issued and outstanding as of November 6, 2023, the execution date of the purchase agreement pursuant to which the shares of Series C Convertible Preferred Stock and Series C Warrants are issued, in accordance with the rules and regulations of the NYSE American unless the Issuer first obtains stockholder approval, which has not yet been obtained.

F5 · ownership.nature: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.

Read SEC document
April 17, 2024 Filed Apr 18, 2024 20:30 UTC
AULT MILTON C IIIDirector · Executive Chairman
PurchaseSeries C Convertible Preferred Stock · Derivative 500 $1,000.00 $500,000.00
Disclosure

SEC source: 0001214659-24-007089 · marketforms-65555.xml · derivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault & Company, Inc.

Disclosed balance after: 44,000

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of Series C Convertible Preferred Stock has a stated value of $1,000.00 and is convertible into shares of Common Stock at a conversion price equal to the greater of (i) $0.10 per share and (ii) the lesser of (A) $0.35 or (B) 105% of the volume weighted average price of the Common Stock during the ten trading days immediately prior to the date of conversion (the "Conversion Price"). The Conversion Price is subject to adjustment in the event of an issuance of Common Stock at a price per share lower than the Conversion Price then in effect, as well as upon customary stock splits, stock dividends, combinations or similar events.

F2 · derivative.expiration_date: The Series C Convertible Preferred Stock has no expiration date.

F3 · derivative.underlying_shares: As of April 17, 2024, the Conversion Price was $0.35 a share, so each share of Series C Convertible Preferred Stock is convertible into approximately 2,857 shares of Common Stock.

F4 · derivative.underlying_shares: The Issuer is restricted from issuing shares of Common Stock upon conversion of the Series C Convertible Preferred Stock and /or exercise of the Series C Warrants to the extent such issuances would result in an aggregate number of shares of Common Stock exceeding 452,214, which represents 19.99% of the total shares of Common Stock issued and outstanding as of November 6, 2023, the execution date of the purchase agreement pursuant to which the shares of Series C Convertible Preferred Stock and Series C Warrants are issued, in accordance with the rules and regulations of the NYSE American unless the Issuer first obtains stockholder approval, which has not yet been obtained.

F5 · ownership.nature: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.

Read SEC document
March 28, 2024 Filed Jan 7, 2025 02:30 UTC
AULT MILTON C IIIDirector · Executive Chairman · 10% owner
Purchase13% Series D Cumulative Redeemable Perpetual Preferred Stock 1 $23.83 $23.83
Disclosure

SEC source: 0001214659-25-000240 · marketforms-67761.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 167

Read SEC document
March 19, 2024 Filed Mar 20, 2024 20:59 UTC
AULT MILTON C IIIDirector · Executive Chairman
PurchaseSeries C Warrants · Derivative 147,820 $0.00 Strike: $3.38 $0.00
Disclosure

SEC source: 0001214659-24-004896 · marketforms-65289.xml · derivative · entry 4

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault & Company, Inc.

Disclosed balance after: 128,603,220

Underlying: Common Stock · 147,820 shares

Expires 2029-03-18

F4 · derivative.underlying_shares: The Issuer is restricted from issuing shares of Common Stock upon conversion of the Series C Convertible Preferred Stock and /or exercise of the Series C Warrants to the extent such issuances would result in an aggregate number of shares of Common Stock exceeding 452,214, which represents 19.99% of the total shares of Common Stock issued and outstanding as of November 6, 2023, the execution date of the purchase agreement pursuant to which the shares of Series C Convertible Preferred Stock and Series C Warrants are issued, in accordance with the rules and regulations of the NYSE American unless the Issuer first obtains stockholder approval, which has not yet been obtained.

F5 · ownership.nature: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.

Read SEC document
March 19, 2024 Filed Mar 20, 2024 20:59 UTC
AULT MILTON C IIIDirector · Executive Chairman
PurchaseSeries C Convertible Preferred Stock · Derivative 500 $1,000.00 $500,000.00
Disclosure

SEC source: 0001214659-24-004896 · marketforms-65289.xml · derivative · entry 3

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault & Company, Inc.

Disclosed balance after: 43,500

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of Series C Convertible Preferred Stock has a stated value of $1,000.00 and is convertible into shares of Common Stock at a conversion price equal to the greater of (i) $0.10 per share and (ii) the lesser of (A) $0.35 or (B) 105% of the volume weighted average price of the Common Stock during the ten trading days immediately prior to the date of conversion (the "Conversion Price"). The Conversion Price is subject to adjustment in the event of an issuance of Common Stock at a price per share lower than the Conversion Price then in effect, as well as upon customary stock splits, stock dividends, combinations or similar events.

