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GRAPHIC PACKAGING HOLDING CO

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4188
SEC CIK
0001408075
Parsed reports
357

Last 12 months

Inside the activity.

8 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202650
Apr 202600
May 202630
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 23, 2020 Filed Feb 25, 2020 21:39 UTC Tax withholdingCommon Stock 43,478 $16.08 $699,126.24
Disclosure

SEC source: 0001209191-20-012499 · doc4.xml · nonDerivative · entry 2

Scherger Stephen R. · CIK 0001546877 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 345,456

Read SEC document
February 23, 2020 Filed Feb 25, 2020 21:39 UTC Exercise / conversionCommon Stock 96,458 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-012499 · doc4.xml · nonDerivative · entry 1

Scherger Stephen R. · CIK 0001546877 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 388,934

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2020 Filed Feb 25, 2020 21:32 UTC
DOSS MICHAEL PDirector · President and CEO
Exercise / conversionService-Based Restricted Stock Units · Derivative 103,081 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-012476 · doc4.xml · derivative · entry 4

DOSS MICHAEL P · CIK 0001373483 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 103,081 shares

Expires 2020-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2020 Filed Feb 25, 2020 21:32 UTC
DOSS MICHAEL PDirector · President and CEO
Exercise / conversionPerformance-Based Restricted Stock Units · Derivative 206,162 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-012476 · doc4.xml · derivative · entry 3

DOSS MICHAEL P · CIK 0001373483 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 206,162 shares

Expires 2020-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2020 Filed Feb 25, 2020 21:32 UTC
DOSS MICHAEL PDirector · President and CEO
Tax withholdingCommon Stock 139,257 $16.08 $2,239,252.56
Disclosure

SEC source: 0001209191-20-012476 · doc4.xml · nonDerivative · entry 2

DOSS MICHAEL P · CIK 0001373483 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,114,924

Read SEC document
February 23, 2020 Filed Feb 25, 2020 21:32 UTC
DOSS MICHAEL PDirector · President and CEO
Exercise / conversionCommon Stock 309,243 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-012476 · doc4.xml · nonDerivative · entry 1

DOSS MICHAEL P · CIK 0001373483 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,254,181

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2020 Filed Feb 25, 2020 21:36 UTC
Roche Jean FrancoisSVP and President, EMEA
Exercise / conversionService-Based Restricted Stock Units · Derivative 6,464 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-012486 · doc4.xml · derivative · entry 4

Roche Jean Francois · CIK 0001796426 · SVP and President, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,464 shares

Expires 2020-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2020 Filed Feb 25, 2020 21:36 UTC
Roche Jean FrancoisSVP and President, EMEA
Exercise / conversionPerformance-Based Restricted Stock Units · Derivative 12,926 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-012486 · doc4.xml · derivative · entry 3

Roche Jean Francois · CIK 0001796426 · SVP and President, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,926 shares

Expires 2020-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2020 Filed Feb 25, 2020 21:36 UTC
Roche Jean FrancoisSVP and President, EMEA
Tax withholdingCommon Stock 5,570 $16.08 $89,565.60
Disclosure

SEC source: 0001209191-20-012486 · doc4.xml · nonDerivative · entry 2

Roche Jean Francois · CIK 0001796426 · SVP and President, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,820

Read SEC document
February 23, 2020 Filed Feb 25, 2020 21:36 UTC
Roche Jean FrancoisSVP and President, EMEA
Exercise / conversionCommon Stock 19,390 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-012486 · doc4.xml · nonDerivative · entry 1

Roche Jean Francois · CIK 0001796426 · SVP and President, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,390

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 16:42 UTC
Farrell Michael JamesEVP, Mills Division
GrantService-Based Restricted Stock Units · Derivative 16,646 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-011988 · doc4.xml · derivative · entry 1

Farrell Michael James · CIK 0001760451 · EVP, Mills Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,646

Underlying: Common Stock · 16,646 shares

Expires 2023-02-20

F1 · derivative.exercise_date: The Restricted Stock Units vest and become payable on February 20, 2023, except in the event of of death, disability, retirement, involuntary termination or change in control.

F2 · derivative.expiration_date: The Restricted Stock Units expire upon the conversion and payment in shares of the Company's Common Stock as described under "Date Exercisable".