F2 · derivative.expiration_date: The Series C Convertible Preferred Stock has no expiration date.

F3 · derivative.underlying_shares: As of March 20, 2024, the Conversion Price was $0.35 a share, so each share of Series C Convertible Preferred Stock is convertible into approximately 2,857 shares of Common Stock.

F4 · derivative.underlying_shares: The Issuer is restricted from issuing shares of Common Stock upon conversion of the Series C Convertible Preferred Stock and /or exercise of the Series C Warrants to the extent such issuances would result in an aggregate number of shares of Common Stock exceeding 452,214, which represents 19.99% of the total shares of Common Stock issued and outstanding as of November 6, 2023, the execution date of the purchase agreement pursuant to which the shares of Series C Convertible Preferred Stock and Series C Warrants are issued, in accordance with the rules and regulations of the NYSE American unless the Issuer first obtains stockholder approval, which has not yet been obtained.

F5 · ownership.nature: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.

Read SEC document
March 18, 2024 Filed Mar 20, 2024 20:59 UTC
AULT MILTON C IIIDirector · Executive Chairman
PurchaseSeries C Warrants · Derivative 147,820 $0.00 Strike: $3.38 $0.00
Disclosure

SEC source: 0001214659-24-004896 · marketforms-65289.xml · derivative · entry 2

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault & Company, Inc.

Disclosed balance after: 12,712,502

Underlying: Common Stock · 147,820 shares

Expires 2029-03-17

F4 · derivative.underlying_shares: The Issuer is restricted from issuing shares of Common Stock upon conversion of the Series C Convertible Preferred Stock and /or exercise of the Series C Warrants to the extent such issuances would result in an aggregate number of shares of Common Stock exceeding 452,214, which represents 19.99% of the total shares of Common Stock issued and outstanding as of November 6, 2023, the execution date of the purchase agreement pursuant to which the shares of Series C Convertible Preferred Stock and Series C Warrants are issued, in accordance with the rules and regulations of the NYSE American unless the Issuer first obtains stockholder approval, which has not yet been obtained.

F5 · ownership.nature: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.

Read SEC document
March 18, 2024 Filed Mar 20, 2024 20:59 UTC
AULT MILTON C IIIDirector · Executive Chairman
PurchaseSeries C Convertible Preferred Stock · Derivative 500 $1,000.00 $500,000.00
Disclosure

SEC source: 0001214659-24-004896 · marketforms-65289.xml · derivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault & Company, Inc.

Disclosed balance after: 43,000

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of Series C Convertible Preferred Stock has a stated value of $1,000.00 and is convertible into shares of Common Stock at a conversion price equal to the greater of (i) $0.10 per share and (ii) the lesser of (A) $0.35 or (B) 105% of the volume weighted average price of the Common Stock during the ten trading days immediately prior to the date of conversion (the "Conversion Price"). The Conversion Price is subject to adjustment in the event of an issuance of Common Stock at a price per share lower than the Conversion Price then in effect, as well as upon customary stock splits, stock dividends, combinations or similar events.

F2 · derivative.expiration_date: The Series C Convertible Preferred Stock has no expiration date.

F3 · derivative.underlying_shares: As of March 20, 2024, the Conversion Price was $0.35 a share, so each share of Series C Convertible Preferred Stock is convertible into approximately 2,857 shares of Common Stock.

F4 · derivative.underlying_shares: The Issuer is restricted from issuing shares of Common Stock upon conversion of the Series C Convertible Preferred Stock and /or exercise of the Series C Warrants to the extent such issuances would result in an aggregate number of shares of Common Stock exceeding 452,214, which represents 19.99% of the total shares of Common Stock issued and outstanding as of November 6, 2023, the execution date of the purchase agreement pursuant to which the shares of Series C Convertible Preferred Stock and Series C Warrants are issued, in accordance with the rules and regulations of the NYSE American unless the Issuer first obtains stockholder approval, which has not yet been obtained.

F5 · ownership.nature: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.

Read SEC document
March 08, 2024 Filed Mar 11, 2024 20:30 UTC
AULT MILTON C IIIDirector · Executive Chairman
PurchaseSeries C Warrants · Derivative 147,820 $0.00 Strike: $3.38 $0.00
Disclosure

SEC source: 0001214659-24-004347 · marketforms-65140.xml · derivative · entry 6

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault & Company, Inc.