Read SEC document
February 20, 2020 Filed Feb 24, 2020 16:57 UTC
Yost Joseph PEVP and President, Americas
GrantService-Based Restricted Stock Units · Derivative 22,075 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-012030 · doc4.xml · derivative · entry 1

Yost Joseph P · CIK 0001465633 · EVP and President, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,075

Underlying: Common Stock · 22,075 shares

Expires 2023-02-20

F1 · derivative.exercise_date: The Restricted Stock Units vest and become payable on February 20, 2023, except in the event of of death, disability, retirement, involuntary termination or change in control.

F2 · derivative.expiration_date: The Restricted Stock Units expire upon the conversion and payment in shares of the Company's Common Stock as described under "Date Exercisable".

Read SEC document
February 20, 2020 Filed Feb 24, 2020 17:00 UTC
Frank Deborah R.SVP, Chief Accounting Officer
GrantService-based Restricted Stock Units · Derivative 4,857 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-012039 · doc4.xml · derivative · entry 1

Frank Deborah R. · CIK 0001436036 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,857

Underlying: Common Stock · 4,857 shares

Expires 2023-02-20

F1 · derivative.exercise_date: The Restricted Stock Units vest and become payable on February 20, 2023, except in the event of of death, disability, retirement, involuntary termination or change in control.

F2 · derivative.expiration_date: The Restricted Stock Units expire upon the conversion and payment in shares of the Company's Common Stock as described under "Date Exercisable".

Read SEC document
February 20, 2020 Filed Feb 24, 2020 21:55 UTC
Tashma Lauren S.EVP, Gen Counsel & Secretary
GrantServiced-Based Restricted Stock Units · Derivative 16,477 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-012023 · doc4.xml · derivative · entry 1

Tashma Lauren S. · CIK 0001531575 · EVP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,477

Underlying: Common Stock · 16,477 shares

Expires 2023-02-23

F1 · derivative.exercise_date: The Restricted Stock Units vest and become payable on February 20, 2023, except in the event of of death, disability, retirement, involuntary termination or change in control.

F2 · derivative.expiration_date: The Restricted Stock Units expire upon the conversion and payment in shares of the Company's Common Stock as described under "Date Exercisable".

Read SEC document
February 20, 2020 Filed Feb 24, 2020 21:51 UTC GrantService-Based Restricted Stock Units · Derivative 32,325 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-012012 · doc4.xml · derivative · entry 1

Scherger Stephen R. · CIK 0001546877 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,325

Underlying: Common Stock · 32,325 shares

Expires 2023-02-20

F1 · derivative.exercise_date: The Restricted Stock Units vest and become payable on February 20, 2023, except in the event of of death, disability, retirement, involuntary termination or change in control.

F2 · derivative.expiration_date: The Restricted Stock Units expire upon the conversion and payment in shares of the Company's Common Stock as described under "Date Exercisable".

Read SEC document
February 20, 2020 Filed Feb 24, 2020 21:49 UTC
Roche Jean FrancoisSVP and President, EMEA
GrantService-Based Restricted Stock Units · Derivative 5,112 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-012006 · doc4.xml · derivative · entry 1

Roche Jean Francois · CIK 0001796426 · SVP and President, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,112

Underlying: Common Stock · 5,112 shares

Expires 2023-02-20

F1 · derivative.exercise_date: The Restricted Stock Units vest and become payable on February 20, 2023, except in the event of of death, disability, retirement, involuntary termination or change in control.

F2 · derivative.expiration_date: The Restricted Stock Units expire upon the conversion and payment in shares of the Company's Common Stock as described under "Date Exercisable".

Read SEC document
February 20, 2020 Filed Feb 24, 2020 21:48 UTC
Panayiotou Stacey J.EVP, Human Resources
GrantService-Based Restricted Stock Units · Derivative 13,752 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-012004 · doc4.xml · derivative · entry 1

Panayiotou Stacey J. · CIK 0001774162 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,752

Underlying: Common Stock · 13,752 shares

Expires 2023-02-20

F1 · derivative.exercise_date: The Restricted Stock Units vest and become payable on February 20, 2023, except in the event of of death, disability, retirement, involuntary termination or change in control.

F2 · derivative.expiration_date: The Restricted Stock Units expire upon the conversion and payment in shares of the Company's Common Stock as described under "Date Exercisable."

Read SEC document
February 20, 2020 Filed Feb 24, 2020 21:39 UTC
DOSS MICHAEL PDirector · President and CEO
GrantService-Based Restricted Stock Units · Derivative 106,665 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-011982 · doc4.xml · derivative · entry 1

DOSS MICHAEL P · CIK 0001373483 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,665

Underlying: Common Stock · 106,665 shares

Expires 2023-02-20

F1 · derivative.exercise_date: The Restricted Stock Units vest and become payable on February 20, 2023, except in the event of of death, disability, retirement, involuntary termination or change in control.

F2 · derivative.expiration_date: The Restricted Stock Units expire upon the conversion and payment in shares of the Company's Common Stock as described under "Date Exercisable."

Read SEC document
February 20, 2020 Filed Feb 24, 2020 21:45 UTC GrantService-Based Restricted Stock Units · Derivative 8,180 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-011998 · doc4.xml · derivative · entry 1

Lischer Charles D · CIK 0001327389 · SVP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,180

Underlying: Common Stock · 8,180 shares

Expires 2023-02-20

F1 · derivative.exercise_date: The Restricted Stock Units vest and become payable on February 20, 2023, except in the event of of death, disability, retirement, involuntary termination or change in control.

F2 · derivative.expiration_date: The Restricted Stock Units expire upon the conversion and payment in shares of the Company's Common Stock as described under "Date Exercisable".

Read SEC document
January 02, 2020 Filed Apr 24, 2020 19:46 UTC PurchaseCommon Stock 115.899 $16.56 $1,919.29
Disclosure

SEC source: 0001209191-20-025587 · doc4.xml · nonDerivative · entry 5

Venturelli Larry M · CIK 0001348570 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,145.476

F1 · kind: Purchased pursuant to a pre-established dividend reinvestment arrangement.

Read SEC document
October 03, 2019 Filed Apr 24, 2020 19:46 UTC PurchaseCommon Stock 134.158 $14.23 $1,909.07
Disclosure

SEC source: 0001209191-20-025587 · doc4.xml · nonDerivative · entry 4

Venturelli Larry M · CIK 0001348570 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,029.577

F1 · kind: Purchased pursuant to a pre-established dividend reinvestment arrangement.

Read SEC document
July 02, 2019 Filed Apr 24, 2020 19:46 UTC PurchaseCommon Stock 134.942 $14.07 $1,898.63
Disclosure

SEC source: 0001209191-20-025587 · doc4.xml · nonDerivative · entry 3

Venturelli Larry M · CIK 0001348570 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,895.419

F1 · kind: Purchased pursuant to a pre-established dividend reinvestment arrangement.

Read SEC document
May 22, 2019 Filed May 24, 2019 15:28 UTC GrantCommon Stock 9,345 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-032614 · doc4.xml · nonDerivative · entry 1

Campbell David D · CIK 0001334893 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,486

Read SEC document
May 22, 2019 Filed May 24, 2019 15:25 UTC
BRLAS LAURIEDirector
GrantCommon Stock 9,345 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-032613 · doc4.xml · nonDerivative · entry 1

BRLAS LAURIE · CIK 0001235612 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,345

Read SEC document
May 22, 2019 Filed May 24, 2019 15:24 UTC GrantCommon Stock 9,345 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-032612 · doc4.xml · nonDerivative · entry 1

Wentworth Lynn A · CIK 0001386671 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,861

Read SEC document
May 22, 2019 Filed May 24, 2019 16:00 UTC GrantCommon Stock 9,345 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-032628 · doc4.xml · nonDerivative · entry 1

Venturelli Larry M · CIK 0001348570 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,338

Read SEC document
May 22, 2019 Filed May 24, 2019 15:37 UTC GrantCommon Stock 9,345 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-032622 · doc4.xml · nonDerivative · entry 1

SCARBOROUGH DEAN A · CIK 0001197584 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,345

Read SEC document
May 22, 2019 Filed May 24, 2019 15:36 UTC GrantCommon Stock 9,345 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-032621 · doc4.xml · nonDerivative · entry 1

MARTENS PHILIP R · CIK 0001190851 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,674

Read SEC document
May 22, 2019 Filed May 24, 2019 15:33 UTC GrantCommon Stock 9,345 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-032619 · doc4.xml · nonDerivative · entry 1

HAGEMANN ROBERT · CIK 0001222676 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,674

Read SEC document
May 22, 2019 Filed May 24, 2019 15:30 UTC
Carrico PaulDirector
GrantCommon Stock 9,345 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-032616 · doc4.xml · nonDerivative · entry 1

Carrico Paul · CIK 0001327977 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,103

Read SEC document
May 01, 2019 Filed May 2, 2019 19:34 UTC
Panayiotou Stacey J.EVP, Human Resources
GrantService-Based Restricted Stock Units · Derivative 51,094 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-026961 · doc4.xml · derivative · entry 3

Panayiotou Stacey J. · CIK 0001774162 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,094

Underlying: Common Stock · 51,094 shares

Expires not disclosed

F4 · derivative.exercise_date: The Restricted Stock Units vest and become payable in three equal annual installments on the first, second and third anniversaries of the date of grant, except in the event of death, disability, retirement or involuntary termination without cause.