Disclosed balance after: 12,564,672

Underlying: Common Stock · 147,820 shares

Expires 2029-03-07

F4 · derivative.underlying_shares: The Issuer is restricted from issuing shares of Common Stock upon conversion of the Series C Convertible Preferred Stock and /or exercise of the Series C Warrants to the extent such issuances would result in an aggregate number of shares of Common Stock exceeding 452,214, which represents 19.99% of the total shares of Common Stock issued and outstanding as of November 6, 2023, the execution date of the purchase agreement pursuant to which the shares of Series C Convertible Preferred Stock and Series C Warrants are issued, in accordance with the rules and regulations of the NYSE American unless the Issuer first obtains stockholder approval, which has not yet been obtained.

F5 · ownership.nature: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.

Read SEC document
March 08, 2024 Filed Mar 11, 2024 20:30 UTC
AULT MILTON C IIIDirector · Executive Chairman
PurchaseSeries C Convertible Preferred Stock · Derivative 500 $1,000.00 $500,000.00
Disclosure

SEC source: 0001214659-24-004347 · marketforms-65140.xml · derivative · entry 5

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault & Company, Inc.

Disclosed balance after: 42,500

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of Series C Convertible Preferred Stock has a stated value of $1,000.00 and is convertible into shares of Common Stock at a conversion price equal to the greater of (i) $0.10 per share and (ii) the lesser of (A) $5.245 or (B) 105% of the volume weighted average price of the Common Stock during the ten trading days immediately prior to the date of conversion (the "Conversion Price"). The Conversion Price is subject to adjustment in the event of an issuance of Common Stock at a price per share lower than the Conversion Price then in effect, as well as upon customary stock splits, stock dividends, combinations or similar events.

F2 · derivative.expiration_date: The Series C Convertible Preferred Stock has no expiration date.

F3 · derivative.underlying_shares: As of March 11, 2024, the Conversion Price is approximately $0.61 a share, so each share of Series C Convertible Preferred Stock is convertible into approximately 1,639 shares of Common Stock.

F4 · derivative.underlying_shares: The Issuer is restricted from issuing shares of Common Stock upon conversion of the Series C Convertible Preferred Stock and /or exercise of the Series C Warrants to the extent such issuances would result in an aggregate number of shares of Common Stock exceeding 452,214, which represents 19.99% of the total shares of Common Stock issued and outstanding as of November 6, 2023, the execution date of the purchase agreement pursuant to which the shares of Series C Convertible Preferred Stock and Series C Warrants are issued, in accordance with the rules and regulations of the NYSE American unless the Issuer first obtains stockholder approval, which has not yet been obtained.

F5 · ownership.nature: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.

Read SEC document
March 07, 2024 Filed Mar 11, 2024 20:30 UTC
AULT MILTON C IIIDirector · Executive Chairman
PurchaseSeries C Warrants · Derivative 147,820 $0.00 Strike: $3.38 $0.00
Disclosure

SEC source: 0001214659-24-004347 · marketforms-65140.xml · derivative · entry 4

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault & Company, Inc.

Disclosed balance after: 12,416,852

Underlying: Common Stock · 147,820 shares

Expires 2029-03-06

F4 · derivative.underlying_shares: The Issuer is restricted from issuing shares of Common Stock upon conversion of the Series C Convertible Preferred Stock and /or exercise of the Series C Warrants to the extent such issuances would result in an aggregate number of shares of Common Stock exceeding 452,214, which represents 19.99% of the total shares of Common Stock issued and outstanding as of November 6, 2023, the execution date of the purchase agreement pursuant to which the shares of Series C Convertible Preferred Stock and Series C Warrants are issued, in accordance with the rules and regulations of the NYSE American unless the Issuer first obtains stockholder approval, which has not yet been obtained.

F5 · ownership.nature: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.

Read SEC document
March 07, 2024 Filed Mar 11, 2024 20:30 UTC
AULT MILTON C IIIDirector · Executive Chairman
PurchaseSeries C Convertible Preferred Stock · Derivative 500 $1,000.00 $500,000.00
Disclosure

SEC source: 0001214659-24-004347 · marketforms-65140.xml · derivative · entry 3

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault & Company, Inc.

Disclosed balance after: 42,000

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of Series C Convertible Preferred Stock has a stated value of $1,000.00 and is convertible into shares of Common Stock at a conversion price equal to the greater of (i) $0.10 per share and (ii) the lesser of (A) $5.245 or (B) 105% of the volume weighted average price of the Common Stock during the ten trading days immediately prior to the date of conversion (the "Conversion Price"). The Conversion Price is subject to adjustment in the event of an issuance of Common Stock at a price per share lower than the Conversion Price then in effect, as well as upon customary stock splits, stock dividends, combinations or similar events.