F2 · derivative.expiration_date: The Restricted Stock Units expire upon the conversion and payment in shares of the Company's Common Stock as described under "Date Exercisable."

Read SEC document
May 01, 2019 Filed May 2, 2019 19:34 UTC
Panayiotou Stacey J.EVP, Human Resources
GrantPerformance-Based Restricted Stock Units · Derivative 37,957 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-026961 · doc4.xml · derivative · entry 2

Panayiotou Stacey J. · CIK 0001774162 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,957

Underlying: Common Stock · 37,957 shares

Expires 2022-02-21

F1 · derivative.exercise_date: The Restricted Stock Units vest and become payable on February 21, 2022, except in the event of of death, disability, retirement, involuntary termination or change in control.

F2 · derivative.expiration_date: The Restricted Stock Units expire upon the conversion and payment in shares of the Company's Common Stock as described under "Date Exercisable."

F3 · derivative.underlying_shares: This number represents payout at target. Actual payout may be adjusted up or down depending upon achievement of performance targets.

F3 · balance_after: This number represents payout at target. Actual payout may be adjusted up or down depending upon achievement of performance targets.

Read SEC document
May 01, 2019 Filed May 2, 2019 19:34 UTC
Panayiotou Stacey J.EVP, Human Resources
GrantService-Based Restricted Stock Units · Derivative 18,979 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-026961 · doc4.xml · derivative · entry 1

Panayiotou Stacey J. · CIK 0001774162 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,979

Underlying: Common Stock · 18,979 shares

Expires 2022-02-21

F1 · derivative.exercise_date: The Restricted Stock Units vest and become payable on February 21, 2022, except in the event of of death, disability, retirement, involuntary termination or change in control.

F2 · derivative.expiration_date: The Restricted Stock Units expire upon the conversion and payment in shares of the Company's Common Stock as described under "Date Exercisable."

Read SEC document
April 03, 2019 Filed Apr 24, 2020 19:46 UTC PurchaseCommon Stock 147.516 $12.80 $1,888.20
Disclosure

SEC source: 0001209191-20-025587 · doc4.xml · nonDerivative · entry 2

Venturelli Larry M · CIK 0001348570 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,760.477

F1 · kind: Purchased pursuant to a pre-established dividend reinvestment arrangement.

Read SEC document
February 27, 2019 Filed Feb 28, 2019 16:33 UTC PurchaseCommon Stock 15,000 $12.25 $183,750.00
Disclosure

SEC source: 0001209191-19-014369 · doc4.xml · nonDerivative · entry 1

HAGEMANN ROBERT · CIK 0001222676 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,329

Read SEC document
February 25, 2019 Filed Feb 27, 2019 17:16 UTC
Farrell Michael JamesEVP, Mills Division
Exercise / conversionService-Based Restricted Stock Units · Derivative 2,569 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-014136 · doc4.xml · derivative · entry 4

Farrell Michael James · CIK 0001760451 · EVP, Mills Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,569 shares

Expires 2019-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 17:16 UTC
Farrell Michael JamesEVP, Mills Division
Exercise / conversionPerformance-Based Rstricted Stock Units · Derivative 5,138 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-014136 · doc4.xml · derivative · entry 3

Farrell Michael James · CIK 0001760451 · EVP, Mills Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,107 shares

Expires 2019-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.underlying_shares: Based on the performance of the Company, each Performance-Based Restricted Stock Unit pays out in .41 shares of Common Stock.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 17:16 UTC
Farrell Michael JamesEVP, Mills Division
Tax withholdingCommon Stock 1,855 $12.55 $23,280.25
Disclosure

SEC source: 0001209191-19-014136 · doc4.xml · nonDerivative · entry 2

Farrell Michael James · CIK 0001760451 · EVP, Mills Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,731

Read SEC document
February 25, 2019 Filed Feb 27, 2019 17:16 UTC
Farrell Michael JamesEVP, Mills Division
Exercise / conversionCommon Stock 4,676 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-014136 · doc4.xml · nonDerivative · entry 1

Farrell Michael James · CIK 0001760451 · EVP, Mills Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,586

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 17:23 UTC
Yost Joseph PEVP and President, Americas
Exercise / conversionService-Based Restricted Stock Units · Derivative 21,706 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-014150 · doc4.xml · derivative · entry 4

Yost Joseph P · CIK 0001465633 · EVP and President, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,706 shares

Expires 2019-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 17:23 UTC
Yost Joseph PEVP and President, Americas
Exercise / conversionPerformance-Based Restricted Stock Units · Derivative 43,478 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-014150 · doc4.xml · derivative · entry 3

Yost Joseph P · CIK 0001465633 · EVP and President, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,826 shares

Expires 2019-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.underlying_shares: Based on the performance of the Company, each Performance-Based Restricted Stock Unit pays out in .41 shares of Common Stock.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 17:23 UTC
Yost Joseph PEVP and President, Americas
Tax withholdingCommon Stock 17,304 $12.55 $217,165.20
Disclosure

SEC source: 0001209191-19-014150 · doc4.xml · nonDerivative · entry 2

Yost Joseph P · CIK 0001465633 · EVP and President, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 329,154

Read SEC document
February 25, 2019 Filed Feb 27, 2019 17:23 UTC
Yost Joseph PEVP and President, Americas
Exercise / conversionCommon Stock 39,532 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-014150 · doc4.xml · nonDerivative · entry 1

Yost Joseph P · CIK 0001465633 · EVP and President, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 346,458

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 17:17 UTC
Frank Deborah R.SVP, Chief Accounting Officer
Exercise / conversionService-Based Restricted Stock Units · Derivative 5,872 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-014137 · doc4.xml · derivative · entry 4

Frank Deborah R. · CIK 0001436036 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,872 shares

Expires 2019-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 25, 2019 Filed Feb 27, 2019 17:17 UTC
Frank Deborah R.SVP, Chief Accounting Officer
Exercise / conversionPerformance-Based Restricted Stock Units · Derivative 11,745 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-014137 · doc4.xml · derivative · entry 3

Frank Deborah R. · CIK 0001436036 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,815 shares

Expires 2019-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.underlying_shares: Based on the performance of the Company, each Performance-Based Restricted Stock Unit pays out in .41 shares of Common Stock.

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February 25, 2019 Filed Feb 27, 2019 17:17 UTC
Frank Deborah R.SVP, Chief Accounting Officer
Tax withholdingCommon Stock 4,829 $12.55 $60,603.95
Disclosure

SEC source: 0001209191-19-014137 · doc4.xml · nonDerivative · entry 2

Frank Deborah R. · CIK 0001436036 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,987

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February 25, 2019 Filed Feb 27, 2019 17:17 UTC
Frank Deborah R.SVP, Chief Accounting Officer
Exercise / conversionCommon Stock 10,687 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-014137 · doc4.xml · nonDerivative · entry 1

Frank Deborah R. · CIK 0001436036 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,816

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Based on the performance of the Company, each Performance-Based Restricted Stock Unit pays out in .41 shares of Common Stock.

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February 25, 2019 Filed Feb 27, 2019 22:22 UTC
Van Moeseke HildeSVP & President EMEA
Exercise / conversionService-Based Restricted Stock Units · Derivative 859 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-014147 · doc4.xml · derivative · entry 4

Van Moeseke Hilde · CIK 0001714042 · SVP & President EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 859 shares

Expires 2019-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 22:22 UTC
Van Moeseke HildeSVP & President EMEA
Exercise / conversionPerformance-Based Restricted Stock Units · Derivative 1,718 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-014147 · doc4.xml · derivative · entry 3

Van Moeseke Hilde · CIK 0001714042 · SVP & President EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 704 shares

Expires 2019-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.underlying_shares: Based on the performance of the Company, each Performance-Based Restricted Stock Unit pays out in .41 shares of Common Stock.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 22:22 UTC
Van Moeseke HildeSVP & President EMEA
Tax withholdingCommon Stock 638 $12.55 $8,006.90
Disclosure

SEC source: 0001209191-19-014147 · doc4.xml · nonDerivative · entry 2

Van Moeseke Hilde · CIK 0001714042 · SVP & President EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,053

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.