F2 · derivative.expiration_date: The Series C Convertible Preferred Stock has no expiration date.

F3 · derivative.underlying_shares: As of March 11, 2024, the Conversion Price is approximately $0.61 a share, so each share of Series C Convertible Preferred Stock is convertible into approximately 1,639 shares of Common Stock.

F4 · derivative.underlying_shares: The Issuer is restricted from issuing shares of Common Stock upon conversion of the Series C Convertible Preferred Stock and /or exercise of the Series C Warrants to the extent such issuances would result in an aggregate number of shares of Common Stock exceeding 452,214, which represents 19.99% of the total shares of Common Stock issued and outstanding as of November 6, 2023, the execution date of the purchase agreement pursuant to which the shares of Series C Convertible Preferred Stock and Series C Warrants are issued, in accordance with the rules and regulations of the NYSE American unless the Issuer first obtains stockholder approval, which has not yet been obtained.

F5 · ownership.nature: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.

Read SEC document
December 14, 2023 Filed Mar 11, 2024 20:30 UTC
AULT MILTON C IIIDirector · Executive Chairman
PurchaseSeries C Warrants · Derivative 12,269,032 $0.00 Strike: $3.38 $0.00
Disclosure

SEC source: 0001214659-24-004347 · marketforms-65140.xml · derivative · entry 2

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault & Company, Inc.

Disclosed balance after: 12,269,032

Underlying: Common Stock · 12,269,032 shares

Expires 2028-12-13

F4 · derivative.underlying_shares: The Issuer is restricted from issuing shares of Common Stock upon conversion of the Series C Convertible Preferred Stock and /or exercise of the Series C Warrants to the extent such issuances would result in an aggregate number of shares of Common Stock exceeding 452,214, which represents 19.99% of the total shares of Common Stock issued and outstanding as of November 6, 2023, the execution date of the purchase agreement pursuant to which the shares of Series C Convertible Preferred Stock and Series C Warrants are issued, in accordance with the rules and regulations of the NYSE American unless the Issuer first obtains stockholder approval, which has not yet been obtained.

F5 · ownership.nature: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.

Read SEC document
December 14, 2023 Filed Mar 11, 2024 20:30 UTC
AULT MILTON C IIIDirector · Executive Chairman
PurchaseSeries C Convertible Preferred Stock · Derivative 41,500 $1,000.00 $41,500,000.00
Disclosure

SEC source: 0001214659-24-004347 · marketforms-65140.xml · derivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault & Company, Inc.

Disclosed balance after: 41,500

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of Series C Convertible Preferred Stock has a stated value of $1,000.00 and is convertible into shares of Common Stock at a conversion price equal to the greater of (i) $0.10 per share and (ii) the lesser of (A) $5.245 or (B) 105% of the volume weighted average price of the Common Stock during the ten trading days immediately prior to the date of conversion (the "Conversion Price"). The Conversion Price is subject to adjustment in the event of an issuance of Common Stock at a price per share lower than the Conversion Price then in effect, as well as upon customary stock splits, stock dividends, combinations or similar events.

F2 · derivative.expiration_date: The Series C Convertible Preferred Stock has no expiration date.

F3 · derivative.underlying_shares: As of March 11, 2024, the Conversion Price is approximately $0.61 a share, so each share of Series C Convertible Preferred Stock is convertible into approximately 1,639 shares of Common Stock.

F4 · derivative.underlying_shares: The Issuer is restricted from issuing shares of Common Stock upon conversion of the Series C Convertible Preferred Stock and /or exercise of the Series C Warrants to the extent such issuances would result in an aggregate number of shares of Common Stock exceeding 452,214, which represents 19.99% of the total shares of Common Stock issued and outstanding as of November 6, 2023, the execution date of the purchase agreement pursuant to which the shares of Series C Convertible Preferred Stock and Series C Warrants are issued, in accordance with the rules and regulations of the NYSE American unless the Issuer first obtains stockholder approval, which has not yet been obtained.

F5 · ownership.nature: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.

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November 30, 2023 Filed Dec 4, 2023 21:30 UTC
AULT MILTON C IIIDirector · Executive Chairman
Purchase13% Series D Cumulative Redeemable Perpetual Preferred Stock 178 $21.96 $3,908.90
Disclosure

SEC source: 0001214659-23-015973 · marketforms-63701.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Alpha LP

Disclosed balance after: 101,362

F1 · price: The preferred stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $21.9601. The range of purchase prices on the transaction date was $21.8447 to $22.05 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

F2 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha LP ("Ault Alpha"), respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.